Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Anebulo Pharmaceuticals, Inc.ANEB · Entity 9617 | Director · 10% owner | April 04, 2025 | April 08, 2025 |
| CULP INCCULP · Entity 7288 | 10% owner | March 18, 2025 | March 20, 2025 |
| DIRTT ENVIRONMENTAL SOLUTIONS LTDDRTTF · Entity 6673 | 10% owner | August 29, 2025 | September 02, 2025 |
| FARMER BROTHERS COFARM · Entity 49843 | Please see Footnote 1 | October 12, 2023 | October 23, 2023 |
| MERRIMACK PHARMACEUTICALS INCMACK · Entity 95770 | 10% owner · See Explanation of Responses | April 15, 2019 | April 18, 2019 |
| STONERIDGE INCSRI · Entity 6313 | Director | March 16, 2026 | March 19, 2026 |
| STRATA Skin Sciences, Inc.SSKN · Entity 72980 | 10% owner | August 16, 2023 | August 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Anebulo Pharmaceuticals, Inc.
Report date April 04, 2025 · Filed April 08, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.02 · Expires 2035-04-03 | Direct | 25,000 |
Reported balance
After 2025-04-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-04-04 · Grant · Acquired 25,000 · Balance 25,000 F1: The option vests on the earlier of April 4, 2026 or the date of the 2026 annual meeting of shareholders. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.02 · Expires 2035-04-03 | Direct | 2,647 |
Reported balance
After 2025-04-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-04-04 · Grant · Acquired 2,647 · Balance 2,647 F1: The option vests on the earlier of April 4, 2026 or the date of the 2026 annual meeting of shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests on the earlier of April 4, 2026 or the date of the 2026 annual meeting of shareholders.
CULP INC
Report date March 18, 2025 · Filed March 20, 2025
Jointly reported with 22NW, LP, 22NW Fund, LP, 22NW Fund GP, LLC, 22NW GP, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: 22NW Fund, LP | 1,859,061 |
Last balance in matching sequence
After 2025-03-19 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-03-18 · Purchase · Acquired 104,738 · Balance 1,839,061 F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.1700 to $5.5000, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Row 2 · 2025-03-19 · Purchase · Acquired 20,000 · Balance 1,859,061 F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.5000 to $5.6400, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. |
| Common StockSEC Table I · non-derivative | Direct | 1,450 |
Reported balance
Holding disclosure · report date 2025-03-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,450 F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.1700 to $5.5000, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund.
F4: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.5000 to $5.6400, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
DIRTT ENVIRONMENTAL SOLUTIONS LTD
Report date August 29, 2025 · Filed September 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 8,083,825 |
Ending reported balance
After 2025-08-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-08-29 · Exercise / conversion · Acquired 773,026 · Balance 8,265,969 F1: The 590,882 deferred share units ("DSUs") granted pursuant to the DIRTT Environmental Solutions Ltd. Second Amended and Restated Long Term Incentive Plan or its predecessor plan were settled in common shares ("Common Shares") of DIRTT Environmental Solutions Ltd. (the "Issuer") on a one-for-one basis. The 182,144 DSUs granted pursuant to the Deferred Share Unit Plan for Non-Employee Directors were settled in cash equal to the closing price of one Common Share on August 28, 2025 for each DSU, as reported on the Toronto Stock Exchange. Row 2 · 2025-08-29 · Disposition to issuer · Disposed 182,144 · Balance 8,083,825 |
| Deferred Share UnitSEC Table II · derivative / convertible security · Expires 2025-07-24 | Direct | 0 |
Reported balance
After 2025-08-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-08-29 · Exercise / conversion · Disposed 773,026 · Balance 0 F1: The 590,882 deferred share units ("DSUs") granted pursuant to the DIRTT Environmental Solutions Ltd. Second Amended and Restated Long Term Incentive Plan or its predecessor plan were settled in common shares ("Common Shares") of DIRTT Environmental Solutions Ltd. (the "Issuer") on a one-for-one basis. The 182,144 DSUs granted pursuant to the Deferred Share Unit Plan for Non-Employee Directors were settled in cash equal to the closing price of one Common Share on August 28, 2025 for each DSU, as reported on the Toronto Stock Exchange. |
Filing footnotes · ownership attribution and instrument terms
F1: The 590,882 deferred share units ("DSUs") granted pursuant to the DIRTT Environmental Solutions Ltd. Second Amended and Restated Long Term Incentive Plan or its predecessor plan were settled in common shares ("Common Shares") of DIRTT Environmental Solutions Ltd. (the "Issuer") on a one-for-one basis. The 182,144 DSUs granted pursuant to the Deferred Share Unit Plan for Non-Employee Directors were settled in cash equal to the closing price of one Common Share on August 28, 2025 for each DSU, as reported on the Toronto Stock Exchange.
FARMER BROTHERS CO
Report date October 12, 2023 · Filed October 23, 2023
Jointly reported with 22NW, LP, 22NW Fund, LP, 22NW Fund GP, LLC, 22NW GP, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,010 |
Reported balance
Holding disclosure · report date 2023-10-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 9,010 F1: This Form 3 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy: 22NW Fund, LP | 1,955,526 |
Reported balance
Holding disclosure · report date 2023-10-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,955,526 F1: This Form 3 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F2: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
F2: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund.
MERRIMACK PHARMACEUTICALS INC
Report date April 15, 2019 · Filed April 18, 2019
Jointly reported with 22NW, LP, 22NW Fund, LP, 22NW Fund GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: 22NW Fund, LP | 1,241,896 |
Last balance in matching sequence
After 2019-04-17 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2019-04-15 · Purchase · Acquired 30,110 · Balance 1,205,246 F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $5.49 to $5.90, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote. F2: Securities owned directly by 22NW Fund. As the general partner and investment adviser to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW and Managing Member of 22NW GP, may be deemed to beneficially own the securities owned directly by 22NW Fund. Row 2 · 2019-04-16 · Purchase · Acquired 20,450 · Balance 1,225,696 F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $5.80 to $6.00, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote. F2: Securities owned directly by 22NW Fund. As the general partner and investment adviser to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW and Managing Member of 22NW GP, may be deemed to beneficially own the securities owned directly by 22NW Fund. Row 3 · 2019-04-17 · Purchase · Acquired 16,200 · Balance 1,241,896 F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $5.98 to $6.00, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote. F2: Securities owned directly by 22NW Fund. As the general partner and investment adviser to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW and Managing Member of 22NW GP, may be deemed to beneficially own the securities owned directly by 22NW Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Securities owned directly by 22NW Fund. As the general partner and investment adviser to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW and Managing Member of 22NW GP, may be deemed to beneficially own the securities owned directly by 22NW Fund.
