Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Pacific Oak Strategic Opportunity REIT II, Inc.NONE · Entity 146104 | Director · See Remarks | October 05, 2020 | October 06, 2020 |
| Pacific Oak Strategic Opportunity REIT, Inc.NONE · Entity 34800 | Director · See Remarks | December 30, 2025 | January 02, 2026 |
| TCW Private Asset Income FundNONE · Entity 21253 | Director | March 07, 2025 | March 07, 2025 |
| TCW STRATEGIC INCOME FUND INCTSI · Entity 6037 | Director | March 27, 2026 | March 31, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Pacific Oak Strategic Opportunity REIT II, Inc.
Report date October 05, 2020 · Filed October 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Willowbrook Capital Group LLC | 0 |
Reported balance
After 2020-10-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-10-05 · Disposition to issuer · Disposed 299,443.662 · Balance 0 F1: Reflects the disposition of shares of the Issuer's common stock in connection with the merger (the "Merger") of the Issuer with and into Pacific Oak SOR II, LLC, an indirect subsidiary of Pacific Oak Strategic Opportunity REIT, Inc. ("SOR"). In the Merger, each share of the Issuer's common stock, par value $0.01 per share, ("SOR II Common Stock"), was converted into the right to receive 0.9643 shares of Common Stock of SOR ("SOR Common Stock"), par value $0.01 per share. There is no established market for shares of SOR Common Stock or shares of SOR II Common Stock. On December 17, 2019, the board of directors of SOR approved an estimated value per share of SOR Common Stock of $10.63. On December 17, 2019, the board of directors of the Issuer approved an estimated value per share of SOR II Common Stock of $10.25. For more information, please see each company's respective Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission (the "SEC") on December 19, 2019 F2: The Reporting Person shares ownership and control of the limited liability company that owns the reported securities. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy KBS Capital Advisors LLC | 0 |
Reported balance
After 2020-10-05 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-10-05 · Disposition to issuer · Disposed 24,864.019 · Balance 0 F1: Reflects the disposition of shares of the Issuer's common stock in connection with the merger (the "Merger") of the Issuer with and into Pacific Oak SOR II, LLC, an indirect subsidiary of Pacific Oak Strategic Opportunity REIT, Inc. ("SOR"). In the Merger, each share of the Issuer's common stock, par value $0.01 per share, ("SOR II Common Stock"), was converted into the right to receive 0.9643 shares of Common Stock of SOR ("SOR Common Stock"), par value $0.01 per share. There is no established market for shares of SOR Common Stock or shares of SOR II Common Stock. On December 17, 2019, the board of directors of SOR approved an estimated value per share of SOR Common Stock of $10.63. On December 17, 2019, the board of directors of the Issuer approved an estimated value per share of SOR II Common Stock of $10.25. For more information, please see each company's respective Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission (the "SEC") on December 19, 2019 F3: The Reporting Person shares ownership and control of the limited liability company that owns the reported securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the disposition of shares of the Issuer's common stock in connection with the merger (the "Merger") of the Issuer with and into Pacific Oak SOR II, LLC, an indirect subsidiary of Pacific Oak Strategic Opportunity REIT, Inc. ("SOR"). In the Merger, each share of the Issuer's common stock, par value $0.01 per share, ("SOR II Common Stock"), was converted into the right to receive 0.9643 shares of Common Stock of SOR ("SOR Common Stock"), par value $0.01 per share. There is no established market for shares of SOR Common Stock or shares of SOR II Common Stock. On December 17, 2019, the board of directors of SOR approved an estimated value per share of SOR Common Stock of $10.63. On December 17, 2019, the board of directors of the Issuer approved an estimated value per share of SOR II Common Stock of $10.25. For more information, please see each company's respective Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission (the "SEC") on December 19, 2019
F2: The Reporting Person shares ownership and control of the limited liability company that owns the reported securities.
F3: The Reporting Person shares ownership and control of the limited liability company that owns the reported securities.
Pacific Oak Strategic Opportunity REIT, Inc.
