Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rapid7, Inc.RPD · Entity 1196 | Chief Financial Officer | March 31, 2026 | April 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rapid7, Inc.
Report date March 31, 2026 · Filed April 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| PERFORMANCE RIGHTSSEC Table II · derivative / convertible security | Direct | 275,000 |
Reported balance
After 2026-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-31 · Grant · Acquired 275,000 · Balance 275,000 F1: This security represents performance stock units ("PSUs") granted under the Issuer's 2015 Equity Incentive Plan, as amended, to the Reporting Person. Each PSU represents a contingent right to receive one share of common stock of the Issuer ("Common Stock"). F2: The PSUs are eligible to vest upon the Issuer's Common Stock attaining specified stock price thresholds over a three-year performance period, subject to the Reporting Person's continued employment through the end of the performance period (except for certain good leaver events). The number of PSUs reflected is at the target number of PSUs, and the actual number of PSUs eligible to vest will range from 0% to 150% of the target number of PSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: This security represents performance stock units ("PSUs") granted under the Issuer's 2015 Equity Incentive Plan, as amended, to the Reporting Person. Each PSU represents a contingent right to receive one share of common stock of the Issuer ("Common Stock").
F2: The PSUs are eligible to vest upon the Issuer's Common Stock attaining specified stock price thresholds over a three-year performance period, subject to the Reporting Person's continued employment through the end of the performance period (except for certain good leaver events). The number of PSUs reflected is at the target number of PSUs, and the actual number of PSUs eligible to vest will range from 0% to 150% of the target number of PSUs.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Mimecast Ltd
Report date May 19, 2022 · Filed May 23, 2022
Section 16 reporting ended · disclosed 2022-05-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-19 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2022-05-19 · Disposition to issuer · Disposed 30,242 · Balance 0 F1: Pursuant to the terms of that certain Transaction Agreement between Magnesium Bidco Limited ("Magnesium Bidco") and Mimecast Limited ("Issuer"), dated December 7, 2021 (the "Transaction Agreement"), Magnesium Bidco agreed to acquire all of the issued and to be issued ordinary shares of Issuer for $80.00 per ordinary share by means of a court-sanctioned scheme of arrangement (the "Scheme"). At the effective time of the Scheme on May 19, 2022 (the "Effective Time"), each ordinary share then outstanding was automatically transferred from Issuer's shareholders to Magnesium Bidco in accordance with the Scheme and the Transaction Agreement, and Issuer's shareholders ceased to have any rights with respect to the Issuer ordinary shares, except their rights under the Scheme, including their right to receive $80.00 per ordinary share, subject to required withholding taxes. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-19 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2022-05-19 · Disposition to issuer · Disposed 12,500 · Balance 0 F2: In connection with the Effective Time of the court-sanctioned scheme of arrangement contemplated by the Transaction Agreement and the election by the Reporting Person to participate in the equity of Permira or its affiliates following the Effective Time, the Reporting Person exchanged the legal and beneficial ownership of each ordinary share of Issuer held by the Reporting Person for shares of Magnesium Topco Limited, an affiliate of Permira, prior to the Effective Time. |
| Restricted Share UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-19 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2022-05-19 · Disposition to issuer · Disposed 12,500 · Balance 0 F2: In connection with the Effective Time of the court-sanctioned scheme of arrangement contemplated by the Transaction Agreement and the election by the Reporting Person to participate in the equity of Permira or its affiliates following the Effective Time, the Reporting Person exchanged the legal and beneficial ownership of each ordinary share of Issuer held by the Reporting Person for shares of Magnesium Topco Limited, an affiliate of Permira, prior to the Effective Time. F3: Each restricted share unit ("RSU") represents a contingent right to receive one Issuer ordinary share. F4: At the Effective Time, each RSU that was vested and outstanding as of immediately prior to the Effective Time ("Vested RSU") was canceled and converted into the right to receive an amount in cash equal to $80.00 multiplied by the aggregate number of shares subject to such Vested RSU, subject to required withholding taxes. Each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU ("Unvested RSU") was converted into and substituted with a cash award in an amount equal to $80.00 multiplied by the aggregate number of shares underlying such Unvested RSU immediately prior to the Effective Time, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested RSU as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. F5: These RSUs were granted on April 1, 2019. 25% of the shares vested on April 1, 2020 and the remainder of the shares vest on an annual basis over the next 3 years. |
| Restricted Share UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-19 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2022-05-19 · Disposition to issuer · Disposed 17,227 · Balance 0 F2: In connection with the Effective Time of the court-sanctioned scheme of arrangement contemplated by the Transaction Agreement and the election by the Reporting Person to participate in the equity of Permira or its affiliates following the Effective Time, the Reporting Person exchanged the legal and beneficial ownership of each ordinary share of Issuer held by the Reporting Person for shares of Magnesium Topco Limited, an affiliate of Permira, prior to the Effective Time. F3: Each restricted share unit ("RSU") represents a contingent right to receive one Issuer ordinary share. F4: At the Effective Time, each RSU that was vested and outstanding as of immediately prior to the Effective Time ("Vested RSU") was canceled and converted into the right to receive an amount in cash equal to $80.00 multiplied by the aggregate number of shares subject to such Vested RSU, subject to required withholding taxes. Each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU ("Unvested RSU") was converted into and substituted with a cash award in an amount equal to $80.00 multiplied by the aggregate number of shares underlying such Unvested RSU immediately prior to the Effective Time, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested RSU as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. F6: These RSUs were granted on April 1, 2020. 25% of the shares vested on April 1, 2021 and the remainder of the shares vest on an annual basis over the next 3 years. |
