Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Metropolitan Bank Holding Corp.MCB · Entity 4894 | Director · President and CEO | March 28, 2026 | March 31, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Metropolitan Bank Holding Corp.
Report date March 28, 2026 · Filed March 31, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 150,583 |
Reported balance
After 2026-03-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-28 · Tax withholding · Disposed 6,050 · Balance 150,583 F1: Upon delivery to the Reporting Person of certain shares of common stock that were previously disclosed as having been granted, 6,050 shares were withheld by Metropolitan Bank Holding Corp. in respect of tax withholding obligations. F2: Includes restricted stock units granted on March 26, 2025, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on March 28, 2026. F3: Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025. F4: Includes restricted stock units granted on March 1, 2025 that vest at a rate of 33.3% per year commencing on March 1, 2026. F5: Includes restricted stock units granted on May 30, 2024, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on June 1, 2025. The remaining restricted stock units of this award will vest February 28, 2027. F6: Includes restricted stock units granted on March 2, 2026 that vest at a rate of 33.3% per year commencing on March 2, 2027. F7: Includes restricted stock units granted on March 2, 2026 that vest 100% commencing on March 2, 2027. F8: Includes restricted stock units granted on March 26, 2025, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on March 26, 2026. |
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 5,882 |
Reported balance
Holding disclosure · report date 2026-03-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,882 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 3,603.936 |
Reported balance
Holding disclosure · report date 2026-03-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,603.936 |
Filing footnotes · ownership attribution and instrument terms
F1: Upon delivery to the Reporting Person of certain shares of common stock that were previously disclosed as having been granted, 6,050 shares were withheld by Metropolitan Bank Holding Corp. in respect of tax withholding obligations.
F2: Includes restricted stock units granted on March 26, 2025, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on March 28, 2026.
F3: Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.
F4: Includes restricted stock units granted on March 1, 2025 that vest at a rate of 33.3% per year commencing on March 1, 2026.
F5: Includes restricted stock units granted on May 30, 2024, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on June 1, 2025. The remaining restricted stock units of this award will vest February 28, 2027.
F6: Includes restricted stock units granted on March 2, 2026 that vest at a rate of 33.3% per year commencing on March 2, 2027.
F7: Includes restricted stock units granted on March 2, 2026 that vest 100% commencing on March 2, 2027.
F8: Includes restricted stock units granted on March 26, 2025, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on March 26, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 28, 2019 Filed Jan 30, 2019 22:16 UTC | Metropolitan Bank Holding Corp. MCB · Entity 4894 | SaleCommon Stock | 45 | $35.43 | $1,594.35 |
DisclosureSEC source: 0001567619-19-001907 · doc1.xml · nonDerivative · entry 13 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 137,650 Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 22:16 UTC | Metropolitan Bank Holding Corp. MCB · Entity 4894 | SaleCommon Stock | 100 | $35.42 | $3,542.00 |
DisclosureSEC source: 0001567619-19-001907 · doc1.xml · nonDerivative · entry 12 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 137,695 Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 22:16 UTC | Metropolitan Bank Holding Corp. MCB · Entity 4894 | SaleCommon Stock | 13 | $35.41 | $460.33 |
DisclosureSEC source: 0001567619-19-001907 · doc1.xml · nonDerivative · entry 11 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 137,795 Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 22:16 UTC | Metropolitan Bank Holding Corp. MCB · Entity 4894 | SaleCommon Stock | 13 | $35.40 | $460.20 |
DisclosureSEC source: 0001567619-19-001907 · doc1.xml · nonDerivative · entry 10 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 137,808 Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 22:16 UTC | Metropolitan Bank Holding Corp. MCB · Entity 4894 | SaleCommon Stock | 142 | $35.38 | $5,023.96 |
DisclosureSEC source: 0001567619-19-001907 · doc1.xml · nonDerivative · entry 9 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 137,821 Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 22:16 UTC | Metropolitan Bank Holding Corp. MCB · Entity 4894 | SaleCommon Stock | 297 | $35.37 | $10,504.89 |
DisclosureSEC source: 0001567619-19-001907 · doc1.xml · nonDerivative · entry 8 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 137,963 Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 22:16 UTC | Metropolitan Bank Holding Corp. MCB · Entity 4894 | SaleCommon Stock | 480 | $35.36 | $16,972.80 |
DisclosureSEC source: 0001567619-19-001907 · doc1.xml · nonDerivative · entry 7 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 138,260 Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 22:16 UTC | Metropolitan Bank Holding Corp. MCB · Entity 4894 | SaleCommon Stock | 100 | $35.23 | $3,523.00 |