Report date December 30, 2025 · Filed January 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy GKP Holding LLC | 901,509.91 |
Reported balance
After 2025-12-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-12-30 · Other · Disposed 2,503,452.65 · Balance 901,509.91 F1: These shares were restricted shares rescinded by the reporting person prior to vesting. The reporting person owns and controls the limited liability company that rescinded the reported securities. |
| Common StockSEC Table I · non-derivative | IndirectBy Willowbrook Capital Group LLC | 0 |
Reported balance
After 2025-12-31 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-12-31 · Sale · Disposed 901,509.91 · Balance 0 F2: The reporting person owns and controls the limited liability company that sold the reported securities for a total consideration of $1. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were restricted shares rescinded by the reporting person prior to vesting. The reporting person owns and controls the limited liability company that rescinded the reported securities.
F2: The reporting person owns and controls the limited liability company that sold the reported securities for a total consideration of $1.
TCW Private Asset Income Fund
Report date March 07, 2025 · Filed March 07, 2025
This filing explicitly reported no securities owned.
TCW STRATEGIC INCOME FUND INC
Report date March 27, 2026 · Filed March 31, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 493,761 |
Reported balance
After 2026-03-27 transaction · row 1
1 source rowRow 1 · 2026-03-27 · Other · Acquired 193,761 · Balance 493,761 |
| Subscription Rights for Shares of Common Stock (right to buySEC Table II · derivative / convertible security · Expires 2026-03-18 | Direct | 0 |
Reported balance
After 2026-03-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-03-27 · Other · Disposed 307,915 · Balance 0 F1: TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. F2: (Continued from footnote 1) Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued. The subscription period commenced on the Record Date and expired on March 18, 2026. F3: The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares of Common Stock available. F4: (Continued from footnote 3) Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date. The number of share Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege. F5: In connection with the Offer, the Reporting Person exercised 307,915 Rights to acquire 102,638 shares of Common Stock, and received an additional 91,123 shares of Common stock pursuant to the over-subscription privilege. In total, the Reporting Person acquired 193,761 shares of Common Stock in connection with the Offer. |
Filing footnotes · ownership attribution and instrument terms
F1: TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date.
F2: (Continued from footnote 1) Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued. The subscription period commenced on the Record Date and expired on March 18, 2026.
F3: The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares of Common Stock available.
F4: (Continued from footnote 3) Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date. The number of share Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege.
F5: In connection with the Offer, the Reporting Person exercised 307,915 Rights to acquire 102,638 shares of Common Stock, and received an additional 91,123 shares of Common stock pursuant to the over-subscription privilege. In total, the Reporting Person acquired 193,761 shares of Common Stock in connection with the Offer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 27, 2026 Filed Mar 31, 2026 01:53 UTC | TCW STRATEGIC INCOME FUND INC TSI · Entity 6037 | OtherSubscription Rights for Shares of Common Stock (right to buy · Derivative | 307,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-132937 · ownership.xml · derivative · entry 2 McMillan Peter · CIK 0001182336 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 102,638 shares Expires 2026-03-18 F1 · security: TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. F2 · security: (Continued from footnote 1) Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued. The subscription period commenced on the Record Date and expired on March 18, 2026. F3 · security: The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares of Common Stock available. F4 · security: (Continued from footnote 3) Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date. The number of share Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege. F1 · derivative.exercise_price: TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. F2 · derivative.exercise_price: (Continued from footnote 1) Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued. The subscription period commenced on the Record Date and expired on March 18, 2026. F3 · derivative.exercise_price: The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares of Common Stock available. F4 · derivative.exercise_price: (Continued from footnote 3) Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date. The number of share Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege. F1 · price: TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. F2 · price: (Continued from footnote 1) Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued. The subscription period commenced on the Record Date and expired on March 18, 2026. F3 · price: The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares of Common Stock available. F4 · price: (Continued from footnote 3) Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date. The number of share Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege. F5 · derivative.underlying_shares: In connection with the Offer, the Reporting Person exercised 307,915 Rights to acquire 102,638 shares of Common Stock, and received an additional 91,123 shares of Common stock pursuant to the over-subscription privilege. In total, the Reporting Person acquired 193,761 shares of Common Stock in connection with the Offer. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 01:53 UTC | TCW STRATEGIC INCOME FUND INC TSI · Entity 6037 | OtherCommon Stock | 193,761 | $4.47 | $866,111.67 |
DisclosureSEC source: 0001193125-26-132937 · ownership.xml · nonDerivative · entry 1 McMillan Peter · CIK 0001182336 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 493,761 Read SEC document |
| February 20, 2026 Filed Feb 20, 2026 21:47 UTC | TCW STRATEGIC INCOME FUND INC TSI · Entity 6037 | PurchaseCommon Stock | 50,000 | $4.64 | $232,000.00 |
DisclosureSEC source: 0001182336-26-000010 · form4-02202026_090209.xml · nonDerivative · entry 1 McMillan Peter · CIK 0001182336 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,000 Read SEC document |
| February 18, 2026 Filed Feb 19, 2026 20:51 UTC | TCW STRATEGIC INCOME FUND INC TSI · Entity 6037 | PurchaseCommon Stock | 32,610 | $4.70 | $153,267.00 |
DisclosureSEC source: 0001182336-26-000008 · form4-02192026_080202.xml · nonDerivative · entry 1 McMillan Peter · CIK 0001182336 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Read SEC document |
| February 13, 2026 Filed Feb 13, 2026 22:11 UTC | TCW STRATEGIC INCOME FUND INC TSI · Entity 6037 | PurchaseCommon Stock | 17,390 | $4.71 | $81,906.90 |
DisclosureSEC source: 0001182336-26-000006 · form4-02132026_100252.xml · nonDerivative · entry 1 McMillan Peter · CIK 0001182336 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,390 Read SEC document |
| February 12, 2026 Filed Feb 12, 2026 21:22 UTC | TCW STRATEGIC INCOME FUND INC TSI · Entity 6037 | PurchaseCommon Stock | 179,522 | $4.73 | $849,139.06 |
DisclosureSEC source: 0001182336-26-000004 · form4-02122026_090204.xml · nonDerivative · entry 2 McMillan Peter · CIK 0001182336 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Read SEC document |
| February 11, 2026 Filed Feb 12, 2026 21:22 UTC | TCW STRATEGIC INCOME FUND INC TSI · Entity 6037 | PurchaseCommon Stock | 10,478 | $4.74 | $49,644.76 |
DisclosureSEC source: 0001182336-26-000004 · form4-02122026_090204.xml · nonDerivative · entry 1 McMillan Peter · CIK 0001182336 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,478 Read SEC document |
| December 31, 2025 Filed Jan 2, 2026 22:57 UTC | Pacific Oak Strategic Opportunity REIT, Inc. NONE · Entity 34800 | SaleCommon Stock | 901,509.91 | $0.00 | $0.00 |
DisclosureSEC source: 0001182336-26-000002 · wk-form4_1767394631.xml · nonDerivative · entry 2 McMillan Peter · CIK 0001182336 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Willowbrook Capital Group LLC Disclosed balance after: 0 F2 · ownership.nature: The reporting person owns and controls the limited liability company that sold the reported securities for a total consideration of $1. Read SEC document |
| December 30, 2025 Filed Jan 2, 2026 22:57 UTC | Pacific Oak Strategic Opportunity REIT, Inc. NONE · Entity 34800 | OtherCommon Stock | 2,503,452.65 | $0.00 | $0.00 |
