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Cooper Matthew W

Disclosed activity across 1 company

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548
SEC CIK
0001727277

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CAPITAL ONE FINANCIAL CORPCOF · Entity 547General Counsel & Corp SecyOctober 06, 2026October 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CAPITAL ONE FINANCIAL CORP

Report date October 06, 2026 · Filed October 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect79,694 Reported balance After 2026-10-06 transaction · row 1
1 source row

Row 1 · 2026-10-06 · Sale · Disposed 3,500 · Balance 79,694

F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2026 Filed Oct 7, 2026 20:09 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 3,500 $196.22 $686,770.00
Disclosure

SEC source: 0001727277-26-000020 · wk-form4_1791403746.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,694

F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 01, 2026 Filed Sep 2, 2026 20:23 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 3,500 $214.10 $749,350.00
Disclosure

SEC source: 0001727277-26-000018 · wk-form4_1788380597.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,194

F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 04, 2026 Filed Aug 5, 2026 20:04 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 3,500 $219.33 $767,655.00
Disclosure

SEC source: 0001727277-26-000016 · wk-form4_1785960285.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86,694

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 07, 2026 Filed Jul 8, 2026 20:08 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 3,500 $208.00 $728,000.00
Disclosure

SEC source: 0001727277-26-000014 · wk-form4_1783541305.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,194

F1 · date: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:11 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 3,500 $183.36 $641,760.00
Disclosure

SEC source: 0001727277-26-000012 · wk-form4_1780517504.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,694

F1 · date: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026 , in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:38 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 3,500 $183.93 $643,755.00
Disclosure

SEC source: 0001727277-26-000010 · wk-form4_1778791130.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,194

F1 · date: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:53 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 3,651 $185.73 $678,100.23
Disclosure

SEC source: 0001727277-26-000008 · wk-form4_1773262377.xml · nonDerivative · entry 2

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,694

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:53 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 8,094 $0.00 $0.00
Disclosure

SEC source: 0001727277-26-000008 · wk-form4_1773262377.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,345

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:18 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,203 $207.37 $249,466.11
Disclosure

SEC source: 0001727277-26-000006 · wk-form4_1771453097.xml · nonDerivative · entry 3

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,251

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:18 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,735 $207.37 $359,786.95
Disclosure

SEC source: 0001727277-26-000006 · wk-form4_1771453097.xml · nonDerivative · entry 2

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,454

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:18 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,536 $207.37 $318,520.32
Disclosure

SEC source: 0001727277-26-000006 · wk-form4_1771453097.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,189

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:09 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 8,239 $0.00 $0.00
Disclosure

SEC source: 0001727277-26-000004 · wk-form4_1770329382.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,725

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
January 06, 2026 Filed Jan 8, 2026 21:40 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 2,000 $250.00 $500,000.00
Disclosure

SEC source: 0001727277-26-000002 · wk-form4_1767908445.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,486

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 02, 2025 Filed Dec 3, 2025 23:11 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 2,000 $221.54 $443,080.00
Disclosure

SEC source: 0001727277-25-000012 · wk-form4_1764803461.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,486

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:04 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 2,000 $219.41 $438,820.00
Disclosure

SEC source: 0001727277-25-000010 · wk-form4_1762466677.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,486

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 02, 2025 Filed Oct 3, 2025 20:27 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 2,000 $211.99 $423,980.00
Disclosure

SEC source: 0001727277-25-000008 · wk-form4_1759523267.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,486

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 21:06 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 2,000 $223.40 $446,800.00
Disclosure

SEC source: 0001727277-25-000006 · wk-form4_1756933569.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,486

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:44 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 28,115 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000217 · wk-form4_1749159746.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,486

F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 23:40 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 2,882 $163.87 $472,273.34
Disclosure

SEC source: 0000927628-25-000117 · wk-form4_1741822850.xml · nonDerivative · entry 2

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,371

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 23:40 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 6,390 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000117 · wk-form4_1741822850.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,253

F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,735 $202.16 $350,747.60
Disclosure

SEC source: 0000927628-25-000081 · wk-form4_1740005103.xml · nonDerivative · entry 3

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,863

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,390 $202.16 $281,002.40
Disclosure

SEC source: 0000927628-25-000081 · wk-form4_1740005103.xml · nonDerivative · entry 2

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,598

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:45 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 742 $202.16 $150,002.72
Disclosure

SEC source: 0000927628-25-000081 · wk-form4_1740005103.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,988

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:06 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 8,001 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000032 · wk-form4_1738886808.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,730

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:55 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 6,548 $138.46 $906,636.08
Disclosure

SEC source: 0000927628-24-000136 · wk-form4_1710370511.xml · nonDerivative · entry 2

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,729

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:55 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 14,517 $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000136 · wk-form4_1710370511.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,277

F1 · kind: These shares were earned pursuant to a performance share award agreement granted on February 4, 2021, as amended November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:11 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,518 $136.36 $206,994.48
Disclosure