| Restricted Share UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-19 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2022-05-19 · Disposition to issuer · Disposed 29,376 · Balance 0 F2: In connection with the Effective Time of the court-sanctioned scheme of arrangement contemplated by the Transaction Agreement and the election by the Reporting Person to participate in the equity of Permira or its affiliates following the Effective Time, the Reporting Person exchanged the legal and beneficial ownership of each ordinary share of Issuer held by the Reporting Person for shares of Magnesium Topco Limited, an affiliate of Permira, prior to the Effective Time. F3: Each restricted share unit ("RSU") represents a contingent right to receive one Issuer ordinary share. F4: At the Effective Time, each RSU that was vested and outstanding as of immediately prior to the Effective Time ("Vested RSU") was canceled and converted into the right to receive an amount in cash equal to $80.00 multiplied by the aggregate number of shares subject to such Vested RSU, subject to required withholding taxes. Each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU ("Unvested RSU") was converted into and substituted with a cash award in an amount equal to $80.00 multiplied by the aggregate number of shares underlying such Unvested RSU immediately prior to the Effective Time, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested RSU as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. F7: These RSUs were granted on April 1, 2021. 25% of the shares vested on April 1, 2022 and the remainder of the shares vest on an annual basis over the next 3 years. |
| Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.23 · Expires 2029-04-01 | Direct | 0 |
Reported balance
After 2022-05-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-05-19 · Disposition to issuer · Disposed 180,000 · Balance 0 F8: Each option to purchase Issuer ordinary shares ("Option") that was vested and outstanding, and unexercised as of immediately prior to the Effective Time ("Vested Option") was canceled and extinguished and converted into the right to receive an amount in cash equal to (x) the difference, if any, between $80.00 and the per-share exercise price of such Vested Option, multiplied by (y) the aggregate number of shares underlying such Vested Option, subject to required withholding taxes. Each Option that was outstanding as of immediately prior to the Effective Time and that was not a Vested Option ("Unvested Option") was automatically converted into and substituted with a cash award in an amount equal to (x) the difference, if any, F9: (Continued from Footnote 8) between $80.00 and the per-share exercise price of such Unvested Option, multiplied by (y) the aggregate number of shares underlying such Unvested Option, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested Option as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. F10: This Option was granted on April 1, 2019. 25% of the shares vested on April 1, 2020 and the remainder of the shares vest on a quarterly basis over the next 3 years. |
| Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.38 · Expires 2030-04-01 | Direct | 0 |
Reported balance
After 2022-05-19 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-05-19 · Disposition to issuer · Disposed 80,499 · Balance 0 F8: Each option to purchase Issuer ordinary shares ("Option") that was vested and outstanding, and unexercised as of immediately prior to the Effective Time ("Vested Option") was canceled and extinguished and converted into the right to receive an amount in cash equal to (x) the difference, if any, between $80.00 and the per-share exercise price of such Vested Option, multiplied by (y) the aggregate number of shares underlying such Vested Option, subject to required withholding taxes. Each Option that was outstanding as of immediately prior to the Effective Time and that was not a Vested Option ("Unvested Option") was automatically converted into and substituted with a cash award in an amount equal to (x) the difference, if any, F9: (Continued from Footnote 8) between $80.00 and the per-share exercise price of such Unvested Option, multiplied by (y) the aggregate number of shares underlying such Unvested Option, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested Option as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. F11: This Option was granted on April 1, 2020. 25% of the shares vested on April 1, 2021 and the remainder of the shares vest on a quarterly basis over the next 3 years. |
| Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.85 · Expires 2031-04-01 | Direct | 0 |
Reported balance
After 2022-05-19 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-05-19 · Disposition to issuer · Disposed 85,127 · Balance 0 F8: Each option to purchase Issuer ordinary shares ("Option") that was vested and outstanding, and unexercised as of immediately prior to the Effective Time ("Vested Option") was canceled and extinguished and converted into the right to receive an amount in cash equal to (x) the difference, if any, between $80.00 and the per-share exercise price of such Vested Option, multiplied by (y) the aggregate number of shares underlying such Vested Option, subject to required withholding taxes. Each Option that was outstanding as of immediately prior to the Effective Time and that was not a Vested Option ("Unvested Option") was automatically converted into and substituted with a cash award in an amount equal to (x) the difference, if any, F9: (Continued from Footnote 8) between $80.00 and the per-share exercise price of such Unvested Option, multiplied by (y) the aggregate number of shares underlying such Unvested Option, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested Option as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. F12: This Option was granted on April 1, 2021. 25% of the shares vested on April 1, 2022 and the remainder of the shares vest on a quarterly basis over the next 3 years. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of that certain Transaction Agreement between Magnesium Bidco Limited ("Magnesium Bidco") and Mimecast Limited ("Issuer"), dated December 7, 2021 (the "Transaction Agreement"), Magnesium Bidco agreed to acquire all of the issued and to be issued ordinary shares of Issuer for $80.00 per ordinary share by means of a court-sanctioned scheme of arrangement (the "Scheme"). At the effective time of the Scheme on May 19, 2022 (the "Effective Time"), each ordinary share then outstanding was automatically transferred from Issuer's shareholders to Magnesium Bidco in accordance with the Scheme and the Transaction Agreement, and Issuer's shareholders ceased to have any rights with respect to the Issuer ordinary shares, except their rights under the Scheme, including their right to receive $80.00 per ordinary share, subject to required withholding taxes.
F2: In connection with the Effective Time of the court-sanctioned scheme of arrangement contemplated by the Transaction Agreement and the election by the Reporting Person to participate in the equity of Permira or its affiliates following the Effective Time, the Reporting Person exchanged the legal and beneficial ownership of each ordinary share of Issuer held by the Reporting Person for shares of Magnesium Topco Limited, an affiliate of Permira, prior to the Effective Time.
F3: Each restricted share unit ("RSU") represents a contingent right to receive one Issuer ordinary share.
F4: At the Effective Time, each RSU that was vested and outstanding as of immediately prior to the Effective Time ("Vested RSU") was canceled and converted into the right to receive an amount in cash equal to $80.00 multiplied by the aggregate number of shares subject to such Vested RSU, subject to required withholding taxes. Each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU ("Unvested RSU") was converted into and substituted with a cash award in an amount equal to $80.00 multiplied by the aggregate number of shares underlying such Unvested RSU immediately prior to the Effective Time, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested RSU as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date.
