Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cigna GroupCI · Entity 550 | Director | August 31, 2026 | September 02, 2026 |
| NetApp, Inc.NTAP · Entity 3101 | Director · CEO | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cigna Group
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,041.8523 |
Reported balance
After 2026-08-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-31 · Grant · Acquired 108.6642 · Balance 2,041.8523 F1: Under the Deferred Compensation Plan of 2005 for Directors of Cigna Corporation ("Deferral Plan"), directors may elect to defer the payment of the cash and/or common stock portion of their retainers beyond the designated payment date. The phantom stock units described in Table II represent the voluntary deferral of a portion of the reporting person's cash retainer into the hypothetical stock fund under the Deferral Plan. Each phantom stock unit is the economic equivalent of one share of The Cigna Group's common stock and will be settled in cash. F2: Includes 10.7387 phantom stock units acquired pursuant to a dividend reinvestment feature of the Deferral Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Under the Deferred Compensation Plan of 2005 for Directors of Cigna Corporation ("Deferral Plan"), directors may elect to defer the payment of the cash and/or common stock portion of their retainers beyond the designated payment date. The phantom stock units described in Table II represent the voluntary deferral of a portion of the reporting person's cash retainer into the hypothetical stock fund under the Deferral Plan. Each phantom stock unit is the economic equivalent of one share of The Cigna Group's common stock and will be settled in cash.
F2: Includes 10.7387 phantom stock units acquired pursuant to a dividend reinvestment feature of the Deferral Plan.
NetApp, Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 208,537 |
Ending reported balance
After 2026-10-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-10-01 · Sale · Disposed 3,689 · Balance 214,848 F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2026. F2: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $208.51 to $209.39. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Row 2 · 2026-10-01 · Sale · Disposed 3,612 · Balance 211,236 F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2026. F3: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $209.63 to $210.50. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Row 3 · 2026-10-01 · Sale · Disposed 1,697 · Balance 209,539 F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2026. F4: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $210.67 to $211.25. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Row 4 · 2026-10-01 · Sale · Disposed 1,002 · Balance 208,537 F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2026.
F2: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $208.51 to $209.39. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $209.63 to $210.50. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $210.67 to $211.25. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 14,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · derivative · entry 16 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,750 Underlying: Common Stock · 14,250 shares Expires 2024-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F7 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 57,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 14,575 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · derivative · entry 15 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,150 Underlying: Common Stock · 14,575 shares Expires 2023-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F6 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 58,300 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 10,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · derivative · entry 14 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,450 Underlying: Common Stock · 10,725 shares Expires 2022-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On August 3, 2015, the reporting person was granted 42,900 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 10,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · derivative · entry 13 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,175 Underlying: Common Stock · 10,725 shares Expires 2022-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On August 3, 2015, the reporting person was granted 42,900 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,000 | $68.36 Strike: $40.70 | $410,143.80 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · derivative · entry 12 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 6,000 shares Expires 2020-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On October 15, 2013, the reporting person was granted 36,000 stock options of which 25% vested on September 20,2014. The balance of the shares vested monthly in equal installments over the next 36 months following September 20,2014, subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 7,065 | $69.71 | $492,501.15 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 9 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,986 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 14,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 8 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 7,226 | $69.71 | $503,724.46 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 7 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,801 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 14,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 6 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 5,317 | $69.71 | $370,648.07 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 5 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,452 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 10,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 4 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 5,317 | $69.71 | $370,648.07 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,044 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 10,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 6,000 | $68.36 | $410,143.80 |
DisclosureSEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,636 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $68.00 to $68.78. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 01, 2018 Filed Oct 3, 2018 21:07 UTC Amendment | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 6,000 | $40.70 | $244,200.00 |
DisclosureSEC source: 0001614094-18-000119 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This Form 4/A is being filed to report the acquisition of shares in connection with the exercise and sale of a stock option that was reported on the original Form 4. The number of shares disclosed as beneficially owned following the reported transaction is as of the end of the day on which the transaction occurred. Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:11 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 5,753 | $68.30 | $392,939.10 |
DisclosureSEC source: 0001614094-18-000040 · edgardoc.xml · nonDerivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,636 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017. F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $68.01 to $68.60. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:11 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 10,800 | $67.77 | $731,966.76 |
DisclosureSEC source: 0001614094-18-000040 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,389 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017. F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $67.48 to $68.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:11 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 13,700 | $67.00 | $917,906.85 |
DisclosureSEC source: 0001614094-18-000040 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,189 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $66.49 to $67.45. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:51 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 86,765 | $70.68 | $6,132,550.20 |
DisclosureSEC source: 0001614094-18-000034 · edgardoc.xml · nonDerivative · entry 6 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,889 Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:51 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000034 · edgardoc.xml · nonDerivative · entry 5 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,654 F3 · shares: Represents the settlement of performance share units originally granted on June 1, 2016. F2 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:51 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 17,369 | $70.68 | $1,227,640.92 |
