Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rocket Companies, Inc.RKT · Entity 3094 | Director · Pres & CEO, Rocket Mortgage | October 02, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rocket Companies, Inc.
Report date October 02, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | IndirectBy The Jesse K. Bray Living Trust | 7,728,027 |
Reported balance
After 2026-10-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-10-02 · Sale · Disposed 92,300 · Balance 7,728,027 F1: The transaction reported on this Form 4 was effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 16, 2026. F2: The reported price in Column 4 is a weighted average purchase price. These shares were sold in multiple transactions at prices ranging from $12.18 to $12.65 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| Class A common stockSEC Table I · non-derivative | Direct | 7,812,940 |
Reported balance
Holding disclosure · report date 2026-10-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,812,940 |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported on this Form 4 was effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 16, 2026.
F2: The reported price in Column 4 is a weighted average purchase price. These shares were sold in multiple transactions at prices ranging from $12.18 to $12.65 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Elevate Credit, Inc.
Report date February 28, 2023 · Filed March 02, 2023
Section 16 reporting ended · disclosed 2023-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-02-28 transaction · row 1
1 source rowRow 1 · 2023-02-28 · Disposition to issuer · Disposed 33,334 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of November 16, 2022 (the "Merger Agreement"), by and among Elevate Credit, Inc., (the "Company"), PCAM Acquisition Corp ("Parent") and PCAM Merger Sub Corp ("Merger Sub"), the Merger Sub merged with and into the Company ("the Merger") with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of the Company's Common Stock, par value $0.0004 per share, was cancelled and converted into the right to receive $1.87 in cash. |
| Restricted Shares Units (RSU)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-02-28 · Disposition to issuer · Disposed 66,666 · Balance 0 F2: Pursuant to the Merger Agreement, each restricted stock unit award ("RSU") granted by the Company that is outstanding immediately prior to the effective time of the Merger (whether or not vested) will immediately vest in full and become free of restrictions, and will be cancelled and converted automatically into the right to receive a cash payment equal to the product of (1) the number of shares of Company Common Stock subject to such RSU as of the effective time of the Merger, multiplied by (2) the Merger Consideration. The reporting person was granted 100,000 RSUs on December 17, 2022, vesting in three annual installments, beginning on the first anniversary of the grant date and converting into common stock on a one-for-one basis. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-28 · Disposition to issuer · Disposed 47,210 · Balance 0 F3: Pursuant to the Merger Agreement, each RSU granted by the Company that is outstanding immediately prior to the effective time of the Merger (whether or not vested) will immediately vest in full and become free of restrictions, and will be cancelled and converted automatically into the right to receive a cash payment equal to the product of (1) the number of shares of Company Common Stock subject to such RSU as of the effective time of the Merger, multiplied by (2) the Merger Consideration. The reporting person was granted 47,210 RSUs on May15,2022, vesting annually on the grant date and converting into common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of November 16, 2022 (the "Merger Agreement"), by and among Elevate Credit, Inc., (the "Company"), PCAM Acquisition Corp ("Parent") and PCAM Merger Sub Corp ("Merger Sub"), the Merger Sub merged with and into the Company ("the Merger") with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of the Company's Common Stock, par value $0.0004 per share, was cancelled and converted into the right to receive $1.87 in cash.
F2: Pursuant to the Merger Agreement, each restricted stock unit award ("RSU") granted by the Company that is outstanding immediately prior to the effective time of the Merger (whether or not vested) will immediately vest in full and become free of restrictions, and will be cancelled and converted automatically into the right to receive a cash payment equal to the product of (1) the number of shares of Company Common Stock subject to such RSU as of the effective time of the Merger, multiplied by (2) the Merger Consideration. The reporting person was granted 100,000 RSUs on December 17, 2022, vesting in three annual installments, beginning on the first anniversary of the grant date and converting into common stock on a one-for-one basis.
F3: Pursuant to the Merger Agreement, each RSU granted by the Company that is outstanding immediately prior to the effective time of the Merger (whether or not vested) will immediately vest in full and become free of restrictions, and will be cancelled and converted automatically into the right to receive a cash payment equal to the product of (1) the number of shares of Company Common Stock subject to such RSU as of the effective time of the Merger, multiplied by (2) the Merger Consideration. The reporting person was granted 47,210 RSUs on May15,2022, vesting annually on the grant date and converting into common stock on a one-for-one basis.
Maverick Merger Sub 2, LLC
Report date October 01, 2025 · Filed October 03, 2025
Section 16 reporting ended · disclosed 2025-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-10-01 · Other · Disposed 198,398 · Balance 0 F1: Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Issuer, Maverick Merger Subsidiary was merged with and into Issuer, with Issuer as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Issuer was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Issuer's common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares (the "Exchange Ratio") of Class A common stock, par value $0.00001, of Rocket ("Rocket Stock"), and cash in lieu of fractional shares. F3: Pursuant to the Merger Agreement, at the effective time of the Maverick Effective Time, each outstanding RSU award granted by Issuer, including each performance-based RSU award, was converted into a time-based RSU award in respect of shares of Rocket Stock on the same vesting terms and conditions as were applicable to such award immediately prior to the Maverick Effective Time (achievement of performance conditions for performance-based RSU awards was determined prior to the Maverick Effective Time by the Compensation Committee of the Board of Directors of Issuer pursuant to the applicable equity plan and award agreements), with the number of shares of Rocket Stock determined by multiplying (x) the number of shares of Issuer's common stock subject to such RSU award immediately prior to the effective time of the Maverick Merger by (y) the Exchange Ratio. |
| Common StockSEC Table I · non-derivative | IndirectBy The Jesse K. Bray Living Trust | 0 |
Reported balance
After 2025-10-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-10-01 · Other · Disposed 633,187 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Issuer, Maverick Merger Subsidiary was merged with and into Issuer, with Issuer as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Issuer was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Issuer's common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares (the "Exchange Ratio") of Class A common stock, par value $0.00001, of Rocket ("Rocket Stock"), and cash in lieu of fractional shares. F3: Pursuant to the Merger Agreement, at the effective time of the Maverick Effective Time, each outstanding RSU award granted by Issuer, including each performance-based RSU award, was converted into a time-based RSU award in respect of shares of Rocket Stock on the same vesting terms and conditions as were applicable to such award immediately prior to the Maverick Effective Time (achievement of performance conditions for performance-based RSU awards was determined prior to the Maverick Effective Time by the Compensation Committee of the Board of Directors of Issuer pursuant to the applicable equity plan and award agreements), with the number of shares of Rocket Stock determined by multiplying (x) the number of shares of Issuer's common stock subject to such RSU award immediately prior to the effective time of the Maverick Merger by (y) the Exchange Ratio. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-10-01 · Other · Disposed 639,930 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Issuer, Maverick Merger Subsidiary was merged with and into Issuer, with Issuer as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Issuer was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Issuer's common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares (the "Exchange Ratio") of Class A common stock, par value $0.00001, of Rocket ("Rocket Stock"), and cash in lieu of fractional shares. F3: Pursuant to the Merger Agreement, at the effective time of the Maverick Effective Time, each outstanding RSU award granted by Issuer, including each performance-based RSU award, was converted into a time-based RSU award in respect of shares of Rocket Stock on the same vesting terms and conditions as were applicable to such award immediately prior to the Maverick Effective Time (achievement of performance conditions for performance-based RSU awards was determined prior to the Maverick Effective Time by the Compensation Committee of the Board of Directors of Issuer pursuant to the applicable equity plan and award agreements), with the number of shares of Rocket Stock determined by multiplying (x) the number of shares of Issuer's common stock subject to such RSU award immediately prior to the effective time of the Maverick Merger by (y) the Exchange Ratio. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock.