DisclosureSEC source: 0001567619-19-001907 · doc1.xml · nonDerivative · entry 6 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 138,740 Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 22:16 UTC | Metropolitan Bank Holding Corp. MCB · Entity 4894 | SaleCommon Stock | 13 | $35.22 | $457.86 |
DisclosureSEC source: 0001567619-19-001907 · doc1.xml · nonDerivative · entry 5 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 138,840 Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 22:16 UTC | Metropolitan Bank Holding Corp. MCB · Entity 4894 | SaleCommon Stock | 100 | $35.20 | $3,520.00 |
DisclosureSEC source: 0001567619-19-001907 · doc1.xml · nonDerivative · entry 4 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 138,853 Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 22:16 UTC | Metropolitan Bank Holding Corp. MCB · Entity 4894 | SaleCommon Stock | 100 | $35.18 | $3,518.00 |
DisclosureSEC source: 0001567619-19-001907 · doc1.xml · nonDerivative · entry 3 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 138,953 Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 22:16 UTC | Metropolitan Bank Holding Corp. MCB · Entity 4894 | SaleCommon Stock | 10 | $35.17 | $351.70 |
DisclosureSEC source: 0001567619-19-001907 · doc1.xml · nonDerivative · entry 2 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 139,053 Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 22:16 UTC | Metropolitan Bank Holding Corp. MCB · Entity 4894 | SaleCommon Stock | 77 | $35.06 | $2,699.62 |
DisclosureSEC source: 0001567619-19-001907 · doc1.xml · nonDerivative · entry 1 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 139,063 Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:20 UTC | Metropolitan Bank Holding Corp. MCB · Entity 4894 | Tax withholdingCommon Stock | 1,007 | $30.70 | $30,914.90 |
DisclosureSEC source: 0001567619-19-000285 · doc1.xml · nonDerivative · entry 1 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,009 F1 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on December 31, 2017. F2 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020. Read SEC document |
| December 14, 2018 Filed Dec 14, 2018 20:32 UTC | Metropolitan Bank Holding Corp. MCB · Entity 4894 | Exercise / conversionStock Options · Derivative | 10,000 | $0.00 Strike: $30.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008007 · doc1.xml · derivative · entry 4 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| December 14, 2018 Filed Dec 14, 2018 20:32 UTC | Metropolitan Bank Holding Corp. MCB · Entity 4894 | Tax withholdingCommon Stock | 8,844 | $33.92 | $299,988.48 |
DisclosureSEC source: 0001567619-18-008007 · doc1.xml · nonDerivative · entry 2 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,016 F1 · balance_after: Includes shares of restricted stock granted on December 21, 2012 and vest at a rate of 25% per year commencing on December 21, 2014. F2 · balance_after: Includes shares of restricted stock granted on February 14, 2014 and vest at a rate of 33.3% per year commencing on December 31, 2016. F3 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on December 31, 2017. F4 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020. Read SEC document |
| December 14, 2018 Filed Dec 14, 2018 20:32 UTC | Metropolitan Bank Holding Corp. MCB · Entity 4894 | Exercise / conversionCommon Stock | 10,000 | $30.00 | $300,000.00 |
DisclosureSEC source: 0001567619-18-008007 · doc1.xml · nonDerivative · entry 1 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares of restricted stock granted on December 21, 2012 and vest at a rate of 25% per year commencing on December 21, 2014. F2 · balance_after: Includes shares of restricted stock granted on February 14, 2014 and vest at a rate of 33.3% per year commencing on December 31, 2016. F3 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on December 31, 2017. F4 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:45 UTC | Metropolitan Bank Holding Corp. MCB · Entity 4894 | Tax withholdingCommon Stock | 1,099 | $42.10 | $46,267.90 |
DisclosureSEC source: 0001140361-18-000526 · doc1.xml · nonDerivative · entry 1 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,860 F6 · shares: Reflects net settlement of shares resulting from withholding for payment of taxes due on vesting shares of restricted stock. F1 · balance_after: Includes shares of restricted stock granted on December 21, 2012 and vest at a rate of 25% per year commencing on December 21, 2014. F2 · balance_after: Includes shares of restricted stock granted on February 14, 2014 and vest at a rate of 33.3% per year commencing on December 31, 2016. F3 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on December 31, 2017. F4 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:13 UTC | Metropolitan Bank Holding Corp. MCB · Entity 4894 | Tax withholdingCommon Stock | 572 | $45.50 | $26,026.00 |
DisclosureSEC source: 0001140361-17-047374 · doc1.xml · nonDerivative · entry 1 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,860 F6 · shares: Reflects net settlement of shares resulting from withholding for payment of taxes due on vesting shares of restricted stock. F1 · balance_after: Includes shares of restricted stock granted on December 21, 2012 and vest at a rate of 25% per year commencing on December 21, 2014. F2 · balance_after: Includes shares of restricted stock granted on February 14, 2014 and vest at a rate of 33.3% per year commencing on December 31, 2016. F3 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on January 1, 2018. F4 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.