Tapewire

OTC · USD

ANEB

Anebulo Pharmaceuticals, Inc.

Export transactions ↓
Tapewire entity
9617
SEC CIK
0001815974
Parsed reports
56

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 04, 2025 Filed Apr 8, 2025 01:41 UTC
Lawler Joseph F.Director · 10% owner
GrantStock Option (right to buy) · Derivative 13,236 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001641172-25-003093 · ownership.xml · derivative · entry 2

Lawler Joseph F. · CIK 0001770401 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,236

Underlying: Common Stock · 13,236 shares

Expires 2035-04-03

F1 · derivative.exercise_date: The option vests on the earlier of April 4, 2026 or the date of the 2026 annual meeting of shareholders.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 01:41 UTC
Lawler Joseph F.Director · 10% owner
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001641172-25-003093 · ownership.xml · derivative · entry 1

Lawler Joseph F. · CIK 0001770401 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-04-03

F1 · derivative.exercise_date: The option vests on the earlier of April 4, 2026 or the date of the 2026 annual meeting of shareholders.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 01:41 UTC
Cundy Kenneth CChief Scientific Officer
GrantStock Option (right to buy) · Derivative 115,037 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001641172-25-003090 · ownership.xml · derivative · entry 1

Cundy Kenneth C · CIK 0001322959 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,037

Underlying: Common Stock · 115,037 shares

Expires 2035-04-03

F1 · derivative.exercise_date: One-sixteenth (1/16) of the shares subject to the option vested and became exercisable on April 4, 2025, with the remainder scheduled to vest and become exercisable in fifteen (15) equal quarterly installments on each July 15, October 15, January 15, and April 15 thereafter, vesting fully on January 15, 2029, in each case, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 01:41 UTC GrantStock Option (right to buy) · Derivative 6,618 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001641172-25-003089 · ownership.xml · derivative · entry 2

SHAH BIMAL R. · CIK 0001557394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,618

Underlying: Common Stock · 6,618 shares

Expires 2035-04-03

F1 · derivative.exercise_date: The option vests on the earlier of April 4, 2026 or the date of the 2026 annual meeting of shareholders.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 01:41 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001641172-25-003089 · ownership.xml · derivative · entry 1

SHAH BIMAL R. · CIK 0001557394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-04-03

F1 · derivative.exercise_date: The option vests on the earlier of April 4, 2026 or the date of the 2026 annual meeting of shareholders.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 01:41 UTC
Aryeh JasonDirector
GrantStock Option (right to buy) · Derivative 4,964 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001641172-25-003092 · ownership.xml · derivative · entry 2

Aryeh Jason · CIK 0001376960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,964

Underlying: Common Stock · 4,964 shares

Expires 2035-04-03

F1 · derivative.exercise_date: The option vests on the earlier of April 4, 2026 or the date of the 2026 annual meeting of shareholders.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 01:41 UTC
Aryeh JasonDirector
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001641172-25-003092 · ownership.xml · derivative · entry 1

Aryeh Jason · CIK 0001376960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-04-03

F1 · derivative.exercise_date: The option vests on the earlier of April 4, 2026 or the date of the 2026 annual meeting of shareholders.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 01:41 UTC
Cunningham, Richard AnthonyDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 316,352 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001641172-25-003095 · ownership.xml · derivative · entry 1

Cunningham, Richard Anthony · CIK 0001624783 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,352

Underlying: Common Stock · 316,352 shares

Expires 2035-04-03

F1 · derivative.exercise_date: One-sixteenth (1/16) of the shares subject to the option vested and became exercisable on April 4, 2025, with the remainder scheduled to vest and become exercisable in fifteen (15) equal quarterly installments on each July 15, October 15, January 15, and April 15 thereafter, vesting fully on January 15, 2029, in each case, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 01:41 UTC
Lin KennethDirector
GrantStock Option (right to buy) · Derivative 4,964 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001641172-25-003091 · ownership.xml · derivative · entry 2

Lin Kenneth · CIK 0001770623 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,964

Underlying: Common Stock · 4,964 shares

Expires 2035-04-03

F1 · derivative.exercise_date: The option vests on the earlier of April 4, 2026 or the date of the 2026 annual meeting of shareholders.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 01:41 UTC
Lin KennethDirector
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001641172-25-003091 · ownership.xml · derivative · entry 1

