Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axos Financial, Inc.AX · Entity 3860 | President, Consumer Bank | September 15, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axos Financial, Inc.
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,404 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Exercise / conversion · Acquired 3,381 · Balance 61,404 F1: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 59,582 |
Reported balance
After 2026-09-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-09-15 · Disposition to issuer · Disposed 1,822 · Balance 59,582 F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 17,275 |
Reported balance
After 2026-09-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-15 · Exercise / conversion · Disposed 3,381 · Balance 17,275 F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5: The RSUs vest as to one-third of the shares on each anniversary date of grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 20,243 |
Reported balance
After 2026-09-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-15 · Grant · Acquired 2,968 · Balance 20,243 F6: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5: The RSUs vest as to one-third of the shares on each anniversary date of grant. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 2,869 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,869 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F5: The RSUs vest as to one-third of the shares on each anniversary date of grant.
F6: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2024 Filed Mar 27, 2024 22:08 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,418 | $52.25 | $74,090.50 |
DisclosureSEC source: 0001299709-24-000082 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 23, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:36 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000069 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,026 Underlying: Common Stock · 1,778 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:36 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,032 | $50.78 | $52,404.96 |
DisclosureSEC source: 0001299709-24-000069 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,002 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:36 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,778 | $50.78 | $90,286.84 |
DisclosureSEC source: 0001299709-24-000069 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 19, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000055 · edgardoc.xml · derivative · entry 5 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,804 Underlying: Common Stock · 1,387 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:20 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 3,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000055 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,191 Underlying: Common Stock · 3,642 shares Expires not disclosed F3 · security: Grant to the reporting person on March 15, 2024 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 816 | $49.43 | $40,334.88 |
DisclosureSEC source: 0001299709-24-000055 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,256 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,387 | $49.43 | $68,559.41 |
DisclosureSEC source: 0001299709-24-000055 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 23, 2023 Filed Sep 26, 2023 20:58 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000277 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,549 Underlying: Common Stock · 1,703 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 23, 2023 Filed Sep 26, 2023 20:58 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 896 | $38.28 | $34,298.88 |
DisclosureSEC source: 0001299709-23-000277 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,685 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 23, 2023 Filed Sep 26, 2023 20:58 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,703 | $38.28 | $65,190.84 |
DisclosureSEC source: 0001299709-23-000277 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 23, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 20:03 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 4,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000252 · edgardoc.xml · derivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,252 Underlying: Common Stock · 4,199 shares Expires not disclosed F1 · security: Grant to the reporting person on September 15, 2023 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 17:11 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 3,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000232 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,053 Underlying: Common Stock · 3,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 17:11 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,672 | $43.09 | $72,046.48 |
DisclosureSEC source: 0001299709-23-000232 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,878 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 17:11 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 3,176 | $43.09 | $136,853.84 |
DisclosureSEC source: 0001299709-23-000232 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 20:49 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000190 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,229 Underlying: Common Stock · 1,168 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 20:49 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 614 | $41.56 | $25,517.84 |
DisclosureSEC source: 0001299709-23-000190 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,374 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 20:49 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,168 | $41.56 | $48,542.08 |
DisclosureSEC source: 0001299709-23-000190 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 25, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 19:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000109 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,397 Underlying: Common Stock · 1,418 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 19:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 746 | $36.37 | $27,132.02 |
DisclosureSEC source: 0001299709-23-000109 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,820 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 19:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,418 | $36.37 | $51,572.66 |
DisclosureSEC source: 0001299709-23-000109 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 23, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| March 20, 2023 Filed Mar 23, 2023 21:27 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000093 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,815 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 20, 2023 Filed Mar 23, 2023 21:27 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,046 | $37.58 | $39,308.68 |
DisclosureSEC source: 0001299709-23-000093 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,148 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| March 20, 2023 Filed Mar 23, 2023 21:27 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,778 | $37.58 | $66,817.24 |
