Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | General Counsel & Corp Secy | October 06, 2026 | October 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date October 06, 2026 · Filed October 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 79,694 |
Reported balance
After 2026-10-06 transaction · row 1
1 source rowRow 1 · 2026-10-06 · Sale · Disposed 3,500 · Balance 79,694 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 06, 2026 Filed Oct 7, 2026 20:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,500 | $196.22 | $686,770.00 |
DisclosureSEC source: 0001727277-26-000020 · wk-form4_1791403746.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 79,694 F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 01, 2026 Filed Sep 2, 2026 20:23 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,500 | $214.10 | $749,350.00 |
DisclosureSEC source: 0001727277-26-000018 · wk-form4_1788380597.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 83,194 F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 04, 2026 Filed Aug 5, 2026 20:04 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,500 | $219.33 | $767,655.00 |
DisclosureSEC source: 0001727277-26-000016 · wk-form4_1785960285.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 86,694 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 07, 2026 Filed Jul 8, 2026 20:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,500 | $208.00 | $728,000.00 |
DisclosureSEC source: 0001727277-26-000014 · wk-form4_1783541305.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 90,194 F1 · date: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 20:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,500 | $183.36 | $641,760.00 |
DisclosureSEC source: 0001727277-26-000012 · wk-form4_1780517504.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 93,694 F1 · date: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026 , in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 12, 2026 Filed May 14, 2026 20:38 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,500 | $183.93 | $643,755.00 |
DisclosureSEC source: 0001727277-26-000010 · wk-form4_1778791130.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 97,194 F1 · date: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 3,651 | $185.73 | $678,100.23 |
DisclosureSEC source: 0001727277-26-000008 · wk-form4_1773262377.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,694 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 8,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001727277-26-000008 · wk-form4_1773262377.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,345 F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 22:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,203 | $207.37 | $249,466.11 |
DisclosureSEC source: 0001727277-26-000006 · wk-form4_1771453097.xml · nonDerivative · entry 3 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,251 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 22:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,735 | $207.37 | $359,786.95 |
DisclosureSEC source: 0001727277-26-000006 · wk-form4_1771453097.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,454 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 22:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,536 | $207.37 | $318,520.32 |
DisclosureSEC source: 0001727277-26-000006 · wk-form4_1771453097.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,189 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 22:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 8,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001727277-26-000004 · wk-form4_1770329382.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,725 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| January 06, 2026 Filed Jan 8, 2026 21:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $250.00 | $500,000.00 |
DisclosureSEC source: 0001727277-26-000002 · wk-form4_1767908445.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 92,486 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 02, 2025 Filed Dec 3, 2025 23:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $221.54 | $443,080.00 |
DisclosureSEC source: 0001727277-25-000012 · wk-form4_1764803461.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 94,486 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 04, 2025 Filed Nov 6, 2025 22:04 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $219.41 | $438,820.00 |
DisclosureSEC source: 0001727277-25-000010 · wk-form4_1762466677.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 96,486 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 02, 2025 Filed Oct 3, 2025 20:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $211.99 | $423,980.00 |
DisclosureSEC source: 0001727277-25-000008 · wk-form4_1759523267.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,486 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 21:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,000 | $223.40 | $446,800.00 |
DisclosureSEC source: 0001727277-25-000006 · wk-form4_1756933569.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 100,486 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 23, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 21:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 28,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000217 · wk-form4_1749159746.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,486 F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 23:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,882 | $163.87 | $472,273.34 |
DisclosureSEC source: 0000927628-25-000117 · wk-form4_1741822850.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,371 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 23:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 6,390 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000117 · wk-form4_1741822850.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,253 F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:45 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,735 | $202.16 | $350,747.60 |
DisclosureSEC source: 0000927628-25-000081 · wk-form4_1740005103.xml · nonDerivative · entry 3 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,863 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:45 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,390 | $202.16 | $281,002.40 |
DisclosureSEC source: 0000927628-25-000081 · wk-form4_1740005103.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,598 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:45 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 742 | $202.16 | $150,002.72 |
DisclosureSEC source: 0000927628-25-000081 · wk-form4_1740005103.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,988 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 8,001 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000032 · wk-form4_1738886808.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,730 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 22:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 6,548 | $138.46 | $906,636.08 |