DisclosureSEC source: 0001182336-26-000002 · wk-form4_1767394631.xml · nonDerivative · entry 1 McMillan Peter · CIK 0001182336 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By GKP Holding LLC Disclosed balance after: 901,509.91 F1 · ownership.nature: These shares were restricted shares rescinded by the reporting person prior to vesting. The reporting person owns and controls the limited liability company that rescinded the reported securities. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 18:52 UTC | Pacific Oak Strategic Opportunity REIT, Inc. N/A · Entity 34800 | SaleCommon Stock | 628,791.39 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-035082 · doc4.xml · nonDerivative · entry 2 MCMILLAN PETER · CIK 0001182336 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,066,073.42 F3 · shares: Also on the Transaction Date, pursuant to a share transfer agreement with KBS Holdings, GKP transferred its 33.33% ownership interest in KBS Holdings to the other owners of KBS Holdings in exchange for 2,254,289 shares of the Issuer's common stock (the "GKP Restricted Shares") as partial consideration for and to effectuate the conclusion of the sale of GKP's 33.33% ownership interest in KBS Holdings. After the transfer of GKP's 33.33% ownership interest in KBS Holdings, GKP ceased to be a manager of KBS and KBS Holdings and ceased to have an ownership interest in KBS Holdings. As a result of the share transfer agreement, the Reporting Person's indirect beneficial ownership of the Issuer's common stock decreased by 628,791.39 shares because the Reporting Person no longer reports beneficial ownership of all shares held by KBS. F4 · shares: (Continued from footnote 3) However, overall the Reporting Person's pecuniary interest in shares of the Issuer's common stock increased, because the Reporting Person owns a 50% economic interest in GKP and only owned a 16.66% interest in KBS. As the 2,254,289 shares are now held directly by GKP, in which the Reporting Person has a 50% interest, the Reporting Person's ownership of these shares is still indirect. The Reporting Person disclaims beneficial ownership of all reported securities except to the extent of his pecuniary interest therein. F3 · price: Also on the Transaction Date, pursuant to a share transfer agreement with KBS Holdings, GKP transferred its 33.33% ownership interest in KBS Holdings to the other owners of KBS Holdings in exchange for 2,254,289 shares of the Issuer's common stock (the "GKP Restricted Shares") as partial consideration for and to effectuate the conclusion of the sale of GKP's 33.33% ownership interest in KBS Holdings. After the transfer of GKP's 33.33% ownership interest in KBS Holdings, GKP ceased to be a manager of KBS and KBS Holdings and ceased to have an ownership interest in KBS Holdings. As a result of the share transfer agreement, the Reporting Person's indirect beneficial ownership of the Issuer's common stock decreased by 628,791.39 shares because the Reporting Person no longer reports beneficial ownership of all shares held by KBS. F4 · price: (Continued from footnote 3) However, overall the Reporting Person's pecuniary interest in shares of the Issuer's common stock increased, because the Reporting Person owns a 50% economic interest in GKP and only owned a 16.66% interest in KBS. As the 2,254,289 shares are now held directly by GKP, in which the Reporting Person has a 50% interest, the Reporting Person's ownership of these shares is still indirect. The Reporting Person disclaims beneficial ownership of all reported securities except to the extent of his pecuniary interest therein. F3 · ownership.nature: Also on the Transaction Date, pursuant to a share transfer agreement with KBS Holdings, GKP transferred its 33.33% ownership interest in KBS Holdings to the other owners of KBS Holdings in exchange for 2,254,289 shares of the Issuer's common stock (the "GKP Restricted Shares") as partial consideration for and to effectuate the conclusion of the sale of GKP's 33.33% ownership interest in KBS Holdings. After the transfer of GKP's 33.33% ownership interest in KBS Holdings, GKP ceased to be a manager of KBS and KBS Holdings and ceased to have an ownership interest in KBS Holdings. As a result of the share transfer agreement, the Reporting Person's indirect beneficial ownership of the Issuer's common stock decreased by 628,791.39 shares because the Reporting Person no longer reports beneficial ownership of all shares held by KBS. F4 · ownership.nature: (Continued from footnote 3) However, overall the Reporting Person's pecuniary interest in shares of the Issuer's common stock increased, because the Reporting Person owns a 50% economic interest in GKP and only owned a 16.66% interest in KBS. As the 2,254,289 shares are now held directly by GKP, in which the Reporting Person has a 50% interest, the Reporting Person's ownership of these shares is still indirect. The Reporting Person disclaims beneficial ownership of all reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 18:52 UTC | Pacific Oak Strategic Opportunity REIT, Inc. N/A · Entity 34800 | Disposition to issuerCommon Stock | 584,267 | $9.68 | $5,655,704.56 |
