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Bray Jesse K

Disclosed activity across 4 companies

Tapewire entity
54263
SEC CIK
0001543932

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Rocket Companies, Inc.RKT · Entity 3094Director · Pres & CEO, Rocket MortgageOctober 02, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Rocket Companies, Inc.

Report date October 02, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeIndirectBy The Jesse K. Bray Living Trust7,728,027 Reported balance After 2026-10-02 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-10-02 · Sale · Disposed 92,300 · Balance 7,728,027

F1: The transaction reported on this Form 4 was effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 16, 2026.

F2: The reported price in Column 4 is a weighted average purchase price. These shares were sold in multiple transactions at prices ranging from $12.18 to $12.65 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Class A common stockSEC Table I · non-derivativeDirect7,812,940 Reported balance Holding disclosure · report date 2026-10-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 7,812,940

Filing footnotes · ownership attribution and instrument terms

F1: The transaction reported on this Form 4 was effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 16, 2026.

F2: The reported price in Column 4 is a weighted average purchase price. These shares were sold in multiple transactions at prices ranging from $12.18 to $12.65 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Elevate Credit, Inc.

Report date February 28, 2023 · Filed March 02, 2023

Section 16 reporting ended · disclosed 2023-03-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-02-28 transaction · row 1
1 source row

Row 1 · 2023-02-28 · Disposition to issuer · Disposed 33,334 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of November 16, 2022 (the "Merger Agreement"), by and among Elevate Credit, Inc., (the "Company"), PCAM Acquisition Corp ("Parent") and PCAM Merger Sub Corp ("Merger Sub"), the Merger Sub merged with and into the Company ("the Merger") with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of the Company's Common Stock, par value $0.0004 per share, was cancelled and converted into the right to receive $1.87 in cash.

Restricted Shares Units (RSU)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-02-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-02-28 · Disposition to issuer · Disposed 66,666 · Balance 0

F2: Pursuant to the Merger Agreement, each restricted stock unit award ("RSU") granted by the Company that is outstanding immediately prior to the effective time of the Merger (whether or not vested) will immediately vest in full and become free of restrictions, and will be cancelled and converted automatically into the right to receive a cash payment equal to the product of (1) the number of shares of Company Common Stock subject to such RSU as of the effective time of the Merger, multiplied by (2) the Merger Consideration. The reporting person was granted 100,000 RSUs on December 17, 2022, vesting in three annual installments, beginning on the first anniversary of the grant date and converting into common stock on a one-for-one basis.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-02-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-02-28 · Disposition to issuer · Disposed 47,210 · Balance 0

F3: Pursuant to the Merger Agreement, each RSU granted by the Company that is outstanding immediately prior to the effective time of the Merger (whether or not vested) will immediately vest in full and become free of restrictions, and will be cancelled and converted automatically into the right to receive a cash payment equal to the product of (1) the number of shares of Company Common Stock subject to such RSU as of the effective time of the Merger, multiplied by (2) the Merger Consideration. The reporting person was granted 47,210 RSUs on May15,2022, vesting annually on the grant date and converting into common stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of November 16, 2022 (the "Merger Agreement"), by and among Elevate Credit, Inc., (the "Company"), PCAM Acquisition Corp ("Parent") and PCAM Merger Sub Corp ("Merger Sub"), the Merger Sub merged with and into the Company ("the Merger") with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of the Company's Common Stock, par value $0.0004 per share, was cancelled and converted into the right to receive $1.87 in cash.

F2: Pursuant to the Merger Agreement, each restricted stock unit award ("RSU") granted by the Company that is outstanding immediately prior to the effective time of the Merger (whether or not vested) will immediately vest in full and become free of restrictions, and will be cancelled and converted automatically into the right to receive a cash payment equal to the product of (1) the number of shares of Company Common Stock subject to such RSU as of the effective time of the Merger, multiplied by (2) the Merger Consideration. The reporting person was granted 100,000 RSUs on December 17, 2022, vesting in three annual installments, beginning on the first anniversary of the grant date and converting into common stock on a one-for-one basis.

F3: Pursuant to the Merger Agreement, each RSU granted by the Company that is outstanding immediately prior to the effective time of the Merger (whether or not vested) will immediately vest in full and become free of restrictions, and will be cancelled and converted automatically into the right to receive a cash payment equal to the product of (1) the number of shares of Company Common Stock subject to such RSU as of the effective time of the Merger, multiplied by (2) the Merger Consideration. The reporting person was granted 47,210 RSUs on May15,2022, vesting annually on the grant date and converting into common stock on a one-for-one basis.

Maverick Merger Sub 2, LLC

Report date October 01, 2025 · Filed October 03, 2025

Section 16 reporting ended · disclosed 2025-10-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-10-01 · Other · Disposed 198,398 · Balance 0

F1: Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock.

F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Issuer, Maverick Merger Subsidiary was merged with and into Issuer, with Issuer as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Issuer was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Issuer's common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares (the "Exchange Ratio") of Class A common stock, par value $0.00001, of Rocket ("Rocket Stock"), and cash in lieu of fractional shares.

F3: Pursuant to the Merger Agreement, at the effective time of the Maverick Effective Time, each outstanding RSU award granted by Issuer, including each performance-based RSU award, was converted into a time-based RSU award in respect of shares of Rocket Stock on the same vesting terms and conditions as were applicable to such award immediately prior to the Maverick Effective Time (achievement of performance conditions for performance-based RSU awards was determined prior to the Maverick Effective Time by the Compensation Committee of the Board of Directors of Issuer pursuant to the applicable equity plan and award agreements), with the number of shares of Rocket Stock determined by multiplying (x) the number of shares of Issuer's common stock subject to such RSU award immediately prior to the effective time of the Maverick Merger by (y) the Exchange Ratio.

