Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Guidance Software, Inc.GUID · Entity 173081 | Director | September 14, 2017 | September 14, 2017 |
| Hercules Capital, Inc.HTGC · Entity 4164 | Director | March 26, 2026 | March 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Guidance Software, Inc.
Report date September 14, 2017 · Filed September 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-09-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-09-14 · Disposition to issuer · Disposed 46,532 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 25, 2017, by and among Guidance Software, Inc. a Delaware corporation (the "Company"), Open Text Corporation a corporation incorporated under the federal laws of Canada (the "Parent"), and Galileo Acquisition Sub, Inc. a Delaware corporation and a wholly owned subsidiary of Parent (the "Purchaser") and the terms of the Tender and Voting Agreement, dated as of July 25, 2017, by and among each of those parties and each stockholder listed on Annex I of the Tender and Voting Agreement, the reporting person disposed of 23,843 shares of the Company's Common stock in the merger and Offer (as defined in the Merger Agreement) and 22,690 unvested time-based restricted stock units, each of which was cancelled in exchange for $7.10 per share in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 25, 2017, by and among Guidance Software, Inc. a Delaware corporation (the "Company"), Open Text Corporation a corporation incorporated under the federal laws of Canada (the "Parent"), and Galileo Acquisition Sub, Inc. a Delaware corporation and a wholly owned subsidiary of Parent (the "Purchaser") and the terms of the Tender and Voting Agreement, dated as of July 25, 2017, by and among each of those parties and each stockholder listed on Annex I of the Tender and Voting Agreement, the reporting person disposed of 23,843 shares of the Company's Common stock in the merger and Offer (as defined in the Merger Agreement) and 22,690 unvested time-based restricted stock units, each of which was cancelled in exchange for $7.10 per share in cash.
Hercules Capital, Inc.
Report date March 26, 2026 · Filed March 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,050 |
Reported balance
After 2026-03-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-26 · Purchase · Acquired 7,317 · Balance 14,050 F1: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. F2: Average purchase price. Shares purchased at prices between $14.31 and $14.39. F3: The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 32,767 |
Reported balance
Holding disclosure · report date 2026-03-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 32,767 F4: Held by the Loo Revocable Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
F2: Average purchase price. Shares purchased at prices between $14.31 and $14.39.
F3: The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11.
F4: Held by the Loo Revocable Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 26, 2026 Filed Mar 30, 2026 19:46 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | PurchaseCommon Stock | 7,317 | $14.35 | $104,998.95 |
DisclosureSEC source: 0001668279-26-000002 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,050 F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. F2 · price: Average purchase price. Shares purchased at prices between $14.31 and $14.39. F3 · balance_after: The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11. Read SEC document |
| February 25, 2026 Filed Feb 26, 2026 16:24 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | PurchaseCommon Stock | 3,300 | $14.98 | $49,434.00 |
DisclosureSEC source: 0001668279-26-000001 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 32,767 F1 · balance_after: The number of shares includes shares acquired pursuant to the Hercules Capital, Inc. dividend reinvestment plan, exempt under Rule 16a-11. F2 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| June 18, 2025 Filed Jun 20, 2025 16:31 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 5,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004977 · primarydocument.xml · nonDerivative · entry 3 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 31,093 F2 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. F3 · balance_after: Includes 40 dividend reinvestment shares acquired on May 20, 2025. F4 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| June 18, 2025 Filed Jun 20, 2025 16:31 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Disposition to issuerCommon Stock | 5,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004977 · primarydocument.xml · nonDerivative · entry 2 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,834 F2 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| June 18, 2025 Filed Jun 20, 2025 16:31 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,329 | $18.02 | $59,988.58 |
DisclosureSEC source: 0001562180-25-004977 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,833 F1 · shares: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. Read SEC document |
| May 08, 2025 Filed May 9, 2025 16:22 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 5,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-003693 · primarydocument.xml · nonDerivative · entry 3 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 25,054 F3 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. F4 · balance_after: Includes 40, 38 and 34 dividend reinvestment shares acquired on August 20, 2024, November 20, 2024 and March 5, 2025, respectively. F5 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| May 08, 2025 Filed May 9, 2025 16:22 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Disposition to issuerCommon Stock | 5,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-003693 · primarydocument.xml · nonDerivative · entry 2 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,504 F3 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| May 08, 2025 Filed May 9, 2025 16:22 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | PurchaseCommon Stock | 5,999 | $17.49 | $104,922.51 |
DisclosureSEC source: 0001562180-25-003693 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,149 F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. F2 · price: Average purchase price. Shares sold at prices between $17.38 and $17.58. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 18:50 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 1,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-006121 · primarydocument.xml · nonDerivative · entry 3 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 19,296 F3 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. F4 · balance_after: Includes 522 and 500 dividend reinvestment shares acquired on March 6, 2024 May 21, 2024, respectively. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 18:50 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Disposition to issuerCommon Stock | 1,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-006121 · primarydocument.xml · nonDerivative · entry 2 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,150 F3 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 18:50 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | PurchaseCommon Stock | 5,645 | $18.54 | $104,675.80 |