F5: These RSUs were granted on April 1, 2019. 25% of the shares vested on April 1, 2020 and the remainder of the shares vest on an annual basis over the next 3 years.
F6: These RSUs were granted on April 1, 2020. 25% of the shares vested on April 1, 2021 and the remainder of the shares vest on an annual basis over the next 3 years.
F7: These RSUs were granted on April 1, 2021. 25% of the shares vested on April 1, 2022 and the remainder of the shares vest on an annual basis over the next 3 years.
F8: Each option to purchase Issuer ordinary shares ("Option") that was vested and outstanding, and unexercised as of immediately prior to the Effective Time ("Vested Option") was canceled and extinguished and converted into the right to receive an amount in cash equal to (x) the difference, if any, between $80.00 and the per-share exercise price of such Vested Option, multiplied by (y) the aggregate number of shares underlying such Vested Option, subject to required withholding taxes. Each Option that was outstanding as of immediately prior to the Effective Time and that was not a Vested Option ("Unvested Option") was automatically converted into and substituted with a cash award in an amount equal to (x) the difference, if any,
F9: (Continued from Footnote 8) between $80.00 and the per-share exercise price of such Unvested Option, multiplied by (y) the aggregate number of shares underlying such Unvested Option, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested Option as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date.
F10: This Option was granted on April 1, 2019. 25% of the shares vested on April 1, 2020 and the remainder of the shares vest on a quarterly basis over the next 3 years.
F11: This Option was granted on April 1, 2020. 25% of the shares vested on April 1, 2021 and the remainder of the shares vest on a quarterly basis over the next 3 years.
F12: This Option was granted on April 1, 2021. 25% of the shares vested on April 1, 2022 and the remainder of the shares vest on a quarterly basis over the next 3 years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2026 Filed Apr 1, 2026 20:43 UTC | Rapid7, Inc. RPD · Entity 1196 | GrantPERFORMANCE RIGHTS · Derivative | 275,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-26-005188 · ownership.xml · derivative · entry 1 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 275,000 shares Expires not disclosed F1 · derivative.exercise_price: This security represents performance stock units ("PSUs") granted under the Issuer's 2015 Equity Incentive Plan, as amended, to the Reporting Person. Each PSU represents a contingent right to receive one share of common stock of the Issuer ("Common Stock"). F2 · derivative.exercise_date: The PSUs are eligible to vest upon the Issuer's Common Stock attaining specified stock price thresholds over a three-year performance period, subject to the Reporting Person's continued employment through the end of the performance period (except for certain good leaver events). The number of PSUs reflected is at the target number of PSUs, and the actual number of PSUs eligible to vest will range from 0% to 150% of the target number of PSUs. F2 · derivative.expiration_date: The PSUs are eligible to vest upon the Issuer's Common Stock attaining specified stock price thresholds over a three-year performance period, subject to the Reporting Person's continued employment through the end of the performance period (except for certain good leaver events). The number of PSUs reflected is at the target number of PSUs, and the actual number of PSUs eligible to vest will range from 0% to 150% of the target number of PSUs. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 21:14 UTC | Rapid7, Inc. RPD · Entity 1196 | GrantCOMMON STOCK | 466,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001588892-25-000005 · wk-form4_1764710066.xml · nonDerivative · entry 1 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 466,999 F1 · security: This security represents restricted stock units granted under the Issuer's 2015 Equity Incentive Plan, as amended, to the Reporting Person in connection with his appointment as Chief Financial Officer of the Issuer. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F2 · shares: The restricted stock unit grant vests over three years with 33% of the shares underlying the restricted stock unit grant vesting on December 15, 2026, and 8.33% of the shares underlying the restricted stock unit grant vesting on the 15th day of each calendar quarter thereafter, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| May 19, 2022 Filed May 23, 2022 17:02 UTC | Mimecast Ltd MIME · Entity 126738 | Disposition to issuerShare Option (Right to Buy) · Derivative | 85,127 | Not disclosed Strike: $40.85 | Not disclosed |
DisclosureSEC source: 0000899243-22-019243 · doc4.xml · derivative · entry 8 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 85,127 shares Expires 2031-04-01 F8 · kind: Each option to purchase Issuer ordinary shares ("Option") that was vested and outstanding, and unexercised as of immediately prior to the Effective Time ("Vested Option") was canceled and extinguished and converted into the right to receive an amount in cash equal to (x) the difference, if any, between $80.00 and the per-share exercise price of such Vested Option, multiplied by (y) the aggregate number of shares underlying such Vested Option, subject to required withholding taxes. Each Option that was outstanding as of immediately prior to the Effective Time and that was not a Vested Option ("Unvested Option") was automatically converted into and substituted with a cash award in an amount equal to (x) the difference, if any, F9 · kind: (Continued from Footnote 8) between $80.00 and the per-share exercise price of such Unvested Option, multiplied by (y) the aggregate number of shares underlying such Unvested Option, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested Option as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. F8 · price: Each option to purchase Issuer ordinary shares ("Option") that was vested and outstanding, and unexercised as of immediately prior to the Effective Time ("Vested Option") was canceled and extinguished and converted into the right to receive an amount in cash equal to (x) the difference, if any, between $80.00 and the per-share exercise price of such Vested Option, multiplied by (y) the aggregate number of shares underlying such Vested Option, subject to required withholding taxes. Each Option that was outstanding as of immediately prior to the Effective Time and that was not a Vested Option ("Unvested Option") was automatically converted into and substituted with a cash award in an amount equal to (x) the difference, if any, F9 · price: (Continued from Footnote 8) between $80.00 and the per-share exercise price of such Unvested Option, multiplied by (y) the aggregate number of shares underlying such Unvested Option, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested Option as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. F8 · derivative.exercise_date: Each option to purchase Issuer ordinary shares ("Option") that was vested and outstanding, and unexercised as of immediately prior to the Effective Time ("Vested Option") was canceled and extinguished and converted into the right to receive an amount in cash equal to (x) the difference, if any, between $80.00 and the per-share exercise price of such Vested Option, multiplied by (y) the aggregate number of shares underlying such Vested Option, subject to required withholding taxes. Each Option that was outstanding as of immediately prior to the Effective Time and that was not a Vested Option ("Unvested Option") was automatically converted into and substituted with a cash award in an amount equal to (x) the difference, if any, F9 · derivative.exercise_date: (Continued from Footnote 8) between $80.00 and the per-share exercise price of such Unvested Option, multiplied by (y) the aggregate number of shares underlying such Unvested Option, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested Option as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. F12 · derivative.exercise_date: This Option was granted on April 1, 2021. 25% of the shares vested on April 1, 2022 and the remainder of the shares vest on a quarterly basis over the next 3 years. Read SEC document |