Common StockSEC Table I · non-derivativeIndirectBy The Jesse K. Bray Living Trust0 Reported balance After 2025-10-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2025-10-01 · Other · Disposed 633,187 · Balance 0

F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Issuer, Maverick Merger Subsidiary was merged with and into Issuer, with Issuer as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Issuer was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Issuer's common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares (the "Exchange Ratio") of Class A common stock, par value $0.00001, of Rocket ("Rocket Stock"), and cash in lieu of fractional shares.

F3: Pursuant to the Merger Agreement, at the effective time of the Maverick Effective Time, each outstanding RSU award granted by Issuer, including each performance-based RSU award, was converted into a time-based RSU award in respect of shares of Rocket Stock on the same vesting terms and conditions as were applicable to such award immediately prior to the Maverick Effective Time (achievement of performance conditions for performance-based RSU awards was determined prior to the Maverick Effective Time by the Compensation Committee of the Board of Directors of Issuer pursuant to the applicable equity plan and award agreements), with the number of shares of Rocket Stock determined by multiplying (x) the number of shares of Issuer's common stock subject to such RSU award immediately prior to the effective time of the Maverick Merger by (y) the Exchange Ratio.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-10-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-10-01 · Other · Disposed 639,930 · Balance 0

F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Issuer, Maverick Merger Subsidiary was merged with and into Issuer, with Issuer as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Issuer was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Issuer's common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares (the "Exchange Ratio") of Class A common stock, par value $0.00001, of Rocket ("Rocket Stock"), and cash in lieu of fractional shares.

F3: Pursuant to the Merger Agreement, at the effective time of the Maverick Effective Time, each outstanding RSU award granted by Issuer, including each performance-based RSU award, was converted into a time-based RSU award in respect of shares of Rocket Stock on the same vesting terms and conditions as were applicable to such award immediately prior to the Maverick Effective Time (achievement of performance conditions for performance-based RSU awards was determined prior to the Maverick Effective Time by the Compensation Committee of the Board of Directors of Issuer pursuant to the applicable equity plan and award agreements), with the number of shares of Rocket Stock determined by multiplying (x) the number of shares of Issuer's common stock subject to such RSU award immediately prior to the effective time of the Maverick Merger by (y) the Exchange Ratio.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock.

F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Issuer, Maverick Merger Subsidiary was merged with and into Issuer, with Issuer as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Issuer was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Issuer's common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares (the "Exchange Ratio") of Class A common stock, par value $0.00001, of Rocket ("Rocket Stock"), and cash in lieu of fractional shares.

F3: Pursuant to the Merger Agreement, at the effective time of the Maverick Effective Time, each outstanding RSU award granted by Issuer, including each performance-based RSU award, was converted into a time-based RSU award in respect of shares of Rocket Stock on the same vesting terms and conditions as were applicable to such award immediately prior to the Maverick Effective Time (achievement of performance conditions for performance-based RSU awards was determined prior to the Maverick Effective Time by the Compensation Committee of the Board of Directors of Issuer pursuant to the applicable equity plan and award agreements), with the number of shares of Rocket Stock determined by multiplying (x) the number of shares of Issuer's common stock subject to such RSU award immediately prior to the effective time of the Maverick Merger by (y) the Exchange Ratio.

Nationstar Mortgage Holdings Inc.

Report date July 31, 2018 · Filed August 02, 2018

Section 16 reporting ended · disclosed 2018-08-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-07-31 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2018-07-31 · Disposition to issuer · Disposed 321,976 · Balance 0

F1: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement.

Row 2 · 2018-07-31 · Exercise / conversion · Acquired 59,037 · Balance 59,037

F2: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, subject to certain exceptions, each outstanding Restricted Stock Unit held by the reporting person, whether vested or unvested, automatically vested in full, was assumed by WMIH and converted into a WMIH restricted stock unit entitling the reporting person to receive upon settlement either the Cash Election Consideration or the Stock Election Consideration, as elected by the reporting person in accordance with the procedures set out in the Merger Agreement, based on the number of shares of Common Stock underlying the number of Restricted Stock Unit awards as of immediately prior to the effective time of the merger.

F1: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement.

Row 3 · 2018-07-31 · Disposition to issuer · Disposed 59,037 · Balance 0

F2: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, subject to certain exceptions, each outstanding Restricted Stock Unit held by the reporting person, whether vested or unvested, automatically vested in full, was assumed by WMIH and converted into a WMIH restricted stock unit entitling the reporting person to receive upon settlement either the Cash Election Consideration or the Stock Election Consideration, as elected by the reporting person in accordance with the procedures set out in the Merger Agreement, based on the number of shares of Common Stock underlying the number of Restricted Stock Unit awards as of immediately prior to the effective time of the merger.