F3: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $5.49 to $5.90, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.
F4: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $5.80 to $6.00, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.
F5: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $5.98 to $6.00, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.
STONERIDGE INC
Report date March 16, 2026 · Filed March 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, without par valueSEC Table I · non-derivative | Direct | 23,478 |
Reported balance
After 2026-03-16 transaction · row 1
1 source rowRow 1 · 2026-03-16 · Grant · Acquired 23,478 · Balance 23,478 F1: Restricted Common Shares granted to the Reporting Person pursuant to the 2025 Long-Term Incentive Plan, no longer subject to substantial risk of forfeiture on March 16, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Common Shares granted to the Reporting Person pursuant to the 2025 Long-Term Incentive Plan, no longer subject to substantial risk of forfeiture on March 16, 2027.
STRATA Skin Sciences, Inc.
Report date August 16, 2023 · Filed August 18, 2023
Jointly reported with 22NW, LP, 22NW Fund, LP, 22NW Fund GP, LLC, 22NW GP, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: 22NW Fund, LP | 5,369,954 |
Reported balance
After 2023-08-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-08-16 · Purchase · Acquired 1,853,056 · Balance 5,369,954 F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4799 to $0.5600, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4799 to $0.5600, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Armstrong Flooring, Inc.
Report date May 02, 2022 · Filed May 04, 2022
Jointly reported with 22NW, LP, 22NW Fund, LP, 22NW Fund GP, LLC, 22NW GP, Inc.
Section 16 reporting ended · disclosed 2022-05-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: 22NW Fund, LP | 0 |
Reported balance
After 2022-05-02 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-05-02 · Sale · Disposed 3,196,336 · Balance 0 F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that previously collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock prior to the transactions reported herein. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3000 to $0.6700. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. |
| Common StockSEC Table I · non-derivative | IndirectBy: Aron R. English | 8,402 |
Reported balance
Holding disclosure · report date 2022-05-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,402 F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that previously collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock prior to the transactions reported herein. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that previously collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock prior to the transactions reported herein. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund.
F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3000 to $0.6700. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
FOSTER L B CO
Report date March 31, 2026 · Filed April 03, 2026
Jointly reported with 22NW, LP, 22NW Fund, LP, 22NW Fund GP, LLC, 22NW GP, Inc.
Section 16 reporting ended · disclosed 2026-04-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: 22NW Fund, LP | 1,027,255 |
Last balance in matching sequence
After 2026-04-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-03-31 · Sale · Disposed 1,500 · Balance 1,065,686 F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Row 2 · 2026-04-01 · Sale · Disposed 38,431 · Balance 1,027,255 F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.0000 to $28.3025, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each transaction. F3: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. |
| Common StockSEC Table I · non-derivative | Direct | 905 |
Reported balance
Holding disclosure · report date 2026-03-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 905 F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.0000 to $28.3025, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each transaction.
F3: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund.
LIFECORE BIOMEDICAL, INC. \DE\
Report date May 23, 2025 · Filed May 29, 2025
Jointly reported with 22NW, LP, 22NW Fund, LP, 22NW Fund GP, LLC, 22NW GP, Inc.
Section 16 reporting ended · disclosed 2025-05-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: 22NW Fund, LP | 264,180 |
Last balance in matching sequence
After 2025-05-28 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2025-05-23 · Sale · Disposed 96,137 · Balance 1,554,103 F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.7500 to $6.7800, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Row 2 · 2025-05-27 · Sale · Disposed 1,139,504 · Balance 414,599 F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.500 to $6.900, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Row 3 · 2025-05-28 · Sale · Disposed 150,419 · Balance 264,180 F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.9000 to $7.5000, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.7500 to $6.7800, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund.
