Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NBT BANCORP INCNBTB · Entity 4320 | President & CEO NBT Bancorp | March 23, 2026 | March 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NBT BANCORP INC
Report date March 23, 2026 · Filed March 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| NBT Bancorp Inc. Common StockSEC Table I · non-derivative | Direct | 57,936 |
Ending reported balance
After 2026-03-23 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-03-23 · Grant · Acquired 9,125 · Balance 54,535 F1: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually. Row 2 · 2026-03-23 · Tax withholding · Disposed 125 · Balance 54,410 Row 3 · 2026-03-23 · Grant · Acquired 3,526 · Balance 57,936 F2: Earned restricted stock unit vested following the end of a three-year performance period. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.
F2: Earned restricted stock unit vested following the end of a three-year performance period.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
COMMUNITY FINANCIAL SYSTEM, INC.
Report date June 30, 2020 · Filed July 01, 2020
Section 16 reporting ended · disclosed 2020-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,290.9966 |
Reported balance
After 2020-06-30 transaction · row 1
1 source rowRow 1 · 2020-06-30 · Grant · Acquired 615 · Balance 51,290.9966 F1: Granted pursuant to the Retirement and Release Agreement filed as Exhibit 10.1 to Community Bank System's Current Report on Form 8-K filed with the Securities and Exchange Commission on March 19, 2020. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 6,413.1551 |
Reported balance
Holding disclosure · report date 2020-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,413.1551 F2: The number of shares reported herein were acquired pursuant to Community Bank System, Inc.'s 401(K) Plan and are based on a current plan statement. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted pursuant to the Retirement and Release Agreement filed as Exhibit 10.1 to Community Bank System's Current Report on Form 8-K filed with the Securities and Exchange Commission on March 19, 2020.
F2: The number of shares reported herein were acquired pursuant to Community Bank System, Inc.'s 401(K) Plan and are based on a current plan statement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 08, 2019 Filed Jan 10, 2019 19:44 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 11,887.56 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001752 · form4.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,806.56 F1 · shares: On January 8, 2019, the Compensation Committee approved the vesting of the three-year performance-based restricted stock award, granted to the reporting person in 2016, based on achievement of predetermined performance criteria at the maximum level. Read SEC document |
| May 08, 2018 Filed May 9, 2018 21:36 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 1,236 | $0.00 Strike: $19.48 | $0.00 |
DisclosureSEC source: 0001127602-18-016798 · form4.xml · derivative · entry 3 Kingsley Scott Allen · CIK 0001299684 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,236 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested ratably on January 20, 2011, 2012, 2013, 2014 and 2015. Read SEC document |
| May 08, 2018 Filed May 9, 2018 21:36 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 1,236 | $19.48 | $24,077.28 |
DisclosureSEC source: 0001127602-18-016798 · form4.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 22:52 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 9,265 | $55.92 Strike: $55.92 | $518,098.80 |
DisclosureSEC source: 0001127602-18-012581 · form4.xml · derivative · entry 3 Kingsley Scott Allen · CIK 0001299684 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,265 Underlying: Common Stock · 9,265 shares Expires 2028-03-20 F2 · derivative.exercise_date: The option vests ratably on March 20, 2019, 2020, 2021, 2022, and 2023. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 22:52 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 2,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012581 · form4.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,683 Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 21:18 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 7,853 | $0.00 Strike: $57.12 | $0.00 |
DisclosureSEC source: 0001127602-17-011976 · form4.xml · derivative · entry 3 Kingsley Scott Allen · CIK 0001299684 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,853 Underlying: Common Stock · 7,853 shares Expires 2027-03-15 F2 · derivative.exercise_date: The option vests ratably on March 15, 2018, 2019, 2020, 2021, and 2022. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 21:18 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 1,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011976 · form4.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,469 Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 21:44 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 5,435 | $0.00 Strike: $19.48 | $0.00 |
DisclosureSEC source: 0001127602-17-002653 · form4.xml · derivative · entry 4 Kingsley Scott Allen · CIK 0001299684 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,236 Underlying: Common Stock · 5,435 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested ratably on August 2, 2005, 2006, 2007, 2008 and 2009. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 21:44 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 5,435 | $61.76 | $335,653.64 |
DisclosureSEC source: 0001127602-17-002653 · form4.xml · nonDerivative · entry 2 Kingsley Scott Allen · CIK 0001299684 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,717 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.75 to $61.81, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 21:44 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 5,435 | $19.48 | $105,873.80 |
DisclosureSEC source: 0001127602-17-002653 · form4.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.