DisclosureSEC source: 0001614094-18-000034 · edgardoc.xml · nonDerivative · entry 4 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,654 Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:51 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Stock | 35,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000034 · edgardoc.xml · nonDerivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,023 F1 · shares: Represents the settlement of performance share units originally granted on August 3, 2015. F2 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:51 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 51,669 | $70.68 | $3,651,964.92 |
DisclosureSEC source: 0001614094-18-000034 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,989 Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:51 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Stock | 105,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000034 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,658 F1 · shares: Represents the settlement of performance share units originally granted on August 3, 2015. F2 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2018 Filed Oct 3, 2018 21:07 UTC Amendment | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 51,699 | $70.68 | $3,654,085.32 |
DisclosureSEC source: 0001614094-18-000118 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,859 F1 · balance_after: The disposition of 51,699 shares reported herein amends the original disclosure that inadvertently reported a disposition of 51,669 shares. The number of shares disclosed as beneficially owned following the reported transaction is as of the end of the day on which the transaction occurred. Read SEC document |
| May 04, 2018 Filed May 8, 2018 23:15 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,020 | $67.61 Strike: $37.64 | $474,633.43 |
DisclosureSEC source: 0001614094-18-000024 · edgardoc.xml · derivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,020 shares Expires 2020-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 35,100 stock options, subject to the options vesting monthly in equal installments over the next 48 months following the grant date, subject to continued service on each applicable vesting date. Read SEC document |
| May 04, 2018 Filed May 8, 2018 23:15 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 7,020 | $67.61 | $474,633.43 |
DisclosureSEC source: 0001614094-18-000024 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,637 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $66.83 to $66.77. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 04, 2018 Filed May 8, 2018 23:15 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 7,020 | $37.64 | $264,232.80 |
DisclosureSEC source: 0001614094-18-000024 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 20:41 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,020 | $61.95 Strike: $37.64 | $434,886.89 |
DisclosureSEC source: 0001614094-18-000018 · edgardoc.xml · derivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,020 Underlying: Common Stock · 7,020 shares Expires 2020-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 21,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 20:41 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 7,020 | $61.95 | $434,886.89 |
DisclosureSEC source: 0001614094-18-000018 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,637 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $61.56 to $62.54. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 20:41 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 7,020 | $37.64 | $264,232.80 |
DisclosureSEC source: 0001614094-18-000018 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 21:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,020 | $60.98 Strike: $37.64 | $428,056.43 |
DisclosureSEC source: 0001614094-18-000016 · edgardoc.xml · derivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,040 Underlying: Common Stock · 7,020 shares Expires 2020-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 21,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 21:19 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 7,020 | $60.98 | $428,056.43 |
DisclosureSEC source: 0001614094-18-000016 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,637 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $60.21 to $61.35. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 21:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 7,020 | $37.64 | $264,232.80 |
DisclosureSEC source: 0001614094-18-000016 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 21:09 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,020 | $59.48 Strike: $37.64 | $417,549.60 |
DisclosureSEC source: 0001614094-18-000010 · edgardoc.xml · derivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,060 Underlying: Common Stock · 7,020 shares Expires 2020-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 21,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 21:09 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 7,020 | $59.48 | $417,549.60 |
DisclosureSEC source: 0001614094-18-000010 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,637 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 21:09 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 7,020 | $37.64 | $264,232.80 |
DisclosureSEC source: 0001614094-18-000010 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 21:11 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 3,826 | $63.01 | $241,076.26 |
DisclosureSEC source: 0001614094-18-000008 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,637 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 21:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,020 | $55.83 Strike: $37.64 | $391,904.14 |
DisclosureSEC source: 0001614094-18-000004 · edgardoc.xml · derivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,080 Underlying: Common Stock · 7,020 shares Expires 2020-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 21:19 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 7,020 | $55.83 | $391,904.14 |
DisclosureSEC source: 0001614094-18-000004 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,463 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.50 to $56.19. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 21:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 7,020 | $37.64 | $264,232.80 |
DisclosureSEC source: 0001614094-18-000004 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 21:30 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 75,000 | $52.50 Strike: $48.56 | $3,937,500.00 |
DisclosureSEC source: 0001614094-17-000121 · edgardoc.xml · derivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2018-04-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests with respect to 25% of the option shares on March 31, 2012, and the balance in a series of equal monthly installments over the next 36 months of service thereafter. Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 21:30 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 75,000 | $52.50 | $3,937,500.00 |
DisclosureSEC source: 0001614094-17-000121 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,463 Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 21:30 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 75,000 | $48.56 | $3,642,000.00 |
DisclosureSEC source: 0001614094-17-000121 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2017 Filed Oct 17, 2017 20:17 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000097 · edgardoc.xml · derivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2020-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On October 15, 2013, the reporting person was granted 12,000 restricted stock units, vesting in four equal annual installments beginning on the award date and subject to continued service on each applicable vesting date. Read SEC document |
| October 15, 2017 Filed Oct 17, 2017 20:17 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 1,565 | $43.63 | $68,280.95 |
DisclosureSEC source: 0001614094-17-000097 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,463 Read SEC document |
| October 15, 2017 Filed Oct 17, 2017 20:17 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000097 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 20:17 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 4,570 | $37.98 | $173,568.60 |
DisclosureSEC source: 0001614094-17-000069 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,028 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:14 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 4,000 | $43.67 | $174,680.00 |
DisclosureSEC source: 0001614094-17-000066 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,598 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:16 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 55,697 | $39.91 | $2,222,728.03 |
DisclosureSEC source: 0001614094-17-000060 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,598 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $39.80 to $40.01. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.