F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Issuer, Maverick Merger Subsidiary was merged with and into Issuer, with Issuer as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Issuer was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Issuer's common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares (the "Exchange Ratio") of Class A common stock, par value $0.00001, of Rocket ("Rocket Stock"), and cash in lieu of fractional shares.
F3: Pursuant to the Merger Agreement, at the effective time of the Maverick Effective Time, each outstanding RSU award granted by Issuer, including each performance-based RSU award, was converted into a time-based RSU award in respect of shares of Rocket Stock on the same vesting terms and conditions as were applicable to such award immediately prior to the Maverick Effective Time (achievement of performance conditions for performance-based RSU awards was determined prior to the Maverick Effective Time by the Compensation Committee of the Board of Directors of Issuer pursuant to the applicable equity plan and award agreements), with the number of shares of Rocket Stock determined by multiplying (x) the number of shares of Issuer's common stock subject to such RSU award immediately prior to the effective time of the Maverick Merger by (y) the Exchange Ratio.
Nationstar Mortgage Holdings Inc.
Report date July 31, 2018 · Filed August 02, 2018
Section 16 reporting ended · disclosed 2018-08-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-07-31 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-07-31 · Disposition to issuer · Disposed 321,976 · Balance 0 F1: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement. Row 2 · 2018-07-31 · Exercise / conversion · Acquired 59,037 · Balance 59,037 F2: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, subject to certain exceptions, each outstanding Restricted Stock Unit held by the reporting person, whether vested or unvested, automatically vested in full, was assumed by WMIH and converted into a WMIH restricted stock unit entitling the reporting person to receive upon settlement either the Cash Election Consideration or the Stock Election Consideration, as elected by the reporting person in accordance with the procedures set out in the Merger Agreement, based on the number of shares of Common Stock underlying the number of Restricted Stock Unit awards as of immediately prior to the effective time of the merger. F1: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement. Row 3 · 2018-07-31 · Disposition to issuer · Disposed 59,037 · Balance 0 F2: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, subject to certain exceptions, each outstanding Restricted Stock Unit held by the reporting person, whether vested or unvested, automatically vested in full, was assumed by WMIH and converted into a WMIH restricted stock unit entitling the reporting person to receive upon settlement either the Cash Election Consideration or the Stock Election Consideration, as elected by the reporting person in accordance with the procedures set out in the Merger Agreement, based on the number of shares of Common Stock underlying the number of Restricted Stock Unit awards as of immediately prior to the effective time of the merger. F1: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 58,106 |
Reported balance
After 2018-07-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-07-31 · Exercise / conversion · Disposed 59,037 · Balance 58,106 F2: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, subject to certain exceptions, each outstanding Restricted Stock Unit held by the reporting person, whether vested or unvested, automatically vested in full, was assumed by WMIH and converted into a WMIH restricted stock unit entitling the reporting person to receive upon settlement either the Cash Election Consideration or the Stock Election Consideration, as elected by the reporting person in accordance with the procedures set out in the Merger Agreement, based on the number of shares of Common Stock underlying the number of Restricted Stock Unit awards as of immediately prior to the effective time of the merger. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-07-31 · Disposition to issuer · Disposed 58,106 · Balance 0 F3: Restricted Stock Unit awards granted on or after February 12, 2018 were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and settlement terms as applicable immediately prior to such assumption and conversion. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, subject to certain exceptions, each outstanding Restricted Stock Unit held by the reporting person, whether vested or unvested, automatically vested in full, was assumed by WMIH and converted into a WMIH restricted stock unit entitling the reporting person to receive upon settlement either the Cash Election Consideration or the Stock Election Consideration, as elected by the reporting person in accordance with the procedures set out in the Merger Agreement, based on the number of shares of Common Stock underlying the number of Restricted Stock Unit awards as of immediately prior to the effective time of the merger.