Lin Kenneth · CIK 0001770623 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-04-03

F1 · derivative.exercise_date: The option vests on the earlier of April 4, 2026 or the date of the 2026 annual meeting of shareholders.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 01:41 UTC GrantStock Option (right to buy) · Derivative 2,647 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001641172-25-003087 · ownership.xml · derivative · entry 2

Kupchyk Areta · CIK 0001859718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,647

Underlying: Common Stock · 2,647 shares

Expires 2035-04-03

F1 · derivative.exercise_date: The option vests on the earlier of April 4, 2026 or the date of the 2026 annual meeting of shareholders.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 01:41 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001641172-25-003087 · ownership.xml · derivative · entry 1

Kupchyk Areta · CIK 0001859718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-04-03

F1 · derivative.exercise_date: The option vests on the earlier of April 4, 2026 or the date of the 2026 annual meeting of shareholders.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 01:41 UTC GrantStock Option (right to buy) · Derivative 3,309 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001641172-25-003094 · ownership.xml · derivative · entry 2

Calloway Nathaniel · CIK 0001952771 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,309

Underlying: Common Stock · 3,309 shares

Expires 2035-04-03

F1 · derivative.exercise_date: The option vests on the earlier of April 4, 2026 or the date of the 2026 annual meeting of shareholders.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 01:41 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001641172-25-003094 · ownership.xml · derivative · entry 1

Calloway Nathaniel · CIK 0001952771 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-04-03

F1 · derivative.exercise_date: The option vests on the earlier of April 4, 2026 or the date of the 2026 annual meeting of shareholders.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 01:41 UTC
English Aron R.Director · 10% owner
GrantStock Option (right to buy) · Derivative 2,647 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001641172-25-003088 · ownership.xml · derivative · entry 2

English Aron R. · CIK 0001770436 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,647

Underlying: Common Stock · 2,647 shares

Expires 2035-04-03

F1 · derivative.exercise_date: The option vests on the earlier of April 4, 2026 or the date of the 2026 annual meeting of shareholders.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 01:41 UTC
English Aron R.Director · 10% owner
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001641172-25-003088 · ownership.xml · derivative · entry 1

English Aron R. · CIK 0001770436 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-04-03

F1 · derivative.exercise_date: The option vests on the earlier of April 4, 2026 or the date of the 2026 annual meeting of shareholders.

Read SEC document
December 23, 2024 Filed Dec 26, 2024 21:15 UTC
English Aron R.Director · 10% owner
22NW Fund, LP10% owner
PurchaseCommon Stock 10,101,010 $0.99 $9,999,999.90
Disclosure

SEC source: 0001493152-24-052101 · ownership.xml · nonDerivative · entry 1

English Aron R. · CIK 0001770436 · Director · 10% owner

22NW Fund, LP · CIK 0001640809 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · 22NW Fund, LP

Disclosed balance after: 15,467,300

F1 · shares: The shares were issued to 22NW Fund, LP in connection with a private placement offering of the Issuer.

F2 · ownership.nature: This Form 4 is filed jointly by Aron R. English and 22NW Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Securities owned directly by 22NW Fund, LP. Mr. English, as the Manager of 22NW Fund GP, LLC, which is the General Partner of 22NW Fund, LP, may be deemed to beneficially own the securities owned directly by 22NW Fund, LP.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 14:00 UTC
Cunningham, Richard AnthonyDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 254,433 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001493152-24-049381 · ownership.xml · derivative · entry 1

Cunningham, Richard Anthony · CIK 0001624783 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,433

Underlying: Common Stock · 254,433 shares

Expires 2034-12-08

F1 · derivative.exercise_date: The shares subject to the options vest immediately on the date of the grant.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:23 UTC
Lin KennethDirector
GrantStock Option (right to buy) · Derivative 2,482 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001493152-24-024125 · ownership.xml · derivative · entry 2

Lin Kenneth · CIK 0001770623 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,482

Underlying: Common Stock · 2,482 shares

Expires 2034-06-12

F2 · derivative.exercise_date: These stock options vest on the earlier of November 30,2024 or the date of the 2024 annual meeting of shareholders