F4: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.500 to $6.900, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.9000 to $7.5000, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2025 Filed Mar 12, 2025 22:59 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 66,663 | $5.00 | $333,128.34 |
DisclosureSEC source: 0000921895-25-000751 · form410680017_03122025.xml · nonDerivative · entry 2 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,705,227 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.6600 to $5.0800, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 22:59 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 13,849 | $4.65 | $64,338.30 |
DisclosureSEC source: 0000921895-25-000751 · form410680017_03122025.xml · nonDerivative · entry 1 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,638,564 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.5300 to $4.8000, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| December 31, 2024 Filed Jan 4, 2025 02:55 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTTF · Entity 6673 | GrantDeferred Share Unit · Derivative | 41,077 | $0.67 | $27,521.59 |
DisclosureSEC source: 0000950170-25-001574 · ownership.xml · derivative · entry 1 English Aron R. · CIK 0001770436 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 641,261 Underlying: Common Shares · 41,077 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors F2 · price: The price used to calculate the number of DSUs granted was C$0.96, which was the closing price Issuer's Common Shares as reported on the Toronto Stock Exchange on December 30, 2024. The price was converted using the Bank of Canada exchange rate for December 30, 2024 of C$1.4379 = US$1.00 F1 · derivative.exercise_date: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors F1 · derivative.expiration_date: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 21:15 UTC | Anebulo Pharmaceuticals, Inc. ANEB · Entity 9617 | PurchaseCommon Stock | 10,101,010 | $0.99 | $9,999,999.90 |
DisclosureSEC source: 0001493152-24-052101 · ownership.xml · nonDerivative · entry 1 English Aron R. · CIK 0001770436 · Director · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · 22NW Fund, LP Disclosed balance after: 15,467,300 F1 · shares: The shares were issued to 22NW Fund, LP in connection with a private placement offering of the Issuer. F2 · ownership.nature: This Form 4 is filed jointly by Aron R. English and 22NW Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Securities owned directly by 22NW Fund, LP. Mr. English, as the Manager of 22NW Fund GP, LLC, which is the General Partner of 22NW Fund, LP, may be deemed to beneficially own the securities owned directly by 22NW Fund, LP. Read SEC document |
| December 20, 2024 Filed Dec 21, 2024 01:06 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 4,564 | $5.23 | $23,867.89 |
DisclosureSEC source: 0000921895-24-003006 · form410680017_12202024.xml · nonDerivative · entry 3 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,624,715 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.2050 to $5.2500, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| December 19, 2024 Filed Dec 21, 2024 01:06 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 7,634 | $5.25 | $40,078.50 |
DisclosureSEC source: 0000921895-24-003006 · form410680017_12202024.xml · nonDerivative · entry 2 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,620,151 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| December 18, 2024 Filed Dec 21, 2024 01:06 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 1,246 | $5.25 | $6,540.13 |
DisclosureSEC source: 0000921895-24-003006 · form410680017_12202024.xml · nonDerivative · entry 1 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,612,517 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.2450 to $5.2500, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| December 11, 2024 Filed Dec 11, 2024 22:37 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 2,300 | $5.23 | $12,018.42 |
DisclosureSEC source: 0000921895-24-002931 · form410680017_12112024.xml · nonDerivative · entry 3 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,611,271 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.2000 to $5.2500, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 22:37 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 11,794 | $5.05 | $59,617.49 |
DisclosureSEC source: 0000921895-24-002931 · form410680017_12112024.xml · nonDerivative · entry 2 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,608,971 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.0000 to $5.0950, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 22:37 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 2,787 | $4.96 | $13,814.88 |
DisclosureSEC source: 0000921895-24-002931 · form410680017_12112024.xml · nonDerivative · entry 1 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,597,177 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.9200 to $5.0000, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 21:26 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTTF · Entity 6673 | GrantDeferred Share Unit · Derivative | 52,886 | $0.52 | $27,500.72 |
DisclosureSEC source: 0000950170-24-111669 · ownership.xml · derivative · entry 1 English Aron R. · CIK 0001770436 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,184 Underlying: Common Shares · 52,886 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors F2 · price: The price used to calculate the number of DSUs granted was C$0.70, which was the closing price Issuer's Common Shares as reported on the Toronto Stock Exchange on September 27, 2024. The price was converted using the Bank of Canada exchange rate for September 27, 2024 of C$1.3499 = US$1.00 F1 · derivative.exercise_date: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors F1 · derivative.expiration_date: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors Read SEC document |
| September 19, 2024 Filed Sep 19, 2024 22:48 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 105,242 | $6.31 | $664,497.99 |
DisclosureSEC source: 0000921895-24-002147 · form410680017_09192024.xml · nonDerivative · entry 3 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,594,390 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.0700 to $6.3500, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| September 18, 2024 Filed Sep 19, 2024 22:48 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 32,321 | $6.10 | $197,164.56 |
DisclosureSEC source: 0000921895-24-002147 · form410680017_09192024.xml · nonDerivative · entry 2 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,489,148 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.9450 to $6.1800, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 22:48 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 102,484 | $5.85 | $599,920.84 |
DisclosureSEC source: 0000921895-24-002147 · form410680017_09192024.xml · nonDerivative · entry 1 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,456,827 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.7100 to $6.0000, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| September 11, 2024 Filed Sep 11, 2024 22:44 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 2,453 | $5.48 | $13,440.97 |
DisclosureSEC source: 0000921895-24-002119 · form410680017_09112024.xml · nonDerivative · entry 3 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,354,343 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.46 to $5.50, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| September 10, 2024 Filed Sep 11, 2024 22:44 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 4,524 | $5.33 | $24,134.64 |