F1: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct58,106 Reported balance After 2018-07-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-07-31 · Exercise / conversion · Disposed 59,037 · Balance 58,106

F2: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, subject to certain exceptions, each outstanding Restricted Stock Unit held by the reporting person, whether vested or unvested, automatically vested in full, was assumed by WMIH and converted into a WMIH restricted stock unit entitling the reporting person to receive upon settlement either the Cash Election Consideration or the Stock Election Consideration, as elected by the reporting person in accordance with the procedures set out in the Merger Agreement, based on the number of shares of Common Stock underlying the number of Restricted Stock Unit awards as of immediately prior to the effective time of the merger.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-07-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-07-31 · Disposition to issuer · Disposed 58,106 · Balance 0

F3: Restricted Stock Unit awards granted on or after February 12, 2018 were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and settlement terms as applicable immediately prior to such assumption and conversion.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, subject to certain exceptions, each outstanding Restricted Stock Unit held by the reporting person, whether vested or unvested, automatically vested in full, was assumed by WMIH and converted into a WMIH restricted stock unit entitling the reporting person to receive upon settlement either the Cash Election Consideration or the Stock Election Consideration, as elected by the reporting person in accordance with the procedures set out in the Merger Agreement, based on the number of shares of Common Stock underlying the number of Restricted Stock Unit awards as of immediately prior to the effective time of the merger.

F3: Restricted Stock Unit awards granted on or after February 12, 2018 were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and settlement terms as applicable immediately prior to such assumption and conversion.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2022 Filed Mar 10, 2022 16:19 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 Exercise / conversion2021 Performance Stock Units · Derivative 84,330 $0.00 $0.00
Disclosure

SEC source: 0000933136-22-000031 · wf-form4_164694714023189.xml · derivative · entry 4

Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,168

Underlying: Common Stock · 84,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Converts to Common Stock on a one-for-one basis.

F1 · kind: On March 8, 2022, 84,330 performance stock units ("PSUs") vested and converted into shares of Common Stock, par value $.01 per share, pursuant to the terms of the award agreement dated March 8, 2021, which was subject to the achievement of total shareholder return ("TSR") performance vesting criteria that was determined to have been satisfied on March 8, 2022.

F4 · derivative.exercise_date: The PSUs vest, if at all and to the extent of specified TSR performance, over a period of three years from March 8, 2021, with one-third of the units eligible to vest based on performance through March 1, 2022.

F4 · derivative.expiration_date: The PSUs vest, if at all and to the extent of specified TSR performance, over a period of three years from March 8, 2021, with one-third of the units eligible to vest based on performance through March 1, 2022.

F5 · balance_after: The number of shares of Common Stock that would be received upon vesting of the PSUs, if any, may vary from 0% to 200% of the number shown depending on specified TSR performance over the relevant vesting period.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 16:19 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 Tax withholdingCommon Stock 33,184 $47.35 $1,571,262.40
Disclosure

SEC source: 0000933136-22-000031 · wf-form4_164694714023189.xml · nonDerivative · entry 2

Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,915

F2 · shares: Number of shares forfeited to pay tax withholding obligations upon the vesting of PSUs granted by the Issuer under the 2019 Omnibus Incentive Plan.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 16:19 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 Exercise / conversionCommon Stock 84,330 $0.00 $0.00
Disclosure

SEC source: 0000933136-22-000031 · wf-form4_164694714023189.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,184,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 8, 2022, 84,330 performance stock units ("PSUs") vested and converted into shares of Common Stock, par value $.01 per share, pursuant to the terms of the award agreement dated March 8, 2021, which was subject to the achievement of total shareholder return ("TSR") performance vesting criteria that was determined to have been satisfied on March 8, 2022.

F1 · shares: On March 8, 2022, 84,330 performance stock units ("PSUs") vested and converted into shares of Common Stock, par value $.01 per share, pursuant to the terms of the award agreement dated March 8, 2021, which was subject to the achievement of total shareholder return ("TSR") performance vesting criteria that was determined to have been satisfied on March 8, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 17:48 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 Grant2022 Performance Stock Units · Derivative 64,781 $0.00 $0.00
Disclosure

SEC source: 0000933136-22-000022 · wf-form4_164634768394436.xml · derivative · entry 4

Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,781

Underlying: Common Stock · 64,781 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents a grant of a target number of performance stock units ("PSUs") which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of TSR performance vesting criteria over a period of three years from March 1, 2022, with one-third of the PSUs eligible to vest based on TSR performance through March 1, 2023.

F3 · shares: Represents a grant of a target number of performance stock units ("PSUs") which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of TSR performance vesting criteria over a period of three years from March 1, 2022, with one-third of the PSUs eligible to vest based on TSR performance through March 1, 2023.

F3 · derivative.exercise_date: Represents a grant of a target number of performance stock units ("PSUs") which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of TSR performance vesting criteria over a period of three years from March 1, 2022, with one-third of the PSUs eligible to vest based on TSR performance through March 1, 2023.

F3 · derivative.expiration_date: Represents a grant of a target number of performance stock units ("PSUs") which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of TSR performance vesting criteria over a period of three years from March 1, 2022, with one-third of the PSUs eligible to vest based on TSR performance through March 1, 2023.

F3 · derivative.underlying_shares: Represents a grant of a target number of performance stock units ("PSUs") which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of TSR performance vesting criteria over a period of three years from March 1, 2022, with one-third of the PSUs eligible to vest based on TSR performance through March 1, 2023.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 17:48 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 GrantCommon Stock 68,857 $0.00 $0.00
Disclosure

SEC source: 0000933136-22-000022 · wf-form4_164634768394436.xml · nonDerivative · entry 2

Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,099,769

F2 · shares: Represents a RSU award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. One-third of such RSUs shall vest on each of the first three anniversaries of the grant date; provided that the Reporting Person remains continuously employed by the Company through each such applicable vesting date.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 17:48 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 Tax withholdingCommon Stock 101,865 $49.85 $5,077,970.25
Disclosure

SEC source: 0000933136-22-000022 · wf-form4_164634768394436.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030,912

F1 · shares: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units ("RSUs") granted pursuant to the Nationstar Mortgage Holdings Inc. Second Amended and Restated 2012 Incentive Compensation Plan.

