Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axos Financial, Inc.AX · Entity 3860 | EVP, Chief Risk Officer | September 15, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axos Financial, Inc.
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,796 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Exercise / conversion · Acquired 3,502 · Balance 32,796 F1: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 30,911 |
Reported balance
After 2026-09-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-09-15 · Disposition to issuer · Disposed 1,885 · Balance 30,911 F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 18,302 |
Reported balance
After 2026-09-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-15 · Exercise / conversion · Disposed 3,502 · Balance 18,302 F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5: The RSUs vest as to one-third of the shares on each anniversary date of grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,270 |
Reported balance
After 2026-09-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-15 · Grant · Acquired 2,968 · Balance 21,270 F6: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5: The RSUs vest as to one-third of the shares on each anniversary date of grant. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 2,723 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,723 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F5: The RSUs vest as to one-third of the shares on each anniversary date of grant.
F6: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 16, 2026 23:32 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 2,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001777926-26-000006 · edgardoc.xml · derivative · entry 5 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,270 Underlying: Common Stock · 2,968 shares Expires not disclosed F6 · security: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2026 Filed Sep 16, 2026 23:32 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 3,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001777926-26-000006 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,302 Underlying: Common Stock · 3,502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2026 Filed Sep 16, 2026 23:32 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,885 | $92.68 | $174,701.80 |
DisclosureSEC source: 0001777926-26-000006 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,911 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 15, 2026 Filed Sep 16, 2026 23:32 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 3,502 | $92.68 | $324,565.36 |
DisclosureSEC source: 0001777926-26-000006 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 18:16 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001777926-26-000004 · primary_doc.xml · derivative · entry 7 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,804 Underlying: Common Stock · 1,177 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F6 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F6 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 18:16 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001777926-26-000004 · primary_doc.xml · derivative · entry 6 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,981 Underlying: Common Stock · 2,943 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest over four years, one-fourth of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over four years, one-fourth of the shares on each anniversary date of grant. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 18:16 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 634 | $82.93 | $52,577.62 |
DisclosureSEC source: 0001777926-26-000004 · primary_doc.xml · nonDerivative · entry 5 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,294 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 18:16 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,587 | $82.93 | $131,609.91 |
DisclosureSEC source: 0001777926-26-000004 · primary_doc.xml · nonDerivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,928 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 18:16 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,177 | $82.93 | $97,608.61 |
DisclosureSEC source: 0001777926-26-000004 · primary_doc.xml · nonDerivative · entry 3 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 18:16 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,943 | $82.93 | $244,062.99 |
DisclosureSEC source: 0001777926-26-000004 · primary_doc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:06 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 2,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001777926-26-000002 · edgardoc.xml · derivative · entry 8 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,924 Underlying: Common Stock · 2,953 shares Expires not disclosed F6 · security: Grant to the reporting person on March 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:06 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001777926-26-000002 · edgardoc.xml · derivative · entry 7 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,971 Underlying: Common Stock · 1,416 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:06 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001777926-26-000002 · edgardoc.xml · derivative · entry 6 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,387 Underlying: Common Stock · 1,458 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:06 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 763 | $84.68 | $64,610.84 |
DisclosureSEC source: 0001777926-26-000002 · edgardoc.xml · nonDerivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,395 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:06 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 848 | $84.68 | $71,808.64 |
DisclosureSEC source: 0001777926-26-000002 · edgardoc.xml · nonDerivative · entry 3 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,158 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:06 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,416 | $84.68 | $119,906.88 |
DisclosureSEC source: 0001777926-26-000002 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:06 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,458 | $84.68 | $123,463.44 |
DisclosureSEC source: 0001777926-26-000002 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| November 05, 2025 Filed Nov 5, 2025 22:59 UTC | Axos Financial, Inc. AX · Entity 3860 | GiftCommon Stock | 4,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001777926-25-000009 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,132 F1 · shares: The reporting person has assigned his right to receive 4,450 shares of Common Stock to The Charles Hahn Family Foundation SPC (the Foundation), a charitable organization under Section 501(c)(3) of the Internal Revenue Code. The reporting person is a director and/or officer of the Foundation. The reporting person disclaims beneficial ownership of these securities. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 18:24 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,359 | $88.46 | $120,217.14 |
DisclosureSEC source: 0001777926-25-000005 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,845 Underlying: Common Stock · 1,359 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 18:24 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 731 | $88.46 | $64,664.26 |
DisclosureSEC source: 0001777926-25-000005 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,582 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 18:24 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,359 | $88.46 | $120,217.14 |
