Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axos Financial, Inc.AX · Entity 3860 | EVP, Chief Risk Officer | September 15, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axos Financial, Inc.
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,796 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Exercise / conversion · Acquired 3,502 · Balance 32,796 F1: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 30,911 |
Reported balance
After 2026-09-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-09-15 · Disposition to issuer · Disposed 1,885 · Balance 30,911 F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 18,302 |
Reported balance
After 2026-09-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-15 · Exercise / conversion · Disposed 3,502 · Balance 18,302 F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5: The RSUs vest as to one-third of the shares on each anniversary date of grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,270 |
Reported balance
After 2026-09-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-15 · Grant · Acquired 2,968 · Balance 21,270 F6: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5: The RSUs vest as to one-third of the shares on each anniversary date of grant. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 2,723 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,723 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F5: The RSUs vest as to one-third of the shares on each anniversary date of grant.
F6: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2024 Filed Mar 27, 2024 22:08 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 558 | $52.25 | $29,155.50 |
DisclosureSEC source: 0001299709-24-000083 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,264 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 23, 2024 Filed Mar 27, 2024 22:08 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,039 | $52.25 | $54,287.75 |
DisclosureSEC source: 0001299709-24-000083 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 23, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:36 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 832 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000070 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,493 Underlying: Common Stock · 832 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:36 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 448 | $50.78 | $22,749.44 |
DisclosureSEC source: 0001299709-24-000070 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,783 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:36 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 832 | $50.78 | $42,248.96 |
DisclosureSEC source: 0001299709-24-000070 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 19, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:21 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000056 · edgardoc.xml · derivative · entry 5 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,325 Underlying: Common Stock · 1,457 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:21 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 4,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000056 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,782 Underlying: Common Stock · 4,249 shares Expires not disclosed F3 · security: Grant to the reporting person on March 15, 2024 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:21 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 857 | $49.43 | $42,361.51 |
DisclosureSEC source: 0001299709-24-000056 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,399 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:21 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,457 | $49.43 | $72,019.51 |
DisclosureSEC source: 0001299709-24-000056 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 23, 2023 Filed Sep 26, 2023 20:58 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000278 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,533 Underlying: Common Stock · 1,359 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 23, 2023 Filed Sep 26, 2023 20:58 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 715 | $38.28 | $27,370.20 |
DisclosureSEC source: 0001299709-23-000278 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,799 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 23, 2023 Filed Sep 26, 2023 20:58 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,359 | $38.28 | $52,022.52 |
DisclosureSEC source: 0001299709-23-000278 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 23, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 20:03 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 4,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000253 · edgardoc.xml · derivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,892 Underlying: Common Stock · 4,717 shares Expires not disclosed F1 · security: Grant to the reporting person on September 15, 2023 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 17:11 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000233 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,175 Underlying: Common Stock · 1,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 17:11 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 708 | $43.09 | $30,507.72 |
DisclosureSEC source: 0001299709-23-000233 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,155 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 17:11 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,346 | $43.09 | $57,999.14 |
DisclosureSEC source: 0001299709-23-000233 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 20:47 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 815 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000186 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,521 Underlying: Common Stock · 815 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 20:47 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 429 | $41.56 | $17,829.24 |
DisclosureSEC source: 0001299709-23-000186 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,517 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 20:47 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 815 | $41.56 | $33,871.40 |
DisclosureSEC source: 0001299709-23-000186 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 25, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 19:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000110 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,336 Underlying: Common Stock · 1,038 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 19:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 546 | $36.37 | $19,858.02 |
DisclosureSEC source: 0001299709-23-000110 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,131 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 19:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,038 | $36.37 | $37,752.06 |
DisclosureSEC source: 0001299709-23-000110 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 23, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| March 20, 2023 Filed Mar 23, 2023 21:27 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 832 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000094 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,374 Underlying: Common Stock · 832 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 20, 2023 Filed Mar 23, 2023 21:27 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 489 | $37.58 | $18,376.62 |