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February 22, 2022 Filed Feb 25, 2022 07:35 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 GiftCommon Stock 5,855 $0.00 $0.00
Disclosure

SEC source: 0001543932-22-000002 · wf-form4_164579218700506.xml · nonDerivative · entry 2

Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Jesse K. Bray Living Trust

Disclosed balance after: 435,393

F3 · shares: Represents gift (charitable contribution) of 5,855 shares of common stock to a charitable organization.

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February 22, 2022 Filed Feb 25, 2022 07:35 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 SaleCommon Stock 10,000 $50.04 $500,400.00
Disclosure

SEC source: 0001543932-22-000002 · wf-form4_164579218700506.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,132,777

F1 · shares: The sales reported in this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by Reporting Person on August 23, 2021.

F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $49.53 to $50.67, inclusive. Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 20, 2022 Filed Jan 21, 2022 16:15 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 SaleCommon Stock 10,000 $44.00 $440,000.00
Disclosure

SEC source: 0000933136-22-000002 · wf-form4_164279972684268.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,142,777

F1 · shares: The sales reported in this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by Reporting Person on August 23, 2021

F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $42.85 to $44.76, inclusive. Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 20, 2021 Filed Dec 22, 2021 16:04 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 SaleCommon Stock 10,000 $39.02 $390,200.00
Disclosure

SEC source: 0000933136-21-000081 · wf-form4_164020704312190.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,618,580

F1 · shares: The sales reported in this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by Reporting Person on August 23, 2021

F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $38.61 to $39.74, inclusive. Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 17, 2021 Filed Dec 20, 2021 19:44 UTC Elevate Credit, Inc. ELVT · Entity 116120 GrantRestricted Shares Units (RSU) · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007811 · primarydocument.xml · derivative · entry 1

Bray Jesse K · CIK 0001543932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Elevate Credit, Inc. common stock.

F2 · shares: The Company's Independent Director Compensation Policy ("Policy") limits the maximum number of shares that can be awarded to an Independent Director per calendar year to be no more than 100,000 shares. Under this Policy, the shares awarded will be reduced as necessary and any remaining value of the grant shall be provided in the form of a cash award with the same vesting schedule as the corresponding equity grant. There is a total of 3,093 shares that exceed the Policy limit at a price of $2.91 for a total of $9,000.

F3 · derivative.exercise_date: The RSUs were granted on December 17, 2021. One-third (1/3) of the applicable RSUs and cash vest on each anniversary of December 17, 2021 such that the RSUs and cash shall be fully vested on December 17, 2024.

F3 · derivative.expiration_date: The RSUs were granted on December 17, 2021. One-third (1/3) of the applicable RSUs and cash vest on each anniversary of December 17, 2021 such that the RSUs and cash shall be fully vested on December 17, 2024.

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December 14, 2021 Filed Dec 22, 2021 16:04 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 GiftCommon Stock 4,505 $0.00 $0.00
Disclosure

SEC source: 0000933136-21-000081 · wf-form4_164020704312190.xml · nonDerivative · entry 5

Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Jesse K. Bray Living Trust

Disclosed balance after: 441,248

F5 · shares: Represents gifts (charitable contributions) of an aggregate of 4,505 shares of common stock to two charitable organizations.

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December 03, 2021 Filed Dec 22, 2021 16:04 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 GiftCommon Stock 445,753 $0.00 $0.00
Disclosure

SEC source: 0000933136-21-000081 · wf-form4_164020704312190.xml · nonDerivative · entry 3

Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,152,777

F4 · shares: Represents a transfer of 445,753 shares of common stock to the Jesse K. Bray Living Trust, of which Reporting Person is trustee. Reporting Person and members of his immediate family are the sole beneficiaries of the trust.

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November 22, 2021 Filed Nov 24, 2021 16:22 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 SaleCommon Stock 10,000 $42.25 $422,500.00
Disclosure

SEC source: 0000933136-21-000077 · wf-form4_163778890429513.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,628,580

F1 · shares: The sales reported in this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by Reporting Person on August 23, 2021

F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $41.93 to $42.79, inclusive. Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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October 20, 2021 Filed Oct 22, 2021 16:18 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 SaleCommon Stock 10,000 $44.03 $440,300.00
Disclosure

SEC source: 0000933136-21-000070 · wf-form4_163493389516577.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,638,580

F1 · shares: The sales reported in this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by Reporting Person on August 23, 2021

F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $43.22 to $44.64, inclusive. Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 27, 2021 Filed Sep 29, 2021 16:56 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 SaleCommon Stock 10,000 $41.25 $412,533.00
Disclosure

SEC source: 0000933136-21-000068 · wf-form4_163294899695660.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,648,580

F1 · shares: The sales reported in this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by Reporting Person on August 23, 2021.

F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $40.59 to $41.52, inclusive. Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 15, 2021 Filed Dec 22, 2021 16:04 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 GiftCommon Stock 20,050 $0.00 $0.00
Disclosure

SEC source: 0000933136-21-000081 · wf-form4_164020704312190.xml · nonDerivative · entry 2

Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,598,530

F3 · shares: Represents a gift (charitable contribution) of shares of common stock to a charitable organization.

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March 08, 2021 Filed Mar 10, 2021 16:49 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 Grant2021 Performance Stock Units · Derivative 126,498 $0.00 $0.00
Disclosure

SEC source: 0000933136-21-000020 · wf-form4_161541296922656.xml · derivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,498

Underlying: Common Stock · 126,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of a target number of performance stock units ("PSUs") which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of TSR performance vesting criteria over a period of three years from March 1, 2021, with one-third of the PSUs eligible to vest based on TSR performance through March 1, 2022.

