Jennings Jay Walter

SEC source: 0001685730-26-000003 · form4.xml · nonDerivative · entry 1

Jennings Jay Walter · CIK 0001685730 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,800

F1 · shares: Subject to the Reporting Person's continued service to QT Imaging Holdings, Inc. (the "Company"), one-third of the Restricted Stock Unit ("RSU") shall vest on May 15, 2027, and the remaining two-thirds will vest in eight equal quarterly installments on each subsequent August 15, November 15, February 15, and May 15, such that the grant will be fully vested on May 15, 2029; all RSUs shall immediately vest in the event of a Change of Control (as defined in the QT Imaging Holdings, Inc. 2024 Equity Incentive Plan) of the Company.

SEC source: 0001770141-24-000098 · wk-form4_1724702586.xml · nonDerivative · entry 1

Jennings Jay Walter · CIK 0001685730 · Acting Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,678

F1 · shares: The Company withheld 352 shares of stock subject to the Prior Time-based RSUs at the time of vesting for the purposes of satisfying tax obligations which arose in connection with the vesting of such Prior Time-based RSUs issued to the Reporting Person.

F2 · balance_after: Includes Time-based Restricted Stock Units ("Prior Time-based RSUs") of UpHealth, Inc. (the "Company"), that are subject to vesting pursuant to previously disclosed vesting schedules

SEC source: 0000950170-24-071001 · ownership.xml · nonDerivative · entry 4

Jennings Jay Walter · CIK 0001685730 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,145

F5 · shares: The Company withheld 352 shares of stock subject to the Prior Time-based RSUs at the time of vesting for the purposes of satisfying tax obligations which arose in connection with the vesting of such Prior Time-based RSUs issued to the Reporting Person.

F2 · balance_after: Includes Time-based Restricted Stock Units ("Prior Time-based RSUs") of UpHealth, Inc. (the "Company"), that are subject to vesting pursuant to previously disclosed vesting schedules

SEC source: 0000950170-24-071001 · ownership.xml · derivative · entry 6

Jennings Jay Walter · CIK 0001685730 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,522

Underlying: Common Stock · 1,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance-Based Restricted Stock Units ("Prior Performance-based RSUs") convert into Common Stock on a one-for-one basis.

F4 · shares: The Company withheld 522 shares of stock subject to the Prior Performance-based RSUs at the time of vesting for the purposes of satisfying tax obligations which arose in connection with the vesting of such Prior Performance-based RSUs issued to the Reporting Person.

F6 · derivative.exercise_date: On July 6, 2022, the reporting person was granted 3,500 Prior Performance-based RSUs, which amount has been adjusted to reflect the 10-for-1 reverse stock split on the Common Stock of the Company on December 8, 2022. Each Prior Performance-based RSU represents the right to receive, following vesting, one share of Common Stock. The number of shares of Common Stock acquired upon vesting of the Prior Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Board of Directors on an annual basis, over three one-year performance periods beginning on the first day of the fiscal year of 2022 and ending on the last day of the fiscal year of 2024. The determination of whether such pre-established performance metrics were achieved during a performance period, and any vesting of Prior Performance-based RSUs in connection therewith, occurs following an assessment of the applicable performance period.

F6 · derivative.expiration_date: On July 6, 2022, the reporting person was granted 3,500 Prior Performance-based RSUs, which amount has been adjusted to reflect the 10-for-1 reverse stock split on the Common Stock of the Company on December 8, 2022. Each Prior Performance-based RSU represents the right to receive, following vesting, one share of Common Stock. The number of shares of Common Stock acquired upon vesting of the Prior Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Board of Directors on an annual basis, over three one-year performance periods beginning on the first day of the fiscal year of 2022 and ending on the last day of the fiscal year of 2024. The determination of whether such pre-established performance metrics were achieved during a performance period, and any vesting of Prior Performance-based RSUs in connection therewith, occurs following an assessment of the applicable performance period.

F7 · balance_after: Includes Prior Performance-based RSUs of the Company that are subject to vesting pursuant to previously disclosed vesting schedules.

SEC source: 0000950170-24-071001 · ownership.xml · nonDerivative · entry 3

Jennings Jay Walter · CIK 0001685730 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,497

F4 · kind: The Company withheld 522 shares of stock subject to the Prior Performance-based RSUs at the time of vesting for the purposes of satisfying tax obligations which arose in connection with the vesting of such Prior Performance-based RSUs issued to the Reporting Person.

SEC source: 0000950170-24-071001 · ownership.xml · nonDerivative · entry 2

Jennings Jay Walter · CIK 0001685730 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Performance-Based Restricted Stock Units ("Prior Performance-based RSUs") convert into Common Stock on a one-for-one basis.