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:23 UTC
Lin KennethDirector
GrantStock Option (right to buy) · Derivative 41,667 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001493152-24-024125 · ownership.xml · derivative · entry 1

Lin Kenneth · CIK 0001770623 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2034-06-12

F1 · derivative.exercise_date: These stock options vest 50% on the date of the 2024 annual meeting of shareholders and 50% on the one year anniversary of the date of grant

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:23 UTC GrantStock Option (right to buy) · Derivative 1,655 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001493152-24-024126 · ownership.xml · derivative · entry 2

Calloway Nathaniel · CIK 0001952771 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,655

Underlying: Common Stock · 1,655 shares

Expires 2034-06-12

F2 · derivative.exercise_date: These stock options vest on the earlier of November 30,2024 or the date of the 2024 annual meeting of shareholders

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:23 UTC GrantStock Option (right to buy) · Derivative 41,667 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001493152-24-024126 · ownership.xml · derivative · entry 1

Calloway Nathaniel · CIK 0001952771 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2034-06-12

F1 · derivative.exercise_date: These stock options vest 50% on the date of the 2024 annual meeting of shareholders and 50% on the one year anniversary of the date of grant

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:23 UTC GrantStock Option (right to buy) · Derivative 1,324 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001493152-24-024120 · ownership.xml · derivative · entry 2

Kupchyk Areta · CIK 0001859718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,324

Underlying: Common Stock · 1,324 shares

Expires 2034-06-12

F2 · derivative.exercise_date: These stock options vest on the earlier of November 30,2024 or the date of the 2024 annual meeting of shareholders

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:23 UTC GrantStock Option (right to buy) · Derivative 41,667 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001493152-24-024120 · ownership.xml · derivative · entry 1

Kupchyk Areta · CIK 0001859718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2034-06-12

F1 · derivative.exercise_date: These stock options vest 50% on the date of the 2024 annual meeting of shareholders and 50% on the one year anniversary of the date of grant

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:23 UTC GrantStock Option (right to buy) · Derivative 6,618 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001493152-24-024124 · ownership.xml · derivative · entry 2

Lawler Joseph F. · CIK 0001770401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,618

Underlying: Common Stock · 6,618 shares

Expires 2034-06-12

F2 · derivative.exercise_date: These stock options vest on the earlier of November 30,2024 or the date of the 2024 annual meeting of shareholders

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:23 UTC GrantStock Option (right to buy) · Derivative 41,667 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001493152-24-024124 · ownership.xml · derivative · entry 1

Lawler Joseph F. · CIK 0001770401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2034-06-12

F1 · derivative.exercise_date: These stock options vest 50% on the date of the 2024 annual meeting of shareholders and 50% on the one year anniversary of the date of grant

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:23 UTC
English Aron R.Director · 10% owner
GrantStock Option (right to buy) · Derivative 1,324 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001493152-24-024121 · ownership.xml · derivative · entry 2

English Aron R. · CIK 0001770436 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,324

Underlying: Common Stock · 1,324 shares

Expires 2034-06-12

F2 · derivative.exercise_date: These stock options vest on the earlier of November 30,2024 or the date of the 2024 annual meeting of shareholders

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:23 UTC
English Aron R.Director · 10% owner
GrantStock Option (right to buy) · Derivative 41,667 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001493152-24-024121 · ownership.xml · derivative · entry 1

English Aron R. · CIK 0001770436 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2034-06-12

F1 · derivative.exercise_date: These stock options vest 50% on the date of the 2024 annual meeting of shareholders and 50% on the one year anniversary of the date of grant

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:23 UTC GrantStock Option (right to buy) · Derivative 3,309 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001493152-24-024122 · ownership.xml · derivative · entry 2

SHAH BIMAL R. · CIK 0001557394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,309

Underlying: Common Stock · 3,309 shares

Expires 2034-06-12

F2 · derivative.exercise_date: These stock options vest on the earlier of November 30,2024 or the date of the 2024 annual meeting of shareholders

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:23 UTC GrantStock Option (right to buy) · Derivative 41,667 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001493152-24-024122 · ownership.xml · derivative · entry 1

SHAH BIMAL R. · CIK 0001557394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2034-06-12