DisclosureSEC source: 0000921895-24-002119 · form410680017_09112024.xml · nonDerivative · entry 2 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,351,890 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.26 to $5.50, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 22:44 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 7,652 | $5.39 | $41,229.74 |
DisclosureSEC source: 0000921895-24-002119 · form410680017_09112024.xml · nonDerivative · entry 1 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,347,366 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.18 to $5.46, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| August 02, 2024 Filed Aug 6, 2024 00:08 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTT · Entity 6673 | Sale6.25% Convertible Unsecured Debentures due December 2026 · Derivative | Not disclosed | $9,077,998.32 Strike: $4.20 | $13,638,000.00 |
DisclosureSEC source: 0000921895-24-001689 · form410680012_08052024.xml · derivative · entry 2 English Aron R. · CIK 0001770436 · Director · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 0 Underlying: Common Shares · 3,247,143 shares Expires 2026-12-31 F1 · derivative.exercise_price: Represents Canadian dollars (C$). F5 · kind: On August 2, 2024, 22NW Fund and the Issuer entered into a convertible debenture repurchase agreement (the "Repurchase Agreement"). Pursuant to the Repurchase Agreement, the Issuer has purchased from 22NW Fund for cancellation an aggregate of (i) C$18,915,000 principal amount of the Issuer's outstanding 6.00% convertible debentures due January 31, 2026 (the "January Debentures") at a purchase price of C$684.58 per C$1,000 principal amount of January Debentures and (ii) C$13,638,000 principal amount of the Issuer's outstanding 6.25% convertible debentures due December 31, 2026 (the "December Debentures" and together with the January Debentures, the "Debentures") at a purchase price of C$665.64 per C$1,000 principal amount of December Debentures, for an aggregate purchase price of C$22,104,591.45, inclusive of a cash payment for all accrued and unpaid interest up to, but excluding, the date of purchase of the Debentures. F1 · reported_value: Represents Canadian dollars (C$). F5 · reported_value: On August 2, 2024, 22NW Fund and the Issuer entered into a convertible debenture repurchase agreement (the "Repurchase Agreement"). Pursuant to the Repurchase Agreement, the Issuer has purchased from 22NW Fund for cancellation an aggregate of (i) C$18,915,000 principal amount of the Issuer's outstanding 6.00% convertible debentures due January 31, 2026 (the "January Debentures") at a purchase price of C$684.58 per C$1,000 principal amount of January Debentures and (ii) C$13,638,000 principal amount of the Issuer's outstanding 6.25% convertible debentures due December 31, 2026 (the "December Debentures" and together with the January Debentures, the "Debentures") at a purchase price of C$665.64 per C$1,000 principal amount of December Debentures, for an aggregate purchase price of C$22,104,591.45, inclusive of a cash payment for all accrued and unpaid interest up to, but excluding, the date of purchase of the Debentures. F1 · price: Represents Canadian dollars (C$). F5 · price: On August 2, 2024, 22NW Fund and the Issuer entered into a convertible debenture repurchase agreement (the "Repurchase Agreement"). Pursuant to the Repurchase Agreement, the Issuer has purchased from 22NW Fund for cancellation an aggregate of (i) C$18,915,000 principal amount of the Issuer's outstanding 6.00% convertible debentures due January 31, 2026 (the "January Debentures") at a purchase price of C$684.58 per C$1,000 principal amount of January Debentures and (ii) C$13,638,000 principal amount of the Issuer's outstanding 6.25% convertible debentures due December 31, 2026 (the "December Debentures" and together with the January Debentures, the "Debentures") at a purchase price of C$665.64 per C$1,000 principal amount of December Debentures, for an aggregate purchase price of C$22,104,591.45, inclusive of a cash payment for all accrued and unpaid interest up to, but excluding, the date of purchase of the Debentures. F2 · derivative.exercise_date: The 6.00% Convertible Unsecured Debentures due January 2026 and the 6.25% Convertible Unsecured Debentures due December 2026 are convertible as of the date hereof and were convertible commencing from the date of their original issuance. F5 · derivative.exercise_date: On August 2, 2024, 22NW Fund and the Issuer entered into a convertible debenture repurchase agreement (the "Repurchase Agreement"). Pursuant to the Repurchase Agreement, the Issuer has purchased from 22NW Fund for cancellation an aggregate of (i) C$18,915,000 principal amount of the Issuer's outstanding 6.00% convertible debentures due January 31, 2026 (the "January Debentures") at a purchase price of C$684.58 per C$1,000 principal amount of January Debentures and (ii) C$13,638,000 principal amount of the Issuer's outstanding 6.25% convertible debentures due December 31, 2026 (the "December Debentures" and together with the January Debentures, the "Debentures") at a purchase price of C$665.64 per C$1,000 principal amount of December Debentures, for an aggregate purchase price of C$22,104,591.45, inclusive of a cash payment for all accrued and unpaid interest up to, but excluding, the date of purchase of the Debentures. F3 · derivative.underlying: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Mr. English is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · derivative.underlying_shares: On August 2, 2024, 22NW Fund and the Issuer entered into a convertible debenture repurchase agreement (the "Repurchase Agreement"). Pursuant to the Repurchase Agreement, the Issuer has purchased from 22NW Fund for cancellation an aggregate of (i) C$18,915,000 principal amount of the Issuer's outstanding 6.00% convertible debentures due January 31, 2026 (the "January Debentures") at a purchase price of C$684.58 per C$1,000 principal amount of January Debentures and (ii) C$13,638,000 principal amount of the Issuer's outstanding 6.25% convertible debentures due December 31, 2026 (the "December Debentures" and together with the January Debentures, the "Debentures") at a purchase price of C$665.64 per C$1,000 principal amount of December Debentures, for an aggregate purchase price of C$22,104,591.45, inclusive of a cash payment for all accrued and unpaid interest up to, but excluding, the date of purchase of the Debentures. F4 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| August 02, 2024 Filed Aug 6, 2024 00:08 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTT · Entity 6673 | Sale6.00% Convertible Unsecured Debentures due January 2026 · Derivative | Not disclosed | $12,948,755.05 Strike: $4.65 | $18,915,000.00 |