DisclosureSEC source: 0000899243-21-035082 · doc4.xml · nonDerivative · entry 1 MCMILLAN PETER · CIK 0001182336 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,694,864.81 F1 · shares: On March 27, 2020, KBS Capital Advisors, LLC ("KBS") was awarded 3,411,737 restricted shares of the Issuer's common stock. At that time, and until September 1, 2021 (the "Transaction Date"), KBS was 100% owned by KBS Holdings, LLC ("KBS Holdings"), 33.33% of which was owned by GKP Holding LLC ("GKP"), which was 50% owned by the Reporting Person. Therefore, the Reporting Person had owned an approximately 16.66% indirect ownership interest in KBS. The Reporting Person previously reported beneficial ownership of all the restricted shares held by KBS. All shares reported as beneficially owned by the Reporting Person are held indirectly. The Reporting Person disclaims beneficial ownership of all reported securities except to the extent of his pecuniary interest therein. F2 · shares: (Continued from footnote 1) On the Transaction Date, KBS sold 584,267 shares of the Issuer's common stock back to the Issuer in a transaction exempt under Rule 16b-3(e) for aggregate consideration of $5,655,705, or approximately $9.68 per share. This reduced the number of shares reported as beneficially owned by the Reporting Person by 584,267 shares. F1 · price: On March 27, 2020, KBS Capital Advisors, LLC ("KBS") was awarded 3,411,737 restricted shares of the Issuer's common stock. At that time, and until September 1, 2021 (the "Transaction Date"), KBS was 100% owned by KBS Holdings, LLC ("KBS Holdings"), 33.33% of which was owned by GKP Holding LLC ("GKP"), which was 50% owned by the Reporting Person. Therefore, the Reporting Person had owned an approximately 16.66% indirect ownership interest in KBS. The Reporting Person previously reported beneficial ownership of all the restricted shares held by KBS. All shares reported as beneficially owned by the Reporting Person are held indirectly. The Reporting Person disclaims beneficial ownership of all reported securities except to the extent of his pecuniary interest therein. F2 · price: (Continued from footnote 1) On the Transaction Date, KBS sold 584,267 shares of the Issuer's common stock back to the Issuer in a transaction exempt under Rule 16b-3(e) for aggregate consideration of $5,655,705, or approximately $9.68 per share. This reduced the number of shares reported as beneficially owned by the Reporting Person by 584,267 shares. F1 · ownership.nature: On March 27, 2020, KBS Capital Advisors, LLC ("KBS") was awarded 3,411,737 restricted shares of the Issuer's common stock. At that time, and until September 1, 2021 (the "Transaction Date"), KBS was 100% owned by KBS Holdings, LLC ("KBS Holdings"), 33.33% of which was owned by GKP Holding LLC ("GKP"), which was 50% owned by the Reporting Person. Therefore, the Reporting Person had owned an approximately 16.66% indirect ownership interest in KBS. The Reporting Person previously reported beneficial ownership of all the restricted shares held by KBS. All shares reported as beneficially owned by the Reporting Person are held indirectly. The Reporting Person disclaims beneficial ownership of all reported securities except to the extent of his pecuniary interest therein. F2 · ownership.nature: (Continued from footnote 1) On the Transaction Date, KBS sold 584,267 shares of the Issuer's common stock back to the Issuer in a transaction exempt under Rule 16b-3(e) for aggregate consideration of $5,655,705, or approximately $9.68 per share. This reduced the number of shares reported as beneficially owned by the Reporting Person by 584,267 shares. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 16:55 UTC | Pacific Oak Strategic Opportunity REIT, Inc. N/A · Entity 34800 | GrantCommon Stock | 24,864.019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-027557 · doc4.xml · nonDerivative · entry 2 MCMILLAN PETER · CIK 0001182336 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By KBS Capital Advisors LLC Disclosed balance after: 3,467,347.39 F1 · price: Reflects the acquisition of shares of the Issuer's common stock in connection with the merger (the "Merger") of Pacific Oak Strategic Opportunity REIT II, Inc. ("SOR II") with and into Pacific Oak SOR II, LLC, an indirect subsidiary of the Issuer. In the Merger, each share of SOR II common stock, par value $0.01 per share ("SOR II Common Stock"), was converted into the right to receive 0.9643 shares of Common Stock of the Issuer ("SOR Common Stock"), par value $0.01 per share. There is no established market for shares of SOR Common Stock or shares of SOR II Common Stock. On December 17, 2019, the board of directors of the Issuer approved an estimated value per share of SOR Common Stock of $10.63. On December 17, 2019, the board of directors of SOR II approved an estimated value per share of SOR II Common Stock of $10.25. F2 · price: (Continued from Footnote 1) For more information, please see each company's respective Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission (the "SEC") on December 19, 2019. F4 · ownership.nature: The Reporting Person shares ownership and control of the limited liability company that owns the reported securities. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 16:55 UTC | Pacific Oak Strategic Opportunity REIT, Inc. N/A · Entity 34800 | GrantCommon Stock | 299,443.662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-027557 · doc4.xml · nonDerivative · entry 1 MCMILLAN PETER · CIK 0001182336 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Willowbrook Capital Group LLC Disclosed balance after: 811,784.425 F1 · price: Reflects the acquisition of shares of the Issuer's common stock in connection with the merger (the "Merger") of Pacific Oak Strategic Opportunity REIT II, Inc. ("SOR II") with and into Pacific Oak SOR II, LLC, an indirect subsidiary of the Issuer. In the Merger, each share of SOR II common stock, par value $0.01 per share ("SOR II Common Stock"), was converted into the right to receive 0.9643 shares of Common Stock of the Issuer ("SOR Common Stock"), par value $0.01 per share. There is no established market for shares of SOR Common Stock or shares of SOR II Common Stock. On December 17, 2019, the board of directors of the Issuer approved an estimated value per share of SOR Common Stock of $10.63. On December 17, 2019, the board of directors of SOR II approved an estimated value per share of SOR II Common Stock of $10.25. F2 · price: (Continued from Footnote 1) For more information, please see each company's respective Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission (the "SEC") on December 19, 2019. F3 · ownership.nature: The Reporting Person shares ownership and control of the limited liability company that owns the reported securities. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 15:22 UTC | Pacific Oak Strategic Opportunity REIT II, Inc. NONE · Entity 146104 | Disposition to issuerClass A Common Stock | 24,864.019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-027579 · doc4.xml · nonDerivative · entry 2 MCMILLAN PETER · CIK 0001182336 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By KBS Capital Advisors LLC Disclosed balance after: 0 F1 · price: Reflects the disposition of shares of the Issuer's common stock in connection with the merger (the "Merger") of the Issuer with and into Pacific Oak SOR II, LLC, an indirect subsidiary of Pacific Oak Strategic Opportunity REIT, Inc. ("SOR"). In the Merger, each share of the Issuer's common stock, par value $0.01 per share, ("SOR II Common Stock"), was converted into the right to receive 0.9643 shares of Common Stock of SOR ("SOR Common Stock"), par value $0.01 per share. There is no established market for shares of SOR Common Stock or shares of SOR II Common Stock. On December 17, 2019, the board of directors of SOR approved an estimated value per share of SOR Common Stock of $10.63. On December 17, 2019, the board of directors of the Issuer approved an estimated value per share of SOR II Common Stock of $10.25. For more information, please see each company's respective Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission (the "SEC") on December 19, 2019 F3 · ownership.nature: The Reporting Person shares ownership and control of the limited liability company that owns the reported securities. