Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | General Counsel & Corp Secy | October 06, 2026 | October 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date October 06, 2026 · Filed October 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 79,694 |
Reported balance
After 2026-10-06 transaction · row 1
1 source rowRow 1 · 2026-10-06 · Sale · Disposed 3,500 · Balance 79,694 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2021 Filed Feb 17, 2021 21:39 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 847 | $117.75 | $99,734.25 |
DisclosureSEC source: 0000927628-21-000071 · wf-form4_161359792156251.xml · nonDerivative · entry 3 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,492 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:39 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 1,312 | $109.60 | $143,795.20 |
DisclosureSEC source: 0000927628-21-000071 · wf-form4_161359792156251.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,339 F1 · price: On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:39 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 1,312 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000071 · wf-form4_161359792156251.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 8,703 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000037 · wf-form4_161282201690435.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,339 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2022 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,554 | $85.08 | $217,294.32 |
DisclosureSEC source: 0000927628-20-000139 · wf-form4_158378471266298.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,636 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 5,661 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000139 · wf-form4_158378471266298.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,190 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 2, 2017 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,000 | $87.11 | $261,330.00 |
DisclosureSEC source: 0000927628-20-000120 · wf-form4_158327007238641.xml · nonDerivative · entry 3 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,529 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 29, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.82 to $87.79. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 6,751 | $86.25 | $582,273.75 |
DisclosureSEC source: 0000927628-20-000120 · wf-form4_158327007238641.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,529 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 29, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.70 to $86.69. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,480 | $85.26 | $467,224.80 |
DisclosureSEC source: 0000927628-20-000120 · wf-form4_158327007238641.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,280 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 29, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.70 to $85.64. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2018 Restricted Stock Units · Derivative | 1,312 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000088 · wf-form4_158215835832347.xml · derivative · entry 9 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,312 Underlying: Common Stock · 1,312 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2017 Restricted Stock Units · Derivative | 1,601 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000088 · wf-form4_158215835832347.xml · derivative · entry 8 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,601 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,400 | $102.64 | $143,696.00 |
DisclosureSEC source: 0000927628-20-000088 · wf-form4_158215835832347.xml · nonDerivative · entry 7 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,760 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,270 | $102.64 | $130,352.80 |
DisclosureSEC source: 0000927628-20-000088 · wf-form4_158215835832347.xml · nonDerivative · entry 6 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,160 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,609 | $102.64 | $165,147.76 |
DisclosureSEC source: 0000927628-20-000088 · wf-form4_158215835832347.xml · nonDerivative · entry 5 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,430 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 2, 2017. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 1,312 | $102.03 | $133,863.36 |
DisclosureSEC source: 0000927628-20-000088 · wf-form4_158215835832347.xml · nonDerivative · entry 4 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,039 F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 1,601 | $102.03 | $163,350.03 |
DisclosureSEC source: 0000927628-20-000088 · wf-form4_158215835832347.xml · nonDerivative · entry 3 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,351 F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 1,312 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000088 · wf-form4_158215835832347.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 00:26 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 1,601 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000088 · wf-form4_158215835832347.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 9,762 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000040 · wf-form4_158076682114509.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,039 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2021 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 20:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,635 | $81.28 | $214,172.80 |
DisclosureSEC source: 0000927628-19-000146 · wf-form4_155233549285358.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,277 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 20:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 5,842 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000146 · wf-form4_155233549285358.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,912 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 4, 2016 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2018 Restricted Stock Units · Derivative | 1,311 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000099 · wf-form4_155069924587830.xml · derivative · entry 12 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,624 Underlying: Common Stock · 1,311 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F7 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. F7 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2017 Restricted Stock Units · Derivative | 1,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000099 · wf-form4_155069924587830.xml · derivative · entry 11 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,601 Underlying: Common Stock · 1,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2016 Restricted Stock Units · Derivative | 1,688 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000099 · wf-form4_155069924587830.xml · derivative · entry 10 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,270 | $81.57 | $103,593.90 |
DisclosureSEC source: 0000927628-19-000099 · wf-form4_155069924587830.xml · nonDerivative · entry 9 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,070 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,609 | $81.57 | $131,246.13 |
