Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axos Financial, Inc.AX · Entity 3860 | President, Consumer Bank | September 15, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axos Financial, Inc.
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,404 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Exercise / conversion · Acquired 3,381 · Balance 61,404 F1: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 59,582 |
Reported balance
After 2026-09-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-09-15 · Disposition to issuer · Disposed 1,822 · Balance 59,582 F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 17,275 |
Reported balance
After 2026-09-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-15 · Exercise / conversion · Disposed 3,381 · Balance 17,275 F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5: The RSUs vest as to one-third of the shares on each anniversary date of grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 20,243 |
Reported balance
After 2026-09-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-15 · Grant · Acquired 2,968 · Balance 20,243 F6: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5: The RSUs vest as to one-third of the shares on each anniversary date of grant. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 2,869 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,869 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
F2: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F5: The RSUs vest as to one-third of the shares on each anniversary date of grant.
F6: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 16, 2026 23:15 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 2,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001777936-26-000005 · edgardoc.xml · derivative · entry 5 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,243 Underlying: Common Stock · 2,968 shares Expires not disclosed F6 · security: Grant to the reporting person on September 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2026 Filed Sep 16, 2026 23:15 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 3,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001777936-26-000005 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,275 Underlying: Common Stock · 3,381 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2026 Filed Sep 16, 2026 23:15 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,822 | $92.68 | $168,862.96 |
DisclosureSEC source: 0001777936-26-000005 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,582 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 15, 2026 Filed Sep 16, 2026 23:15 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 3,381 | $92.68 | $313,351.08 |
DisclosureSEC source: 0001777936-26-000005 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 17:46 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001777936-26-000003 · primary_doc.xml · derivative · entry 7 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,656 Underlying: Common Stock · 1,177 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F6 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F6 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 17:46 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 2,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001777936-26-000003 · primary_doc.xml · derivative · entry 6 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,833 Underlying: Common Stock · 2,943 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest over four years, one-fourth of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over four years, one-fourth of the shares on each anniversary date of grant. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 17:46 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 634 | $82.93 | $52,577.62 |
DisclosureSEC source: 0001777936-26-000003 · primary_doc.xml · nonDerivative · entry 5 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,023 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 17:46 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 1,587 | $82.93 | $131,609.91 |
DisclosureSEC source: 0001777936-26-000003 · primary_doc.xml · nonDerivative · entry 4 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,657 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 17:46 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,177 | $82.93 | $97,608.61 |
DisclosureSEC source: 0001777936-26-000003 · primary_doc.xml · nonDerivative · entry 3 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 17:46 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 2,943 | $82.93 | $244,062.99 |
DisclosureSEC source: 0001777936-26-000003 · primary_doc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:02 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 1,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001777936-26-000001 · edgardoc.xml · derivative · entry 8 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,776 Underlying: Common Stock · 1,814 shares Expires not disclosed F6 · security: Grant to the reporting person on March 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:02 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001777936-26-000001 · edgardoc.xml · derivative · entry 7 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,962 Underlying: Common Stock · 1,214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:02 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001777936-26-000001 · edgardoc.xml · derivative · entry 6 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,176 Underlying: Common Stock · 1,387 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:02 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 654 | $84.68 | $55,380.72 |
DisclosureSEC source: 0001777936-26-000001 · edgardoc.xml · nonDerivative · entry 4 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,124 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:02 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 796 | $84.68 | $67,405.28 |
DisclosureSEC source: 0001777936-26-000001 · edgardoc.xml · nonDerivative · entry 3 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,778 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:02 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,214 | $84.68 | $102,801.52 |
DisclosureSEC source: 0001777936-26-000001 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 00:02 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,387 | $84.68 | $117,451.16 |
DisclosureSEC source: 0001777936-26-000001 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 18:22 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,703 | $88.46 | $150,647.38 |
DisclosureSEC source: 0001777936-25-000005 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,563 Underlying: Common Stock · 1,703 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 18:22 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 609 | $88.46 | $53,872.14 |
DisclosureSEC source: 0001777936-25-000005 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,973 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 18:22 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,703 | $88.46 | $150,647.38 |
DisclosureSEC source: 0001777936-25-000005 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 23, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:33 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 3,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001777936-25-000003 · edgardoc.xml · derivative · entry 8 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,266 Underlying: Common Stock · 3,254 shares Expires not disclosed F6 · security: Grant to the reporting person on September 15, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 896 | $0.00 | $0.00 |
