Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Guidance Software, Inc.GUID · Entity 173081 | Director | September 14, 2017 | September 14, 2017 |
| Hercules Capital, Inc.HTGC · Entity 4164 | Director | March 26, 2026 | March 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Guidance Software, Inc.
Report date September 14, 2017 · Filed September 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-09-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-09-14 · Disposition to issuer · Disposed 46,532 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 25, 2017, by and among Guidance Software, Inc. a Delaware corporation (the "Company"), Open Text Corporation a corporation incorporated under the federal laws of Canada (the "Parent"), and Galileo Acquisition Sub, Inc. a Delaware corporation and a wholly owned subsidiary of Parent (the "Purchaser") and the terms of the Tender and Voting Agreement, dated as of July 25, 2017, by and among each of those parties and each stockholder listed on Annex I of the Tender and Voting Agreement, the reporting person disposed of 23,843 shares of the Company's Common stock in the merger and Offer (as defined in the Merger Agreement) and 22,690 unvested time-based restricted stock units, each of which was cancelled in exchange for $7.10 per share in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 25, 2017, by and among Guidance Software, Inc. a Delaware corporation (the "Company"), Open Text Corporation a corporation incorporated under the federal laws of Canada (the "Parent"), and Galileo Acquisition Sub, Inc. a Delaware corporation and a wholly owned subsidiary of Parent (the "Purchaser") and the terms of the Tender and Voting Agreement, dated as of July 25, 2017, by and among each of those parties and each stockholder listed on Annex I of the Tender and Voting Agreement, the reporting person disposed of 23,843 shares of the Company's Common stock in the merger and Offer (as defined in the Merger Agreement) and 22,690 unvested time-based restricted stock units, each of which was cancelled in exchange for $7.10 per share in cash.
Hercules Capital, Inc.
Report date March 26, 2026 · Filed March 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,050 |
Reported balance
After 2026-03-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-26 · Purchase · Acquired 7,317 · Balance 14,050 F1: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. F2: Average purchase price. Shares purchased at prices between $14.31 and $14.39. F3: The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 32,767 |
Reported balance
Holding disclosure · report date 2026-03-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 32,767 F4: Held by the Loo Revocable Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
F2: Average purchase price. Shares purchased at prices between $14.31 and $14.39.
F3: The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11.
F4: Held by the Loo Revocable Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2017 Filed Sep 14, 2017 21:11 UTC | Guidance Software, Inc. GUID · Entity 173081 | Disposition to issuerCommon Stock | 46,532 | $7.10 | $330,377.20 |
DisclosureSEC source: 0001179110-17-012311 · edgar.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 25, 2017, by and among Guidance Software, Inc. a Delaware corporation (the "Company"), Open Text Corporation a corporation incorporated under the federal laws of Canada (the "Parent"), and Galileo Acquisition Sub, Inc. a Delaware corporation and a wholly owned subsidiary of Parent (the "Purchaser") and the terms of the Tender and Voting Agreement, dated as of July 25, 2017, by and among each of those parties and each stockholder listed on Annex I of the Tender and Voting Agreement, the reporting person disposed of 23,843 shares of the Company's Common stock in the merger and Offer (as defined in the Merger Agreement) and 22,690 unvested time-based restricted stock units, each of which was cancelled in exchange for $7.10 per share in cash. Read SEC document |
| May 03, 2017 Filed May 9, 2017 20:30 UTC | Guidance Software, Inc. GUID · Entity 173081 | GrantCommon Stock | 18,965 | $5.80 | $109,997.00 |
DisclosureSEC source: 0001179110-17-006957 · edgar.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,532 F1 · security: Upon his re-election to the Guidance Board of Directors on May 3, 2017 Mr. Loo was granted Restricted Stock Awards representing 18,965 shares of Company Common Stock and, provided Mr. Loo remains a Director of Issuer, such shares shall vest as follows: 100% vests on May 3, 2018 or on the date of the Company's 2018 Annual Shareholder Meeting, whichever date occurs first. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.