DisclosureSEC source: 0001777926-25-000005 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 23, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:37 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 2,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001777926-25-000003 · edgardoc.xml · derivative · entry 8 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,204 Underlying: Common Stock · 2,465 shares Expires not disclosed F6 · security: Grant to the reporting person on September 15, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:37 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001777926-25-000003 · edgardoc.xml · derivative · entry 7 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,739 Underlying: Common Stock · 1,107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:37 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001777926-25-000003 · edgardoc.xml · derivative · entry 6 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,846 Underlying: Common Stock · 1,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:37 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 596 | $90.29 | $53,812.84 |
DisclosureSEC source: 0001777926-25-000003 · edgardoc.xml · nonDerivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,954 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:37 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 846 | $90.29 | $76,385.34 |
DisclosureSEC source: 0001777926-25-000003 · edgardoc.xml · nonDerivative · entry 3 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,550 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:37 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,107 | $90.29 | $99,951.03 |
DisclosureSEC source: 0001777926-25-000003 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:37 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,572 | $90.29 | $141,935.88 |
DisclosureSEC source: 0001777926-25-000003 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 23, 2025 Filed Mar 25, 2025 19:46 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000071 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,418 Underlying: Common Stock · 1,039 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 23, 2025 Filed Mar 25, 2025 19:46 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 559 | $64.21 | $35,893.39 |
DisclosureSEC source: 0001299709-25-000071 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,717 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 23, 2025 Filed Mar 25, 2025 19:46 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,039 | $64.21 | $66,714.19 |
DisclosureSEC source: 0001299709-25-000071 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 23, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 21:19 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 11,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000056 · edgardoc.xml · derivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,457 Underlying: Common Stock · 11,769 shares Expires not disclosed F1 · security: Grant to the reporting person on March 20, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over four years, one-fourth of the shares on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over four years, one-fourth of the shares on each anniversary date of grant. Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 21:19 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 3,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000056 · edgardoc.xml · derivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,688 Underlying: Common Stock · 3,531 shares Expires not disclosed F1 · security: Grant to the reporting person on March 20, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 21:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000036 · edgardoc.xml · derivative · entry 7 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,157 Underlying: Common Stock · 1,416 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 21:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000036 · edgardoc.xml · derivative · entry 6 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,573 Underlying: Common Stock · 1,458 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 21:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 773 | $63.94 | $49,425.62 |
DisclosureSEC source: 0001299709-25-000036 · edgardoc.xml · nonDerivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,237 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 21:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 862 | $63.94 | $55,116.28 |
DisclosureSEC source: 0001299709-25-000036 · edgardoc.xml · nonDerivative · entry 3 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,010 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 21:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,416 | $63.94 | $90,539.04 |
DisclosureSEC source: 0001299709-25-000036 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 21:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,458 | $63.94 | $93,224.52 |
DisclosureSEC source: 0001299709-25-000036 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 23, 2024 Filed Sep 25, 2024 20:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000201 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,031 Underlying: Common Stock · 1,359 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 23, 2024 Filed Sep 25, 2024 20:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 730 | $65.86 | $48,077.80 |
DisclosureSEC source: 0001299709-24-000201 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,998 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 23, 2024 Filed Sep 25, 2024 20:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,359 | $65.86 | $89,503.74 |
DisclosureSEC source: 0001299709-24-000201 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 23, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 20:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000180 · edgardoc.xml · derivative · entry 5 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,390 Underlying: Common Stock · 1,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 20:20 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 3,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000180 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,962 Underlying: Common Stock · 3,323 shares Expires not disclosed F3 · security: Grant to the reporting person on September 15, 2024 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 20:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 844 | $63.20 | $53,340.80 |
DisclosureSEC source: 0001299709-24-000180 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,369 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 20:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,572 | $63.20 | $99,350.40 |
DisclosureSEC source: 0001299709-24-000180 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 15, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 17:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 815 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000127 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,639 Underlying: Common Stock · 815 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 17:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 438 | $69.69 | $30,524.22 |
DisclosureSEC source: 0001299709-24-000127 · edgardoc.xml · nonDerivative · entry 2 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,641 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 17:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 815 | $69.69 | $56,797.35 |
DisclosureSEC source: 0001299709-24-000127 · edgardoc.xml · nonDerivative · entry 1 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 25, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 23, 2024 Filed Mar 27, 2024 22:08 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000083 · edgardoc.xml · derivative · entry 4 Tolla John Charles · CIK 0001777926 · EVP, Chief Governance, Risk & 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,454 Underlying: Common Stock · 1,039 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.