DisclosureSEC source: 0001777936-25-000003 · edgardoc.xml · derivative · entry 7 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,012 Underlying: Common Stock · 896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001777936-25-000003 · edgardoc.xml · derivative · entry 6 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,908 Underlying: Common Stock · 1,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 320 | $90.29 | $28,892.80 |
DisclosureSEC source: 0001777936-25-000003 · edgardoc.xml · nonDerivative · entry 4 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,879 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 500 | $90.29 | $45,145.00 |
DisclosureSEC source: 0001777936-25-000003 · edgardoc.xml · nonDerivative · entry 3 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,199 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 896 | $90.29 | $80,899.84 |
DisclosureSEC source: 0001777936-25-000003 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 23:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,400 | $90.29 | $126,406.00 |
DisclosureSEC source: 0001777936-25-000003 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · President, Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,803 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 23, 2025 Filed Mar 25, 2025 19:46 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000070 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,308 Underlying: Common Stock · 1,419 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 23, 2025 Filed Mar 25, 2025 19:46 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 764 | $64.21 | $49,056.44 |
DisclosureSEC source: 0001299709-25-000070 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,403 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 23, 2025 Filed Mar 25, 2025 19:46 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,419 | $64.21 | $91,113.99 |
DisclosureSEC source: 0001299709-25-000070 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 23, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 21:19 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 11,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000054 · edgardoc.xml · derivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,727 Underlying: Common Stock · 11,769 shares Expires not disclosed F1 · security: Grant to the reporting person on March 20, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over four years, one-fourth of the shares on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over four years, one-fourth of the shares on each anniversary date of grant. Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 21:19 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 3,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000054 · edgardoc.xml · derivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,958 Underlying: Common Stock · 3,531 shares Expires not disclosed F1 · security: Grant to the reporting person on March 20, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 21:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000034 · edgardoc.xml · derivative · entry 7 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,427 Underlying: Common Stock · 1,214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 21:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-25-000034 · edgardoc.xml · derivative · entry 6 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,641 Underlying: Common Stock · 1,387 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 21:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 668 | $63.94 | $42,711.92 |
DisclosureSEC source: 0001299709-25-000034 · edgardoc.xml · nonDerivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,748 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 21:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 820 | $63.94 | $52,430.80 |
DisclosureSEC source: 0001299709-25-000034 · edgardoc.xml · nonDerivative · entry 3 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,416 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 21:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,214 | $63.94 | $77,623.16 |
DisclosureSEC source: 0001299709-25-000034 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 21:44 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,387 | $63.94 | $88,684.78 |
DisclosureSEC source: 0001299709-25-000034 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on March 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 23, 2024 Filed Sep 25, 2024 20:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000200 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,028 Underlying: Common Stock · 1,703 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 23, 2024 Filed Sep 25, 2024 20:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 915 | $65.86 | $60,261.90 |
DisclosureSEC source: 0001299709-24-000200 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,635 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 23, 2024 Filed Sep 25, 2024 20:33 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,703 | $65.86 | $112,159.58 |
DisclosureSEC source: 0001299709-24-000200 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 23, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 20:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000179 · edgardoc.xml · derivative · entry 5 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,731 Underlying: Common Stock · 1,399 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 20:20 UTC | Axos Financial, Inc. AX · Entity 3860 | GrantRestricted Stock Units · Derivative | 2,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000179 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,130 Underlying: Common Stock · 2,690 shares Expires not disclosed F3 · security: Grant to the reporting person on September 15, 2024 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 20:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 751 | $63.20 | $47,463.20 |
DisclosureSEC source: 0001299709-24-000179 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,847 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 20:20 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,399 | $63.20 | $88,416.80 |
DisclosureSEC source: 0001299709-24-000179 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 15, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 17:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000126 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,440 Underlying: Common Stock · 1,168 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 17:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 627 | $69.69 | $43,695.63 |
DisclosureSEC source: 0001299709-24-000126 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,199 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 17:10 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionCommon Stock | 1,168 | $69.69 | $81,397.92 |
DisclosureSEC source: 0001299709-24-000126 · edgardoc.xml · nonDerivative · entry 1 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 25, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Read SEC document |
| March 23, 2024 Filed Mar 27, 2024 22:08 UTC | Axos Financial, Inc. AX · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 1,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-24-000082 · edgardoc.xml · derivative · entry 4 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,608 Underlying: Common Stock · 1,418 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant. Read SEC document |
| March 23, 2024 Filed Mar 27, 2024 22:08 UTC | Axos Financial, Inc. AX · Entity 3860 | Disposition to issuerCommon Stock | 762 | $52.25 | $39,814.50 |
DisclosureSEC source: 0001299709-24-000082 · edgardoc.xml · nonDerivative · entry 2 Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,658 F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.