| May 19, 2022 Filed May 23, 2022 17:02 UTC | Mimecast Ltd MIME · Entity 126738 | Disposition to issuerShare Option (Right to Buy) · Derivative | 80,499 | Not disclosed Strike: $33.38 | Not disclosed |
DisclosureSEC source: 0000899243-22-019243 · doc4.xml · derivative · entry 7 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 80,499 shares Expires 2030-04-01 F8 · kind: Each option to purchase Issuer ordinary shares ("Option") that was vested and outstanding, and unexercised as of immediately prior to the Effective Time ("Vested Option") was canceled and extinguished and converted into the right to receive an amount in cash equal to (x) the difference, if any, between $80.00 and the per-share exercise price of such Vested Option, multiplied by (y) the aggregate number of shares underlying such Vested Option, subject to required withholding taxes. Each Option that was outstanding as of immediately prior to the Effective Time and that was not a Vested Option ("Unvested Option") was automatically converted into and substituted with a cash award in an amount equal to (x) the difference, if any, F9 · kind: (Continued from Footnote 8) between $80.00 and the per-share exercise price of such Unvested Option, multiplied by (y) the aggregate number of shares underlying such Unvested Option, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested Option as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. F8 · price: Each option to purchase Issuer ordinary shares ("Option") that was vested and outstanding, and unexercised as of immediately prior to the Effective Time ("Vested Option") was canceled and extinguished and converted into the right to receive an amount in cash equal to (x) the difference, if any, between $80.00 and the per-share exercise price of such Vested Option, multiplied by (y) the aggregate number of shares underlying such Vested Option, subject to required withholding taxes. Each Option that was outstanding as of immediately prior to the Effective Time and that was not a Vested Option ("Unvested Option") was automatically converted into and substituted with a cash award in an amount equal to (x) the difference, if any, F9 · price: (Continued from Footnote 8) between $80.00 and the per-share exercise price of such Unvested Option, multiplied by (y) the aggregate number of shares underlying such Unvested Option, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested Option as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. F8 · derivative.exercise_date: Each option to purchase Issuer ordinary shares ("Option") that was vested and outstanding, and unexercised as of immediately prior to the Effective Time ("Vested Option") was canceled and extinguished and converted into the right to receive an amount in cash equal to (x) the difference, if any, between $80.00 and the per-share exercise price of such Vested Option, multiplied by (y) the aggregate number of shares underlying such Vested Option, subject to required withholding taxes. Each Option that was outstanding as of immediately prior to the Effective Time and that was not a Vested Option ("Unvested Option") was automatically converted into and substituted with a cash award in an amount equal to (x) the difference, if any, F9 · derivative.exercise_date: (Continued from Footnote 8) between $80.00 and the per-share exercise price of such Unvested Option, multiplied by (y) the aggregate number of shares underlying such Unvested Option, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested Option as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. F11 · derivative.exercise_date: This Option was granted on April 1, 2020. 25% of the shares vested on April 1, 2021 and the remainder of the shares vest on a quarterly basis over the next 3 years. Read SEC document |
| May 19, 2022 Filed May 23, 2022 17:02 UTC | Mimecast Ltd MIME · Entity 126738 | Disposition to issuerShare Option (Right to Buy) · Derivative | 180,000 | Not disclosed Strike: $47.23 | Not disclosed |
DisclosureSEC source: 0000899243-22-019243 · doc4.xml · derivative · entry 6 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 180,000 shares Expires 2029-04-01 F8 · kind: Each option to purchase Issuer ordinary shares ("Option") that was vested and outstanding, and unexercised as of immediately prior to the Effective Time ("Vested Option") was canceled and extinguished and converted into the right to receive an amount in cash equal to (x) the difference, if any, between $80.00 and the per-share exercise price of such Vested Option, multiplied by (y) the aggregate number of shares underlying such Vested Option, subject to required withholding taxes. Each Option that was outstanding as of immediately prior to the Effective Time and that was not a Vested Option ("Unvested Option") was automatically converted into and substituted with a cash award in an amount equal to (x) the difference, if any, F9 · kind: (Continued from Footnote 8) between $80.00 and the per-share exercise price of such Unvested Option, multiplied by (y) the aggregate number of shares underlying such Unvested Option, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested Option as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. F8 · price: Each option to purchase Issuer ordinary shares ("Option") that was vested and outstanding, and unexercised as of immediately prior to the Effective Time ("Vested Option") was canceled and extinguished and converted into the right to receive an amount in cash equal to (x) the difference, if any, between $80.00 and the per-share exercise price of such Vested Option, multiplied by (y) the aggregate number of shares underlying such Vested Option, subject to required withholding taxes. Each Option that was outstanding as of immediately prior to the Effective Time and that was not a Vested Option ("Unvested Option") was automatically converted into and substituted with a cash award in an amount equal to (x) the difference, if any, F9 · price: (Continued from Footnote 8) between $80.00 and the per-share exercise price of such Unvested Option, multiplied by (y) the aggregate number of shares underlying such Unvested Option, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested Option as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. F8 · derivative.exercise_date: Each option to purchase Issuer ordinary shares ("Option") that was vested and outstanding, and unexercised as of immediately prior to the Effective Time ("Vested Option") was canceled and extinguished and converted into the right to receive an amount in cash equal to (x) the difference, if any, between $80.00 and the per-share exercise price of such Vested Option, multiplied by (y) the aggregate number of shares underlying such Vested Option, subject to required withholding taxes. Each Option that was outstanding as of immediately prior to the Effective Time and that was not a Vested Option ("Unvested Option") was automatically converted into and substituted with a cash award in an amount equal to (x) the difference, if any, F9 · derivative.exercise_date: (Continued from Footnote 8) between $80.00 and the per-share exercise price of such Unvested Option, multiplied by (y) the aggregate number of shares underlying such Unvested Option, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested Option as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. F10 · derivative.exercise_date: This Option was granted on April 1, 2019. 25% of the shares vested on April 1, 2020 and the remainder of the shares vest on a quarterly basis over the next 3 years. Read SEC document |