F1 · derivative.exercise_date: These stock options vest 50% on the date of the 2024 annual meeting of shareholders and 50% on the one year anniversary of the date of grant

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:23 UTC
Aryeh JasonDirector
GrantStock Option (right to buy) · Derivative 2,482 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001493152-24-024123 · ownership.xml · derivative · entry 2

Aryeh Jason · CIK 0001376960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,482

Underlying: Common Stock · 2,482 shares

Expires 2034-06-12

F2 · derivative.exercise_date: These stock options vest on the earlier of November 30,2024 or the date of the 2024 annual meeting of shareholders

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:23 UTC
Aryeh JasonDirector
GrantStock Option (right to buy) · Derivative 41,667 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001493152-24-024123 · ownership.xml · derivative · entry 1

Aryeh Jason · CIK 0001376960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2034-06-12

F1 · derivative.exercise_date: These stock options vest 50% on the date of the 2024 annual meeting of shareholders and 50% on the one year anniversary of the date of grant

Read SEC document
February 29, 2024 Filed Mar 1, 2024 23:24 UTC
Cundy Kenneth CChief Scientific Officer
GrantStock Option (right to buy) · Derivative 72,613 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001493152-24-008613 · ownership.xml · derivative · entry 1

Cundy Kenneth C · CIK 0001322959 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,613

Underlying: Common Stock · 72,613 shares

Expires 2034-02-28

F1 · derivative.exercise_date: The shares vest in a series of sixteen (16) equal quarterly installments on the first day of each calendar quarter, commencing with the first day of the calendar quarter beginning on April 1, 2024.

Read SEC document
February 29, 2024 Filed Mar 8, 2024 13:07 UTC Amendment
Cundy Kenneth CChief Scientific Officer
GrantStock Option (right to buy) · Derivative 72,613 $0.00 Strike: $2.72 $0.00
Disclosure

SEC source: 0001493152-24-009319 · ownership.xml · derivative · entry 1

Cundy Kenneth C · CIK 0001322959 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,613

Underlying: Common Stock · 72,613 shares

Expires 2034-02-28

F1 · derivative.exercise_date: The shares vest in a series of sixteen (16) equal quarterly installments on the first day of each calendar quarter, commencing with the first day of the calendar quarter beginning on April 1, 2024.

Read SEC document
December 18, 2023 Filed Dec 20, 2023 21:22 UTC
English Aron R.Director · 10% owner
22NW, LP10% owner
22NW Fund, LP10% owner
GiftCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059337 · doc4.xml · nonDerivative · entry 3

English Aron R. · CIK 0001770436 · Director · 10% owner

22NW, LP · CIK 0001694297 · 10% owner

22NW Fund, LP · CIK 0001640809 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · 22NW Fund, LP

Disclosed balance after: 5,366,290

F4 · ownership.nature: Securities owned directly by 22NW Fund, LP. Mr. English, as the Manager of 22NW Fund GP, LLC, which is the General Partner of 22NW Fund, LP, may be deemed to beneficially own the securities owned directly by 22NW Fund, LP.

Read SEC document
December 18, 2023 Filed Dec 20, 2023 21:22 UTC
English Aron R.Director · 10% owner
22NW, LP10% owner
22NW Fund, LP10% owner
GiftCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059337 · doc4.xml · nonDerivative · entry 2

English Aron R. · CIK 0001770436 · Director · 10% owner

22NW, LP · CIK 0001694297 · 10% owner

22NW Fund, LP · CIK 0001640809 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · 22NW, LP

Disclosed balance after: 0

F3 · ownership.nature: Securities owned directly by 22NW, LP. Mr. English, as the Manager of 22NW, LP may be deemed to beneficially own the securities owned directly by 22NW, LP.

Read SEC document
November 13, 2023 Filed Dec 20, 2023 21:22 UTC
English Aron R.Director · 10% owner
22NW, LP10% owner
22NW Fund, LP10% owner
GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059337 · doc4.xml · nonDerivative · entry 1

English Aron R. · CIK 0001770436 · Director · 10% owner

22NW, LP · CIK 0001694297 · 10% owner

22NW Fund, LP · CIK 0001640809 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · 22NW, LP

Disclosed balance after: 300,000

F1 · price: The shares were issued to 22NW, LP as partial consideration for entering into a loan and security agreement with the Issuer.