DisclosureSEC source: 0001299709-23-000093 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 20, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 18:51 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 4,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000054 · edgardoc.xml · derivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,593 Underlying: Common Stock · 4,161 shares Expires not disclosed F1 · security: Grant to the reporting person on March 15, 2023 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 12, 2023 Filed Mar 14, 2023 21:07 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 3,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-23-000044 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,432 Underlying: Common Stock · 3,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 12, 2023 Filed Mar 14, 2023 21:07 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,800 | $37.66 | $67,788.00 |
DisclosureSEC source: 0001299709-23-000044 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,416 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| March 12, 2023 Filed Mar 14, 2023 21:07 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 3,118 | $37.66 | $117,423.88 |
DisclosureSEC source: 0001299709-23-000044 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 12, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| September 23, 2022 Filed Sep 27, 2022 23:43 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 5,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000269 · edgardoc.xml · derivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,550 Underlying: Common Stock · 5,109 shares Expires not disclosed F1 · security: Grant to the reporting person on September 23, 2022 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 06, 2022 Filed Sep 9, 2022 00:15 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000243 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,441 Underlying: Common Stock · 2,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 06, 2022 Filed Sep 9, 2022 00:15 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,124 | $38.47 | $43,240.28 |
DisclosureSEC source: 0001299709-22-000243 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,098 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| September 06, 2022 Filed Sep 9, 2022 00:15 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,136 | $38.47 | $82,171.92 |
DisclosureSEC source: 0001299709-22-000243 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 6, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| August 31, 2022 Filed Sep 3, 2022 00:48 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 3,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000224 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,577 Underlying: Common Stock · 3,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 31, 2022 Filed Sep 3, 2022 00:48 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,098 | $41.78 | $45,874.44 |
DisclosureSEC source: 0001299709-22-000224 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,086 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| August 31, 2022 Filed Sep 3, 2022 00:48 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 3,176 | $41.78 | $132,693.28 |
DisclosureSEC source: 0001299709-22-000224 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 31, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:18 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000181 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,753 Underlying: Common Stock · 1,168 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:18 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 403 | $44.65 | $17,993.95 |
DisclosureSEC source: 0001299709-22-000181 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,008 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:18 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,168 | $44.65 | $52,151.20 |
DisclosureSEC source: 0001299709-22-000181 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 25, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:19 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 3,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000105 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,921 Underlying: Common Stock · 3,491 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:19 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,207 | $46.78 | $56,463.46 |
DisclosureSEC source: 0001299709-22-000105 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,243 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:19 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 3,491 | $46.78 | $163,308.98 |
DisclosureSEC source: 0001299709-22-000105 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 25, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 20:36 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 4,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000093 · edgardoc.xml · derivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,412 Underlying: Common Stock · 4,255 shares Expires not disclosed F1 · security: Grant to the reporting person on March 23, 2022 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 19, 2022 Filed Mar 22, 2022 22:51 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000078 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,157 Underlying: Common Stock · 1,778 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 19, 2022 Filed Mar 22, 2022 22:51 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 614 | $49.62 | $30,466.68 |
DisclosureSEC source: 0001299709-22-000078 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,959 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| March 19, 2022 Filed Mar 22, 2022 22:51 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,778 | $49.62 | $88,224.36 |
DisclosureSEC source: 0001299709-22-000078 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 19, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| March 12, 2022 Filed Mar 15, 2022 21:52 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 3,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-22-000056 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,935 Underlying: Common Stock · 3,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 12, 2022 Filed Mar 15, 2022 21:52 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,184 | $48.55 | $57,483.20 |
DisclosureSEC source: 0001299709-22-000056 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,795 F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. Read SEC document |
| March 12, 2022 Filed Mar 15, 2022 21:52 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 3,118 | $48.55 | $151,378.90 |
DisclosureSEC source: 0001299709-22-000056 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 12, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 21:43 UTC | Axos Financial, Inc. AX · Entity 3860 | SaleCommon Stock | 3,699 | $48.90 | $180,881.10 |
DisclosureSEC source: 0001299709-22-000044 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,861 Read SEC document |
| September 06, 2021 Filed Sep 9, 2021 22:25 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-21-000249 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,053 Underlying: Common Stock · 2,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.