| May 19, 2022 Filed May 23, 2022 17:02 UTC | Mimecast Ltd MIME · Entity 126738 | Disposition to issuerRestricted Share Units | 29,376 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-019243 · doc4.xml · nonDerivative · entry 5 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · security: In connection with the Effective Time of the court-sanctioned scheme of arrangement contemplated by the Transaction Agreement and the election by the Reporting Person to participate in the equity of Permira or its affiliates following the Effective Time, the Reporting Person exchanged the legal and beneficial ownership of each ordinary share of Issuer held by the Reporting Person for shares of Magnesium Topco Limited, an affiliate of Permira, prior to the Effective Time. F3 · security: Each restricted share unit ("RSU") represents a contingent right to receive one Issuer ordinary share. F4 · kind: At the Effective Time, each RSU that was vested and outstanding as of immediately prior to the Effective Time ("Vested RSU") was canceled and converted into the right to receive an amount in cash equal to $80.00 multiplied by the aggregate number of shares subject to such Vested RSU, subject to required withholding taxes. Each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU ("Unvested RSU") was converted into and substituted with a cash award in an amount equal to $80.00 multiplied by the aggregate number of shares underlying such Unvested RSU immediately prior to the Effective Time, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested RSU as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. F7 · shares: These RSUs were granted on April 1, 2021. 25% of the shares vested on April 1, 2022 and the remainder of the shares vest on an annual basis over the next 3 years. F4 · price: At the Effective Time, each RSU that was vested and outstanding as of immediately prior to the Effective Time ("Vested RSU") was canceled and converted into the right to receive an amount in cash equal to $80.00 multiplied by the aggregate number of shares subject to such Vested RSU, subject to required withholding taxes. Each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU ("Unvested RSU") was converted into and substituted with a cash award in an amount equal to $80.00 multiplied by the aggregate number of shares underlying such Unvested RSU immediately prior to the Effective Time, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested RSU as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. Read SEC document |
| May 19, 2022 Filed May 23, 2022 17:02 UTC | Mimecast Ltd MIME · Entity 126738 | Disposition to issuerRestricted Share Units | 17,227 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-019243 · doc4.xml · nonDerivative · entry 4 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · security: In connection with the Effective Time of the court-sanctioned scheme of arrangement contemplated by the Transaction Agreement and the election by the Reporting Person to participate in the equity of Permira or its affiliates following the Effective Time, the Reporting Person exchanged the legal and beneficial ownership of each ordinary share of Issuer held by the Reporting Person for shares of Magnesium Topco Limited, an affiliate of Permira, prior to the Effective Time. F3 · security: Each restricted share unit ("RSU") represents a contingent right to receive one Issuer ordinary share. F4 · kind: At the Effective Time, each RSU that was vested and outstanding as of immediately prior to the Effective Time ("Vested RSU") was canceled and converted into the right to receive an amount in cash equal to $80.00 multiplied by the aggregate number of shares subject to such Vested RSU, subject to required withholding taxes. Each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU ("Unvested RSU") was converted into and substituted with a cash award in an amount equal to $80.00 multiplied by the aggregate number of shares underlying such Unvested RSU immediately prior to the Effective Time, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested RSU as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. F6 · shares: These RSUs were granted on April 1, 2020. 25% of the shares vested on April 1, 2021 and the remainder of the shares vest on an annual basis over the next 3 years. F4 · price: At the Effective Time, each RSU that was vested and outstanding as of immediately prior to the Effective Time ("Vested RSU") was canceled and converted into the right to receive an amount in cash equal to $80.00 multiplied by the aggregate number of shares subject to such Vested RSU, subject to required withholding taxes. Each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU ("Unvested RSU") was converted into and substituted with a cash award in an amount equal to $80.00 multiplied by the aggregate number of shares underlying such Unvested RSU immediately prior to the Effective Time, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested RSU as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. Read SEC document |
| May 19, 2022 Filed May 23, 2022 17:02 UTC | Mimecast Ltd MIME · Entity 126738 | Disposition to issuerRestricted Share Units | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-019243 · doc4.xml · nonDerivative · entry 3 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · security: In connection with the Effective Time of the court-sanctioned scheme of arrangement contemplated by the Transaction Agreement and the election by the Reporting Person to participate in the equity of Permira or its affiliates following the Effective Time, the Reporting Person exchanged the legal and beneficial ownership of each ordinary share of Issuer held by the Reporting Person for shares of Magnesium Topco Limited, an affiliate of Permira, prior to the Effective Time. F3 · security: Each restricted share unit ("RSU") represents a contingent right to receive one Issuer ordinary share. F4 · kind: At the Effective Time, each RSU that was vested and outstanding as of immediately prior to the Effective Time ("Vested RSU") was canceled and converted into the right to receive an amount in cash equal to $80.00 multiplied by the aggregate number of shares subject to such Vested RSU, subject to required withholding taxes. Each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU ("Unvested RSU") was converted into and substituted with a cash award in an amount equal to $80.00 multiplied by the aggregate number of shares underlying such Unvested RSU immediately prior to the Effective Time, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested RSU as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. F5 · shares: These RSUs were granted on April 1, 2019. 