F2 · ownership.direct: This Form 4 is filed jointly by Aron R. English, 22NW, LP and 22NW Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Securities owned directly by 22NW, LP. Mr. English, as the Manager of 22NW, LP may be deemed to beneficially own the securities owned directly by 22NW, LP.

Read SEC document
October 06, 2023 Filed Oct 11, 2023 01:49 UTC GrantStock Option (right to buy) · Derivative 26,097 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001209191-23-052586 · doc4.xml · derivative · entry 1

SHAH BIMAL R. · CIK 0001557394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,097

Underlying: Common Stock · 26,097 shares

Expires 2033-10-05

F1 · derivative.exercise_date: 25% of the original number of shares vest on the first anniversary of October 6, 2023 (the "Vesting Commencement Date") and 2.0833% of the original number of shares vest at the end of each successive month following the first anniversary of the Vesting Commencement Date until the fourth anniversary of the Vesting Commencement Date.

Read SEC document
October 06, 2023 Filed Oct 11, 2023 21:25 UTC
Cunningham, Richard AnthonyDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 600,000 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001209191-23-052650 · doc4.xml · derivative · entry 1

Cunningham, Richard Anthony · CIK 0001624783 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2033-10-05

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as follows: ratably in 16 quarterly installments (37,500 per installment) on the first day of each calendar quarter commencing with January 1, 2024, such that option will be full vested on October 1, 2027.

Read SEC document
December 09, 2022 Filed Dec 14, 2022 02:19 UTC
Cundy Kenneth CChief Scientific Officer
GrantStock Option (right to buy) · Derivative 35,017 $0.00 Strike: $3.37 $0.00
Disclosure

SEC source: 0001209191-22-061093 · doc4.xml · derivative · entry 1

Cundy Kenneth C · CIK 0001322959 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,017

Underlying: Common Stock · 35,017 shares

Expires 2032-12-08

F1 · derivative.exercise_date: The shares vest in a series of sixteen (16) equal quarterly installments on the first day of each calendar quarter, commencing with the first day of the calendar quarter first occurring after December 9, 2022.

Read SEC document
December 09, 2022 Filed Dec 14, 2022 02:18 UTC
ALLEN SIMONDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 70,246 $0.00 Strike: $3.37 $0.00
Disclosure

SEC source: 0001209191-22-061091 · doc4.xml · derivative · entry 1

ALLEN SIMON · CIK 0001606829 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,246

Underlying: Common Stock · 70,246 shares

Expires 2032-12-08

F1 · derivative.exercise_date: The shares vest in a series of sixteen (16) equal quarterly installments on the first day of each calendar quarter, commencing with the first day of the calendar quarter first occurring after December 9, 2022.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 20:31 UTC GrantStock Option (right to buy) · Derivative 59,149 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-22-055300 · doc4.xml · derivative · entry 1

Calloway Nathaniel · CIK 0001952771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,149

Underlying: Common Stock · 59,149 shares

Expires 2027-10-31

F1 · derivative.exercise_date: 25% of the original number of shares vest on the first anniversary of November 1, 2022 (the "Vesting Commencement Date") and 2.0833% of the original number of shares vest at the end of each successive month following the first anniversary of the Vesting Commencement Date until the fourth anniversary of the Vesting Commencement Date.

Read SEC document
September 28, 2022 Filed Oct 1, 2022 01:36 UTC
English Aron R.Director · 10% owner
22NW Fund, LP10% owner
GrantCommon Stock Purchase Warrant (right to buy) · Derivative 1,703,577 $0.13 Strike: $4.22 $212,947.13
Disclosure

SEC source: 0001209191-22-051688 · doc4.xml · derivative · entry 4

English Aron R. · CIK 0001770436 · Director · 10% owner

22NW Fund, LP · CIK 0001640809 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703,577

Underlying: Common Stock · 1,703,577 shares

Expires 2027-09-28

Read SEC document
September 28, 2022 Filed Oct 1, 2022 01:36 UTC
English Aron R.Director · 10% owner
22NW Fund, LP10% owner
GrantCommon Stock 1,703,577 $2.81 $4,787,051.37
Disclosure

SEC source: 0001209191-22-051688 · doc4.xml · nonDerivative · entry 1

English Aron R. · CIK 0001770436 · Director · 10% owner

22NW Fund, LP · CIK 0001640809 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · 22NW Fund, LP

Disclosed balance after: 5,066,290

F1 · ownership.direct: This Form 4 is filed jointly by Aron R. English and 22NW Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Securities owned directly by 22NW Fund, LP. Mr. English, as the Manager of 22NW Fund GP, LLC, which is the General Partner of 22NW Fund, LP, may be deemed to beneficially own the securities owned directly by 22NW Fund, LP.