DisclosureSEC source: 0000927628-19-000099 · wf-form4_155069924587830.xml · nonDerivative · entry 8 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,340 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 2, 2017. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,653 | $81.57 | $134,835.21 |
DisclosureSEC source: 0000927628-19-000099 · wf-form4_155069924587830.xml · nonDerivative · entry 7 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,949 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2016. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 1,311 | $79.85 | $104,683.35 |
DisclosureSEC source: 0000927628-19-000099 · wf-form4_155069924587830.xml · nonDerivative · entry 6 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,602 F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 1,600 | $79.85 | $127,760.00 |
DisclosureSEC source: 0000927628-19-000099 · wf-form4_155069924587830.xml · nonDerivative · entry 5 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,913 F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 1,688 | $79.85 | $134,786.80 |
DisclosureSEC source: 0000927628-19-000099 · wf-form4_155069924587830.xml · nonDerivative · entry 4 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,513 F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 1,311 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000099 · wf-form4_155069924587830.xml · nonDerivative · entry 3 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000099 · wf-form4_155069924587830.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 1,688 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000099 · wf-form4_155069924587830.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2019, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 9,307 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-19-000048 · wf-form4_154932440859829.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,602 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2020 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 20:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,368 | $98.15 | $134,269.20 |
DisclosureSEC source: 0000927628-18-000138 · wf-form4_152088543891828.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,295 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 20:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,033 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000138 · wf-form4_152088543891828.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,663 F1 · security: These shares were earned pursuant to an award of performance shares granted on January 29, 2015 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 4,124 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000091 · wf-form4_151916943190536.xml · derivative · entry 15 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,124 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit vested on January 1, 2018 and settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F2 · price: Each restricted stock unit vested on January 1, 2018 and settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F2 · derivative.exercise_date: Each restricted stock unit vested on January 1, 2018 and settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F2 · derivative.expiration_date: Each restricted stock unit vested on January 1, 2018 and settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2017 Restricted Stock Units · Derivative | 1,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000091 · wf-form4_151916943190536.xml · derivative · entry 14 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,201 Underlying: Common Stock · 1,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F8 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. F8 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2016 Restricted Stock Units · Derivative | 1,688 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000091 · wf-form4_151916943190536.xml · derivative · entry 13 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,688 Underlying: Common Stock · 1,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F7 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. F7 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2015 Restricted Stock Units · Derivative | 519 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000091 · wf-form4_151916943190536.xml · derivative · entry 12 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 519 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,076 | $98.67 | $106,168.92 |
DisclosureSEC source: 0000927628-18-000091 · wf-form4_151916943190536.xml · nonDerivative · entry 11 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,630 F5 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 2, 2017. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,103 | $98.67 | $108,833.01 |
DisclosureSEC source: 0000927628-18-000091 · wf-form4_151916943190536.xml · nonDerivative · entry 10 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,706 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2016. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 579 | $98.67 | $57,129.93 |
DisclosureSEC source: 0000927628-18-000091 · wf-form4_151916943190536.xml · nonDerivative · entry 9 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,809 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 29, 2015. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 4,124 | $99.52 | $410,420.48 |
DisclosureSEC source: 0000927628-18-000091 · wf-form4_151916943190536.xml · nonDerivative · entry 8 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,388 F2 · price: Each restricted stock unit vested on January 1, 2018 and settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 1,600 | $99.52 | $159,232.00 |
DisclosureSEC source: 0000927628-18-000091 · wf-form4_151916943190536.xml · nonDerivative · entry 7 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,512 F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 1,688 | $99.52 | $167,989.76 |
DisclosureSEC source: 0000927628-18-000091 · wf-form4_151916943190536.xml · nonDerivative · entry 6 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,112 F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 519 | $99.52 | $51,650.88 |
DisclosureSEC source: 0000927628-18-000091 · wf-form4_151916943190536.xml · nonDerivative · entry 5 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,800 F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 4,124 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000091 · wf-form4_151916943190536.xml · nonDerivative · entry 4 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit vested on January 1, 2018 and settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000091 · wf-form4_151916943190536.xml · nonDerivative · entry 3 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 1,688 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-18-000091 · wf-form4_151916943190536.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2018 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.