25% of the shares vested on April 1, 2020 and the remainder of the shares vest on an annual basis over the next 3 years. F4 · price: At the Effective Time, each RSU that was vested and outstanding as of immediately prior to the Effective Time ("Vested RSU") was canceled and converted into the right to receive an amount in cash equal to $80.00 multiplied by the aggregate number of shares subject to such Vested RSU, subject to required withholding taxes. Each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU ("Unvested RSU") was converted into and substituted with a cash award in an amount equal to $80.00 multiplied by the aggregate number of shares underlying such Unvested RSU immediately prior to the Effective Time, in each case subject to the same time-vesting terms and conditions that applied to the substituted Unvested RSU as in effect immediately prior to the Effective Time, including the requirement of continued service with Magnesium Bidco or its affiliates through the applicable vesting date. Read SEC document |
| May 19, 2022 Filed May 23, 2022 17:02 UTC | Mimecast Ltd MIME · Entity 126738 | Disposition to issuerOrdinary Shares | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-019243 · doc4.xml · nonDerivative · entry 2 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: In connection with the Effective Time of the court-sanctioned scheme of arrangement contemplated by the Transaction Agreement and the election by the Reporting Person to participate in the equity of Permira or its affiliates following the Effective Time, the Reporting Person exchanged the legal and beneficial ownership of each ordinary share of Issuer held by the Reporting Person for shares of Magnesium Topco Limited, an affiliate of Permira, prior to the Effective Time. F2 · price: In connection with the Effective Time of the court-sanctioned scheme of arrangement contemplated by the Transaction Agreement and the election by the Reporting Person to participate in the equity of Permira or its affiliates following the Effective Time, the Reporting Person exchanged the legal and beneficial ownership of each ordinary share of Issuer held by the Reporting Person for shares of Magnesium Topco Limited, an affiliate of Permira, prior to the Effective Time. Read SEC document |
| May 19, 2022 Filed May 23, 2022 17:02 UTC | Mimecast Ltd MIME · Entity 126738 | Disposition to issuerOrdinary Shares | 30,242 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-019243 · doc4.xml · nonDerivative · entry 1 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the terms of that certain Transaction Agreement between Magnesium Bidco Limited ("Magnesium Bidco") and Mimecast Limited ("Issuer"), dated December 7, 2021 (the "Transaction Agreement"), Magnesium Bidco agreed to acquire all of the issued and to be issued ordinary shares of Issuer for $80.00 per ordinary share by means of a court-sanctioned scheme of arrangement (the "Scheme"). At the effective time of the Scheme on May 19, 2022 (the "Effective Time"), each ordinary share then outstanding was automatically transferred from Issuer's shareholders to Magnesium Bidco in accordance with the Scheme and the Transaction Agreement, and Issuer's shareholders ceased to have any rights with respect to the Issuer ordinary shares, except their rights under the Scheme, including their right to receive $80.00 per ordinary share, subject to required withholding taxes. F1 · price: Pursuant to the terms of that certain Transaction Agreement between Magnesium Bidco Limited ("Magnesium Bidco") and Mimecast Limited ("Issuer"), dated December 7, 2021 (the "Transaction Agreement"), Magnesium Bidco agreed to acquire all of the issued and to be issued ordinary shares of Issuer for $80.00 per ordinary share by means of a court-sanctioned scheme of arrangement (the "Scheme"). At the effective time of the Scheme on May 19, 2022 (the "Effective Time"), each ordinary share then outstanding was automatically transferred from Issuer's shareholders to Magnesium Bidco in accordance with the Scheme and the Transaction Agreement, and Issuer's shareholders ceased to have any rights with respect to the Issuer ordinary shares, except their rights under the Scheme, including their right to receive $80.00 per ordinary share, subject to required withholding taxes. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 17:00 UTC | Mimecast Ltd MIME · Entity 126738 | Exercise / conversionRestricted Share Units | 5,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-022486 · doc4.xml · nonDerivative · entry 8 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares. F6 · shares: The restricted share units reported as disposed of herein were settled for the Issuer's Ordinary Shares upon the vesting of such units (as reported in Row 2 above). F2 · price: Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares. F8 · balance_after: These restricted share units were granted on April 1, 2021. Twenty-five percent (25%) of the units vested on April 1, 2022 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 17:00 UTC | Mimecast Ltd MIME · Entity 126738 | Tax withholdingRestricted Share Units | 4,343 | $79.59 | $345,659.37 |
DisclosureSEC source: 0001209191-22-022486 · doc4.xml · nonDerivative · entry 7 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,824 F2 · security: Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares. F3 · shares: The restricted share units reported as disposed of herein reflect the number of Ordinary Shares underlying the restricted share units that were retained (but not issued) by the Issuer in satisfaction of tax withholding obligations associated with the vesting of such units. F8 · balance_after: These restricted share units were granted on April 1, 2021. Twenty-five percent (25%) of the units vested on April 1, 2022 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 17:00 UTC | Mimecast Ltd MIME · Entity 126738 | Exercise / conversionRestricted Share Units | 4,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-022486 · doc4.xml · nonDerivative · entry 6 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares. F6 · shares: The restricted share units reported as disposed of herein were settled for the Issuer's Ordinary Shares upon the vesting of such units (as reported in Row 2 above). F2 · price: Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares. F7 · balance_after: These restricted share units were granted on April 1, 2020. Twenty-five percent (25%) of the units vested on April 1, 2021, twenty-five percent (25%) of the units vested on April 1, 2022 and the remainder of the units vest on an annual basis over the next two (2) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 17:00 UTC | Mimecast Ltd MIME · Entity 126738 | Tax withholdingRestricted Share Units | 3,820 | $79.59 | $304,033.80 |
