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Popenoe Smriti Laxman

Disclosed activity across 1 company

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55464
SEC CIK
0001501438

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DYNEX CAPITAL INCDX · Entity 4199Director · Co-CEO and PresidentSeptember 08, 2026September 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DYNEX CAPITAL INC

Report date September 08, 2026 · Filed September 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect531,098 Reported balance After 2026-09-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-08 · Tax withholding · Disposed 19,528 · Balance 531,098

F1: Reflects shares withheld upon vesting of restricted stock units to satisfy tax withholding obligations.

F2: Includes unvested restricted stock units.

Common StockSEC Table I · non-derivativeIndirectBy spouse4,780 Reported balance Holding disclosure · report date 2026-09-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 4,780

Common StockSEC Table I · non-derivativeIndirectBy son325 Reported balance Holding disclosure · report date 2026-09-08 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 325

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares withheld upon vesting of restricted stock units to satisfy tax withholding obligations.

F2: Includes unvested restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 08, 2026 Filed Sep 10, 2026 21:22 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 19,528 $12.89 $251,715.92
Disclosure

SEC source: 0000826675-26-000088 · wk-form4_1789075318.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · Director · Co-CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 531,098

F1 · shares: Reflects shares withheld upon vesting of restricted stock units to satisfy tax withholding obligations.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 21:14 UTC DYNEX CAPITAL INC DX · Entity 4199 GrantCommon Stock 136,006 $0.00 $0.00
Disclosure

SEC source: 0000826675-26-000022 · wk-form4_1772831640.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · Director · Co-CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 548,626

F1 · shares: Restricted stock units granted under the 2025 Stock and Incentive Plan that will vest in equal installments on February 28, 2027, February 28, 2028, and February 28, 2029.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:38 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 28,491 $14.03 $399,728.73
Disclosure

SEC source: 0000826675-26-000019 · wk-form4_1772577534.xml · nonDerivative · entry 3

Popenoe Smriti Laxman · CIK 0001501438 · Director · Co-CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,620

F4 · shares: Reflects shares withheld upon vesting of restricted stock units to satisfy tax withholding obligations.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:38 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 32,514 $14.03 $456,171.42
Disclosure

SEC source: 0000826675-26-000019 · wk-form4_1772577534.xml · nonDerivative · entry 2

Popenoe Smriti Laxman · CIK 0001501438 · Director · Co-CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,111

F3 · shares: Reflects shares withheld upon vesting of performance stock units to satisfy tax withholding obligations.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 22:38 UTC DYNEX CAPITAL INC DX · Entity 4199 GrantCommon Stock 66,287 $0.00 $0.00
Disclosure

SEC source: 0000826675-26-000019 · wk-form4_1772577534.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · Director · Co-CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473,625

F1 · shares: Shares awarded based on vesting of performance stock units granted in 2023 with a three-year performance period ending December 31, 2025.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
February 27, 2026 Filed Mar 30, 2026 21:33 UTC DYNEX CAPITAL INC DX · Entity 4199 PurchaseCommon Stock 2,000 $12.19 $24,380.00
Disclosure

SEC source: 0001628280-26-022041 · wk-form4_1774903252.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · Director · Co-CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,626

F1 · balance_after: Includes unvested restricted stock units.

Read SEC document
September 26, 2025 Filed Sep 29, 2025 20:05 UTC DYNEX CAPITAL INC DX · Entity 4199 PurchaseCommon Stock 60 $12.12 $727.20
Disclosure

SEC source: 0000826675-25-000144 · wk-form4_1759176322.xml · nonDerivative · entry 2

Popenoe Smriti Laxman · CIK 0001501438 · Director · Co-CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,338

F1 · balance_after: Includes unvested restricted stock units.

Read SEC document
September 26, 2025 Filed Sep 29, 2025 20:05 UTC DYNEX CAPITAL INC DX · Entity 4199 PurchaseCommon Stock 4,200 $12.16 $51,056.88
Disclosure

SEC source: 0000826675-25-000144 · wk-form4_1759176322.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · Director · Co-CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,278

F1 · balance_after: Includes unvested restricted stock units.

