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person · Reporting owner

McNeill Larry

Disclosed activity across 1 company

Tapewire entity
54477
SEC CIK
0001636183

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CLEANSPARK, INC.CLSK · Entity 4270DirectorSeptember 30, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CLEANSPARK, INC.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect319,083 Reported balance After 2026-09-30 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2026-09-30 · Exercise / conversion · Acquired 7,805 · Balance 319,083

Common StockSEC Table I · non-derivativeDirect311,278 Reported balance Holding disclosure · report date 2026-09-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 311,278

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct15,610 Reported balance After 2026-09-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-30 · Exercise / conversion · Disposed 7,805 · Balance 15,610

F1: These RSUs vest in equal quarterly installments on September 30, 2026, December 31, 2026, and March 31, 2027.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct23,415 Reported balance Holding disclosure · report date 2026-09-30 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 23,415

F1: These RSUs vest in equal quarterly installments on September 30, 2026, December 31, 2026, and March 31, 2027.

Series A PreferredSEC Table I · non-derivativeDirect500,000 Reported balance Holding disclosure · report date 2026-09-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 500,000

Filing footnotes · ownership attribution and instrument terms

F1: These RSUs vest in equal quarterly installments on September 30, 2026, December 31, 2026, and March 31, 2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 2, 2026 05:02 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionRestricted Stock Units · Derivative 7,805 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-411065 · ownership.xml · derivative · entry 5

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,610

Underlying: Common Stock · 7,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: These RSUs vest in equal quarterly installments on September 30, 2026, December 31, 2026, and March 31, 2027.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 05:02 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 7,805 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-411065 · ownership.xml · nonDerivative · entry 2

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2026 Filed Sep 11, 2026 00:30 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionRestricted Stock Units · Derivative 7,805 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-388305 · ownership.xml · derivative · entry 5

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,415

Underlying: Common Stock · 7,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: These RSUs vest in equal quarterly installments on June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027.

Read SEC document
June 30, 2026 Filed Sep 11, 2026 00:30 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 7,805 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-388305 · ownership.xml · nonDerivative · entry 2

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2026 Filed Apr 3, 2026 01:00 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionRestricted Stock Units · Derivative 7,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-140949 · ownership.xml · derivative · entry 5

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: These RSUs vested on March 31, 2026.

Read SEC document
March 31, 2026 Filed Apr 3, 2026 01:00 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 7,353 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-140949 · ownership.xml · nonDerivative · entry 2

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2026 Filed Apr 3, 2026 01:00 UTC CLEANSPARK, INC. CLSK · Entity 4270 GrantRestricted Stock Units · Derivative 31,220 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-140949 · ownership.xml · derivative · entry 6

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,220

Underlying: Common Stock · 31,220 shares

Expires not disclosed

F2 · derivative.exercise_date: These RSUs vest in equal quarterly installments on June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027.

F2 · derivative.expiration_date: These RSUs vest in equal quarterly installments on June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027.

Read SEC document
December 31, 2025 Filed Jan 1, 2026 02:00 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionRestricted Stock Units · Derivative 7,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-338500 · ownership.xml · derivative · entry 5

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,353

Underlying: Common Stock · 7,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: These RSUs vest 50% on December 31, 2025 and 50% on March 31, 2026.

Read SEC document
December 31, 2025 Filed Jan 1, 2026 02:00 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 7,353 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-338500 · ownership.xml · nonDerivative · entry 2

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2025 Filed Dec 6, 2025 02:44 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionRestricted Stock Units · Derivative 8,533 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-310178 · ownership.xml · derivative · entry 6

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,533 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: These RSUs vested on December 3, 2025.

Read SEC document
December 03, 2025 Filed Dec 6, 2025 02:44 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 8,533 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-310178 · ownership.xml · nonDerivative · entry 2

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2025 Filed Sep 13, 2025 01:02 UTC CLEANSPARK, INC. CLSK · Entity 4270 GrantRestricted Stock Units · Derivative 14,706 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-114678 · ownership.xml · derivative · entry 4

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,706

Underlying: Common Stock · 14,706 shares

Expires not disclosed

F2 · derivative.exercise_date: These RSUs vest 50% on December 31, 2025 and 50% on March 31, 2026.

F2 · derivative.expiration_date: These RSUs vest 50% on December 31, 2025 and 50% on March 31, 2026.