F1 · shares: Represents a grant of a target number of performance stock units ("PSUs") which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of TSR performance vesting criteria over a period of three years from March 1, 2021, with one-third of the PSUs eligible to vest based on TSR performance through March 1, 2022.

F1 · derivative.exercise_date: Represents a grant of a target number of performance stock units ("PSUs") which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of TSR performance vesting criteria over a period of three years from March 1, 2021, with one-third of the PSUs eligible to vest based on TSR performance through March 1, 2022.

F1 · derivative.expiration_date: Represents a grant of a target number of performance stock units ("PSUs") which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of TSR performance vesting criteria over a period of three years from March 1, 2021, with one-third of the PSUs eligible to vest based on TSR performance through March 1, 2022.

F1 · derivative.underlying_shares: Represents a grant of a target number of performance stock units ("PSUs") which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of TSR performance vesting criteria over a period of three years from March 1, 2021, with one-third of the PSUs eligible to vest based on TSR performance through March 1, 2022.

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March 01, 2021 Filed Mar 3, 2021 17:22 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 Exercise / conversion2020 Performance Stock Units · Derivative 196,838 $0.00 $0.00
Disclosure

SEC source: 0000933136-21-000011 · wf-form4_161481013279867.xml · derivative · entry 4

Bray Jesse K · CIK 0001543932 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,421

Underlying: Common Stock · 196,838 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Converts to Common Stock on a one-for-one basis.

F1 · kind: On March 1, 2021, 196,838 performance stock units ("PSUs") vested and converted into shares of Common Stock, par value $.01 per share, pursuant to the terms of the award agreement dated March 13, 2020, which was subject to the achievement of total shareholder return ("TSR") performance vesting criteria that was determined to have been satisfied on March 1, 2021.

F5 · derivative.exercise_date: The PSUs vest, if at all and to the extent of specified TSR performance, over a period of three years from March 1, 2020, with one-third of the units eligible to vest based on performance through March 1, 2021.

F6 · balance_after: The number of shares of Common Stock that would be received upon vesting of the PSUs, if any, may vary from 0% to 200% of the number shown depending on specified TSR performance over the relevant vesting period.

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March 01, 2021 Filed Mar 3, 2021 17:22 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 Tax withholdingCommon Stock 109,971 $31.19 $3,429,995.49
Disclosure

SEC source: 0000933136-21-000011 · wf-form4_161481013279867.xml · nonDerivative · entry 3

Bray Jesse K · CIK 0001543932 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,658,580

F3 · shares: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by Issuer under the Nationstar Mortgage Holdings Inc. Second Amended and Restated 2012 Incentive Compensation Plan.

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March 01, 2021 Filed Mar 3, 2021 17:22 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 Tax withholdingCommon Stock 77,456 $31.45 $2,435,991.20
Disclosure

SEC source: 0000933136-21-000011 · wf-form4_161481013279867.xml · nonDerivative · entry 2

Bray Jesse K · CIK 0001543932 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,768,551

F2 · shares: Number of shares forfeited to pay tax withholding obligations upon the vesting of PSUs granted by the Issuer under the 2019 Omnibus Incentive Plan.

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March 01, 2021 Filed Mar 3, 2021 17:22 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 Exercise / conversionCommon Stock 196,838 $0.00 $0.00
Disclosure

SEC source: 0000933136-21-000011 · wf-form4_161481013279867.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,846,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 1, 2021, 196,838 performance stock units ("PSUs") vested and converted into shares of Common Stock, par value $.01 per share, pursuant to the terms of the award agreement dated March 13, 2020, which was subject to the achievement of total shareholder return ("TSR") performance vesting criteria that was determined to have been satisfied on March 1, 2021.

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March 13, 2020 Filed Mar 17, 2020 17:08 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 Grant2020 Performance Stock Units · Derivative 295,259 $0.00 $0.00
Disclosure

SEC source: 0000933136-20-000029 · wf-form4_158447927214474.xml · derivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,259

Underlying: Common Stock · 295,259 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of a target number of performance stock units which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of total shareholder return performance vesting criteria over a period of three years from March 1, 2020, with one-third of the units also eligible to vest based on performance through March 1, 2021.

F1 · shares: Represents a grant of a target number of performance stock units which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of total shareholder return performance vesting criteria over a period of three years from March 1, 2020, with one-third of the units also eligible to vest based on performance through March 1, 2021.

F1 · derivative.exercise_date: Represents a grant of a target number of performance stock units which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of total shareholder return performance vesting criteria over a period of three years from March 1, 2020, with one-third of the units also eligible to vest based on performance through March 1, 2021.

F1 · derivative.expiration_date: Represents a grant of a target number of performance stock units which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of total shareholder return performance vesting criteria over a period of three years from March 1, 2020, with one-third of the units also eligible to vest based on performance through March 1, 2021.

F1 · derivative.underlying_shares: Represents a grant of a target number of performance stock units which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of total shareholder return performance vesting criteria over a period of three years from March 1, 2020, with one-third of the units also eligible to vest based on performance through March 1, 2021.

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March 01, 2020 Filed Mar 3, 2020 17:05 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 Tax withholdingCommon Stock 108,891 $12.62 $1,374,204.42
Disclosure

SEC source: 0000933136-20-000012 · wf-form4_158327308937048.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649,169

F1 · shares: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under the Nationstar Mortgage Holdings Inc. Second Amended and Restated 2012 Incentive Compensation Plan.