DisclosureSEC source: 0000921895-24-001689 · form410680012_08052024.xml · derivative · entry 1 English Aron R. · CIK 0001770436 · Director · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 0 Underlying: Common Shares · 4,067,742 shares Expires 2026-01-31 F1 · derivative.exercise_price: Represents Canadian dollars (C$). F5 · kind: On August 2, 2024, 22NW Fund and the Issuer entered into a convertible debenture repurchase agreement (the "Repurchase Agreement"). Pursuant to the Repurchase Agreement, the Issuer has purchased from 22NW Fund for cancellation an aggregate of (i) C$18,915,000 principal amount of the Issuer's outstanding 6.00% convertible debentures due January 31, 2026 (the "January Debentures") at a purchase price of C$684.58 per C$1,000 principal amount of January Debentures and (ii) C$13,638,000 principal amount of the Issuer's outstanding 6.25% convertible debentures due December 31, 2026 (the "December Debentures" and together with the January Debentures, the "Debentures") at a purchase price of C$665.64 per C$1,000 principal amount of December Debentures, for an aggregate purchase price of C$22,104,591.45, inclusive of a cash payment for all accrued and unpaid interest up to, but excluding, the date of purchase of the Debentures. F1 · reported_value: Represents Canadian dollars (C$). F5 · reported_value: On August 2, 2024, 22NW Fund and the Issuer entered into a convertible debenture repurchase agreement (the "Repurchase Agreement"). Pursuant to the Repurchase Agreement, the Issuer has purchased from 22NW Fund for cancellation an aggregate of (i) C$18,915,000 principal amount of the Issuer's outstanding 6.00% convertible debentures due January 31, 2026 (the "January Debentures") at a purchase price of C$684.58 per C$1,000 principal amount of January Debentures and (ii) C$13,638,000 principal amount of the Issuer's outstanding 6.25% convertible debentures due December 31, 2026 (the "December Debentures" and together with the January Debentures, the "Debentures") at a purchase price of C$665.64 per C$1,000 principal amount of December Debentures, for an aggregate purchase price of C$22,104,591.45, inclusive of a cash payment for all accrued and unpaid interest up to, but excluding, the date of purchase of the Debentures. F1 · price: Represents Canadian dollars (C$). F5 · price: On August 2, 2024, 22NW Fund and the Issuer entered into a convertible debenture repurchase agreement (the "Repurchase Agreement"). Pursuant to the Repurchase Agreement, the Issuer has purchased from 22NW Fund for cancellation an aggregate of (i) C$18,915,000 principal amount of the Issuer's outstanding 6.00% convertible debentures due January 31, 2026 (the "January Debentures") at a purchase price of C$684.58 per C$1,000 principal amount of January Debentures and (ii) C$13,638,000 principal amount of the Issuer's outstanding 6.25% convertible debentures due December 31, 2026 (the "December Debentures" and together with the January Debentures, the "Debentures") at a purchase price of C$665.64 per C$1,000 principal amount of December Debentures, for an aggregate purchase price of C$22,104,591.45, inclusive of a cash payment for all accrued and unpaid interest up to, but excluding, the date of purchase of the Debentures. F2 · derivative.exercise_date: The 6.00% Convertible Unsecured Debentures due January 2026 and the 6.25% Convertible Unsecured Debentures due December 2026 are convertible as of the date hereof and were convertible commencing from the date of their original issuance. F5 · derivative.exercise_date: On August 2, 2024, 22NW Fund and the Issuer entered into a convertible debenture repurchase agreement (the "Repurchase Agreement"). Pursuant to the Repurchase Agreement, the Issuer has purchased from 22NW Fund for cancellation an aggregate of (i) C$18,915,000 principal amount of the Issuer's outstanding 6.00% convertible debentures due January 31, 2026 (the "January Debentures") at a purchase price of C$684.58 per C$1,000 principal amount of January Debentures and (ii) C$13,638,000 principal amount of the Issuer's outstanding 6.25% convertible debentures due December 31, 2026 (the "December Debentures" and together with the January Debentures, the "Debentures") at a purchase price of C$665.64 per C$1,000 principal amount of December Debentures, for an aggregate purchase price of C$22,104,591.45, inclusive of a cash payment for all accrued and unpaid interest up to, but excluding, the date of purchase of the Debentures. F3 · derivative.underlying: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Mr. English is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · derivative.underlying_shares: On August 2, 2024, 22NW Fund and the Issuer entered into a convertible debenture repurchase agreement (the "Repurchase Agreement"). Pursuant to the Repurchase Agreement, the Issuer has purchased from 22NW Fund for cancellation an aggregate of (i) C$18,915,000 principal amount of the Issuer's outstanding 6.00% convertible debentures due January 31, 2026 (the "January Debentures") at a purchase price of C$684.58 per C$1,000 principal amount of January Debentures and (ii) C$13,638,000 principal amount of the Issuer's outstanding 6.25% convertible debentures due December 31, 2026 (the "December Debentures" and together with the January Debentures, the "Debentures") at a purchase price of C$665.64 per C$1,000 principal amount of December Debentures, for an aggregate purchase price of C$22,104,591.45, inclusive of a cash payment for all accrued and unpaid interest up to, but excluding, the date of purchase of the Debentures. F4 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| July 19, 2024 Filed Jul 19, 2024 21:51 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 2,671 | $5.22 | $13,931.40 |
DisclosureSEC source: 0000921895-24-001608 · form410680017_07192024.xml · nonDerivative · entry 3 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,342,488 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.19 to $5.25, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| July 18, 2024 Filed Jul 19, 2024 21:51 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 2,621 | $5.17 | $13,558.96 |
DisclosureSEC source: 0000921895-24-001608 · form410680017_07192024.xml · nonDerivative · entry 2 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,339,817 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.13 to $5.25, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| July 17, 2024 Filed Jul 19, 2024 21:51 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 5,749 | $5.21 | $29,959.19 |
DisclosureSEC source: 0000921895-24-001608 · form410680017_07192024.xml · nonDerivative · entry 1 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,337,196 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.20 to $5.25, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| July 16, 2024 Filed Jul 16, 2024 21:46 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 9,703 | $5.19 | $50,360.51 |
DisclosureSEC source: 0000921895-24-001574 · form410680017_07162024.xml · nonDerivative · entry 2 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,331,447 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.14 to $5.25, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| July 12, 2024 Filed Jul 16, 2024 21:46 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 13,275 | $5.07 | $67,369.30 |
DisclosureSEC source: 0000921895-24-001574 · form410680017_07162024.xml · nonDerivative · entry 1 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,321,744 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.05 to $5.13, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| July 10, 2024 Filed Jul 10, 2024 23:52 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 22,125 | $5.00 | $110,545.35 |
DisclosureSEC source: 0000921895-24-001551 · form410680017_07102024.xml · nonDerivative · entry 2 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,308,469 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.88 to $5.05, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 23:52 UTC | CULP INC CULP · Entity 7288 | PurchaseCommon Stock | 39,248 | $4.75 | $186,404.45 |
DisclosureSEC source: 0000921895-24-001551 · form410680017_07102024.xml · nonDerivative · entry 1 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,286,344 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.57 to $4.75, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 19:13 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTTF · Entity 6673 | GrantDeferred Share Unit · Derivative | 65,129 | $0.42 | $27,354.18 |