DisclosureSEC source: 0001299709-23-000094 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,639 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| March 20, 2023 Filed Mar 23, 2023 21:27 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 832 | $37.58 | $31,266.56 |
DisclosureSEC source: 0001299709-23-000094 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 20, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:26 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 4,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000064 · edgardoc.xml · derivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,206 Underlying: Common Stock · 4,373 shares Expires not disclosed F1 · security: Grant to the reporting person on March 15, 2023 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 12, 2023 Filed Mar 14, 2023 21:07 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000045 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,833 Underlying: Common Stock · 1,959 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 12, 2023 Filed Mar 14, 2023 21:07 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,152 | $37.66 | $43,384.32 |
DisclosureSEC source: 0001299709-23-000045 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,296 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| March 12, 2023 Filed Mar 14, 2023 21:07 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,959 | $37.66 | $73,775.94 |
DisclosureSEC source: 0001299709-23-000045 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 12, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| September 23, 2022 Filed Sep 27, 2022 23:43 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 4,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000270 · edgardoc.xml · derivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,792 Underlying: Common Stock · 4,077 shares Expires not disclosed F1 · security: Grant to the reporting person on September 23, 2022 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 06, 2022 Filed Sep 9, 2022 00:15 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000244 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,715 Underlying: Common Stock · 1,046 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 06, 2022 Filed Sep 9, 2022 00:15 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 550 | $38.47 | $21,158.50 |
DisclosureSEC source: 0001299709-22-000244 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,489 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| September 06, 2022 Filed Sep 9, 2022 00:15 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,046 | $38.47 | $40,239.62 |
DisclosureSEC source: 0001299709-22-000244 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 6, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| August 31, 2022 Filed Sep 3, 2022 00:48 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000225 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,761 Underlying: Common Stock · 1,345 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2022 Filed Sep 3, 2022 00:48 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 465 | $41.78 | $19,427.70 |
DisclosureSEC source: 0001299709-22-000225 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,993 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| August 31, 2022 Filed Sep 3, 2022 00:48 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,345 | $41.78 | $56,194.10 |
DisclosureSEC source: 0001299709-22-000225 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:18 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 815 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000182 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,106 Underlying: Common Stock · 815 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:18 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 281 | $44.65 | $12,546.65 |
DisclosureSEC source: 0001299709-22-000182 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,113 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:18 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 815 | $44.65 | $36,389.75 |
DisclosureSEC source: 0001299709-22-000182 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 25, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000106 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,921 Underlying: Common Stock · 1,591 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 549 | $46.78 | $25,682.22 |
DisclosureSEC source: 0001299709-22-000106 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,579 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,591 | $46.78 | $74,426.98 |
DisclosureSEC source: 0001299709-22-000106 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 25, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 20:37 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 3,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000094 · edgardoc.xml · derivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,512 Underlying: Common Stock · 3,116 shares Expires not disclosed F1 · security: Grant to the reporting person on March 23, 2022 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 19, 2022 Filed Mar 22, 2022 22:49 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 831 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000072 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,396 Underlying: Common Stock · 831 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 19, 2022 Filed Mar 22, 2022 22:49 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 279 | $49.62 | $13,843.98 |
DisclosureSEC source: 0001299709-22-000072 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,537 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| March 19, 2022 Filed Mar 22, 2022 22:49 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 831 | $49.62 | $41,234.22 |
DisclosureSEC source: 0001299709-22-000072 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 19, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| March 12, 2022 Filed Mar 15, 2022 21:52 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000055 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,227 Underlying: Common Stock · 1,959 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 12, 2022 Filed Mar 15, 2022 21:52 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 800 | $48.55 | $38,840.00 |
DisclosureSEC source: 0001299709-22-000055 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,985 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| March 12, 2022 Filed Mar 15, 2022 21:52 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,959 | $48.55 | $95,109.45 |
DisclosureSEC source: 0001299709-22-000055 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 12, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| September 06, 2021 Filed Sep 9, 2021 22:25 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000250 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,186 Underlying: Common Stock · 1,046 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.