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May 09, 2019 Filed May 13, 2019 09:26 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 PurchaseCommon Stock 52,910 $9.36 $495,237.60
Disclosure

SEC source: 0000933136-19-000044 · wf-form4_155775398932339.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758,060

F1 · price: The price reported in Column 4 is a weighted average price; the shares were purchased in multiple transactions at prices ranging from $9.22 to $9.45.

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March 01, 2019 Filed Mar 5, 2019 16:23 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 GrantCommon Stock 72,701 $0.00 $0.00
Disclosure

SEC source: 0000933136-19-000021 · wf-form4_155182098578665.xml · nonDerivative · entry 2

Bray Jesse K · CIK 0001543932 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,705,150

F2 · shares: Represents a RSU award to the Reporting Person pursuant to the NSM Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs vest over a three-year period, with 33.3% vesting on each of March 1, 2020 and March 1, 2021 and 33.4% vesting on March 1, 2022, subject to the Reporting Person's continued service as an employee of Issuer.

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March 01, 2019 Filed Mar 5, 2019 16:23 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 Tax withholdingCommon Stock 8,109 $13.76 $111,539.30
Disclosure

SEC source: 0000933136-19-000021 · wf-form4_155182098578665.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,632,449

F1 · shares: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units ("RSUs") granted by the Issuer under the Nationstar Mortgage Holdings Inc. Second Amended and Restated 2012 Incentive Compensation Plan (the "NSM Plan").

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December 01, 2018 Filed Dec 4, 2018 18:54 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 GrantCommon Stock 1,172,923 $0.00 $0.00
Disclosure

SEC source: 0000933136-18-000022 · wf-form4_154396767206269.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640,558

F1 · shares: Issuer's Board of Directors approved a special restricted stock unit ("RSU") retention award to the Reporting Person pursuant to the Nationstar Mortgage Holdings Inc. Second Amended and Restated 2012 Incentive Compensation Plan and subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs vest over a five-year period, with 20% vesting on each of March 1, 2020, March 1, 2021, March 1, 2022, March 1, 2023 and March 1, 2024, subject to the Reporting Person's continued service as an employee of Issuer.

F2 · balance_after: Reflects 1-for-12 reverse stock split on October 10, 2018.

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July 31, 2018 Filed Aug 2, 2018 16:16 UTC Nationstar Mortgage Holdings Inc. NSM · Entity 164540 Disposition to issuerRestricted Stock Units · Derivative 58,106 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-021183 · doc4.xml · derivative · entry 5

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,106 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Unit awards granted on or after February 12, 2018 were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and settlement terms as applicable immediately prior to such assumption and conversion.

F3 · shares: Restricted Stock Unit awards granted on or after February 12, 2018 were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and settlement terms as applicable immediately prior to such assumption and conversion.

F3 · derivative.exercise_date: Restricted Stock Unit awards granted on or after February 12, 2018 were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and settlement terms as applicable immediately prior to such assumption and conversion.

F3 · derivative.expiration_date: Restricted Stock Unit awards granted on or after February 12, 2018 were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and settlement terms as applicable immediately prior to such assumption and conversion.

F3 · derivative.underlying_shares: Restricted Stock Unit awards granted on or after February 12, 2018 were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and settlement terms as applicable immediately prior to such assumption and conversion.

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July 31, 2018 Filed Aug 2, 2018 16:16 UTC Nationstar Mortgage Holdings Inc. NSM · Entity 164540 Exercise / conversionRestricted Stock Units · Derivative 59,037 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-021183 · doc4.xml · derivative · entry 4

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,106

Underlying: Common Stock · 59,037 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, subject to certain exceptions, each outstanding Restricted Stock Unit held by the reporting person, whether vested or unvested, automatically vested in full, was assumed by WMIH and converted into a WMIH restricted stock unit entitling the reporting person to receive upon settlement either the Cash Election Consideration or the Stock Election Consideration, as elected by the reporting person in accordance with the procedures set out in the Merger Agreement, based on the number of shares of Common Stock underlying the number of Restricted Stock Unit awards as of immediately prior to the effective time of the merger.

F2 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, subject to certain exceptions, each outstanding Restricted Stock Unit held by the reporting person, whether vested or unvested, automatically vested in full, was assumed by WMIH and converted into a WMIH restricted stock unit entitling the reporting person to receive upon settlement either the Cash Election Consideration or the Stock Election Consideration, as elected by the reporting person in accordance with the procedures set out in the Merger Agreement, based on the number of shares of Common Stock underlying the number of Restricted Stock Unit awards as of immediately prior to the effective time of the merger.

F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, subject to certain exceptions, each outstanding Restricted Stock Unit held by the reporting person, whether vested or unvested, automatically vested in full, was assumed by WMIH and converted into a WMIH restricted stock unit entitling the reporting person to receive upon settlement either the Cash Election Consideration or the Stock Election Consideration, as elected by the reporting person in accordance with the procedures set out in the Merger Agreement, based on the number of shares of Common Stock underlying the number of Restricted Stock Unit awards as of immediately prior to the effective time of the merger.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, subject to certain exceptions, each outstanding Restricted Stock Unit held by the reporting person, whether vested or unvested, automatically vested in full, was assumed by WMIH and converted into a WMIH restricted stock unit entitling the reporting person to receive upon settlement either the Cash Election Consideration or the Stock Election Consideration, as elected by the reporting person in accordance with the procedures set out in the Merger Agreement, based on the number of shares of Common Stock underlying the number of Restricted Stock Unit awards as of immediately prior to the effective time of the merger.