DisclosureSEC source: 0000950170-24-080336 · ownership.xml · derivative · entry 1 English Aron R. · CIK 0001770436 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 547,298 Underlying: Common Shares · 65,129 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors F2 · price: The price used to calculate the number of DSUs granted was C$0.57, which was the closing price Issuer's Common Shares as reported on the Toronto Stock Exchange on June 28, 2024. The price was converted using the Bank of Canada exchange rate for June 28, 2024 of C$1.3687 = US$1.00 F1 · derivative.exercise_date: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors F1 · derivative.expiration_date: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 20:23 UTC | Anebulo Pharmaceuticals, Inc. ANEB · Entity 9617 | GrantStock Option (right to buy) · Derivative | 1,324 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001493152-24-024121 · ownership.xml · derivative · entry 2 English Aron R. · CIK 0001770436 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,324 Underlying: Common Stock · 1,324 shares Expires 2034-06-12 F2 · derivative.exercise_date: These stock options vest on the earlier of November 30,2024 or the date of the 2024 annual meeting of shareholders Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 20:23 UTC | Anebulo Pharmaceuticals, Inc. ANEB · Entity 9617 | GrantStock Option (right to buy) · Derivative | 41,667 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001493152-24-024121 · ownership.xml · derivative · entry 1 English Aron R. · CIK 0001770436 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,667 Underlying: Common Stock · 41,667 shares Expires 2034-06-12 F1 · derivative.exercise_date: These stock options vest 50% on the date of the 2024 annual meeting of shareholders and 50% on the one year anniversary of the date of grant Read SEC document |
| March 29, 2024 Filed Apr 1, 2024 19:59 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTTF · Entity 6673 | GrantDeferred Share Unit · Derivative | 54,854 | $0.49 | $26,878.46 |
DisclosureSEC source: 0000950170-24-039280 · ownership.xml · derivative · entry 1 English Aron R. · CIK 0001770436 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 482,169 Underlying: Common Shares · 54,854 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors F2 · price: The price used to calculate the number of DSUs granted was C$0.67, which was the closing price Issuer's Common Shares as reported on the Toronto Stock Exchange on March 28, 2024. The price was converted using the Bank of Canada exchange rate for March 28, 2024 of C$1.3550 = US$1.00 F1 · derivative.exercise_date: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors F1 · derivative.expiration_date: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors Read SEC document |
| January 09, 2024 Filed Jan 23, 2024 15:54 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTT · Entity 6673 | OtherSubscription Rights (right to buy) · Derivative | 25,880,788 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001193805-24-000084 · e619202_4-english.xml · derivative · entry 6 English Aron R. · CIK 0001770436 · Director · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 0 Underlying: Common Shares · 28,191,998 shares Expires 2024-01-05 F3 · derivative.exercise_price: Represents Canadian dollars (C$). F4 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| January 09, 2024 Filed Jan 23, 2024 15:54 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTT · Entity 6673 | OtherSubscription Rights (right to buy) · Derivative | 1,777,369 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001193805-24-000084 · e619202_4-english.xml · derivative · entry 5 English Aron R. · CIK 0001770436 · Director · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,575,057 shares Expires 2024-01-05 F3 · derivative.exercise_price: Represents Canadian dollars (C$). Read SEC document |
| January 09, 2024 Filed Jan 23, 2024 15:54 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTT · Entity 6673 | OtherCommon Shares | 4,117,741 | $0.35 | $1,441,209.35 |
DisclosureSEC source: 0001193805-24-000084 · e619202_4-english.xml · nonDerivative · entry 4 English Aron R. · CIK 0001770436 · Director · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 49,955,045 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Mr. English is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · kind: Represents an internal transfer from 22NW Fund to Mr. English. F3 · price: Represents Canadian dollars (C$). F4 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| January 09, 2024 Filed Jan 23, 2024 15:54 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTT · Entity 6673 | OtherCommon Shares | 4,117,741 | $0.35 | $1,441,209.35 |
DisclosureSEC source: 0001193805-24-000084 · e619202_4-english.xml · nonDerivative · entry 3 English Aron R. · CIK 0001770436 · Director · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,470,167 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Mr. English is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · kind: Represents an internal transfer from 22NW Fund to Mr. English. F3 · price: Represents Canadian dollars (C$). Read SEC document |
| January 09, 2024 Filed Jan 23, 2024 15:54 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTT · Entity 6673 | OtherCommon Shares | 28,191,998 | $0.35 | $9,867,199.30 |
DisclosureSEC source: 0001193805-24-000084 · e619202_4-english.xml · nonDerivative · entry 2 English Aron R. · CIK 0001770436 · Director · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 54,072,786 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Mr. English is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · kind: On January 9, 2024, the Issuer announced the results of its CA$30.0 million rights offering (the "Rights Offering"). Each subscription right was exercisable for 0.81790023 Common Shares, rounded down to the nearest whole number, together with oversubscription rights. The Reporting Persons participated in the Rights Offering in full, as well as exercising their oversubscription rights, at a subscription price of CA$0.35 per Common Share. The number of Common Shares reported above includes the allocation pursuant to the Reporting Persons' exercise of their oversubscription rights. The Reporting Persons did not receive confirmation of the receipt of the Common Shares issued pursuant to the exercise of their oversubscription rights until January 22, 2024. F3 · price: Represents Canadian dollars (C$). F4 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| January 09, 2024 Filed Jan 23, 2024 15:54 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTT · Entity 6673 | OtherCommon Shares | 1,575,057 | $0.35 | $551,269.95 |
DisclosureSEC source: 0001193805-24-000084 · e619202_4-english.xml · nonDerivative · entry 1 English Aron R. · CIK 0001770436 · Director · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,352,427 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Mr. English is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · kind: On January 9, 2024, the Issuer announced the results of its CA$30.0 million rights offering (the "Rights Offering"). Each subscription right was exercisable for 0.81790023 Common Shares, rounded down to the nearest whole number, together with oversubscription rights. The Reporting Persons participated in the Rights Offering in full, as well as exercising their oversubscription rights, at a subscription price of CA$0.35 per Common Share. The number of Common Shares reported above includes the allocation pursuant to the Reporting Persons' exercise of their oversubscription rights. The Reporting Persons did not receive confirmation of the receipt of the Common Shares issued pursuant to the exercise of their oversubscription rights until January 22, 2024. F3 · price: Represents Canadian dollars (C$). Read SEC document |