DisclosureSEC source: 0001209191-22-022486 · doc4.xml · nonDerivative · entry 5 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,019 F2 · security: Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares. F3 · shares: The restricted share units reported as disposed of herein reflect the number of Ordinary Shares underlying the restricted share units that were retained (but not issued) by the Issuer in satisfaction of tax withholding obligations associated with the vesting of such units. F4 · price: Price reflects the closing price of the Issuer's Ordinary Shares on the Nasdaq Global Select Market on April 1, 2022. F7 · balance_after: These restricted share units were granted on April 1, 2020. Twenty-five percent (25%) of the units vested on April 1, 2021, twenty-five percent (25%) of the units vested on April 1, 2022 and the remainder of the units vest on an annual basis over the next two (2) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 17:00 UTC | Mimecast Ltd MIME · Entity 126738 | Exercise / conversionRestricted Share Units | 8,737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-022486 · doc4.xml · nonDerivative · entry 4 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares. F6 · shares: The restricted share units reported as disposed of herein were settled for the Issuer's Ordinary Shares upon the vesting of such units (as reported in Row 2 above). F2 · price: Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares. F5 · balance_after: These restricted share units were granted on April 1, 2019. Twenty-five percent (25%) of the units vested on April 1, 2020, twenty-five percent (25%) of the units vested on April 1, 2021, twenty-five percent (25%) of the units vested on April 1, 2022, and the remainder of the units vest on April 1, 2023, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 17:00 UTC | Mimecast Ltd MIME · Entity 126738 | Tax withholdingRestricted Share Units | 3,763 | $79.59 | $299,497.17 |
DisclosureSEC source: 0001209191-22-022486 · doc4.xml · nonDerivative · entry 3 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,237 F2 · security: Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares. F3 · shares: The restricted share units reported as disposed of herein reflect the number of Ordinary Shares underlying the restricted share units that were retained (but not issued) by the Issuer in satisfaction of tax withholding obligations associated with the vesting of such units. F4 · price: Price reflects the closing price of the Issuer's Ordinary Shares on the Nasdaq Global Select Market on April 1, 2022. F5 · balance_after: These restricted share units were granted on April 1, 2019. Twenty-five percent (25%) of the units vested on April 1, 2020, twenty-five percent (25%) of the units vested on April 1, 2021, twenty-five percent (25%) of the units vested on April 1, 2022, and the remainder of the units vest on April 1, 2023, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 17:00 UTC | Mimecast Ltd MIME · Entity 126738 | Exercise / conversionOrdinary Shares | 18,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-022486 · doc4.xml · nonDerivative · entry 2 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of Ordinary Shares reflects the aggregate settlement of the three (3) restricted share units reported below upon vesting, net of Ordinary Shares that were retained (but not issued) by the Issuer in satisfaction of tax withholding obligations associated with the vesting of such units. F2 · price: Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares. Read SEC document |
| February 28, 2022 Filed Apr 4, 2022 17:00 UTC | Mimecast Ltd MIME · Entity 126738 | SaleOrdinary Shares | 5 | $79.52 | $397.58 |
DisclosureSEC source: 0001209191-22-022486 · doc4.xml · nonDerivative · entry 1 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,765 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 18:24 UTC | Mimecast Ltd MIME · Entity 126738 | GrantShare Option (Right to Buy) · Derivative | 85,127 | $0.00 Strike: $40.85 | $0.00 |
DisclosureSEC source: 0001209191-21-025396 · doc4.xml · derivative · entry 7 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,127 Underlying: Ordinary Shares · 85,127 shares Expires 2031-04-01 F9 · shares: This option was granted on April 1, 2021. Twenty-five percent (25%) of the shares vest on April 1, 2022, and the remainder of the shares vest on a quarterly basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. F9 · derivative.exercise_date: This option was granted on April 1, 2021. Twenty-five percent (25%) of the shares vest on April 1, 2022, and the remainder of the shares vest on a quarterly basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. F9 · balance_after: This option was granted on April 1, 2021. Twenty-five percent (25%) of the shares vest on April 1, 2022, and the remainder of the shares vest on a quarterly basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 18:24 UTC | Mimecast Ltd MIME · Entity 126738 | Exercise / conversionRestricted Share Units | 6,084 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-025396 · doc4.xml · nonDerivative · entry 6 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares. F7 · shares: The restricted share units reported as disposed of herein were settled for the Issuer's Ordinary Shares upon the vesting of such units (as reported in Row 1 above). F2 · price: Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares. F8 · balance_after: These restricted share units were granted on April 1, 2020. Twenty-five percent (25%) of the units vested on April 1, 2021 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 18:24 UTC | Mimecast Ltd MIME · Entity 126738 | Tax withholdingRestricted Share Units | 2,528 | $40.85 | $103,268.80 |
DisclosureSEC source: 0001209191-21-025396 · doc4.xml · nonDerivative · entry 5 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,923 F2 · security: Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares. F4 · shares: The restricted share units reported as disposed of herein reflect the number of Ordinary Shares underlying the restricted share units that were retained (but not issued) by the Issuer in satisfaction of tax withholding obligations associated with the vesting of such units. F5 · price: Price reflects the closing price of the Issuer's Ordinary Shares on the Nasdaq Global Select Market on April 1, 2021. F8 · balance_after: These restricted share units were granted on April 1, 2020. Twenty-five percent (25%) of the units vested on April 1, 2021 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 18:24 UTC | Mimecast Ltd MIME · Entity 126738 | Exercise / conversionRestricted Share Units | 8,841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-025396 · doc4.xml · nonDerivative · entry 4 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares. F7 · shares: The restricted share units reported as disposed of herein were settled for the Issuer's Ordinary Shares upon the vesting of such units (as reported in Row 1 above). F2 · price: Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares. F6 · balance_after: These restricted share units were granted on April 1, 2019. Twenty-five percent (25%) of the units vested on April 1, 2020, twenty-five percent (25%) of the units vested on April 1, 2021, and the remainder of the units vest on an annual basis over the next two (2) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 18:24 UTC | Mimecast Ltd MIME · Entity 126738 | Tax withholdingRestricted Share Units | 3,659 | $40.85 | $149,470.15 |
