Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NBT BANCORP INCNBTB · Entity 4320 | President & CEO NBT Bancorp | March 23, 2026 | March 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NBT BANCORP INC
Report date March 23, 2026 · Filed March 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| NBT Bancorp Inc. Common StockSEC Table I · non-derivative | Direct | 57,936 |
Ending reported balance
After 2026-03-23 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-03-23 · Grant · Acquired 9,125 · Balance 54,535 F1: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually. Row 2 · 2026-03-23 · Tax withholding · Disposed 125 · Balance 54,410 Row 3 · 2026-03-23 · Grant · Acquired 3,526 · Balance 57,936 F2: Earned restricted stock unit vested following the end of a three-year performance period. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.
F2: Earned restricted stock unit vested following the end of a three-year performance period.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
COMMUNITY FINANCIAL SYSTEM, INC.
Report date June 30, 2020 · Filed July 01, 2020
Section 16 reporting ended · disclosed 2020-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,290.9966 |
Reported balance
After 2020-06-30 transaction · row 1
1 source rowRow 1 · 2020-06-30 · Grant · Acquired 615 · Balance 51,290.9966 F1: Granted pursuant to the Retirement and Release Agreement filed as Exhibit 10.1 to Community Bank System's Current Report on Form 8-K filed with the Securities and Exchange Commission on March 19, 2020. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 6,413.1551 |
Reported balance
Holding disclosure · report date 2020-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,413.1551 F2: The number of shares reported herein were acquired pursuant to Community Bank System, Inc.'s 401(K) Plan and are based on a current plan statement. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted pursuant to the Retirement and Release Agreement filed as Exhibit 10.1 to Community Bank System's Current Report on Form 8-K filed with the Securities and Exchange Commission on March 19, 2020.
F2: The number of shares reported herein were acquired pursuant to Community Bank System, Inc.'s 401(K) Plan and are based on a current plan statement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2026 Filed Mar 26, 2026 01:06 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 3,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-26-011218 · form4.xml · nonDerivative · entry 3 Kingsley Scott Allen · CIK 0001299684 · President & CEO NBT Bancorp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,936 F2 · shares: Earned restricted stock unit vested following the end of a three-year performance period. Read SEC document |
| March 23, 2026 Filed Mar 26, 2026 01:06 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 125 | $41.99 | $5,248.75 |
DisclosureSEC source: 0001140361-26-011218 · form4.xml · nonDerivative · entry 2 Kingsley Scott Allen · CIK 0001299684 · President & CEO NBT Bancorp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,410 Read SEC document |
| March 23, 2026 Filed Mar 26, 2026 01:06 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 9,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-26-011218 · form4.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · President & CEO NBT Bancorp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,535 F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually. Read SEC document |
| January 15, 2026 Filed Jan 16, 2026 21:02 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 753 | $43.71 | $32,913.63 |
DisclosureSEC source: 0000790359-26-000009 · edgardoc.xml · nonDerivative · entry 4 Kingsley Scott Allen · CIK 0001299684 · President & CEO NBT Bancorp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,410 Read SEC document |
| January 15, 2026 Filed Jan 16, 2026 21:02 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 614 | $43.71 | $26,837.94 |
DisclosureSEC source: 0000790359-26-000009 · edgardoc.xml · nonDerivative · entry 3 Kingsley Scott Allen · CIK 0001299684 · President & CEO NBT Bancorp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,163 Read SEC document |
| January 15, 2026 Filed Jan 16, 2026 21:02 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 344 | $43.71 | $15,036.24 |
DisclosureSEC source: 0000790359-26-000009 · edgardoc.xml · nonDerivative · entry 2 Kingsley Scott Allen · CIK 0001299684 · President & CEO NBT Bancorp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,777 Read SEC document |
| January 15, 2026 Filed Jan 16, 2026 21:02 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 308 | $43.71 | $13,462.68 |
DisclosureSEC source: 0000790359-26-000009 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · President & CEO NBT Bancorp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,121 Read SEC document |
| July 15, 2025 Filed Jul 16, 2025 18:15 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 361 | $42.53 | $15,353.33 |
DisclosureSEC source: 0001690001-25-000044 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · President & CEO NBT Bancorp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,429 Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 21:37 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 8,482 | $0.00 | $0.00 |
DisclosureSEC source: 0002056264-25-000010 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · President & CEO NBT Bancorp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,790 F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 21:15 UTC | NBT BANCORP INC NBTB · Entity 4320 | PurchaseNBT Bancorp Inc. Common Stock | 2,000 | $44.90 | $89,800.00 |
DisclosureSEC source: 0002056264-25-000001 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · President & CEO NBT Bancorp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,308 Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 20:17 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 300 | $47.62 | $14,286.00 |
DisclosureSEC source: 0001690001-25-000004 · edgardoc.xml · nonDerivative · entry 4 Kingsley Scott Allen · CIK 0001299684 · President & CEO NBT Bancorp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,308 Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 20:17 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 382 | $47.62 | $18,190.84 |