Read SEC document
September 08, 2025 Filed Sep 10, 2025 20:07 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 18,954 $12.93 $245,075.22
Disclosure

SEC source: 0000826675-25-000142 · wk-form4_1757534841.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · Director · Co-CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,078

F1 · shares: Reflects shares withheld upon vesting of restricted stock units to satisfy tax withholding obligations.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
May 28, 2025 Filed May 29, 2025 22:59 UTC DYNEX CAPITAL INC DX · Entity 4199 GrantCommon Stock 18,479 $0.00 $0.00
Disclosure

SEC source: 0000826675-25-000096 · wk-form4_1748559550.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · Director · Co-CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,032

F1 · shares: Restricted stock units granted under the 2025 Stock and Incentive Plan with vesting dates of February 28, 2026, February 28, 2027, and February 28, 2028.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 01:31 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 10,519 $14.26 $150,000.94
Disclosure

SEC source: 0000826675-25-000036 · wk-form4_1741743086.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · Director · Co-CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,553

F1 · shares: Reflects shares withheld upon vesting of restricted stock units to satisfy tax withholding obligations.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:02 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 5,836 $14.07 $82,112.52
Disclosure

SEC source: 0000826675-25-000029 · wk-form4_1741132925.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · Director · Co-CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 414,072

F1 · shares: Reflects shares withheld upon vesting of restricted stock units to satisfy tax withholding obligations.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
February 25, 2025 Filed Feb 26, 2025 23:32 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 12,627 $13.88 $175,262.76
Disclosure

SEC source: 0000826675-25-000019 · wk-form4_1740612735.xml · nonDerivative · entry 2

Popenoe Smriti Laxman · CIK 0001501438 · Director · Co-CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,908

F3 · shares: Reflects shares withheld upon vesting of performance stock units to satisfy tax withholding obligations.

F2 · balance_after: Includes unvested restricted stock and restricted stock units.

Read SEC document
February 25, 2025 Filed Feb 26, 2025 23:32 UTC DYNEX CAPITAL INC DX · Entity 4199 GrantCommon Stock 37,917 $0.00 $0.00
Disclosure

SEC source: 0000826675-25-000019 · wk-form4_1740612735.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · Director · Co-CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,535

F1 · shares: Shares awarded based on vesting of performance stock units granted in 2022 with a three-year performance period ending December 31, 2024.

F2 · balance_after: Includes unvested restricted stock and restricted stock units.

Read SEC document
February 23, 2025 Filed Feb 25, 2025 22:49 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 3,359 $14.06 $47,227.54
Disclosure

SEC source: 0000826675-25-000014 · wk-form4_1740523781.xml · nonDerivative · entry 2

Popenoe Smriti Laxman · CIK 0001501438 · Director · Co-CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,618

F3 · shares: Reflects shares withheld upon vesting of restricted stock and restricted stock units to satisfy tax withholding obligations.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 22:49 UTC DYNEX CAPITAL INC DX · Entity 4199 GrantCommon Stock 76,435 $0.00 $0.00
Disclosure

SEC source: 0000826675-25-000014 · wk-form4_1740523781.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · Director · Co-CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,977

F1 · shares: Restricted stock units awarded under the Dynex Capital, Inc. 2020 Stock and Incentive Plan. The units vest in three equal installments on February 28, 2026, February 28, 2027, and February 28, 2028.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
September 08, 2024 Filed Sep 10, 2024 20:22 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 18,665 $12.47 $232,752.55
Disclosure

SEC source: 0000826675-24-000118 · wk-form4_1725999752.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · Director · Co-CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,542

F1 · shares: Reflects shares withhold upon vesting of restricted stock to satisfy tax withholding obligations.

F2 · balance_after: Includes unvested restricted stock and restricted stock units.

F3 · balance_after: The Dynex Capital, Inc. 401(k) Plan ceased offering Dynex Capital, Inc. common stock as an investment option effective as of 08/30/2024. All such shares held by the reporting person through the Dynex Capital, Inc. 401(k) Plan were sold by the plan trustee.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 20:51 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 4,024 $12.50 $50,300.00
Disclosure

SEC source: 0000826675-24-000025 · wk-form4_1710276665.xml · nonDerivative · entry 4

Popenoe Smriti Laxman · CIK 0001501438 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,207

F5 · shares: Reflects shares withheld upon vesting of restricted stock units to satisfy tax withholding obligations.