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 15:22 UTC | Pacific Oak Strategic Opportunity REIT II, Inc. NONE · Entity 146104 | Disposition to issuerClass A Common Stock | 299,443.662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-027579 · doc4.xml · nonDerivative · entry 1 MCMILLAN PETER · CIK 0001182336 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Willowbrook Capital Group LLC Disclosed balance after: 0 F1 · price: Reflects the disposition of shares of the Issuer's common stock in connection with the merger (the "Merger") of the Issuer with and into Pacific Oak SOR II, LLC, an indirect subsidiary of Pacific Oak Strategic Opportunity REIT, Inc. ("SOR"). In the Merger, each share of the Issuer's common stock, par value $0.01 per share, ("SOR II Common Stock"), was converted into the right to receive 0.9643 shares of Common Stock of SOR ("SOR Common Stock"), par value $0.01 per share. There is no established market for shares of SOR Common Stock or shares of SOR II Common Stock. On December 17, 2019, the board of directors of SOR approved an estimated value per share of SOR Common Stock of $10.63. On December 17, 2019, the board of directors of the Issuer approved an estimated value per share of SOR II Common Stock of $10.25. For more information, please see each company's respective Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission (the "SEC") on December 19, 2019 F2 · ownership.nature: The Reporting Person shares ownership and control of the limited liability company that owns the reported securities. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:28 UTC | Pacific Oak Strategic Opportunity REIT, Inc. NONE · Entity 34800 | GrantCommon Stock | 3,411,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-009742 · doc4.xml · nonDerivative · entry 1 MCMILLAN PETER · CIK 0001182336 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By KBS Capital Advisors LLC Disclosed balance after: 3,442,483 F1 · kind: On March 27, 2020, the Issuer issued 3,411,737 restricted shares of its common stock (the "Restricted Shares") to its former external advisor, KBS Capital Advisors LLC ("KBS") pursuant to a Restricted Stock Agreement, dated as of March 27, 2020 (the "Agreement"). Under the Agreement, the Restricted Shares are nonvested and forfeitable until the earliest of: (i) November 1, 2021 or (ii) immediately before and contingent upon the occurrence of a Change in Control (as defined in the Agreement) of the Issuer. The Restricted Shares will be forfeited prior to vesting if KBS fails to honor certain non-compete, voting, and other requirements set forth in the Agreement. F1 · shares: On March 27, 2020, the Issuer issued 3,411,737 restricted shares of its common stock (the "Restricted Shares") to its former external advisor, KBS Capital Advisors LLC ("KBS") pursuant to a Restricted Stock Agreement, dated as of March 27, 2020 (the "Agreement"). Under the Agreement, the Restricted Shares are nonvested and forfeitable until the earliest of: (i) November 1, 2021 or (ii) immediately before and contingent upon the occurrence of a Change in Control (as defined in the Agreement) of the Issuer. The Restricted Shares will be forfeited prior to vesting if KBS fails to honor certain non-compete, voting, and other requirements set forth in the Agreement. F1 · price: On March 27, 2020, the Issuer issued 3,411,737 restricted shares of its common stock (the "Restricted Shares") to its former external advisor, KBS Capital Advisors LLC ("KBS") pursuant to a Restricted Stock Agreement, dated as of March 27, 2020 (the "Agreement"). Under the Agreement, the Restricted Shares are nonvested and forfeitable until the earliest of: (i) November 1, 2021 or (ii) immediately before and contingent upon the occurrence of a Change in Control (as defined in the Agreement) of the Issuer. The Restricted Shares will be forfeited prior to vesting if KBS fails to honor certain non-compete, voting, and other requirements set forth in the Agreement. F2 · balance_after: 3,411,737 of the shares reported in this box are shares of Restricted Shares. F3 · ownership.nature: The Reporting Person shares ownership and control of the limited liability company that acquired the reported securities. Read SEC document |
| February 21, 2018 Filed Mar 1, 2018 21:15 UTC | TCW STRATEGIC INCOME FUND INC TSI · Entity 6037 | PurchaseCommon Stock | 10,000 | $5.47 | $54,670.00 |
DisclosureSEC source: 0001179110-18-003121 · edgar.xml · nonDerivative · entry 1 MCMILLAN PETER · CIK 0001182336 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.