DisclosureSEC source: 0001562180-24-006121 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,746 F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. F2 · price: Average purchase price. Shares purchased at prices between $18.5150 and $18.5600. Read SEC document |
| November 22, 2023 Filed Nov 27, 2023 20:05 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 499 | $15.56 | $7,764.44 |
DisclosureSEC source: 0001562180-23-007951 · primarydocument.xml · nonDerivative · entry 4 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 16,679 F4 · shares: Shares acquired as dividend reinvestment shares. F3 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| November 22, 2023 Filed Nov 27, 2023 20:05 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 5,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-007951 · primarydocument.xml · nonDerivative · entry 3 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 16,180 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. F3 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| November 22, 2023 Filed Nov 27, 2023 20:05 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 91 | $15.87 | $1,444.17 |
DisclosureSEC source: 0001562180-23-007951 · primarydocument.xml · nonDerivative · entry 2 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,101 F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| November 22, 2023 Filed Nov 27, 2023 20:05 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Disposition to issuerCommon Stock | 5,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-007951 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,010 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 17:15 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 5,656 | $15.90 | $89,930.40 |
DisclosureSEC source: 0001562180-23-006816 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,754 F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 17:03 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 296 | $16.45 | $4,869.20 |
DisclosureSEC source: 0001562180-23-006584 · primarydocument.xml · nonDerivative · entry 4 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 10,436 F4 · shares: Shares acquired as dividend reinvestment shares. F3 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 17:03 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-006584 · primarydocument.xml · nonDerivative · entry 3 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 10,140 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. F3 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 17:03 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 88 | $16.41 | $1,444.08 |
DisclosureSEC source: 0001562180-23-006584 · primarydocument.xml · nonDerivative · entry 2 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,098 F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 17:03 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Disposition to issuerCommon Stock | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-006584 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,010 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| May 23, 2023 Filed May 25, 2023 16:18 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 276 | $13.91 | $3,839.16 |
DisclosureSEC source: 0001562180-23-004486 · primarydocument.xml · nonDerivative · entry 4 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 8,473 F4 · shares: Shares acquired as dividend reinvestment shares. F3 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| May 23, 2023 Filed May 25, 2023 16:18 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 138 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004486 · primarydocument.xml · nonDerivative · entry 3 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 8,197 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. F3 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| May 23, 2023 Filed May 25, 2023 16:18 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 162 | $13.09 | $2,120.58 |
DisclosureSEC source: 0001562180-23-004486 · primarydocument.xml · nonDerivative · entry 2 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,677 F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| May 23, 2023 Filed May 25, 2023 16:18 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Disposition to issuerCommon Stock | 138 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004486 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,515 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 16:57 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | PurchaseCommon Stock | 4,000 | $11.95 | $47,800.00 |
DisclosureSEC source: 0001668279-23-000001 · primary_doc.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Trust Disclosed balance after: 8,059 F1 · ownership.nature: Held by Loo Revocable Trust Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 16:14 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 121 | $15.31 | $1,852.51 |
DisclosureSEC source: 0001562180-23-002717 · primarydocument.xml · nonDerivative · entry 4 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,059 F4 · shares: Shares acquired as dividend reinvestment shares. F5 · balance_after: Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was overstated by 1 share. F3 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 16:14 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 164 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002717 · primarydocument.xml · nonDerivative · entry 3 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,939 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. F3 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 16:14 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 139 | $15.32 | $2,129.48 |
DisclosureSEC source: 0001562180-23-002717 · primarydocument.xml · nonDerivative · entry 2 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,653 F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 16:14 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Disposition to issuerCommon Stock | 164 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002717 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,514 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 16:13 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 132 | $14.10 | $1,861.20 |