DisclosureSEC source: 0001690001-25-000004 · edgardoc.xml · nonDerivative · entry 3 Kingsley Scott Allen · CIK 0001299684 · President & CEO NBT Bancorp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,608 Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 20:17 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 268 | $47.62 | $12,762.16 |
DisclosureSEC source: 0001690001-25-000004 · edgardoc.xml · nonDerivative · entry 2 Kingsley Scott Allen · CIK 0001299684 · President & CEO NBT Bancorp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,990 Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 20:17 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 656 | $47.62 | $31,238.72 |
DisclosureSEC source: 0001690001-25-000004 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · President & CEO NBT Bancorp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,258 Read SEC document |
| July 15, 2024 Filed Jul 16, 2024 13:53 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 421 | $43.08 | $18,136.68 |
DisclosureSEC source: 0001690001-24-000063 · edgardoc.xml · nonDerivative · entry 2 Kingsley Scott Allen · CIK 0001299684 · President & CEO NBT Bancorp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,914 Read SEC document |
| July 15, 2024 Filed Jul 16, 2024 13:53 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 361 | $43.08 | $15,551.88 |
DisclosureSEC source: 0001690001-24-000063 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · President & CEO NBT Bancorp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,335 Read SEC document |
| May 21, 2024 Filed May 22, 2024 21:22 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 9,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001690001-24-000059 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · President & CEO NBT Bancorp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,696 F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually. Read SEC document |
| March 18, 2024 Filed Mar 18, 2024 18:37 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 4,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001690001-24-000032 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,599 F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 20:51 UTC | NBT BANCORP INC NBTB · Entity 4320 | PurchaseNBT Bancorp Inc. Common Stock | 1,000 | $34.00 | $34,000.00 |
DisclosureSEC source: 0001690001-24-000014 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,513 Read SEC document |
| January 25, 2024 Filed Jan 26, 2024 21:53 UTC | NBT BANCORP INC NBTB · Entity 4320 | PurchaseNBT Bancorp Inc. Common Stock | 1,000 | $36.80 | $36,800.00 |
DisclosureSEC source: 0001690001-24-000011 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,513 Read SEC document |
| January 15, 2024 Filed Jan 17, 2024 21:13 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 308 | $39.74 | $12,239.92 |
DisclosureSEC source: 0001690001-24-000003 · edgardoc.xml · nonDerivative · entry 2 Kingsley Scott Allen · CIK 0001299684 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,513 Read SEC document |
| January 15, 2024 Filed Jan 17, 2024 21:13 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 344 | $39.74 | $13,670.56 |
DisclosureSEC source: 0001690001-24-000003 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,821 Read SEC document |
| July 15, 2023 Filed Jul 17, 2023 13:33 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 421 | $33.03 | $13,905.63 |
DisclosureSEC source: 0001690001-23-000054 · edgardoc.xml · nonDerivative · entry 2 Kingsley Scott Allen · CIK 0001299684 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,165 Read SEC document |
| July 15, 2023 Filed Jul 17, 2023 13:33 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 361 | $33.03 | $11,923.83 |
DisclosureSEC source: 0001690001-23-000054 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,586 Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 23:51 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 4,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-013179 · form4.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,947 F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually. Read SEC document |
| March 07, 2023 Filed Mar 8, 2023 17:35 UTC | NBT BANCORP INC NBTB · Entity 4320 | PurchaseNBT Bancorp Inc. Common Stock | 2,310 | $38.50 | $88,935.00 |
DisclosureSEC source: 0001690001-23-000032 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,796 Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 16:14 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 308 | $44.01 | $13,555.08 |
DisclosureSEC source: 0001690001-23-000010 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,486 Read SEC document |
| July 15, 2022 Filed Jul 18, 2022 15:01 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 421 | $38.35 | $16,145.35 |
DisclosureSEC source: 0001690001-22-000052 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,794 Read SEC document |
| July 06, 2022 Filed Jul 7, 2022 14:10 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001690001-22-000051 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,215 F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests in 3 annual installments. Read SEC document |
| April 27, 2022 Filed Apr 28, 2022 14:16 UTC | NBT BANCORP INC NBTB · Entity 4320 | PurchaseNBT Bancorp Inc. Common Stock | 3,000 | $35.60 | $106,800.00 |
DisclosureSEC source: 0001690001-22-000033 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,215 Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 18:35 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 3,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001690001-22-000027 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,215 F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually. Read SEC document |
| November 26, 2021 Filed Nov 29, 2021 16:24 UTC | NBT BANCORP INC NBTB · Entity 4320 | PurchaseNBT Bancorp Inc. Common Stock | 1,265 | $35.57 | $44,996.05 |
DisclosureSEC source: 0001690001-21-000064 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 20:54 UTC | NBT BANCORP INC NBTB · Entity 4320 | PurchaseNBT Bancorp Inc. Common Stock | 4,235 | $35.14 | $148,801.38 |
DisclosureSEC source: 0001690001-21-000061 · edgardoc.xml · nonDerivative · entry 2 Kingsley Scott Allen · CIK 0001299684 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,235 F2 · price: The purchase price is an average of 4,235 shares purchased at prices between $34.90 and $35.15. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 20:54 UTC | NBT BANCORP INC NBTB · Entity 4320 | PurchaseNBT Bancorp Inc. Common Stock | 1,500 | $34.27 | $51,398.10 |