F2 · balance_after: Includes unvested restricted stock and restricted stock units.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:51 UTC DYNEX CAPITAL INC DX · Entity 4199 GrantCommon Stock 72,131 $0.00 $0.00
Disclosure

SEC source: 0000826675-24-000025 · wk-form4_1710276665.xml · nonDerivative · entry 3

Popenoe Smriti Laxman · CIK 0001501438 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,231

F4 · shares: Restricted stock units awarded under the Dynex Capital, Inc. 2020 Stock and Incentive Plan. The units vest in three equal installments on March 10, 2025, February 28, 2026, and February 28, 2027.

F2 · balance_after: Includes unvested restricted stock and restricted stock units.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:51 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 5,662 $12.50 $70,775.00
Disclosure

SEC source: 0000826675-24-000025 · wk-form4_1710276665.xml · nonDerivative · entry 2

Popenoe Smriti Laxman · CIK 0001501438 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,100

F3 · shares: Reflects shares withheld upon vesting of performance stock units to satisfy tax withholding obligations.

F2 · balance_after: Includes unvested restricted stock and restricted stock units.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:51 UTC DYNEX CAPITAL INC DX · Entity 4199 GrantCommon Stock 17,002 $0.00 $0.00
Disclosure

SEC source: 0000826675-24-000025 · wk-form4_1710276665.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,762

F1 · shares: Shares awarded based on vesting of performance stock units granted in 2021 with a three-year performance period ending December 31, 2023.

F2 · balance_after: Includes unvested restricted stock and restricted stock units.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 16:25 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 1,925 $12.15 $23,388.75
Disclosure

SEC source: 0000826675-24-000016 · wk-form4_1709310339.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,760

F1 · shares: Reflects shares withheld upon vesting of restricted stock units to satisfy tax withholding obligations.

F2 · balance_after: Includes unvested restricted stock and restricted stock units.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 21:13 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 3,408 $12.22 $41,645.76
Disclosure

SEC source: 0000826675-24-000007 · wk-form4_1708982016.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · President and Co-CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,685

F1 · shares: Reflects shares withheld upon vesting of restricted stock and restricted stock units to satisfy tax withholding obligations.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
September 08, 2023 Filed Sep 14, 2023 01:31 UTC DYNEX CAPITAL INC DX · Entity 4199 GrantCommon Stock 117,097 $0.00 $0.00
Disclosure

SEC source: 0000826675-23-000093 · wk-form4_1694655082.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · President and Co-CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,093

F1 · shares: Restricted stock units awarded under the Dynex Capital, Inc. 2020 Stock and Incentive Plan. The units vest in three equal installments on September 8, 2024, September 8, 2025, and September 8, 2026.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
May 14, 2023 Filed May 15, 2023 20:06 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 5,811 $11.04 $64,153.44
Disclosure

SEC source: 0000826675-23-000060 · wf-form4_168418114624117.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · President and Co-CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,996

F1 · shares: Reflects shares withhold upon vesting of restricted stock to satisfy tax withholding obligations.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:12 UTC DYNEX CAPITAL INC DX · Entity 4199 GrantCommon Stock 36,613 $0.00 $0.00
Disclosure

SEC source: 0000826675-23-000035 · wf-form4_167882474804724.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · President and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,807

F1 · shares: Restricted stock units awarded under the Dynex Capital, Inc. 2020 Stock and Incentive Plan. The units vest in three equal installments on March 10, 2024, February 28, 2025, and February 28, 2026.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:10 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 3,081 $13.23 $40,761.63
Disclosure

SEC source: 0000826675-23-000029 · wf-form4_167770503779026.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · President and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,194

F1 · shares: Reflects shares withheld upon vesting of restricted stock and restricted stock units to satisfy tax withholding obligations.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 21:35 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 3,251 $13.69 $44,506.19
Disclosure

SEC source: 0000826675-23-000020 · wf-form4_167727450426226.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · President and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,275

F1 · shares: Reflects shares withheld upon vesting of restricted stock and restricted stock units to satisfy tax withholding obligations.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 21:27 UTC DYNEX CAPITAL INC DX · Entity 4199 PurchaseCommon Stock 2,000 $15.50 $31,000.00
Disclosure