DisclosureSEC source: 0001562180-22-007797 · primarydocument.xml · nonDerivative · entry 4 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,775 F4 · shares: Shares acquired as dividend reinvestment shares. F5 · balance_after: Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was understated by 1 share. F3 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 16:13 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 149 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007797 · primarydocument.xml · nonDerivative · entry 3 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,642 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. F3 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 16:13 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 164 | $14.06 | $2,305.84 |
DisclosureSEC source: 0001562180-22-007797 · primarydocument.xml · nonDerivative · entry 2 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,678 F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 16:13 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Disposition to issuerCommon Stock | 149 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007797 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,514 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 16:04 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | PurchaseCommon Stock | 24 | $15.63 | $375.12 |
DisclosureSEC source: 0001562180-22-006250 · primarydocument.xml · nonDerivative · entry 2 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,493 F1 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 16:04 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | PurchaseCommon Stock | 57 | $15.63 | $890.91 |
DisclosureSEC source: 0001562180-22-006250 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,469 F1 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 16:04 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 27 | $15.63 | $422.01 |
DisclosureSEC source: 0001562180-22-006213 · primarydocument.xml · nonDerivative · entry 4 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,412 F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 16:04 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 2,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006213 · primarydocument.xml · nonDerivative · entry 3 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,385 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. F3 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 16:04 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 149 | $15.13 | $2,254.37 |
DisclosureSEC source: 0001562180-22-006213 · primarydocument.xml · nonDerivative · entry 2 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,663 F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 16:04 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Disposition to issuerCommon Stock | 2,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006213 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,514 F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| August 01, 2022 Filed Aug 1, 2022 16:43 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 2,170 | $16.13 | $35,006.01 |
DisclosureSEC source: 0001562180-22-005783 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,684 F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
| June 23, 2022 Filed Jun 27, 2022 20:50 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 4,514 | $13.29 | $59,991.06 |
DisclosureSEC source: 0001562180-22-005375 · primarydocument.xml · nonDerivative · entry 3 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,514 F3 · shares: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. Read SEC document |
| June 23, 2022 Filed Jun 27, 2022 20:50 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 374 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005375 · primarydocument.xml · nonDerivative · entry 2 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,215 F1 · shares: 374 shares previously reported as directly owned are now being reported as indirectly owned F2 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| June 23, 2022 Filed Jun 27, 2022 20:50 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Disposition to issuerCommon Stock | 374 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005375 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: 374 shares previously reported as directly owned are now being reported as indirectly owned Read SEC document |
| May 24, 2022 Filed May 26, 2022 17:26 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 28 | $13.88 | $388.64 |
DisclosureSEC source: 0001562180-22-004458 · primarydocument.xml · nonDerivative · entry 4 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 841 F3 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. F2 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| May 24, 2022 Filed May 26, 2022 17:26 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 11 | $13.88 | $152.68 |
DisclosureSEC source: 0001562180-22-004458 · primarydocument.xml · nonDerivative · entry 3 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374 F3 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| May 24, 2022 Filed May 26, 2022 17:26 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 813 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004458 · primarydocument.xml · nonDerivative · entry 2 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 813 F1 · shares: 813 shares previously reported as directly owned are now being reported as indirectly owned F2 · ownership.nature: Held by the Loo Revocable Trust Read SEC document |
| May 24, 2022 Filed May 26, 2022 17:26 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Disposition to issuerCommon Stock | 813 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004458 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363 F1 · shares: 813 shares previously reported as directly owned are now being reported as indirectly owned Read SEC document |
| March 24, 2022 Filed Mar 24, 2022 17:03 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | PurchaseCommon Stock | 75 | $17.89 | $1,341.75 |
DisclosureSEC source: 0001562180-22-002931 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,176 Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 16:08 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 10 | $16.99 | $169.90 |
DisclosureSEC source: 0001562180-22-002796 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,101 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 16:17 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 1,091 | $17.17 | $18,732.47 |
DisclosureSEC source: 0001562180-21-004773 · primarydocument.xml · nonDerivative · entry 1 Loo Wade · CIK 0001668279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,091 F1 · shares: Restricted stock issued as an automatic grant upon election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. 364 shares vest on October 19, 2021, 364 shares vest on February 6, 2022 and 363 shares vest on May 31, 2022.. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.