DisclosureSEC source: 0001690001-21-000061 · edgardoc.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · price: The purchase price is an average of 1,500 shares purchased at prices between $34.23 and $34.3078. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 22:30 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 615 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-020677 · form4.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,290.9966 F1 · price: Granted pursuant to the Retirement and Release Agreement filed as Exhibit 10.1 to Community Bank System's Current Report on Form 8-K filed with the Securities and Exchange Commission on March 19, 2020. Read SEC document |
| April 27, 2020 Filed Apr 28, 2020 13:52 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 5,044 | $0.00 Strike: $28.78 | $0.00 |
DisclosureSEC source: 0001127602-20-014589 · form4.xml · derivative · entry 7 Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,044 shares Expires 2022-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested ratably on March 21, 2013, 2014, 2015, 2016 and 2017. Read SEC document |
| April 27, 2020 Filed Apr 28, 2020 13:52 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 5,044 | $60.67 | $306,040.16 |
DisclosureSEC source: 0001127602-20-014589 · form4.xml · nonDerivative · entry 4 Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,675.9966 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.45 to $60.925, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 27, 2020 Filed Apr 28, 2020 13:52 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 5,044 | $28.78 | $145,166.32 |
DisclosureSEC source: 0001127602-20-014589 · form4.xml · nonDerivative · entry 3 Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,719.9966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 13:52 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 4,459 | $0.00 Strike: $28.78 | $0.00 |
DisclosureSEC source: 0001127602-20-014589 · form4.xml · derivative · entry 6 Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,044 Underlying: Common Stock · 4,459 shares Expires 2022-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested ratably on March 21, 2013, 2014, 2015, 2016 and 2017. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 13:52 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | SaleCommon Stock | 4,459 | $60.38 | $269,217.92 |
DisclosureSEC source: 0001127602-20-014589 · form4.xml · nonDerivative · entry 2 Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,675.9966 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.35 to $60.44, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 13:52 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 4,459 | $28.78 | $128,330.02 |
DisclosureSEC source: 0001127602-20-014589 · form4.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,134.9966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 19:11 UTC Amendment | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 863 | $60.81 | $52,479.03 |
DisclosureSEC source: 0001127602-20-009933 · form4a.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,675.9966 F1 · date: This amendment is filed to correct the transaction date which was incorrectly reported as March 3, 2020 due to an administrative error. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 20:34 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 863 | $60.81 | $52,479.03 |
DisclosureSEC source: 0001127602-20-009762 · form4.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,675.9966 F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards. Read SEC document |
| October 29, 2019 Filed Oct 30, 2019 20:26 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionStock Option · Derivative | 6,476 | $0.00 Strike: $27.36 | $0.00 |
DisclosureSEC source: 0001127602-19-031271 · form4.xml · derivative · entry 4 Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,476 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested ratably on January 19, 2012, 2013, 2014, 2015, and 2016. Read SEC document |
| October 29, 2019 Filed Oct 30, 2019 20:26 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 4,490 | $68.57 | $307,879.30 |
DisclosureSEC source: 0001127602-19-031271 · form4.xml · nonDerivative · entry 2 Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,538.9966 Read SEC document |
| October 29, 2019 Filed Oct 30, 2019 20:26 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Exercise / conversionCommon Stock | 6,476 | $27.36 | $177,183.36 |
DisclosureSEC source: 0001127602-19-031271 · form4.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,028.9966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 16:20 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantStock Option · Derivative | 13,177 | $0.00 Strike: $59.41 | $0.00 |
DisclosureSEC source: 0001127602-19-012561 · form4.xml · derivative · entry 3 Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,177 Underlying: Common Stock · 13,177 shares Expires 2029-03-20 F2 · derivative.exercise_date: The option vests ratably on March 20, 2020, 2021, 2022, 2023, and 2024. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 16:20 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | GrantCommon Stock | 3,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012561 · form4.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,552.9966 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:35 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 763 | $64.79 | $49,434.77 |
DisclosureSEC source: 0001127602-19-009436 · form4.xml · nonDerivative · entry 1 Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,372.9966 F1 · kind: Payment of tax liability associated with the vesting of restricted stock awards. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 19:44 UTC | COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 | Tax withholdingCommon Stock | 5,670.5634 | $60.34 | $342,161.80 |
DisclosureSEC source: 0001127602-19-001752 · form4.xml · nonDerivative · entry 2 Kingsley Scott Allen · CIK 0001299684 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,135.9966 F2 · shares: Payment of tax liability associated with the vesting of the three-year performance-based restricted stock awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.