SEC source: 0000927628-24-000075 · wk-form4_1708463382.xml · nonDerivative · entry 3

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,760

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:11 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 731 $136.36 $99,679.16
Disclosure

SEC source: 0000927628-24-000075 · wk-form4_1708463382.xml · nonDerivative · entry 2

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,278

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:11 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 873 $136.36 $119,042.28
Disclosure

SEC source: 0000927628-24-000075 · wk-form4_1708463382.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,009

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:56 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 11,538 $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000050 · wk-form4_1707170150.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,882

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:05 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 6,912 $108.58 $750,504.96
Disclosure

SEC source: 0000927628-23-000129 · wf-form4_167787750320511.xml · nonDerivative · entry 2

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,344

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:05 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 15,324 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000129 · wf-form4_167787750320511.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,256

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 30, 2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:08 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 872 $114.63 $99,957.36
Disclosure

SEC source: 0000927628-23-000092 · wf-form4_167666806043911.xml · nonDerivative · entry 3

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,932

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:08 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 874 $114.63 $100,186.62
Disclosure

SEC source: 0000927628-23-000092 · wf-form4_167666806043911.xml · nonDerivative · entry 2

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,804

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:08 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 980 $114.63 $112,337.40
Disclosure

SEC source: 0000927628-23-000092 · wf-form4_167666806043911.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,678

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 21:59 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 10,770 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000030 · wf-form4_167511594410063.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,658

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:10 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 7,892 $130.09 $1,026,670.28
Disclosure

SEC source: 0000927628-22-000128 · wf-form4_164737502658304.xml · nonDerivative · entry 2

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,888

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:10 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 17,498 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000128 · wf-form4_164737502658304.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,780

F1 · security: These shares were earned pursuant to an award of performance shares granted on January 31, 2019 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:12 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,309 $158.89 $207,987.01
Disclosure

SEC source: 0000927628-22-000089 · wf-form4_164513234360405.xml · nonDerivative · entry 3

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,282

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:12 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,150 $158.89 $182,723.50
Disclosure

SEC source: 0000927628-22-000089 · wf-form4_164513234360405.xml · nonDerivative · entry 2

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,591

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:12 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 932 $158.89 $148,085.48
Disclosure

SEC source: 0000927628-22-000089 · wf-form4_164513234360405.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,741

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

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February 03, 2022 Filed Feb 7, 2022 21:30 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 7,277 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000044 · wf-form4_164426941588867.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,673

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

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January 27, 2022 Filed Jan 31, 2022 21:14 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 6,767 $146.82 $993,530.94
Disclosure

SEC source: 0000927628-22-000014 · wf-form4_164366366723792.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,396

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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April 30, 2021 Filed May 4, 2021 20:15 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 1,300 $149.18 $193,934.00
Disclosure

SEC source: 0000927628-21-000164 · wf-form4_162015927354474.xml · nonDerivative · entry 2

Cooper Matthew W · CIK 0001727277 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,163

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.01 to $149.56. Information regarding the number of shares sold at each price will be provided upon request.

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April 30, 2021 Filed May 4, 2021 20:15 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 7,703 $148.45 $1,143,510.35
Disclosure

SEC source: 0000927628-21-000164 · wf-form4_162015927354474.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,463

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.01 to $149.00. Information regarding the number of shares sold at each price will be provided upon request.

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March 11, 2021 Filed Mar 15, 2021 21:20 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,535 $132.10 $202,773.50
Disclosure

SEC source: 0000927628-21-000138 · wf-form4_161584319041527.xml · nonDerivative · entry 2

Cooper Matthew W · CIK 0001727277 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,166

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

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March 11, 2021 Filed Mar 15, 2021 21:20 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 3,402 $0.00 $0.00
Disclosure

SEC source: 0000927628-21-000138 · wf-form4_161584319041527.xml · nonDerivative · entry 1

Cooper Matthew W · CIK 0001727277 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,701

F1 · security: These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

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February 15, 2021 Filed Feb 17, 2021 21:39 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversion2018 Restricted Stock Units · Derivative 1,312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-21-000071 · wf-form4_161359792156251.xml · derivative · entry 6

Cooper Matthew W · CIK 0001727277 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter.

F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter.

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February 15, 2021 Filed Feb 17, 2021 21:39 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,259 $117.75 $148,247.25
Disclosure

SEC source: 0000927628-21-000071 · wf-form4_161359792156251.xml · nonDerivative · entry 5

Cooper Matthew W · CIK 0001727277 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,299

F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

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February 15, 2021 Filed Feb 17, 2021 21:39 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 934 $117.75 $109,978.50
Disclosure

SEC source: 0000927628-21-000071 · wf-form4_161359792156251.xml · nonDerivative · entry 4

Cooper Matthew W · CIK 0001727277 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,558

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.