DisclosureSEC source: 0001209191-21-025396 · doc4.xml · nonDerivative · entry 3 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,841 F2 · security: Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares. F4 · shares: The restricted share units reported as disposed of herein reflect the number of Ordinary Shares underlying the restricted share units that were retained (but not issued) by the Issuer in satisfaction of tax withholding obligations associated with the vesting of such units. F5 · price: Price reflects the closing price of the Issuer's Ordinary Shares on the Nasdaq Global Select Market on April 1, 2021. F6 · balance_after: These restricted share units were granted on April 1, 2019. Twenty-five percent (25%) of the units vested on April 1, 2020, twenty-five percent (25%) of the units vested on April 1, 2021, and the remainder of the units vest on an annual basis over the next two (2) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 18:24 UTC | Mimecast Ltd MIME · Entity 126738 | GrantRestricted Share Units | 39,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-025396 · doc4.xml · nonDerivative · entry 2 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,167 F2 · security: Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares. F3 · shares: These restricted share units were granted on April 1, 2021. Twenty-five percent (25%) of the units vest on April 1, 2022 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. F3 · balance_after: These restricted share units were granted on April 1, 2021. Twenty-five percent (25%) of the units vest on April 1, 2022 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 18:24 UTC | Mimecast Ltd MIME · Entity 126738 | Exercise / conversionOrdinary Shares | 14,925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-025396 · doc4.xml · nonDerivative · entry 1 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of Ordinary Shares reflects the aggregate settlement of the two (2) restricted share units reported below upon vesting, net of Ordinary Shares that were retained (but not issued) by the Issuer in satisfaction of tax withholding obligations associated with the vesting of such units. F2 · price: Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares. Read SEC document |
| April 01, 2020 Filed Apr 1, 2020 21:35 UTC | Mimecast Ltd MIME · Entity 126738 | GrantShare Option (Right to Buy) · Derivative | 80,499 | $0.00 Strike: $33.38 | $0.00 |
DisclosureSEC source: 0001209191-20-022322 · doc4.xml · derivative · entry 3 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,499 Underlying: Ordinary Shares · 80,499 shares Expires 2030-04-01 F4 · derivative.exercise_date: This option was granted on April 1, 2020. Twenty-five percent (25%) of the shares vest on April 1, 2021, and the remainder of the shares vest on a quarterly basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. F4 · balance_after: This option was granted on April 1, 2020. Twenty-five percent (25%) of the shares vest on April 1, 2021, and the remainder of the shares vest on a quarterly basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. Read SEC document |
| April 01, 2020 Filed Apr 1, 2020 21:35 UTC | Mimecast Ltd MIME · Entity 126738 | GrantRestricted Share Units | 34,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022322 · doc4.xml · nonDerivative · entry 1 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,451 F1 · security: Each restricted share unit represents a contingent right to receive one share of the Issuer's ordinary shares. F2 · shares: These restricted share units were granted on April 1, 2020. Twenty-five percent (25%) of the units vest on April 1, 2021 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. F2 · balance_after: These restricted share units were granted on April 1, 2020. Twenty-five percent (25%) of the units vest on April 1, 2021 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:07 UTC | Mimecast Ltd MIME · Entity 126738 | Exercise / conversionRestricted Share Units | 8,845 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-023492 · doc4.xml · nonDerivative · entry 3 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted share unit represents a contingent right to receive one share of the Issuer's ordinary shares. F6 · shares: The restricted share units reported as disposed of herein were settled for the Issuer's Ordinary Shares upon the vesting of such units (as reported in Row 1 above). F2 · price: Each restricted share unit represents a contingent right to receive one share of the Issuer's ordinary shares. F5 · balance_after: These restricted share units were granted on April 1, 2019. Twenty-five percent (25%) of the units vested on April 1, 2020 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:07 UTC | Mimecast Ltd MIME · Entity 126738 | Tax withholdingRestricted Share Units | 3,655 | $33.38 | $122,003.90 |
DisclosureSEC source: 0001209191-20-023492 · doc4.xml · nonDerivative · entry 2 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,345 F2 · security: Each restricted share unit represents a contingent right to receive one share of the Issuer's ordinary shares. F3 · shares: The restricted share units reported as disposed of herein reflect the number of Ordinary Shares underlying the restricted share units that were retained (but not issued) by the Issuer in satisfaction of tax withholding obligations associated with the vesting of such units. F4 · price: Price reflects the closing price of the Issuer's Ordinary Shares on the Nasdaq Global Select Market on April 1, 2020. F5 · balance_after: These restricted share units were granted on April 1, 2019. Twenty-five percent (25%) of the units vested on April 1, 2020 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:07 UTC | Mimecast Ltd MIME · Entity 126738 | Exercise / conversionOrdinary Shares | 8,845 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-023492 · doc4.xml · nonDerivative · entry 1 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of Ordinary Shares reflects the settlement of restricted share units upon vesting, net of Ordinary Shares that were retained (but not issued) by the Issuer in satisfaction of tax withholding obligations associated with the vesting of such units. F2 · price: Each restricted share unit represents a contingent right to receive one share of the Issuer's ordinary shares. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 19:34 UTC | Mimecast Ltd MIME · Entity 126738 | GrantShare Option (Right to Buy) · Derivative | 180,000 | $0.00 Strike: $47.23 | $0.00 |
DisclosureSEC source: 0001209191-19-023513 · doc4.xml · derivative · entry 2 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Ordinary Shares · 180,000 shares Expires 2029-04-01 F3 · derivative.exercise_date: This option was granted on April 1, 2019. Twenty-five percent (25%) of the shares vest on April 1, 2020, and the remainder of the shares vest on a quarterly basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on such vesting date. F3 · balance_after: This option was granted on April 1, 2019. Twenty-five percent (25%) of the shares vest on April 1, 2020, and the remainder of the shares vest on a quarterly basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on such vesting date. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 19:34 UTC | Mimecast Ltd MIME · Entity 126738 | GrantRestricted Share Units | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023513 · doc4.xml · nonDerivative · entry 1 Brown Rafeal E. · CIK 0001588892 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · security: Each restricted share unit represents a contingent right to receive one share of the Issuer's ordinary shares. F2 · shares: These restricted share units were granted on April 1, 2019. Twenty-five percent (25%) of the units vest on April 1, 2020 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on such vesting date. F2 · balance_after: These restricted share units were granted on April 1, 2019. Twenty-five percent (25%) of the units vest on April 1, 2020 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.