F3: Restricted Stock Unit awards granted on or after February 12, 2018 were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and settlement terms as applicable immediately prior to such assumption and conversion.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2026 Filed Oct 5, 2026 20:10 UTC | Rocket Companies, Inc. RKT · Entity 3094 | SaleClass A common stock | 92,300 | $12.39 | $1,143,597.00 |
DisclosureSEC source: 0001543932-26-000007 · wk-form4_1791231048.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 7,728,027 F1 · shares: The transaction reported on this Form 4 was effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 16, 2026. F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were sold in multiple transactions at prices ranging from $12.18 to $12.65 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| October 01, 2026 Filed Oct 3, 2026 00:05 UTC | Rocket Companies, Inc. RKT · Entity 3094 | SaleClass A common stock | 132,700 | $12.01 | $1,593,727.00 |
DisclosureSEC source: 0001543932-26-000004 · wk-form4_1790971528.xml · nonDerivative · entry 2 Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 7,820,327 F2 · shares: The transaction reported on this Form 4 was effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 16, 2026. F3 · price: The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.00 to $12.02 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 01, 2026 Filed Oct 3, 2026 00:05 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 57,200 | $11.51 | $658,372.00 |
DisclosureSEC source: 0001543932-26-000004 · wk-form4_1790971528.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,812,940 F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. Read SEC document |
| September 15, 2026 Filed Sep 16, 2026 20:06 UTC | Rocket Companies, Inc. RKT · Entity 3094 | SaleClass A common stock | 225,000 | $13.11 | $2,949,750.00 |
DisclosureSEC source: 0001805284-26-000107 · wk-form4_1789589171.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 7,953,027 F1 · shares: The transactions reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on .June 16, 2026. F2 · price: The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.92 to $13.34 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 07, 2026 Filed Sep 9, 2026 23:12 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 29,279 | $14.06 | $411,662.74 |
DisclosureSEC source: 0001805284-26-000101 · wk-form4_1788995539.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,870,140 F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 20:05 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 57,200 | $14.25 | $815,100.00 |
DisclosureSEC source: 0001805284-26-000039 · wk-form4_1775160323.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,978,342 F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. Read SEC document |
| March 11, 2026 Filed Mar 13, 2026 20:22 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GiftClass A common stock | 62,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-26-000036 · wk-form4_1773433359.xml · nonDerivative · entry 2 Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage 10b5-1 filing: No plan indicated Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 6,871,997 F2 · shares: Represents a gift (charitable contribution) of shares of common stock to a donor advised fund. Read SEC document |
| March 11, 2026 Filed Mar 13, 2026 20:22 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GiftClass A common stock | 30,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-26-000036 · wk-form4_1773433359.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage 10b5-1 filing: No plan indicated Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 6,934,957 F1 · shares: Represents a gift (charitable contribution) of shares of common stock to a charitable organization. Read SEC document |
| March 07, 2026 Filed Mar 10, 2026 20:23 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 418,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001805284-26-000027 · wk-form4_1773174215.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,262,649 F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:20 UTC | Rocket Companies, Inc. RKT · Entity 3094 | Tax withholdingClass A common stock | 1,193,762 | $18.19 | $21,714,530.78 |
DisclosureSEC source: 0001805284-26-000014 · wk-form4_1772572806.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,844,589 F1 · kind: Number of shares forfeited to pay tax withholding obligations. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 21:57 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 6,965,057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-25-002669 · eh250687029_4-bray.xml · nonDerivative · entry 4 Bray Jesse K · CIK 0001543932 · Director · Pres. & CEO of Rocket Mortgage 10b5-1 filing: No plan indicated Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 6,965,057 F1 · shares: On October 1, 2025, Rocket Companies, Inc. (?Rocket?) completed the previously announced acquisition of Mr. Cooper Group Inc. (?Mr. Cooper? and such acquisition, the ?Mr. Cooper Acquisition?). Pursuant to the Agreement and Plan of Merger (the ?Merger Agreement?), by and among Rocket, Mr. Cooper, Maverick Merger Sub, Inc. (?Maverick Merger Sub?) and Maverick Merger Sub 2, LLC (?Forward Merger Sub?), Maverick Merger Sub merged with and into Mr. Cooper (the ?Maverick Merger?), with Mr. Cooper surviving the Maverick Merger and continuing as a direct, wholly owned subsidiary of Rocket and immediately following such Maverick Merger, Mr. Cooper merged with and into Forward Merger Sub (the ?Forward Merger?), with Forward Merger Sub surviving such Forward Merger and continuing as a direct, wholly owned subsidiary of Rocket. (con't in FN2) F2 · shares: (con't from FN1) Pursuant to the Merger Agreement, each outstanding share of Mr. Cooper common stock, par value $0.01 per share, held by the Reporting Person prior to the effective time of the Maverick Merger converted into a right to receive 11.0 shares of Rocket Class A common stock, par value $0.00001 per share (the "Exchange Ratio"), and cash payable in lieu of fractional shares, without interest and subject to any applicable withholding taxes. F1 · price: On October 1, 2025, Rocket Companies, Inc. (?Rocket?) completed the previously announced acquisition of Mr. Cooper Group Inc. (?Mr. Cooper? and such acquisition, the ?Mr. Cooper Acquisition?). Pursuant to the Agreement and Plan of Merger (the ?Merger Agreement?), by and among Rocket, Mr. Cooper, Maverick Merger Sub, Inc. (?Maverick Merger Sub?) and Maverick Merger Sub 2, LLC (?Forward Merger Sub?), Maverick Merger Sub merged with and into Mr. Cooper (the ?Maverick Merger?), with Mr. Cooper surviving the Maverick Merger and continuing as a direct, wholly owned subsidiary of Rocket and immediately following such Maverick Merger, Mr. Cooper merged with and into Forward Merger Sub (the ?Forward Merger?), with Forward Merger Sub surviving such Forward Merger and continuing as a direct, wholly owned subsidiary of Rocket. (con't in FN2) F2 · price: (con't from FN1) Pursuant to the Merger Agreement, each outstanding share of Mr. Cooper common stock, par value $0.01 per share, held by the Reporting Person prior to the effective time of the Maverick Merger converted into a right to receive 11.0 shares of Rocket Class A common stock, par value $0.00001 per share (the "Exchange Ratio"), and cash payable in lieu of fractional shares, without interest and subject to any applicable withholding taxes. F3 · ownership.nature: Directly owned by Jesse K. Bray Living Trust, of which the Reporting Person is trustee. Reporting Person and members of his immediate family are the sole beneficiaries of the trust. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 21:57 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 816,743 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-25-002669 · eh250687029_4-bray.xml · nonDerivative · entry 3 Bray Jesse K · CIK 0001543932 · Director · Pres. & CEO of Rocket Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,684,819 F5 · shares: On October 1, 2025, the Reporting Person was granted RSUs under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive a share of Class A common stock of Rocket for each vested RSU. The RSUs will vest in equal installments on the first six semi-annual anniversaries of October 1, 2025. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 21:57 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 9,685,698 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-25-002669 · eh250687029_4-bray.xml · nonDerivative · entry 2 Bray Jesse K · CIK 0001543932 · Director · Pres. & CEO of Rocket Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,868,076 F4 · shares: Pursuant to the Merger Agreement, at the effective time of the Maverick Merger, each outstanding restricted stock unit (?RSU?) of Mr. Cooper (including performance-based RSUs for which performance was determined prior to the consummation of the Mr. Cooper Acquisition, collectively, the ?Mr. Cooper Awards?) was converted into an RSU of Rocket for a number of shares of Class A common stock of Rocket determined by multiplying the number of Mr. Cooper shares subject to such Mr. Cooper Awards by the Exchange Ratio. The converted Mr. Cooper Awards are subject to the same time-based vesting conditions as were applicable to such Mr. Cooper Awards immediately prior to the effective time of the Maverick Merger. F4 · price: Pursuant to the Merger Agreement, at the effective time of the Maverick Merger, each outstanding restricted stock unit (?RSU?) of Mr. Cooper (including performance-based RSUs for which performance was determined prior to the consummation of the Mr. Cooper Acquisition, collectively, the ?Mr. Cooper Awards?) was converted into an RSU of Rocket for a number of shares of Class A common stock of Rocket determined by multiplying the number of Mr. Cooper shares subject to such Mr. Cooper Awards by the Exchange Ratio. The converted Mr. Cooper Awards are subject to the same time-based vesting conditions as were applicable to such Mr. Cooper Awards immediately prior to the effective time of the Maverick Merger. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 21:57 UTC | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 2,182,378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-25-002669 · eh250687029_4-bray.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Pres. & CEO of Rocket Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,182,378 F1 · shares: On October 1, 2025, Rocket Companies, Inc. (?Rocket?) completed the previously announced acquisition of Mr. Cooper Group Inc. (?Mr. Cooper? and such acquisition, the ?Mr. Cooper Acquisition?). Pursuant to the Agreement and Plan of Merger (the ?Merger Agreement?), by and among Rocket, Mr. Cooper, Maverick Merger Sub, Inc. (?Maverick Merger Sub?) and Maverick Merger Sub 2, LLC (?Forward Merger Sub?), Maverick Merger Sub merged with and into Mr. Cooper (the ?Maverick Merger?), with Mr. Cooper surviving the Maverick Merger and continuing as a direct, wholly owned subsidiary of Rocket and immediately following such Maverick Merger, Mr. Cooper merged with and into Forward Merger Sub (the ?Forward Merger?), with Forward Merger Sub surviving such Forward Merger and continuing as a direct, wholly owned subsidiary of Rocket. (con't in FN2) F2 · shares: (con't from FN1) Pursuant to the Merger Agreement, each outstanding share of Mr. Cooper common stock, par value $0.01 per share, held by the Reporting Person prior to the effective time of the Maverick Merger converted into a right to receive 11.0 shares of Rocket Class A common stock, par value $0.00001 per share (the "Exchange Ratio"), and cash payable in lieu of fractional shares, without interest and subject to any applicable withholding taxes. F1 · price: On October 1, 2025, Rocket Companies, Inc. (?Rocket?) completed the previously announced acquisition of Mr. Cooper Group Inc. (?Mr. Cooper? and such acquisition, the ?Mr. Cooper Acquisition?). Pursuant to the Agreement and Plan of Merger (the ?Merger Agreement?), by and among Rocket, Mr. Cooper, Maverick Merger Sub, Inc. (?Maverick Merger Sub?) and Maverick Merger Sub 2, LLC (?Forward Merger Sub?), Maverick Merger Sub merged with and into Mr. Cooper (the ?Maverick Merger?), with Mr. Cooper surviving the Maverick Merger and continuing as a direct, wholly owned subsidiary of Rocket and immediately following such Maverick Merger, Mr. Cooper merged with and into Forward Merger Sub (the ?Forward Merger?), with Forward Merger Sub surviving such Forward Merger and continuing as a direct, wholly owned subsidiary of Rocket. (con't in FN2) F2 · price: (con't from FN1) Pursuant to the Merger Agreement, each outstanding share of Mr. Cooper common stock, par value $0.01 per share, held by the Reporting Person prior to the effective time of the Maverick Merger converted into a right to receive 11.0 shares of Rocket Class A common stock, par value $0.00001 per share (the "Exchange Ratio"), and cash payable in lieu of fractional shares, without interest and subject to any applicable withholding taxes. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 16:43 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | OtherPerformance Stock Units · Derivative | 639,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001543932-25-000004 · wk-form4_1759524179.xml · derivative · entry 3 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 639,930 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Issuer, Maverick Merger Subsidiary was merged with and into Issuer, with Issuer as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Issuer was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Issuer's common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares (the "Exchange Ratio") of Class A common stock, par value $0.00001, of Rocket ("Rocket Stock"), and cash in lieu of fractional shares. F3 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time of the Maverick Effective Time, each outstanding RSU award granted by Issuer, including each performance-based RSU award, was converted into a time-based RSU award in respect of shares of Rocket Stock on the same vesting terms and conditions as were applicable to such award immediately prior to the Maverick Effective Time (achievement of performance conditions for performance-based RSU awards was determined prior to the Maverick Effective Time by the Compensation Committee of the Board of Directors of Issuer pursuant to the applicable equity plan and award agreements), with the number of shares of Rocket Stock determined by multiplying (x) the number of shares of Issuer's common stock subject to such RSU award immediately prior to the effective time of the Maverick Merger by (y) the Exchange Ratio. F2 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Issuer, Maverick Merger Subsidiary was merged with and into Issuer, with Issuer as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Issuer was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Issuer's common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares (the "Exchange Ratio") of Class A common stock, par value $0.00001, of Rocket ("Rocket Stock"), and cash in lieu of fractional shares. F3 · price: Pursuant to the Merger Agreement, at the effective time of the Maverick Effective Time, each outstanding RSU award granted by Issuer, including each performance-based RSU award, was converted into a time-based RSU award in respect of shares of Rocket Stock on the same vesting terms and conditions as were applicable to such award immediately prior to the Maverick Effective Time (achievement of performance conditions for performance-based RSU awards was determined prior to the Maverick Effective Time by the Compensation Committee of the Board of Directors of Issuer pursuant to the applicable equity plan and award agreements), with the number of shares of Rocket Stock determined by multiplying (x) the number of shares of Issuer's common stock subject to such RSU award immediately prior to the effective time of the Maverick Merger by (y) the Exchange Ratio. F2 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Issuer, Maverick Merger Subsidiary was merged with and into Issuer, with Issuer as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Issuer was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Issuer's common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares (the "Exchange Ratio") of Class A common stock, par value $0.00001, of Rocket ("Rocket Stock"), and cash in lieu of fractional shares. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Maverick Effective Time, each outstanding RSU award granted by Issuer, including each performance-based RSU award, was converted into a time-based RSU award in respect of shares of Rocket Stock on the same vesting terms and conditions as were applicable to such award immediately prior to the Maverick Effective Time (achievement of performance conditions for performance-based RSU awards was determined prior to the Maverick Effective Time by the Compensation Committee of the Board of Directors of Issuer pursuant to the applicable equity plan and award agreements), with the number of shares of Rocket Stock determined by multiplying (x) the number of shares of Issuer's common stock subject to such RSU award immediately prior to the effective time of the Maverick Merger by (y) the Exchange Ratio. F2 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Issuer, Maverick Merger Subsidiary was merged with and into Issuer, with Issuer as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Issuer was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Issuer's common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares (the "Exchange Ratio") of Class A common stock, par value $0.00001, of Rocket ("Rocket Stock"), and cash in lieu of fractional shares. F3 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the Maverick Effective Time, each outstanding RSU award granted by Issuer, including each performance-based RSU award, was converted into a time-based RSU award in respect of shares of Rocket Stock on the same vesting terms and conditions as were applicable to such award immediately prior to the Maverick Effective Time (achievement of performance conditions for performance-based RSU awards was determined prior to the Maverick Effective Time by the Compensation Committee of the Board of Directors of Issuer pursuant to the applicable equity plan and award agreements), with the number of shares of Rocket Stock determined by multiplying (x) the number of shares of Issuer's common stock subject to such RSU award immediately prior to the effective time of the Maverick Merger by (y) the Exchange Ratio. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 16:43 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | OtherCommon Stock | 633,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001543932-25-000004 · wk-form4_1759524179.xml · nonDerivative · entry 2 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 0 F2 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Issuer, Maverick Merger Subsidiary was merged with and into Issuer, with Issuer as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Issuer was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Issuer's common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares (the "Exchange Ratio") of Class A common stock, par value $0.00001, of Rocket ("Rocket Stock"), and cash in lieu of fractional shares. F3 · price: Pursuant to the Merger Agreement, at the effective time of the Maverick Effective Time, each outstanding RSU award granted by Issuer, including each performance-based RSU award, was converted into a time-based RSU award in respect of shares of Rocket Stock on the same vesting terms and conditions as were applicable to such award immediately prior to the Maverick Effective Time (achievement of performance conditions for performance-based RSU awards was determined prior to the Maverick Effective Time by the Compensation Committee of the Board of Directors of Issuer pursuant to the applicable equity plan and award agreements), with the number of shares of Rocket Stock determined by multiplying (x) the number of shares of Issuer's common stock subject to such RSU award immediately prior to the effective time of the Maverick Merger by (y) the Exchange Ratio. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 16:43 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | OtherCommon Stock | 198,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001543932-25-000004 · wk-form4_1759524179.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · security: Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. F2 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Issuer, Maverick Merger Subsidiary was merged with and into Issuer, with Issuer as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Issuer was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Issuer's common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares (the "Exchange Ratio") of Class A common stock, par value $0.00001, of Rocket ("Rocket Stock"), and cash in lieu of fractional shares. F3 · price: Pursuant to the Merger Agreement, at the effective time of the Maverick Effective Time, each outstanding RSU award granted by Issuer, including each performance-based RSU award, was converted into a time-based RSU award in respect of shares of Rocket Stock on the same vesting terms and conditions as were applicable to such award immediately prior to the Maverick Effective Time (achievement of performance conditions for performance-based RSU awards was determined prior to the Maverick Effective Time by the Compensation Committee of the Board of Directors of Issuer pursuant to the applicable equity plan and award agreements), with the number of shares of Rocket Stock determined by multiplying (x) the number of shares of Issuer's common stock subject to such RSU award immediately prior to the effective time of the Maverick Merger by (y) the Exchange Ratio. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 21:44 UTC Amendment | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 6,965,057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-25-002684 · es250687482_4a1-bray.xml · nonDerivative · entry 3 Bray Jesse K · CIK 0001543932 · Director · Pres. & CEO of Rocket Mortgage 10b5-1 filing: No plan indicated Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 6,965,057 F1 · shares: On October 1, 2025, Rocket Companies, Inc. ("Rocket") completed the previously announced acquisition of Mr. Cooper Group Inc. ("Mr. Cooper" and such acquisition, the "Mr. Cooper Acquisition"). Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), by and among Rocket, Mr. Cooper, Maverick Merger Sub, Inc. ("Maverick Merger Sub") and Maverick Merger Sub 2, LLC ("Forward Merger Sub"), Maverick Merger Sub merged with and into Mr. Cooper (the "Maverick Merger"), with Mr. Cooper surviving the Maverick Merger and continuing as a direct, wholly owned subsidiary of Rocket and immediately following such Maverick Merger, Mr. Cooper merged with and into Forward Merger Sub (the "Forward Merger"), with Forward Merger Sub surviving such Forward Merger and continuing as a direct, wholly owned subsidiary of Rocket. (con't in FN2) F2 · shares: (con't from FN1) Pursuant to the Merger Agreement, each outstanding share of Mr. Cooper common stock, par value $0.01 per share, held by the Reporting Person prior to the effective time of the Maverick Merger converted into a right to receive 11.0 shares of Rocket Class A common stock, par value $0.00001 per share (the "Exchange Ratio"), and cash payable in lieu of fractional shares, without interest and subject to any applicable withholding taxes. F1 · price: On October 1, 2025, Rocket Companies, Inc. ("Rocket") completed the previously announced acquisition of Mr. Cooper Group Inc. ("Mr. Cooper" and such acquisition, the "Mr. Cooper Acquisition"). Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), by and among Rocket, Mr. Cooper, Maverick Merger Sub, Inc. ("Maverick Merger Sub") and Maverick Merger Sub 2, LLC ("Forward Merger Sub"), Maverick Merger Sub merged with and into Mr. Cooper (the "Maverick Merger"), with Mr. Cooper surviving the Maverick Merger and continuing as a direct, wholly owned subsidiary of Rocket and immediately following such Maverick Merger, Mr. Cooper merged with and into Forward Merger Sub (the "Forward Merger"), with Forward Merger Sub surviving such Forward Merger and continuing as a direct, wholly owned subsidiary of Rocket. (con't in FN2) F2 · price: (con't from FN1) Pursuant to the Merger Agreement, each outstanding share of Mr. Cooper common stock, par value $0.01 per share, held by the Reporting Person prior to the effective time of the Maverick Merger converted into a right to receive 11.0 shares of Rocket Class A common stock, par value $0.00001 per share (the "Exchange Ratio"), and cash payable in lieu of fractional shares, without interest and subject to any applicable withholding taxes. F3 · ownership.nature: Directly owned by Jesse K. Bray Living Trust, of which the Reporting Person is trustee. Reporting Person and members of his immediate family are the sole beneficiaries of the trust. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 21:44 UTC Amendment | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 816,743 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-25-002684 · es250687482_4a1-bray.xml · nonDerivative · entry 2 Bray Jesse K · CIK 0001543932 · Director · Pres. & CEO of Rocket Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,038,351 F5 · shares: On October 1, 2025, the Reporting Person was granted RSUs under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive a share of Class A common stock of Rocket for each vested RSU. The RSUs will vest in equal installments on the first six semi-annual anniversaries of October 1, 2025. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 21:44 UTC Amendment | Rocket Companies, Inc. RKT · Entity 3094 | GrantClass A common stock | 9,221,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-25-002684 · es250687482_4a1-bray.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Pres. & CEO of Rocket Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,221,608 F4 · shares: Pursuant to the Merger Agreement, at the effective time of the Maverick Merger, each outstanding restricted stock unit ("RSU") of Mr. Cooper (including performance-based RSUs for which performance was determined prior to the consummation of the Mr. Cooper Acquisition, collectively, the "Mr. Cooper Awards") was converted into an RSU of Rocket for a number of shares of Class A common stock of Rocket determined by multiplying the number of Mr. Cooper shares subject to such Mr. Cooper Awards by the Exchange Ratio. The converted Mr. Cooper Awards are subject to the same time-based vesting conditions as were applicable to such Mr. Cooper Awards immediately prior to the effective time of the Maverick Merger. F4 · price: Pursuant to the Merger Agreement, at the effective time of the Maverick Merger, each outstanding restricted stock unit ("RSU") of Mr. Cooper (including performance-based RSUs for which performance was determined prior to the consummation of the Mr. Cooper Acquisition, collectively, the "Mr. Cooper Awards") was converted into an RSU of Rocket for a number of shares of Class A common stock of Rocket determined by multiplying the number of Mr. Cooper shares subject to such Mr. Cooper Awards by the Exchange Ratio. The converted Mr. Cooper Awards are subject to the same time-based vesting conditions as were applicable to such Mr. Cooper Awards immediately prior to the effective time of the Maverick Merger. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 16:05 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | SaleCommon Stock | 30,000 | $182.43 | $5,472,900.00 |
DisclosureSEC source: 0000933136-25-000079 · wk-form4_1757016308.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 633,187 F1 · shares: The sales reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 13, 2024, which is now concluded. F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $176.93 to $183.56, inclusive. Reporting Person, on behalf of the Trust, undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 16:06 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | SaleCommon Stock | 30,000 | $174.72 | $5,241,600.00 |
DisclosureSEC source: 0000933136-25-000074 · wk-form4_1754338014.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 663,187 F1 · shares: The sales reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 13, 2024. F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $163.99 to $180.32, inclusive. Reporting Person, on behalf of the Trust, undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 16:08 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | SaleCommon Stock | 30,000 | $152.14 | $4,564,200.00 |
DisclosureSEC source: 0000933136-25-000067 · wk-form4_1751486928.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 693,187 F1 · shares: The sales reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 13, 2024. F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $149.51 to $154.12, inclusive. Reporting Person, on behalf of the Trust, undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 16:04 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | GiftCommon Stock | 4,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-25-000065 · wk-form4_1750190664.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 723,187 F1 · shares: Represents a gift (charitable contribution) of shares of common stock to a donor advised fund. Read SEC document |
| June 02, 2025 Filed Jun 3, 2025 16:04 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | SaleCommon Stock | 30,000 | $126.81 | $3,804,300.00 |
DisclosureSEC source: 0000933136-25-000053 · wk-form4_1748981070.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 727,387 F1 · shares: The sales reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 13, 2024. F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $124.50 to $128.57, inclusive. Reporting Person, on behalf of the Trust, undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 01, 2025 Filed May 5, 2025 16:05 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | SaleCommon Stock | 30,000 | $120.14 | $3,604,200.00 |
DisclosureSEC source: 0000933136-25-000036 · wk-form4_1746475534.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 757,387 F1 · shares: The sales reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 13, 2024. F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $117.85 to $121.27, inclusive. Reporting Person, on behalf of the Trust, undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 16:20 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | SaleCommon Stock | 30,000 | $123.49 | $3,704,700.00 |
DisclosureSEC source: 0000933136-25-000029 · wk-form4_1743625236.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 787,387 F1 · shares: The sales reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 13, 2024. F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $120.10 to $126.39, inclusive. Reporting Person, on behalf of the Trust, undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 19:47 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | Exercise / conversion2022 Performance Stock Units · Derivative | 129,562 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-25-000023 · wk-form4_1741135619.xml · derivative · entry 7 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 129,562 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Converts to Common Stock on a one-for-one basis. F3 · kind: On March 3, 2025, 129,562 performance stock units ("PSUs") vested and converted into 129,562 shares of Common Stock, par value $.01 per share, pursuant to the terms of the award agreement dated March 1, 2022, which was subject to the achievement of total shareholder return ("TSR") performance vesting criteria that was determined to have been satisfied on March 3, 2025. F9 · shares: The number of shares of Common Stock that would be received upon vesting of the PSUs, if any, may vary from 0% to 200% of the number shown depending on specified TSR performance over the relevant vesting period. F10 · derivative.exercise_date: The PSUs vest, if at all and to the extent of specified TSR performance, over a period of three years from March 1, 2022 through December 31, 2024. F10 · derivative.expiration_date: The PSUs vest, if at all and to the extent of specified TSR performance, over a period of three years from March 1, 2022 through December 31, 2024. F9 · derivative.underlying_shares: The number of shares of Common Stock that would be received upon vesting of the PSUs, if any, may vary from 0% to 200% of the number shown depending on specified TSR performance over the relevant vesting period. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 19:47 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | SaleCommon Stock | 30,000 | $112.24 | $3,367,200.00 |
DisclosureSEC source: 0000933136-25-000023 · wk-form4_1741135619.xml · nonDerivative · entry 5 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 698,821 F5 · shares: The sales reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 13, 2024. F6 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $109.94 to $113.90, inclusive. Reporting Person, on behalf of the Trust, undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 19:47 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | Tax withholdingCommon Stock | 50,983 | $112.37 | $5,728,959.71 |