SEC source: 0000950170-24-071001 · ownership.xml · nonDerivative · entry 1

Jennings Jay Walter · CIK 0001685730 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,619

F1 · shares: The Company withheld 411 shares of stock subject to the Prior Time-based RSUs at the time of vesting for the purposes of satisfying tax obligations which arose in connection with the vesting of such Prior Time-based RSUs issued to the Reporting Person.

F2 · balance_after: Includes Time-based Restricted Stock Units ("Prior Time-based RSUs") of UpHealth, Inc. (the "Company"), that are subject to vesting pursuant to previously disclosed vesting schedules

SEC source: 0001333493-18-000090 · wf-form4_152701946385438.xml · nonDerivative · entry 1

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,690

F1 · kind: Represents the withholding of shares to satisfy tax withholding obligation.

SEC source: 0001333493-18-000085 · wf-form4_152641134647886.xml · nonDerivative · entry 1

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,555

F1 · kind: Represents the withholding of shares to satisfy tax withholding obligation.

SEC source: 0001333493-18-000077 · wf-form4_152536973047945.xml · nonDerivative · entry 2

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,022

F2 · kind: The price reported in Table I, Column 4 for sales on 5/1/2018 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.70 to $18.83, inclusive. The reporting person undertakes to provide to eHealth, Inc., any security holder of eHealth Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001333493-18-000077 · wf-form4_152536973047945.xml · nonDerivative · entry 1

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,322

F1 · kind: Represents the withholding of shares to satisfy tax withholding obligation.

SEC source: 0001333493-18-000065 · wf-form4_152451297439683.xml · derivative · entry 2

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,300 shares

Expires 2018-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This represents a cash exercise of 5,300 shares of stock options at $12.43 per share.

F2 · derivative.exercise_date: Currently fully vested and exercisable. The option became vested as to 25% of the shares 1 year after Feburary 28, 2011 and 1/48th of the shares upon completion of each month of continuous service thereafter.

SEC source: 0001333493-18-000065 · wf-form4_152451297439683.xml · nonDerivative · entry 1

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This represents a cash exercise of 5,300 shares of stock options at $12.43 per share.

SEC source: 0001333493-18-000063 · wf-form4_152416096953408.xml · nonDerivative · entry 1

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,714

F1 · kind: This represents an award of restricted stock units. Each unit represents a contingent right to receive one share of the company's common stock upon vesting. The restricted stock units vest in four equal annual installments from the vesting commencement date of March 30, 2018, subject to the individual continuing to provide services to the company through the applicable vesting date.

SEC source: 0001333493-18-000043 · wf-form4_152278544930913.xml · nonDerivative · entry 1

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,714

F1 · kind: Represents the withholding of shares to satisfy tax withholding obligation.

SEC source: 0001333493-18-000043 · wf-form4_152278544930913.xml · derivative · entry 2

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2022-03-30

F2 · derivative.exercise_date: The performance-based restricted stock units are eligible to vest during a four-year performance period following the award's grant date based on the company's stock price trading at certain pre-determined price thresholds. Once a price threshold is achieved, the portion of the award related to that threshold will vest one year later, subject to the individual continuing to provide services to the company through the applicable vesting date.

SEC source: 0001333493-17-000147 · wf-form4_151060450902911.xml · derivative · entry 2

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This represents the achievement of a stock price threshold under a performance restricted stock unit granted on 3/31/2017. Each unit represents a contingent right to receive one share of the company's common stock upon vesting. The shares are scheduled to vest on September 25, 2018, subject to the individual continuing to provide services to the company though the vesting date.

F2 · derivative.exercise_date: The performance-based restricted stock units are eligible to vest during a four-year performance period following the award's grant date based on the company's stock price trading at certain pre-determined pricethresholds. Once a price threshold is achieved, the portion of the award related to that threshold will vest one year later, subject to the individual continuing to provide services to the company through the applicable vesting date.

F2 · balance_after: The performance-based restricted stock units are eligible to vest during a four-year performance period following the award's grant date based on the company's stock price trading at certain pre-determined pricethresholds. Once a price threshold is achieved, the portion of the award related to that threshold will vest one year later, subject to the individual continuing to provide services to the company through the applicable vesting date.

SEC source: 0001333493-17-000147 · wf-form4_151060450902911.xml · nonDerivative · entry 1

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This represents the achievement of a stock price threshold under a performance restricted stock unit granted on 3/31/2017. Each unit represents a contingent right to receive one share of the company's common stock upon vesting. The shares are scheduled to vest on September 25, 2018, subject to the individual continuing to provide services to the company though the vesting date.

SEC source: 0001333493-17-000124 · edgar.xml · nonDerivative · entry 1

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,056

F1 · kind: Represents the withholding of shares to satisfy tax withholding obligation.

SEC source: 0001333493-17-000116 · edgar.xml · nonDerivative · entry 2

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,526

F3 · kind: Represents the withholding of shares to satisfy tax withholding obligation.