Read SEC document
August 13, 2025 Filed Aug 15, 2025 00:37 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionRestricted Stock Units · Derivative 8,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-109164 · ownership.xml · derivative · entry 5

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,533

Underlying: Common Stock · 8,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: These RSUs vest 50% on August 13, 2025 and 50% on December 3, 2025

Read SEC document
August 13, 2025 Filed Aug 15, 2025 00:37 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 8,532 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-109164 · ownership.xml · nonDerivative · entry 2

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2024 Filed Dec 20, 2024 21:38 UTC CLEANSPARK, INC. CLSK · Entity 4270 GrantCommon Stock 5,000 $11.13 $55,650.00
Disclosure

SEC source: 0000950170-24-139108 · ownership.xml · nonDerivative · entry 1

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,767

F1 · balance_after: This total amount includes 34,130 RSUs granted on October 2, 2024, vesting in equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025 and December 3, 2025, subject to the Reporting Person's continued service to the Company through each vesting date.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 01:46 UTC CLEANSPARK, INC. CLSK · Entity 4270 GrantCommon Stock 34,130 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111947 · ownership.xml · nonDerivative · entry 1

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,767

F1 · shares: This total amount includes RSUs granted on October 2, 2024, vesting in equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025 and December 3, 2025, subject to the officer's continued service to the Company through each vesting date.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 02:00 UTC CLEANSPARK, INC. CLSK · Entity 4270 SaleCommon Stock 40,000 $10.42 $416,800.00
Disclosure

SEC source: 0000950170-23-069505 · ownership.xml · nonDerivative · entry 1

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,637

Read SEC document
September 30, 2023 Filed Oct 4, 2023 01:00 UTC CLEANSPARK, INC. CLSK · Entity 4270 GrantCommon Stock 52,493 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-051759 · ownership.xml · nonDerivative · entry 1

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,637

F1 · shares: Represents 52,493 restricted stock units ("RSUs") awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which RSUs vest in equal quarterly installments on the last day of each fiscal quarter over the fiscal year of the Issuer.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 23:21 UTC CLEANSPARK, INC. CLSK · Entity 4270 GrantCommon Stock 88,888 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037489 · doc4.xml · nonDerivative · entry 1

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,144

F1 · shares: Represents 88,888 restricted stock units ("RSUs") awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as a director of the Issuer, which RSUs vest in equal quarterly installments on the last day of each fiscal quarter over the fiscal year of the Issuer, provided the Issuer obtains stockholder approval of an amendment to the Plan increasing the number of shares available under the Plan.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 22:53 UTC CLEANSPARK, INC. CLSK · Entity 4270 PurchaseSeries A Preferred Stock 83,333 $0.20 $16,666.60
Disclosure

SEC source: 0001663577-21-000314 · ownership.xml · nonDerivative · entry 1

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Celtic, LLC

Disclosed balance after: 83,333

F1 · shares: The reporting person owns a 1/3 membership interest in the limited liability company, Celtic, LLC, which directly owns the reported shares of Series A Preferred Stock. Celtic, LLC purchased an aggregate of 250,000 shares of Series A Preferred Stock of the Issuer, 1/3 of which are attributable to the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · balance_after: The reporting person owns a 1/3 membership interest in the limited liability company, Celtic, LLC, which directly owns the reported shares of Series A Preferred Stock. Celtic, LLC purchased an aggregate of 250,000 shares of Series A Preferred Stock of the Issuer, 1/3 of which are attributable to the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
June 29, 2021 Filed Jul 9, 2021 16:15 UTC CLEANSPARK, INC. CLSK · Entity 4270 SaleCommon Stock 4,000 $17.31 $69,240.00
Disclosure

SEC source: 0001663577-21-000320 · ownership.xml · nonDerivative · entry 3

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,256

Read SEC document
June 17, 2021 Filed Jul 9, 2021 16:15 UTC CLEANSPARK, INC. CLSK · Entity 4270 SaleCommon Stock 5,000 $19.81 $99,050.00
Disclosure

SEC source: 0001663577-21-000320 · ownership.xml · nonDerivative · entry 2

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,256

Read SEC document
June 16, 2021 Filed Jul 9, 2021 16:15 UTC CLEANSPARK, INC. CLSK · Entity 4270 SaleCommon Stock 6,000 $19.09 $114,540.00
Disclosure