DisclosureSEC source: 0000933136-25-000023 · wk-form4_1741135619.xml · nonDerivative · entry 4 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 316,964 F4 · shares: Number of shares forfeited to pay tax withholding obligations upon the vesting of PSUs granted by the Issuer under the 2019 Omnibus Incentive Plan. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 19:47 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | Exercise / conversionCommon Stock | 129,562 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-25-000023 · wk-form4_1741135619.xml · nonDerivative · entry 3 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 367,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On March 3, 2025, 129,562 performance stock units ("PSUs") vested and converted into 129,562 shares of Common Stock, par value $.01 per share, pursuant to the terms of the award agreement dated March 1, 2022, which was subject to the achievement of total shareholder return ("TSR") performance vesting criteria that was determined to have been satisfied on March 3, 2025. F3 · shares: On March 3, 2025, 129,562 performance stock units ("PSUs") vested and converted into 129,562 shares of Common Stock, par value $.01 per share, pursuant to the terms of the award agreement dated March 1, 2022, which was subject to the achievement of total shareholder return ("TSR") performance vesting criteria that was determined to have been satisfied on March 3, 2025. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 19:47 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | Grant2025 Performance Stock Units · Derivative | 47,834 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000933136-25-000023 · wk-form4_1741135619.xml · derivative · entry 6 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,834 Underlying: Common Stock · 47,834 shares Expires not disclosed F7 · derivative.exercise_price: Represents a grant of a target number of PSUs which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of relative TSR and annualized tangible book value growth performance vesting criteria over a period of three years from January 1, 2025 through December 31, 2027, with 100% of the PSUs eligible to vest on the later of (a) the date Issuer's Compensation Committee certifies the achievement of the performance hurdles and (b) March 1, 2028. F7 · price: Represents a grant of a target number of PSUs which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of relative TSR and annualized tangible book value growth performance vesting criteria over a period of three years from January 1, 2025 through December 31, 2027, with 100% of the PSUs eligible to vest on the later of (a) the date Issuer's Compensation Committee certifies the achievement of the performance hurdles and (b) March 1, 2028. F7 · derivative.exercise_date: Represents a grant of a target number of PSUs which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of relative TSR and annualized tangible book value growth performance vesting criteria over a period of three years from January 1, 2025 through December 31, 2027, with 100% of the PSUs eligible to vest on the later of (a) the date Issuer's Compensation Committee certifies the achievement of the performance hurdles and (b) March 1, 2028. F7 · derivative.expiration_date: Represents a grant of a target number of PSUs which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of relative TSR and annualized tangible book value growth performance vesting criteria over a period of three years from January 1, 2025 through December 31, 2027, with 100% of the PSUs eligible to vest on the later of (a) the date Issuer's Compensation Committee certifies the achievement of the performance hurdles and (b) March 1, 2028. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 19:47 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | GrantCommon Stock | 32,260 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-25-000023 · wk-form4_1741135619.xml · nonDerivative · entry 2 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 238,385 F2 · shares: Represents a RSU award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. One-third of such RSUs shall vest on each of the first three anniversaries of the grant date; provided that the executive officer remains continuously employed by the Company through each such applicable vesting date. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 19:47 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | Tax withholdingCommon Stock | 25,946 | $112.37 | $2,915,552.02 |
DisclosureSEC source: 0000933136-25-000023 · wk-form4_1741135619.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 206,125 F1 · shares: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units ("RSUs") granted by the Issuer under its 2019 Omnibus Incentive Plan. Read SEC document |
| February 03, 2025 Filed Feb 4, 2025 16:08 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | SaleCommon Stock | 30,000 | $102.60 | $3,078,000.00 |
DisclosureSEC source: 0000933136-25-000009 · wk-form4_1738703296.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 728,821 F1 · shares: The sales reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 13, 2024. F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $101.31 to $103.69, inclusive. Reporting Person, on behalf of the Trust, undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 16:07 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | SaleCommon Stock | 30,000 | $94.49 | $2,834,700.00 |
DisclosureSEC source: 0000933136-25-000003 · wk-form4_1735938467.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 758,821 F1 · shares: The sales reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 13, 2024. F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $93.50 to $97.00, inclusive. Reporting Person, on behalf of the Trust, undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 16:04 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | SaleCommon Stock | 30,000 | $97.58 | $2,927,400.00 |
DisclosureSEC source: 0000933136-24-000087 · wk-form4_1733259836.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 788,821 F1 · shares: The sales reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 13, 2024. F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $97.10 to $98.45, inclusive. Reporting Person, on behalf of the Trust, undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 01, 2024 Filed Nov 12, 2024 09:04 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | SaleCommon Stock | 30,000 | $88.41 | $2,652,300.00 |
DisclosureSEC source: 0000933136-24-000085 · wk-form4_1731420247.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 818,821 F1 · shares: The sales reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 13, 2024. F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $87.74 to $89.26, inclusive. Reporting Person, on behalf of the Trust, undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 28, 2024 Filed Oct 30, 2024 16:27 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | GiftCommon Stock | 5,520 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-24-000083 · wk-form4_1730320022.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 848,821 F1 · shares: Represents a gift (charitable contribution) of shares of common stock to a charitable organization. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 16:04 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | SaleCommon Stock | 30,000 | $90.99 | $2,729,700.00 |
DisclosureSEC source: 0000933136-24-000077 · wk-form4_1727899461.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 179,631 F1 · shares: The sales reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 13, 2024. F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $90.55 to $91.47, inclusive. Reporting Person, on behalf of the Trust, undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 16:17 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | SaleCommon Stock | 25,000 | $92.57 | $2,314,250.00 |
DisclosureSEC source: 0000933136-24-000074 · wk-form4_1725049060.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 209,631 F1 · shares: The sales reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 14, 2023, which is now concluded. F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $91.89 to $93.00, inclusive. Reporting Person, on behalf of the Trust, undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 29, 2024 Filed Jul 30, 2024 16:09 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | SaleCommon Stock | 25,000 | $92.12 | $2,303,000.00 |