SEC source: 0001333493-17-000116 · edgar.xml · derivative · entry 3

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This represents the achievement of a stock price threshold under a performance restricted stock unit granted on 3/31/2017. Each unit represents a contingent right to receive one share of the company's common stock upon vesting. The shares are scheduled to vest on June 20, 2018, subject to the individual continuing to provide services to the company though the vesting date.

F2 · derivative.exercise_date: The performance-based restricted stock units are eligible to vest during a four-year performance period following the award's grant date based on the company's stock price trading at certain pre-determined price thresholds. Once a price threshold is achieved, the portion of the award related to that threshold will vest one year later, subject to the individual continuing to provide services to the company through the applicable vesting date.

F2 · balance_after: The performance-based restricted stock units are eligible to vest during a four-year performance period following the award's grant date based on the company's stock price trading at certain pre-determined price thresholds. Once a price threshold is achieved, the portion of the award related to that threshold will vest one year later, subject to the individual continuing to provide services to the company through the applicable vesting date.

SEC source: 0001333493-17-000116 · edgar.xml · nonDerivative · entry 1

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This represents the achievement of a stock price threshold under a performance restricted stock unit granted on 3/31/2017. Each unit represents a contingent right to receive one share of the company's common stock upon vesting. The shares are scheduled to vest on June 20, 2018, subject to the individual continuing to provide services to the company though the vesting date.

SEC source: 0001333493-17-000073 · edgar.xml · derivative · entry 2

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This represents the achievement of a stock price threshold under a performance restricted stock unit granted on 3/31/2017. Each unit represents a contingent right to receive one share of the company's common stock upon vesting. The shares are scheduled to vest on May 18, 2018, subject to the individual continuing to provide services to the company though the vesting date.

F2 · derivative.exercise_date: The performance-based restricted stock units are eligible to vest during a four-year performance period following the award's grant date based on the company's stock price trading at certain pre-determined price thresholds. Once a price threshold is achieved, the portion of the award related to that threshold will vest one year later, subject to the individual continuing to provide services to the company through the applicable vesting date.

F2 · balance_after: The performance-based restricted stock units are eligible to vest during a four-year performance period following the award's grant date based on the company's stock price trading at certain pre-determined price thresholds. Once a price threshold is achieved, the portion of the award related to that threshold will vest one year later, subject to the individual continuing to provide services to the company through the applicable vesting date.

SEC source: 0001333493-17-000073 · edgar.xml · nonDerivative · entry 1

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This represents the achievement of a stock price threshold under a performance restricted stock unit granted on 3/31/2017. Each unit represents a contingent right to receive one share of the company's common stock upon vesting. The shares are scheduled to vest on May 18, 2018, subject to the individual continuing to provide services to the company though the vesting date.

SEC source: 0001333493-17-000067 · edgar.xml · nonDerivative · entry 1

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,278

F1 · kind: Represents the withholding of shares to satisfy tax withholding obligation.

SEC source: 0001333493-17-000059 · edgar.xml · nonDerivative · entry 1

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,784

F1 · kind: Represents the withholding of shares to satisfy tax withholding obligation.

SEC source: 0001333493-17-000052 · edgar.xml · nonDerivative · entry 1

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,518

F1 · kind: This represents an award of restricted stock units. Each unit represents a contingent right to receive one share of the company's stock upon vesting. The restricted stock units vest in four equal annual installments from the vesting commencement date of March 31, 2017 subject to the individual continuing to provide services to the company through the applicable vesting date.

SEC source: 0001333493-17-000043 · edgar.xml · derivative · entry 1

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2021-03-31

F1 · derivative.exercise_date: The performance-based restricted stock units will be eligible to vest during a four-year performance period following the award's grant date based on the company's stock price trading at certain pre-determined price thresholds. Once a price threshold is achieved, the portion of the award related to that threshold will vest one year later, subject to the individual continuing to provide services to the company through the applicable vesting date.

SEC source: 0001333493-17-000029 · edgar.xml · nonDerivative · entry 1

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,518

F1 · kind: Represents the withholding of shares to satisfy tax withholding obligation.

SEC source: 0001333493-16-000142 · edgar.xml · nonDerivative · entry 2

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,055

F2 · kind: This represents an award of restricted stock units. Each unit represents a contingent right to receive one share of the company's stock upon vesting. The restricted stock units vest in four equal annual installments from the vesting commencement date of September 7, 2016, subject to the individual continuing to provide services to the company through the applicable vesting date.

SEC source: 0001333493-16-000142 · edgar.xml · nonDerivative · entry 1

Jennings Jay Walter · CIK 0001685730 · SVP, Finance and APO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,055

F1 · kind: This represents an award of restricted stock units. Each unit represents a contingent right to receive one share of the company's stock upon vesting. The restricted stock units vest in four equal annual installments from the vesting commencement date of October 1, 2016, subject to the individual continuing to provide services to the company through the applicable vesting date.