| January 09, 2024 Filed Mar 26, 2024 23:46 UTC Amendment | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTT · Entity 6673 | OtherSubscription Rights (right to buy) · Derivative | 1,777,369 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0000921895-24-000718 · form4a110680012_03262024.xml · derivative · entry 2 English Aron R. · CIK 0001770436 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,597,833 shares Expires 2024-01-05 F3 · derivative.exercise_price: Represents Canadian dollars (C$). Read SEC document |
| January 09, 2024 Filed Mar 26, 2024 23:46 UTC Amendment | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTT · Entity 6673 | OtherCommon Shares | 1,597,833 | $0.35 | $559,241.55 |
DisclosureSEC source: 0000921895-24-000718 · form4a110680012_03262024.xml · nonDerivative · entry 1 English Aron R. · CIK 0001770436 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,375,202 F1 · security: This Form 4/A is being filed by Aron English (the "Reporting Person") to amend the prior Form 4 filed by Mr. English and certain other reporting persons with the Securities and Exchange Commission on January 23, 2024. The prior Form 4 is hereby amended to correct the amount of Common Shares the Reporting Person received in the CA$30.0 million rights offering announced by the Issuer on January 9, 2024 (the "Rights Offering") to include an additional 22,776 Common Shares received pursuant to the Reporting Person's exercise of his oversubscription rights in connection with the closing of the Rights Offering. The Reporting Person did not receive confirmation of the final amount of Common Shares allocated pursuant to his oversubscription rights until after the filing of the prior Form 4. Accordingly, the total amount of Common Shares directly owned by the Reporting Person is 7,492,943. F2 · kind: On January 9, 2024, the Issuer announced the results of the Rights Offering. Each subscription right was exercisable for 0.81790023 Common Shares, rounded down to the nearest whole number, together with oversubscription rights. The Reporting Person participated in the Rights Offering in full, as well as exercising his oversubscription rights, at a subscription price of CA$0.35 per Common Share. The number of Common Shares reported above includes the allocation pursuant to the Reporting Person's exercise of his oversubscription rights. F3 · price: Represents Canadian dollars (C$). Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 17:46 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTTF · Entity 6673 | GrantDeferred Share Unit · Derivative | 75,566 | $0.36 | $27,203.76 |
DisclosureSEC source: 0000950170-24-000653 · ownership.xml · derivative · entry 1 English Aron R. · CIK 0001770436 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 427,315 Underlying: Common Shares · 75,566 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors on the stock exchange which has the greatest trading volume of Common Shares for the previous six months F2 · price: The price used to calculate the number of DSUs granted was C$0.48, which was the closing price Issuer's Common Shares as reported on the Toronto Stock Exchange on December 29, 2023. The price was converted using the Bank of Canada exchange rate for December 29, 2023 of C$1.3226 = US$1.00 F1 · derivative.exercise_date: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors on the stock exchange which has the greatest trading volume of Common Shares for the previous six months F1 · derivative.expiration_date: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors on the stock exchange which has the greatest trading volume of Common Shares for the previous six months Read SEC document |
| December 18, 2023 Filed Dec 20, 2023 21:22 UTC | Anebulo Pharmaceuticals, Inc. ANEB · Entity 9617 | GiftCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-059337 · doc4.xml · nonDerivative · entry 3 English Aron R. · CIK 0001770436 · Director · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · 22NW Fund, LP Disclosed balance after: 5,366,290 F4 · ownership.nature: Securities owned directly by 22NW Fund, LP. Mr. English, as the Manager of 22NW Fund GP, LLC, which is the General Partner of 22NW Fund, LP, may be deemed to beneficially own the securities owned directly by 22NW Fund, LP. Read SEC document |
| December 18, 2023 Filed Dec 20, 2023 21:22 UTC | Anebulo Pharmaceuticals, Inc. ANEB · Entity 9617 | GiftCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-059337 · doc4.xml · nonDerivative · entry 2 English Aron R. · CIK 0001770436 · Director · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · 22NW, LP Disclosed balance after: 0 F3 · ownership.nature: Securities owned directly by 22NW, LP. Mr. English, as the Manager of 22NW, LP may be deemed to beneficially own the securities owned directly by 22NW, LP. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 21:21 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTT · Entity 6673 | PurchaseCommon Shares | 4,524,378 | $0.51 | $2,292,954.77 |
DisclosureSEC source: 0000921895-23-002704 · form410680012_12012023.xml · nonDerivative · entry 1 English Aron R. · CIK 0001770436 · Director · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 25,880,788 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Mr. English is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · price: Represents Canadian dollars (C$). F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| November 13, 2023 Filed Dec 20, 2023 21:22 UTC | Anebulo Pharmaceuticals, Inc. ANEB · Entity 9617 | GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-059337 · doc4.xml · nonDerivative · entry 1 English Aron R. · CIK 0001770436 · Director · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · 22NW, LP Disclosed balance after: 300,000 F1 · price: The shares were issued to 22NW, LP as partial consideration for entering into a loan and security agreement with the Issuer. F2 · ownership.direct: This Form 4 is filed jointly by Aron R. English, 22NW, LP and 22NW Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Securities owned directly by 22NW, LP. Mr. English, as the Manager of 22NW, LP may be deemed to beneficially own the securities owned directly by 22NW, LP. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 21:00 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTTF · Entity 6673 | GrantDeferred Share Unit · Derivative | 66,211 | $0.41 | $27,146.51 |
DisclosureSEC source: 0000950170-23-051627 · ownership.xml · derivative · entry 1 English Aron R. · CIK 0001770436 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 351,749 Underlying: Common Shares · 66,211 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors on the stock exchange which has the greatest trading volume of Common Shares for the previous six months F2 · price: The price used to calculate the number of DSUs granted was C$0.56, which was the closing price Issuer's Common Shares as reported on the Toronto Stock Exchange on September 29, 2023. The price was converted using the Bank of Canada exchange rate for September 29, 2023 of C$1.3520 = US$1.00 F1 · derivative.exercise_date: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors on the stock exchange which has the greatest trading volume of Common Shares for the previous six months F1 · derivative.expiration_date: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors on the stock exchange which has the greatest trading volume of Common Shares for the previous six months Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 21:03 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTT · Entity 6673 | Purchase6.25% Convertible Unsecured Debentures due December 2026 · Derivative | Not disclosed | $6,836,048.00 Strike: $4.20 | $13,638,000.00 |