F2 · derivative.underlying_shares: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, subject to certain exceptions, each outstanding Restricted Stock Unit held by the reporting person, whether vested or unvested, automatically vested in full, was assumed by WMIH and converted into a WMIH restricted stock unit entitling the reporting person to receive upon settlement either the Cash Election Consideration or the Stock Election Consideration, as elected by the reporting person in accordance with the procedures set out in the Merger Agreement, based on the number of shares of Common Stock underlying the number of Restricted Stock Unit awards as of immediately prior to the effective time of the merger.

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July 31, 2018 Filed Aug 2, 2018 16:16 UTC Nationstar Mortgage Holdings Inc. NSM · Entity 164540 Disposition to issuerCommon Stock 59,037 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-021183 · doc4.xml · nonDerivative · entry 3

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, subject to certain exceptions, each outstanding Restricted Stock Unit held by the reporting person, whether vested or unvested, automatically vested in full, was assumed by WMIH and converted into a WMIH restricted stock unit entitling the reporting person to receive upon settlement either the Cash Election Consideration or the Stock Election Consideration, as elected by the reporting person in accordance with the procedures set out in the Merger Agreement, based on the number of shares of Common Stock underlying the number of Restricted Stock Unit awards as of immediately prior to the effective time of the merger.

F1 · price: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement.

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July 31, 2018 Filed Aug 2, 2018 16:16 UTC Nationstar Mortgage Holdings Inc. NSM · Entity 164540 Exercise / conversionCommon Stock 59,037 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-021183 · doc4.xml · nonDerivative · entry 2

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, subject to certain exceptions, each outstanding Restricted Stock Unit held by the reporting person, whether vested or unvested, automatically vested in full, was assumed by WMIH and converted into a WMIH restricted stock unit entitling the reporting person to receive upon settlement either the Cash Election Consideration or the Stock Election Consideration, as elected by the reporting person in accordance with the procedures set out in the Merger Agreement, based on the number of shares of Common Stock underlying the number of Restricted Stock Unit awards as of immediately prior to the effective time of the merger.

F1 · price: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement.

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July 31, 2018 Filed Aug 2, 2018 16:16 UTC Nationstar Mortgage Holdings Inc. NSM · Entity 164540 Disposition to issuerCommon Stock 321,976 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-021183 · doc4.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement.

F1 · price: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement.

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March 02, 2018 Filed Mar 5, 2018 16:56 UTC Nationstar Mortgage Holdings Inc. NSM · Entity 164540 Tax withholdingCommon Stock 4,223 $17.12 $72,297.76
Disclosure

SEC source: 0001520566-18-000007 · wf-form4_152028697469458.xml · nonDerivative · entry 5

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,976

F2 · shares: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock granted by the Issuer under the Plan.

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March 02, 2018 Filed Mar 9, 2018 21:26 UTC Amendment Nationstar Mortgage Holdings Inc. NSM · Entity 164540 Tax withholdingCommon Stock 5,223 $17.12 $89,417.76
Disclosure

SEC source: 0001520566-18-000019 · wf-form4a_152064878693901.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,976

F1 · shares: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock granted by the Issuer under the Plan.

F2 · shares: Due to an administrative error, the number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock was incorrectly reported as 4,223 on the original Form 4 filed on March 5, 2018.

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March 01, 2018 Filed Mar 5, 2018 16:56 UTC Nationstar Mortgage Holdings Inc. NSM · Entity 164540 Exercise / conversionRestricted Stock Units · Derivative 18,206 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001520566-18-000007 · wf-form4_152028697469458.xml · derivative · entry 8

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,143

Underlying: Common Stock · 18,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock of the Issuer and is granted pursuant to the Plan.

F4 · derivative.exercise_date: The reporting person has received an award of RSUs, subject to the terms and conditions of the award agreement. The RSUs vest over a three-year period, with 33% of the RSUs vesting on each of the first and second anniversaries and 34% vesting on the third anniversary of the grant date, subject to the reporting person's continued employment with the Issuer.

F4 · derivative.expiration_date: The reporting person has received an award of RSUs, subject to the terms and conditions of the award agreement. The RSUs vest over a three-year period, with 33% of the RSUs vesting on each of the first and second anniversaries and 34% vesting on the third anniversary of the grant date, subject to the reporting person's continued employment with the Issuer.

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March 01, 2018 Filed Mar 5, 2018 16:56 UTC Nationstar Mortgage Holdings Inc. NSM · Entity 164540 Exercise / conversionRestricted Stock Units · Derivative 22,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001520566-18-000007 · wf-form4_152028697469458.xml · derivative · entry 7

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,349

Underlying: Common Stock · 22,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock of the Issuer and is granted pursuant to the Plan.

F4 · derivative.exercise_date: The reporting person has received an award of RSUs, subject to the terms and conditions of the award agreement. The RSUs vest over a three-year period, with 33% of the RSUs vesting on each of the first and second anniversaries and 34% vesting on the third anniversary of the grant date, subject to the reporting person's continued employment with the Issuer.

F4 · derivative.expiration_date: The reporting person has received an award of RSUs, subject to the terms and conditions of the award agreement. The RSUs vest over a three-year period, with 33% of the RSUs vesting on each of the first and second anniversaries and 34% vesting on the third anniversary of the grant date, subject to the reporting person's continued employment with the Issuer.

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March 01, 2018 Filed Mar 5, 2018 16:56 UTC Nationstar Mortgage Holdings Inc. NSM · Entity 164540 GrantRestricted Stock Units · Derivative 58,106 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001520566-18-000007 · wf-form4_152028697469458.xml · derivative · entry 6

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,849

Underlying: Common Stock · 58,106 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock of the Issuer and is granted pursuant to the Plan.

