Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED ENERGY INDUSTRIES INCAEIS · Entity 3497 | EVP, CFO | February 20, 2025 | March 19, 2026 |
| ELECTRO SCIENTIFIC INDUSTRIES INCESIO · Entity 160720 | CFO, Sr. VP of Finance | November 16, 2017 | November 20, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED ENERGY INDUSTRIES INC
Report date February 20, 2025 · Filed March 19, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,598 |
Reported balance
After 2025-02-20 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-02-20 · Tax withholding · Disposed 3,189 · Balance 34,598 F1: Payment of tax liability by withholding securities incident to vesting of performance stock units. F2: Due to an administrative error, the Form 4 filed on February 21, 2025 inadvertently reflected an incorrect amount of shares withheld for the payment of tax liability. As reflected in this amendment, the correct number of shares withheld on February 20, 2025 was 3,189 shares. As a result, the reporting person's beneficial ownership in Table I, Column 5 was underreported by 1,158 shares in the original February 21, 2025 filing and in the subsequent Forms 4 filed on February 28, 2025, March 4, 2025, March 18, 2025, June 24, 2025, November 21, 2025, February 20, 2026, and March 3, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of tax liability by withholding securities incident to vesting of performance stock units.
F2: Due to an administrative error, the Form 4 filed on February 21, 2025 inadvertently reflected an incorrect amount of shares withheld for the payment of tax liability. As reflected in this amendment, the correct number of shares withheld on February 20, 2025 was 3,189 shares. As a result, the reporting person's beneficial ownership in Table I, Column 5 was underreported by 1,158 shares in the original February 21, 2025 filing and in the subsequent Forms 4 filed on February 28, 2025, March 4, 2025, March 18, 2025, June 24, 2025, November 21, 2025, February 20, 2026, and March 3, 2026.
ELECTRO SCIENTIFIC INDUSTRIES INC
Report date November 16, 2017 · Filed November 20, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 227,665.22 |
Ending reported balance
After 2017-11-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-11-16 · Exercise / conversion · Acquired 60,000 · Balance 287,665.22 Row 2 · 2017-11-16 · Sale · Disposed 60,000 · Balance 227,665.22 F1: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $24.00 to $24.15. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.11 · Expires 2018-01-06 | Direct | 0 |
Reported balance
After 2017-11-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-11-16 · Exercise / conversion · Disposed 60,000 · Balance 0 F2: Option originally granted on January 7, 2008 and provided for vesting in four equal annual installments commencing on January 7, 2009. |
Filing footnotes · ownership attribution and instrument terms
F1: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $24.00 to $24.15.
F2: Option originally granted on January 7, 2008 and provided for vesting in four equal annual installments commencing on January 7, 2009.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2017 Filed Apr 11, 2017 13:29 UTC | ELECTRO SCIENTIFIC INDUSTRIES INC ESIO · Entity 160720 | Tax withholdingCommon Stock | 2,083 | $6.78 | $14,122.74 |
DisclosureSEC source: 0000726514-17-000017 · edgardoc.xml · nonDerivative · entry 1 Oldham Paul R · CIK 0001421764 · CFO, Sr. VP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,202.22 F1 · kind: Payment of tax liability by delivering shares incident to the vesting of restricted stock units in accordance with Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.