Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cigna GroupCI · Entity 550 | Director | August 31, 2026 | September 02, 2026 |
| NetApp, Inc.NTAP · Entity 3101 | Director · CEO | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cigna Group
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,041.8523 |
Reported balance
After 2026-08-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-31 · Grant · Acquired 108.6642 · Balance 2,041.8523 F1: Under the Deferred Compensation Plan of 2005 for Directors of Cigna Corporation ("Deferral Plan"), directors may elect to defer the payment of the cash and/or common stock portion of their retainers beyond the designated payment date. The phantom stock units described in Table II represent the voluntary deferral of a portion of the reporting person's cash retainer into the hypothetical stock fund under the Deferral Plan. Each phantom stock unit is the economic equivalent of one share of The Cigna Group's common stock and will be settled in cash. F2: Includes 10.7387 phantom stock units acquired pursuant to a dividend reinvestment feature of the Deferral Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Under the Deferred Compensation Plan of 2005 for Directors of Cigna Corporation ("Deferral Plan"), directors may elect to defer the payment of the cash and/or common stock portion of their retainers beyond the designated payment date. The phantom stock units described in Table II represent the voluntary deferral of a portion of the reporting person's cash retainer into the hypothetical stock fund under the Deferral Plan. Each phantom stock unit is the economic equivalent of one share of The Cigna Group's common stock and will be settled in cash.
F2: Includes 10.7387 phantom stock units acquired pursuant to a dividend reinvestment feature of the Deferral Plan.
NetApp, Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 208,537 |
Ending reported balance
After 2026-10-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-10-01 · Sale · Disposed 3,689 · Balance 214,848 F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2026. F2: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $208.51 to $209.39. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Row 2 · 2026-10-01 · Sale · Disposed 3,612 · Balance 211,236 F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2026. F3: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $209.63 to $210.50. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Row 3 · 2026-10-01 · Sale · Disposed 1,697 · Balance 209,539 F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2026. F4: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $210.67 to $211.25. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Row 4 · 2026-10-01 · Sale · Disposed 1,002 · Balance 208,537 F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2026.
F2: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $208.51 to $209.39. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $209.63 to $210.50. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $210.67 to $211.25. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2017 Filed Jul 5, 2017 20:16 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 4,000 | $40.18 | $160,720.00 |
DisclosureSEC source: 0001614094-17-000060 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,295 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016. Read SEC document |
| June 03, 2017 Filed Jun 6, 2017 20:39 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 13,275 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000054 · edgardoc.xml · derivative · entry 6 Kurian George · CIK 0001586813 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,275 Underlying: Common Stock · 13,275 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 3, 2014, the reporting person was granted 53,100 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date. F3 · derivative.expiration_date: On June 3, 2014, the reporting person was granted 53,100 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date. Read SEC document |
| June 03, 2017 Filed Jun 6, 2017 20:39 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 5,425 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000054 · edgardoc.xml · derivative · entry 5 Kurian George · CIK 0001586813 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,425 shares Expires 2020-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 21,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date. F2 · derivative.expiration_date: On June 3, 2013, the reporting person was granted 21,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date. Read SEC document |
| June 03, 2017 Filed Jun 6, 2017 20:39 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 6,926 | $39.41 | $272,953.66 |
DisclosureSEC source: 0001614094-17-000054 · edgardoc.xml · nonDerivative · entry 4 Kurian George · CIK 0001586813 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,295 Read SEC document |
| June 03, 2017 Filed Jun 6, 2017 20:39 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 13,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000054 · edgardoc.xml · nonDerivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2017 Filed Jun 6, 2017 20:39 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 2,830 | $39.41 | $111,530.30 |
DisclosureSEC source: 0001614094-17-000054 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,946 Read SEC document |
| June 03, 2017 Filed Jun 6, 2017 20:39 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 5,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000054 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:35 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 57,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000046 · edgardoc.xml · derivative · entry 10 Kurian George · CIK 0001586813 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,000 Underlying: Common Stock · 57,000 shares Expires 2024-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 57,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:35 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 14,575 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000046 · edgardoc.xml · derivative · entry 9 Kurian George · CIK 0001586813 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,725 Underlying: Common Stock · 14,575 shares Expires 2023-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 58,300 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:35 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 10,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000046 · edgardoc.xml · derivative · entry 8 Kurian George · CIK 0001586813 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,900 Underlying: Common Stock · 10,725 shares Expires 2022-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On August 3, 2015, the reporting person was granted 42,900 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:35 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 10,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000046 · edgardoc.xml · derivative · entry 7 Kurian George · CIK 0001586813 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,625 Underlying: Common Stock · 10,725 shares Expires 2022-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On August 3, 2015, the reporting person was granted 42,900 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:35 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 7,605 | $39.61 | $301,234.05 |