Read SEC document
June 27, 2022 Filed Oct 3, 2022 23:48 UTC
ALLEN SIMONDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 77,457 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001209191-22-051980 · doc4.xml · derivative · entry 1

ALLEN SIMON · CIK 0001606829 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,457

Underlying: Common Stock · 77,457 shares

Expires 2027-07-31

F1 · derivative.exercise_date: 4,841 shares vest immediately. The remainder of the shares vest ratably in 15 quarterly installments (4,841.06 shares each Quarter) from July 1, 2022 through January 1, 2026. All shares subject to the option will vest immediately upon the satisfaction of certain performance conditions that were established at the time of the Compensation Committee's approval of the option on June 23, 2022.

Read SEC document
June 01, 2022 Filed Jun 7, 2022 20:10 UTC
Cundy Kenneth CChief Scientific Officer
GrantOption to purchase Common Stock · Derivative 350,169 $0.00 Strike: $2.91 $0.00
Disclosure

SEC source: 0001493152-22-016081 · ownership.xml · derivative · entry 1

Cundy Kenneth C · CIK 0001322959 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,169

Underlying: Common Stock · 350,169 shares

Expires 2027-06-30

F1 · security: Mr. Cundy received a stock option to purchase shares of the Issuer's common stock pursuant to the Issuer's 2020 Stock Incentive Plan: (a) 233,446 shares will vest in equal quarterly installments from July 1, 2022 through April 1, 2026. (b) 116,723 shares will vest upon completion of certain milestone events.

Read SEC document
April 21, 2022 Filed Oct 1, 2022 01:36 UTC
English Aron R.Director · 10% owner
22NW Fund, LP10% owner
GrantStock Option (right to buy) · Derivative 30,425 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-22-051688 · doc4.xml · derivative · entry 3

English Aron R. · CIK 0001770436 · Director · 10% owner

22NW Fund, LP · CIK 0001640809 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,425

Underlying: Common Stock · 30,425 shares

Expires 2027-02-28

F4 · derivative.exercise_date: 25% of the option vests on March 1, 2023. Thereafter, 1/48 of the option vests on a monthly basis over 36 months until the option becomes fully vested.

Read SEC document
April 21, 2022 Filed Oct 3, 2022 23:56 UTC GrantStock Option (right to buy) · Derivative 30,425 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-22-051983 · doc4.xml · derivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,425

Underlying: Common Stock · 30,425 shares

Expires 2027-02-28

F1 · derivative.exercise_date: 25% of the option vests on March 1, 2023. Thereafter, 1/48 of the option vests on a monthly basis over 36 months until the option becomes fully vested.

Read SEC document
April 21, 2022 Filed Oct 3, 2022 23:53 UTC
Aryeh JasonDirector
GrantStock Option (right to buy) · Derivative 30,425 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-22-051982 · doc4.xml · derivative · entry 1

Aryeh Jason · CIK 0001376960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,425

Underlying: Common Stock · 30,425 shares

Expires 2027-02-28

F1 · derivative.exercise_date: 25% of the option vests on March 1, 2023. Thereafter, 1/48 of the option vests on a monthly basis over 36 months until the option becomes fully vested.

Read SEC document
April 21, 2022 Filed Oct 3, 2022 23:51 UTC GrantStock Option (right to buy) · Derivative 30,425 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-22-051981 · doc4.xml · derivative · entry 1

Kupchyk Areta · CIK 0001859718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,425

Underlying: Common Stock · 30,425 shares

Expires 2027-02-28

F1 · derivative.exercise_date: 25% of the option vests on March 1, 2023. Thereafter, 1/48 of the option vests on a monthly basis over 36 months until the option becomes fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.