SEC source: 0001062993-22-019246 · form4.xml · nonDerivative · entry 2

Popenoe Smriti Laxman · CIK 0001501438 · President and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,526

F1 · balance_after: Includes unvested restricted stock units.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 21:27 UTC DYNEX CAPITAL INC DX · Entity 4199 PurchaseCommon Stock 325 $15.27 $4,962.75
Disclosure

SEC source: 0001062993-22-019246 · form4.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · President and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 325

Read SEC document
May 26, 2022 Filed May 31, 2022 23:54 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 2,737 $16.35 $44,749.95
Disclosure

SEC source: 0001062993-22-013900 · form4.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · President and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,526

F1 · shares: Reflects shares withheld upon vesting of restricted stock units to satisfy tax withholding obligations.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
May 14, 2022 Filed May 17, 2022 23:46 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 6,179 $16.12 $99,605.48
Disclosure

SEC source: 0001062993-22-012842 · form4.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · President and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,263

F1 · shares: Reflects shares withheld upon vesting of restricted stock to satisfy tax withholding obligations.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 23:04 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 3,208 $15.37 $49,306.96
Disclosure

SEC source: 0001062993-22-006180 · form4.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · President and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,442

F1 · shares: Reflects shares withheld upon vesting of restricted stock to satisfy tax withholding obligations.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 02:34 UTC DYNEX CAPITAL INC DX · Entity 4199 GrantCommon Stock 3,166 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-005802 · form4.xml · nonDerivative · entry 2

Popenoe Smriti Laxman · CIK 0001501438 · President and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,650

F3 · shares: Restricted shares awarded under the Dynex Capital, Inc. 2020 Stock and Incentive Plan. The shares vest in three equal installments on February 23, 2023, February 23, 2024 and February 23, 2025.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 02:34 UTC DYNEX CAPITAL INC DX · Entity 4199 GrantCommon Stock 25,278 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-005802 · form4.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · President and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,484

F1 · shares: Restricted stock units awarded under the Dynex Capital, Inc. 2020 Stock and Incentive Plan. The units vest in three equal installments on February 23, 2023, February 23, 2024 and February 23, 2025.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
May 26, 2021 Filed May 28, 2021 19:54 UTC DYNEX CAPITAL INC DX · Entity 4199 GrantCommon Stock 17,002 $0.00 $0.00
Disclosure

SEC source: 0001225385-21-000208 · edgar.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · President and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,206

F1 · shares: Restricted stock units awarded under the Dynex Capital, Inc. 2020 Stock and Incentive Plan. The units vest in three installments on May 26, 2022, February 28, 2023, and February 28, 2024.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:39 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 6,183 $19.31 $119,393.73
Disclosure

SEC source: 0001225385-21-000202 · edgar.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · President and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,204

F1 · shares: Reflects shares withheld upon vesting of restricted stock to satisfy tax withholding obligations.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 00:05 UTC DYNEX CAPITAL INC DX · Entity 4199 PurchaseCommon Stock 1,089 $18.35 $19,983.15
Disclosure

SEC source: 0001225385-21-000126 · edgar.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · President and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,387

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:25 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 3,208 $19.03 $61,048.24
Disclosure

SEC source: 0001225385-21-000121 · edgar.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · President and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,298

F1 · shares: Reflects shares withheld upon vesting of restricted stock to satisfy tax withholding obligations.

Read SEC document
February 15, 2021 Filed Feb 18, 2021 00:55 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 1,234 $18.58 $22,927.72
Disclosure

SEC source: 0001225385-21-000041 · edgar.xml · nonDerivative · entry 2

Popenoe Smriti Laxman · CIK 0001501438 · President and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,506

F1 · shares: Reflects shares withheld upon vesting of restricted stock to satisfy tax withholding obligations.