DisclosureSEC source: 0001614094-17-000046 · edgardoc.xml · nonDerivative · entry 6 Kurian George · CIK 0001586813 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,351 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:35 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 14,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000046 · edgardoc.xml · nonDerivative · entry 5 Kurian George · CIK 0001586813 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:35 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 5,596 | $39.61 | $221,657.56 |
DisclosureSEC source: 0001614094-17-000046 · edgardoc.xml · nonDerivative · entry 4 Kurian George · CIK 0001586813 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,381 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:35 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 10,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000046 · edgardoc.xml · nonDerivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:35 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 5,596 | $39.61 | $221,657.56 |
DisclosureSEC source: 0001614094-17-000046 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,252 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:35 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 10,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000046 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:20 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 4,000 | $40.12 | $160,480.00 |
DisclosureSEC source: 0001614094-17-000038 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,123 F1 · price: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016. Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:11 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 12,311 | $40.34 | $496,625.74 |
DisclosureSEC source: 0001614094-17-000028 · edgardoc.xml · nonDerivative · entry 4 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,123 Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:11 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Stock | 23,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000028 · edgardoc.xml · nonDerivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,434 F1 · shares: Represents the settlement of performance share units originally granted on August 3, 2015. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:11 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 33,287 | $40.34 | $1,342,797.58 |
DisclosureSEC source: 0001614094-17-000028 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,839 Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:11 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Stock | 70,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000028 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,126 F1 · shares: Represents the settlement of performance share units originally granted on August 3, 2015. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 01, 2017 Filed May 4, 2017 00:36 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 4,000 | $40.01 | $160,040.00 |
DisclosureSEC source: 0001614094-17-000020 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,396 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:54 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 4,000 | $41.53 | $166,120.00 |
DisclosureSEC source: 0001614094-17-000018 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,396 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:51 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 4,000 | $42.02 | $168,080.00 |
DisclosureSEC source: 0001614094-17-000012 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,396 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:22 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 4,000 | $38.50 | $154,000.00 |
DisclosureSEC source: 0001614094-17-000006 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,396 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:25 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 4,000 | $35.84 | $143,360.00 |
DisclosureSEC source: 0001614094-17-000003 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,396 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:20 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 4,000 | $36.56 | $146,240.00 |
DisclosureSEC source: 0001614094-16-000188 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,396 F1 · kind: The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| October 15, 2016 Filed Oct 18, 2016 20:33 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000182 · edgardoc.xml · derivative · entry 6 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2020-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On October 15, 2013, the reporting person was granted 9,000 restricted stock units, vesting in four equal annual installments beginning on the award date and subject to continued service on each applicable vesting date. Read SEC document |
| October 15, 2016 Filed Oct 18, 2016 20:33 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000182 · edgardoc.xml · derivative · entry 5 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On October 15, 2012, the reporting person was granted 20,000 restricted stock units, vesting in four equal annual installments beginning on the award date and subject to continued service on each applicable vesting date. Read SEC document |
| October 15, 2016 Filed Oct 18, 2016 20:33 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 1,565 | $33.53 | $52,474.45 |
DisclosureSEC source: 0001614094-16-000182 · edgardoc.xml · nonDerivative · entry 4 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,396 Read SEC document |
| October 15, 2016 Filed Oct 18, 2016 20:33 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000182 · edgardoc.xml · nonDerivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2016 Filed Oct 18, 2016 20:33 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 2,609 | $33.53 | $87,479.77 |
DisclosureSEC source: 0001614094-16-000182 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,961 Read SEC document |
| October 15, 2016 Filed Oct 18, 2016 20:33 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000182 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 21:20 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 4,000 | $35.16 | $140,640.00 |
DisclosureSEC source: 0001614094-16-000180 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,570 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.