SEC source: 0001663577-21-000320 · ownership.xml · nonDerivative · entry 1

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,256

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:23 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionWarrant (Right to Buy · Derivative 600 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001663577-21-000010 · ownership.xml · derivative · entry 12

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: The warrant did not contain an expiration date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:23 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionWarrant (Right to Buy · Derivative 450 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001663577-21-000010 · ownership.xml · derivative · entry 11

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: The warrant did not contain an expiration date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:23 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionWarrant (Right to Buy · Derivative 150 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001663577-21-000010 · ownership.xml · derivative · entry 10

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: The warrant did not contain an expiration date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:23 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionWarrant (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.83 $0.00
Disclosure

SEC source: 0001663577-21-000010 · ownership.xml · derivative · entry 9

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2025-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:23 UTC CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 75 $29.05 $2,178.75
Disclosure

SEC source: 0001663577-21-000010 · ownership.xml · nonDerivative · entry 8

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,256

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:23 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 600 $3.63 $2,178.00
Disclosure

SEC source: 0001663577-21-000010 · ownership.xml · nonDerivative · entry 7

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:23 UTC CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 56 $29.05 $1,626.80
Disclosure

SEC source: 0001663577-21-000010 · ownership.xml · nonDerivative · entry 6

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,731

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:23 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 450 $3.63 $1,633.50
Disclosure

SEC source: 0001663577-21-000010 · ownership.xml · nonDerivative · entry 5

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:23 UTC CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 19 $29.05 $551.95
Disclosure

SEC source: 0001663577-21-000010 · ownership.xml · nonDerivative · entry 4

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,337

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:23 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 150 $3.63 $544.50
Disclosure

SEC source: 0001663577-21-000010 · ownership.xml · nonDerivative · entry 3

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:23 UTC CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 1,429 $29.05 $41,512.45
Disclosure

SEC source: 0001663577-21-000010 · ownership.xml · nonDerivative · entry 2

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,206

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:23 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 50,000 $0.83 $41,500.00
Disclosure

SEC source: 0001663577-21-000010 · ownership.xml · nonDerivative · entry 1

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2020 Filed Nov 13, 2020 21:30 UTC CLEANSPARK, INC. CLSK · Entity 4270 GiftCommon Stock 6,937 $0.00 $0.00
Disclosure

SEC source: 0001663577-20-000420 · ownership.xml · nonDerivative · entry 1

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,635

F1 · ownership.direct: Includes 42,000 shares of common stock held in his name and 71,635 shares of common stock held in his Roth IRA

Read SEC document
December 20, 2019 Filed Dec 26, 2019 21:09 UTC CLEANSPARK, INC. CLSK · Entity 4270 GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001663577-19-000442 · ownership.xml · derivative · entry 1

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-12-20

F1 · derivative.exercise_date: The option shares are fully vested as of the date of grant.

Read SEC document
January 09, 2019 Filed Jan 12, 2019 00:17 UTC CLEANSPARK, INC. CLSK · Entity 4270 PurchaseStock Options · Derivative 500,000 $33,333.00 Strike: $0.08 $16,666,500,000.00
Disclosure

SEC source: 0001663577-19-000026 · ownership.xml · derivative · entry 1

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2025-03-12

Read SEC document
April 26, 2017 Filed Jan 17, 2018 22:58 UTC CLEANSPARK, INC. CLSK · Entity 4270 GiftCommon Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001663577-18-000025 · form4.xml · nonDerivative · entry 3

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086,352

Read SEC document
April 12, 2017 Filed Jan 17, 2018 22:58 UTC CLEANSPARK, INC. CLSK · Entity 4270 GiftCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001663577-18-000025 · form4.xml · nonDerivative · entry 2

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,686,352

Read SEC document
December 31, 2016 Filed Jan 17, 2018 22:58 UTC CLEANSPARK, INC. CLSK · Entity 4270 OtherStock Options · Derivative 1,500,000 $0.00 Strike: $0.08 $0.00
Disclosure

SEC source: 0001663577-18-000025 · form4.xml · derivative · entry 4

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500,000 shares

Expires 2025-03-10

F1 · kind: The Reporting Person has elected to convert 1,500,000 stock options through a cashless exercise into common stock of the Issuer.

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December 31, 2016 Filed Jan 17, 2018 22:58 UTC CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 1,500,000 $0.08 $124,500.00
Disclosure

SEC source: 0001663577-18-000025 · form4.xml · nonDerivative · entry 1

McNeill Larry · CIK 0001636183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086,352

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.