F4 · derivative.exercise_date: The reporting person has received an award of RSUs, subject to the terms and conditions of the award agreement. The RSUs vest over a three-year period, with 33% of the RSUs vesting on each of the first and second anniversaries and 34% vesting on the third anniversary of the grant date, subject to the reporting person's continued employment with the Issuer.

F4 · derivative.expiration_date: The reporting person has received an award of RSUs, subject to the terms and conditions of the award agreement. The RSUs vest over a three-year period, with 33% of the RSUs vesting on each of the first and second anniversaries and 34% vesting on the third anniversary of the grant date, subject to the reporting person's continued employment with the Issuer.

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March 01, 2018 Filed Mar 5, 2018 16:56 UTC Nationstar Mortgage Holdings Inc. NSM · Entity 164540 Tax withholdingCommon Stock 7,165 $17.21 $123,309.65
Disclosure

SEC source: 0001520566-18-000007 · wf-form4_152028697469458.xml · nonDerivative · entry 4

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,199

F1 · shares: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units ("RSUs") granted by the Issuer under its Second Amended and Restated 2012 Incentive Compensation Plan (the "Plan").

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March 01, 2018 Filed Mar 5, 2018 16:56 UTC Nationstar Mortgage Holdings Inc. NSM · Entity 164540 Exercise / conversionCommon Stock 18,206 $0.00 $0.00
Disclosure

SEC source: 0001520566-18-000007 · wf-form4_152028697469458.xml · nonDerivative · entry 3

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 16:56 UTC Nationstar Mortgage Holdings Inc. NSM · Entity 164540 Tax withholdingCommon Stock 8,854 $17.21 $152,377.34
Disclosure

SEC source: 0001520566-18-000007 · wf-form4_152028697469458.xml · nonDerivative · entry 2

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,158

F1 · shares: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units ("RSUs") granted by the Issuer under its Second Amended and Restated 2012 Incentive Compensation Plan (the "Plan").

Read SEC document
March 01, 2018 Filed Mar 5, 2018 16:56 UTC Nationstar Mortgage Holdings Inc. NSM · Entity 164540 Exercise / conversionCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001520566-18-000007 · wf-form4_152028697469458.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 16:59 UTC Nationstar Mortgage Holdings Inc. NSM · Entity 164540 Tax withholdingCommon Stock 5,605 $18.40 $103,132.00
Disclosure

SEC source: 0001520566-17-000022 · wf-form4_148892397358077.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,512

F1 · shares: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock granted by the Issuer under its Second Amended and Restated 2012 Incentive Compensation Plan.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:15 UTC Nationstar Mortgage Holdings Inc. NSM · Entity 164540 Tax withholdingCommon Stock 5,551 $18.59 $103,193.09
Disclosure

SEC source: 0001520566-17-000010 · wf-form4_148859372033020.xml · nonDerivative · entry 3

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,117

F2 · shares: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock granted by the Issuer under the Plan.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:15 UTC Nationstar Mortgage Holdings Inc. NSM · Entity 164540 Exercise / conversionRestricted Stock Units · Derivative 22,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001520566-17-000010 · wf-form4_148859372033020.xml · derivative · entry 5

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,743

Underlying: Common Stock · 22,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock of the Issuer and is granted pursuant to the Plan.

F4 · derivative.exercise_date: The reporting person has received an award of RSUs, subject to the terms and conditions of the award agreement. The RSUs vest over a three-year period, with 33% of the RSUs vesting on each of the first and second anniversaries and 34% vesting on the third anniversary of the grant date, subject to the reporting person's continued employment with the Issuer.

F4 · derivative.expiration_date: The reporting person has received an award of RSUs, subject to the terms and conditions of the award agreement. The RSUs vest over a three-year period, with 33% of the RSUs vesting on each of the first and second anniversaries and 34% vesting on the third anniversary of the grant date, subject to the reporting person's continued employment with the Issuer.

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March 01, 2017 Filed Mar 3, 2017 21:15 UTC Nationstar Mortgage Holdings Inc. NSM · Entity 164540 GrantRestricted Stock Units · Derivative 54,675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001520566-17-000010 · wf-form4_148859372033020.xml · derivative · entry 4

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,243

Underlying: Common Stock · 54,675 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock of the Issuer and is granted pursuant to the Plan.

F4 · derivative.exercise_date: The reporting person has received an award of RSUs, subject to the terms and conditions of the award agreement. The RSUs vest over a three-year period, with 33% of the RSUs vesting on each of the first and second anniversaries and 34% vesting on the third anniversary of the grant date, subject to the reporting person's continued employment with the Issuer.

F4 · derivative.expiration_date: The reporting person has received an award of RSUs, subject to the terms and conditions of the award agreement. The RSUs vest over a three-year period, with 33% of the RSUs vesting on each of the first and second anniversaries and 34% vesting on the third anniversary of the grant date, subject to the reporting person's continued employment with the Issuer.

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March 01, 2017 Filed Mar 3, 2017 21:15 UTC Nationstar Mortgage Holdings Inc. NSM · Entity 164540 Tax withholdingCommon Stock 9,439 $18.29 $172,639.31
Disclosure

SEC source: 0001520566-17-000010 · wf-form4_148859372033020.xml · nonDerivative · entry 2

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,668

F1 · shares: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units ("RSUs") granted by the Issuer under its Second Amended and Restated 2012 Incentive Compensation Plan (the "Plan").

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:15 UTC Nationstar Mortgage Holdings Inc. NSM · Entity 164540 Exercise / conversionCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001520566-17-000010 · wf-form4_148859372033020.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.