Read SEC document
February 02, 2021 Filed Feb 18, 2021 00:55 UTC DYNEX CAPITAL INC DX · Entity 4199 PurchaseCommon Stock 1,120 $17.85 $19,992.00
Disclosure

SEC source: 0001225385-21-000041 · edgar.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · President and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,740

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May 14, 2020 Filed May 18, 2020 20:42 UTC DYNEX CAPITAL INC DX · Entity 4199 GrantCommon Stock 36,093 $0.00 $0.00
Disclosure

SEC source: 0001225385-20-000167 · edgar.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · EVP and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,620

F1 · shares: Restricted shares awarded under the Dynex Capital, Inc. 2018 Stock and Incentive Plan. The shares vest in three equal annual installments on May 14, 2021, May 14, 2022 and May 14, 2023.

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March 18, 2020 Filed Mar 20, 2020 15:10 UTC DYNEX CAPITAL INC DX · Entity 4199 PurchaseCommon Stock 2,780 $9.74 $27,083.87
Disclosure

SEC source: 0001225385-20-000043 · edgar.xml · nonDerivative · entry 2

Popenoe Smriti Laxman · CIK 0001501438 · EVP and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 4,780

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions: 1,345 shares were purchased at $9.74 per share and 1,435 shares were purchased at $9.7447 per share.

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March 18, 2020 Filed Mar 20, 2020 15:10 UTC DYNEX CAPITAL INC DX · Entity 4199 PurchaseCommon Stock 814 $8.14 $6,625.96
Disclosure

SEC source: 0001225385-20-000043 · edgar.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · EVP and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,527

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March 17, 2020 Filed Mar 18, 2020 17:50 UTC DYNEX CAPITAL INC DX · Entity 4199 PurchaseCommon Stock 2,000 $11.47 $22,940.00
Disclosure

SEC source: 0001225385-20-000037 · edgar.xml · nonDerivative · entry 2

Popenoe Smriti Laxman · CIK 0001501438 · EVP and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,713

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March 16, 2020 Filed Mar 18, 2020 17:50 UTC DYNEX CAPITAL INC DX · Entity 4199 PurchaseCommon Stock 2,000 $12.60 $25,200.00
Disclosure

SEC source: 0001225385-20-000037 · edgar.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · EVP and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 2,000

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February 28, 2020 Filed Mar 3, 2020 21:19 UTC DYNEX CAPITAL INC DX · Entity 4199 GrantCommon Stock 10,910 $0.00 $0.00
Disclosure

SEC source: 0001225385-20-000018 · edgar.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · EVP and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,713

F1 · shares: Restricted shares issued to the reporting person representing 1/3 of the reporting person's bonus earned under the short-term incentive component of the Dynex Capital, Inc. Executive Incentive Plan for the performance period ended December 31, 2019. The shares vest in three equal annual installments on March 1, 2021, February 28, 2022 and February 28, 2023.

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August 15, 2019 Filed Aug 16, 2019 19:36 UTC DYNEX CAPITAL INC DX · Entity 4199 PurchaseCommon Stock 1,400 $14.69 $20,566.00
Disclosure

SEC source: 0001225385-19-000146 · edgar.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · EVP and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,803

F1 · balance_after: On June 20, 2019, the common stock of Dynex Capital, Inc. split 1-for-3 (the "Reverse Stock Split"), reducing the reporting person's total ownership by 92,807 shares of common stock.

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February 28, 2019 Filed Mar 4, 2019 20:06 UTC DYNEX CAPITAL INC DX · Entity 4199 GrantCommon Stock 23,474 $0.00 $0.00
Disclosure

SEC source: 0001225385-19-000024 · edgar.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · EVP and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,210

F1 · shares: Restricted shares issued to the reporting person representing 1/3 of the reporting person's bonus earned under the short-term incentive component of the Dynex Capital, Inc. Executive Incentive Plan for the performance period ended December 31, 2018. The shares vest in three equal annual installments on February 28, 2020, March 1, 2021, and February 28, 2022.

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February 15, 2019 Filed Feb 19, 2019 21:42 UTC DYNEX CAPITAL INC DX · Entity 4199 Tax withholdingCommon Stock 8,796 $6.07 $53,391.72
Disclosure

SEC source: 0001225385-19-000018 · edgar.xml · nonDerivative · entry 1

Popenoe Smriti Laxman · CIK 0001501438 · EVP and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,736

F1 · shares: Reflects shares withheld upon vesting of restricted stock to satisfy tax withholding obligations.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.