DisclosureSEC source: 0000927628-24-000136 · wk-form4_1710370511.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,729 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 22:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 14,517 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000136 · wk-form4_1710370511.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,277 F1 · kind: These shares were earned pursuant to a performance share award agreement granted on February 4, 2021, as amended November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,518 | $136.36 | $206,994.48 |
DisclosureSEC source: 0000927628-24-000075 · wk-form4_1708463382.xml · nonDerivative · entry 3 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,760 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 731 | $136.36 | $99,679.16 |
DisclosureSEC source: 0000927628-24-000075 · wk-form4_1708463382.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,278 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 873 | $136.36 | $119,042.28 |
DisclosureSEC source: 0000927628-24-000075 · wk-form4_1708463382.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,009 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 11,538 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000050 · wk-form4_1707170150.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,882 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:05 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 6,912 | $108.58 | $750,504.96 |
DisclosureSEC source: 0000927628-23-000129 · wf-form4_167787750320511.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,344 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:05 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 15,324 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-23-000129 · wf-form4_167787750320511.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,256 F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 30, 2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 872 | $114.63 | $99,957.36 |
DisclosureSEC source: 0000927628-23-000092 · wf-form4_167666806043911.xml · nonDerivative · entry 3 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,932 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 874 | $114.63 | $100,186.62 |
DisclosureSEC source: 0000927628-23-000092 · wf-form4_167666806043911.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,804 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 980 | $114.63 | $112,337.40 |
DisclosureSEC source: 0000927628-23-000092 · wf-form4_167666806043911.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,678 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 21:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 10,770 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-23-000030 · wf-form4_167511594410063.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,658 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 20:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 7,892 | $130.09 | $1,026,670.28 |
DisclosureSEC source: 0000927628-22-000128 · wf-form4_164737502658304.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,888 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 20:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 17,498 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-22-000128 · wf-form4_164737502658304.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,780 F1 · security: These shares were earned pursuant to an award of performance shares granted on January 31, 2019 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,309 | $158.89 | $207,987.01 |
DisclosureSEC source: 0000927628-22-000089 · wf-form4_164513234360405.xml · nonDerivative · entry 3 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,282 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,150 | $158.89 | $182,723.50 |
DisclosureSEC source: 0000927628-22-000089 · wf-form4_164513234360405.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,591 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 932 | $158.89 | $148,085.48 |
DisclosureSEC source: 0000927628-22-000089 · wf-form4_164513234360405.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,741 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 21:30 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 7,277 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-22-000044 · wf-form4_164426941588867.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel & Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,673 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 21:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 6,767 | $146.82 | $993,530.94 |
DisclosureSEC source: 0000927628-22-000014 · wf-form4_164366366723792.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,396 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,300 | $149.18 | $193,934.00 |
DisclosureSEC source: 0000927628-21-000164 · wf-form4_162015927354474.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,163 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.01 to $149.56. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 7,703 | $148.45 | $1,143,510.35 |
DisclosureSEC source: 0000927628-21-000164 · wf-form4_162015927354474.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,463 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.01 to $149.00. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,535 | $132.10 | $202,773.50 |
DisclosureSEC source: 0000927628-21-000138 · wf-form4_161584319041527.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,166 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3,402 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000138 · wf-form4_161584319041527.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,701 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:39 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2018 Restricted Stock Units · Derivative | 1,312 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000071 · wf-form4_161359792156251.xml · derivative · entry 6 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,312 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:39 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,259 | $117.75 | $148,247.25 |
DisclosureSEC source: 0000927628-21-000071 · wf-form4_161359792156251.xml · nonDerivative · entry 5 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,299 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:39 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 934 | $117.75 | $109,978.50 |
DisclosureSEC source: 0000927628-21-000071 · wf-form4_161359792156251.xml · nonDerivative · entry 4 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,558 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.