DisclosureSEC source: 0000933136-24-000072 · wk-form4_1722370157.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 234,631 F1 · shares: The sales reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 14, 2023. F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $91.79 to $95.15, inclusive. Reporting Person, on behalf of the Trust, undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 16:21 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | SaleCommon Stock | 25,000 | $80.93 | $2,023,250.00 |
DisclosureSEC source: 0000933136-24-000063 · wk-form4_1719865272.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 259,631 F1 · shares: The sales reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 14, 2023. F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $79.95 to $82.74, inclusive. Reporting Person, on behalf of the Trust, undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 29, 2024 Filed May 30, 2024 16:07 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | SaleCommon Stock | 25,000 | $81.42 | $2,035,500.00 |
DisclosureSEC source: 0000933136-24-000061 · wk-form4_1717099643.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 284,631 F1 · shares: The sales reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 14, 2023. F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $81.03 to $81.67, inclusive. Reporting Person, on behalf of the Trust, undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 29, 2024 Filed Apr 30, 2024 16:18 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | SaleCommon Stock | 25,000 | $78.79 | $1,969,750.00 |
DisclosureSEC source: 0000933136-24-000037 · wk-form4_1714508310.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 309,631 F1 · shares: The sales reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 14, 2023. F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $78.20 to $79.29, inclusive. Reporting Person, on behalf of the Trust, undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 28, 2024 Filed Mar 29, 2024 17:14 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | SaleCommon Stock | 25,000 | $78.09 | $1,952,250.00 |
DisclosureSEC source: 0000933136-24-000031 · wk-form4_1711746855.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By The Jesse K. Bray Living Trust Disclosed balance after: 334,631 F1 · shares: The sales reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 14, 2023. F2 · price: The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $77.75 to $78.50, inclusive. Reporting Person, on behalf of the Trust, undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 17:34 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | Exercise / conversion2021 Performance Stock Units · Derivative | 168,666 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-24-000029 · wk-form4_1710192860.xml · derivative · entry 4 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 168,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Converts to Common Stock on a one-for-one basis. F1 · kind: On March 8, 2024, 168,666 performance stock units ("PSUs") vested and converted into 168,666 shares of Common Stock, par value $.01 per share, pursuant to the terms of the award agreement dated March 8, 2021, which was subject to the achievement of total shareholder return ("TSR") performance vesting criteria that was determined to have been satisfied on March 8, 2024. F4 · shares: The number of shares of Common Stock that would be received upon vesting of the PSUs, if any, may vary from 0% to 200% of the number shown depending on specified TSR performance over the relevant vesting period. F5 · derivative.exercise_date: The PSUs vest, if at all and to the extent of specified TSR performance, over a period of three years from March 1, 2021, with the final two-thirds of the units eligible to vest based on performance through March 1, 2024. F5 · derivative.expiration_date: The PSUs vest, if at all and to the extent of specified TSR performance, over a period of three years from March 1, 2021, with the final two-thirds of the units eligible to vest based on performance through March 1, 2024. F4 · derivative.underlying_shares: The number of shares of Common Stock that would be received upon vesting of the PSUs, if any, may vary from 0% to 200% of the number shown depending on specified TSR performance over the relevant vesting period. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 17:34 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | Tax withholdingCommon Stock | 66,371 | $72.01 | $4,779,375.71 |
DisclosureSEC source: 0000933136-24-000029 · wk-form4_1710192860.xml · nonDerivative · entry 2 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 926,001 F2 · shares: Number of shares forfeited to pay tax withholding obligations upon the vesting of PSUs granted by the Issuer under the 2019 Omnibus Incentive Plan. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 17:34 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | Exercise / conversionCommon Stock | 168,666 | $0.00 | $0.00 |
DisclosureSEC source: 0000933136-24-000029 · wk-form4_1710192860.xml · nonDerivative · entry 1 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 992,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 8, 2024, 168,666 performance stock units ("PSUs") vested and converted into 168,666 shares of Common Stock, par value $.01 per share, pursuant to the terms of the award agreement dated March 8, 2021, which was subject to the achievement of total shareholder return ("TSR") performance vesting criteria that was determined to have been satisfied on March 8, 2024. F1 · shares: On March 8, 2024, 168,666 performance stock units ("PSUs") vested and converted into 168,666 shares of Common Stock, par value $.01 per share, pursuant to the terms of the award agreement dated March 8, 2021, which was subject to the achievement of total shareholder return ("TSR") performance vesting criteria that was determined to have been satisfied on March 8, 2024. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 17:59 UTC | Maverick Merger Sub 2, LLC COOP · Entity 15594 | Grant2024 Performance Stock Units · Derivative | 50,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000933136-24-000023 · wk-form4_1709593152.xml · derivative · entry 6 Bray Jesse K · CIK 0001543932 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,856 Underlying: Common Stock · 50,856 shares Expires not disclosed F7 · derivative.exercise_price: Represents a grant of a target number of performance share units ("PSUs") which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of relative total shareholder return and annualized tangible book value growth performance vesting criteria over a period of three years from January 1, 2024 through December 31, 2026, with 100% of the PSUs eligible to vest on the later of (a) the date Issuer's Compensation Committee certifies the achievement of the performance hurdles and (b) March 1, 2027. F7 · price: Represents a grant of a target number of performance share units ("PSUs") which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of relative total shareholder return and annualized tangible book value growth performance vesting criteria over a period of three years from January 1, 2024 through December 31, 2026, with 100% of the PSUs eligible to vest on the later of (a) the date Issuer's Compensation Committee certifies the achievement of the performance hurdles and (b) March 1, 2027. F7 · derivative.exercise_date: Represents a grant of a target number of performance share units ("PSUs") which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of relative total shareholder return and annualized tangible book value growth performance vesting criteria over a period of three years from January 1, 2024 through December 31, 2026, with 100% of the PSUs eligible to vest on the later of (a) the date Issuer's Compensation Committee certifies the achievement of the performance hurdles and (b) March 1, 2027. F7 · derivative.expiration_date: Represents a grant of a target number of performance share units ("PSUs") which are eligible to vest and be settled into shares of Common Stock in an amount between 0% and 200% of the target based on achievement of relative total shareholder return and annualized tangible book value growth performance vesting criteria over a period of three years from January 1, 2024 through December 31, 2026, with 100% of the PSUs eligible to vest on the later of (a) the date Issuer's Compensation Committee certifies the achievement of the performance hurdles and (b) March 1, 2027. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.