DisclosureSEC source: 0000921895-23-002206 · form410680012_09212023.xml · derivative · entry 2 English Aron R. · CIK 0001770436 · Director · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: Not disclosed Underlying: Common Shares · 3,247,143 shares Expires 2026-12-31 F1 · derivative.exercise_price: Represents Canadian dollars (C$). F1 · reported_value: Represents Canadian dollars (C$). F1 · price: Represents Canadian dollars (C$). F2 · derivative.exercise_date: The 6.00% Convertible Unsecured Debentures due January 2026 and the 6.25% Convertible Unsecured Debentures due December 2026 are convertible as of the date hereof and were convertible commencing from the date of their original issuance. F3 · derivative.underlying: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Mr. English is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F1 · valueOwnedAfter: Represents Canadian dollars (C$). F4 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 21:03 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTT · Entity 6673 | Purchase6.00% Convertible Unsecured Debentures due January 2026 · Derivative | Not disclosed | $10,426,837.00 Strike: $4.65 | $18,915,000.00 |
DisclosureSEC source: 0000921895-23-002206 · form410680012_09212023.xml · derivative · entry 1 English Aron R. · CIK 0001770436 · Director · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: Not disclosed Underlying: Common Shares · 4,067,742 shares Expires 2026-01-31 F1 · derivative.exercise_price: Represents Canadian dollars (C$). F1 · reported_value: Represents Canadian dollars (C$). F1 · price: Represents Canadian dollars (C$). F2 · derivative.exercise_date: The 6.00% Convertible Unsecured Debentures due January 2026 and the 6.25% Convertible Unsecured Debentures due December 2026 are convertible as of the date hereof and were convertible commencing from the date of their original issuance. F3 · derivative.underlying: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Mr. English is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F1 · valueOwnedAfter: Represents Canadian dollars (C$). F4 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| August 16, 2023 Filed Aug 18, 2023 16:34 UTC | STRATA Skin Sciences, Inc. SSKN · Entity 72980 | PurchaseCommon Stock | 1,853,056 | $0.55 | $1,023,072.22 |
DisclosureSEC source: 0000921895-23-002033 · form410680sskn_08182023.xml · nonDerivative · entry 1 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner English Aron R. · CIK 0001770436 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 5,369,954 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4799 to $0.5600, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| June 30, 2023 Filed Jul 18, 2023 17:02 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTT · Entity 6673 | GrantDeferred Share Unit · Derivative | 103,394 | $28,123.20 | $2,907,770,140.80 |
DisclosureSEC source: 0000899243-23-017417 · doc4.xml · derivative · entry 1 English Aron R. · CIK 0001770436 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,538 Underlying: Common Shares · 103,394 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors on the stock exchange which has the greatest trading volume of Common Shares for the previous six months. F2 · price: The price used to calculate the number of DSUs granted was $0.272, which was the closing price Issuer's Common Shares as reported on the NASDAQ Stock Exchange on June 29, 2023 F1 · derivative.exercise_date: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors on the stock exchange which has the greatest trading volume of Common Shares for the previous six months. F1 · derivative.expiration_date: Each deferred share unit ("DSU") was granted pursuant to the DIRTT Environmental Solutions Ltd. Amended and Restated Long Term Incentive Plan and is the economic equivalent of one common share (a "Common Share") of DIRTT Environmental Solutions Ltd. (the "Issuer"). All DSUs settle following the cessation of service and employment with the Issuer (the "Termination Date"). For directors who are subject to taxation in the United States ("US Directors"), the DSUs will settle no later than forty days following the Termination Date. Each DSU will be settled in one Common Share or in the cash equivalent of such Common Shares, calculated based on the closing price of the Common Shares on the day prior to the 30th day following separation from service for US Directors on the stock exchange which has the greatest trading volume of Common Shares for the previous six months. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 19:00 UTC | DIRTT ENVIRONMENTAL SOLUTIONS LTD DRTT · Entity 6673 | OtherCommon Shares | 3,899,745 | $0.40 | $1,559,898.00 |
DisclosureSEC source: 0000921895-23-001414 · form410680012_06022023.xml · nonDerivative · entry 1 English Aron R. · CIK 0001770436 · Director · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 21,356,410 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Shares. Mr. English is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · kind: On May 31, 2023, the Issuer announced that shareholders approved the issuance of 3,899,745 Common Shares to 22NW Fund, at a deemed price of $0.40 per Common Share, as reimbursement for legal fees and other expenses incurred by the Reporting Persons in connection with the contested director election at the Issuer's 2022 annual and special meeting. F2 · price: On May 31, 2023, the Issuer announced that shareholders approved the issuance of 3,899,745 Common Shares to 22NW Fund, at a deemed price of $0.40 per Common Share, as reimbursement for legal fees and other expenses incurred by the Reporting Persons in connection with the contested director election at the Issuer's 2022 annual and special meeting. F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
| May 18, 2023 Filed May 19, 2023 20:46 UTC | FOSTER L B CO FSTR · Entity 5689 | PurchaseCommon Stock | 9,473 | $11.20 | $106,074.86 |
DisclosureSEC source: 0000921895-23-001295 · form41068001322nw_05192023.xml · nonDerivative · entry 2 English Aron R. · CIK 0001770436 · 10% owner 22NW, LP · CIK 0001694297 · 10% owner 22NW Fund, LP · CIK 0001640809 · 10% owner 22NW Fund GP, LLC · CIK 0001770575 · 10% owner 22NW GP, Inc. · CIK 0001783663 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: 22NW Fund, LP Disclosed balance after: 1,313,121 F1 · security: This Form 4 is filed jointly by 22NW Fund, LP ("22NW Fund"), 22NW, LP ("22NW"), 22NW Fund GP, LLC ("22NW GP"), 22NW GP, Inc. ("22NW Inc.") and Aron R. English (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $10.8750 to $11.2450. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote F3 · ownership.nature: Securities owned directly by 22NW Fund. As the investment manager to 22NW Fund, 22NW may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW Fund, 22NW GP may be deemed to beneficially own the securities owned directly by 22NW Fund. As the general partner of 22NW, 22NW Inc. may be deemed to beneficially own the securities owned directly by 22NW Fund. Mr. English, as the Portfolio Manager of 22NW, Manager of 22NW GP and President and sole shareholder of 22NW Inc., may be deemed to beneficially own the securities owned directly by 22NW Fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.