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person · Reporting owner

Zook Anthony P.

Disclosed activity across 4 companies

Tapewire entity
53958
SEC CIK
0001582393

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADAPTIN BIO, INC.NONE · Entity 9083DirectorSeptember 08, 2025September 10, 2025
NEOGENOMICS INCNEO · Entity 2096Director · Chief Executive OfficerApril 01, 2026April 03, 2026
Streamex Corp.BSGM · Entity 1816DirectorDecember 28, 2021April 25, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADAPTIN BIO, INC.

Report date September 08, 2025 · Filed September 10, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.40 · Expires 2035-09-07Direct109,847 Reported balance After 2025-09-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-09-08 · Grant · Acquired 109,847 · Balance 109,847

F1: The stock option vests in equal monthly installments on the last day of each calendar month over 48 months beginning on September 8, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option vests in equal monthly installments on the last day of each calendar month over 48 months beginning on September 8, 2025.

NEOGENOMICS INC

Report date April 01, 2026 · Filed April 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect133,111 Ending reported balance After 2026-04-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-04-01 · Exercise / conversion · Acquired 140,498 · Balance 178,564

Row 2 · 2026-04-01 · Tax withholding · Disposed 45,453 · Balance 133,111

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct280,998 Reported balance After 2026-04-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-04-01 · Exercise / conversion · Disposed 140,498 · Balance 280,998

F1: On April 1, 2025, Mr. Zook was granted 421,496 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.

F2: Once vested, the shares of common stock are not subject to expiration.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct406,918 Reported balance Holding disclosure · report date 2026-04-01 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 406,918

F7: On March 1, 2026, Mr. Zook was granted 406,918 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.

F2: Once vested, the shares of common stock are not subject to expiration.

Common StockSEC Table I · non-derivativeIndirectAmended and Restated Anthony P. Zook Living Trust18,900 Reported balance Holding disclosure · report date 2026-04-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 18,900

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.82 · Expires 2033-08-10Direct8,353 Reported balance Holding disclosure · report date 2026-04-01 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 8,353

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.71 · Expires 2034-06-01Direct8,672 Reported balance Holding disclosure · report date 2026-04-01 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 8,672

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.44 · Expires 2035-04-01Direct729,927 Reported balance Holding disclosure · report date 2026-04-01 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 729,927

F3: This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on April 1, 2025 and multiplied by 110%.

F4: On April 1, 2025, Mr. Zook was granted 729,927 stock options. The options vest ratably over the first three anniversary dates of the grant date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.81 · Expires 2036-03-01Direct675,676 Reported balance Holding disclosure · report date 2026-04-01 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 675,676

F5: This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 27, 2026 and multiplied by 110%.

F6: On March 1, 2026, Mr. Zook was granted 675,676 stock options. The options vest ratably over the first three anniversary dates of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: On April 1, 2025, Mr. Zook was granted 421,496 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.

F2: Once vested, the shares of common stock are not subject to expiration.

F3: This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on April 1, 2025 and multiplied by 110%.

F4: On April 1, 2025, Mr. Zook was granted 729,927 stock options. The options vest ratably over the first three anniversary dates of the grant date.

F5: This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 27, 2026 and multiplied by 110%.

F6: On March 1, 2026, Mr. Zook was granted 675,676 stock options. The options vest ratably over the first three anniversary dates of the grant date.

F7: On March 1, 2026, Mr. Zook was granted 406,918 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.

Streamex Corp.

Report date December 28, 2021 · Filed April 25, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.44 · Expires 2031-12-28Direct50,000 Reported balance After 2021-12-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-12-28 · Grant · Acquired 50,000 · Balance 50,000

F1: The stock options shall be fully vested and exercisable as of December 28, 2021, the date of the grant, subject to the terms and conditions of the BioSig Technologies, Inc. 2012 Equity Incentive Plan and the stock option agreement by and between the Company and the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: The stock options shall be fully vested and exercisable as of December 28, 2021, the date of the grant, subject to the terms and conditions of the BioSig Technologies, Inc. 2012 Equity Incentive Plan and the stock option agreement by and between the Company and the reporting person.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Innocoll Holdings plc

Report date July 24, 2017 · Filed July 26, 2017

Section 16 reporting ended · disclosed 2017-07-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, par value $0.01 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2017-07-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-07-24 · Disposition to issuer · Disposed 682,396 · Balance 0

F1: Immediately prior to the Effective Time (as defined below), the Reporting Person beneficially owned (i) 542,396 ordinary shares of the Issuer, par value $0.01 per share ("Ordinary Shares") , and (ii) 140,000 restricted stock units ("RSUs") issued under the Issuer's 2016 Omnibus Incentive Compensation Plan (the "Plan").

F2: Pursuant to the terms of the Transaction Agreement by and among the Issuer, Gurnet Point L.P., a Delaware limited partnership acting through its general partner Waypoint International GP LLC ("Gurnet Point"), and Lough Ree Technologies Limited, an Irish private limited company and wholly-owned subsidiary of Gurnet Point (the "Transaction Agreement"), each Ordinary Share that was beneficially owned by the Reporting Person immediately prior to the effective time of the scheme (the "Effective Time") now represents the right to receive (i) $1.75 in cash and (ii) a contingent value right which represents a contractual right to receive payments up to a maximum aggregate amount of $4.90 in cash upon, and subject to, the occurrence of certain events, without interest and net of applicable tax withholdings (the "Consideration").

F3: Pursuant to the terms of the Transaction Agreement, each RSU that was beneficially owned by the Reporting Person immediately prior to the Effective Time, was cancelled and now represents the right to receive the Consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.80 · Expires 2026-03-30Direct0 Reported balance After 2017-07-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-07-24 · Disposition to issuer · Disposed 132,500 · Balance 0

F4: Immediately prior to the Effective Time, the Reporting Person beneficially owned unexercised options to purchase 132,500 Ordinary Shares (the "Options"). Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, the Options were cancelled without any consideration being payable in respect thereof.

Filing footnotes · ownership attribution and instrument terms

F1: Immediately prior to the Effective Time (as defined below), the Reporting Person beneficially owned (i) 542,396 ordinary shares of the Issuer, par value $0.01 per share ("Ordinary Shares") , and (ii) 140,000 restricted stock units ("RSUs") issued under the Issuer's 2016 Omnibus Incentive Compensation Plan (the "Plan").

F2: Pursuant to the terms of the Transaction Agreement by and among the Issuer, Gurnet Point L.P., a Delaware limited partnership acting through its general partner Waypoint International GP LLC ("Gurnet Point"), and Lough Ree Technologies Limited, an Irish private limited company and wholly-owned subsidiary of Gurnet Point (the "Transaction Agreement"), each Ordinary Share that was beneficially owned by the Reporting Person immediately prior to the effective time of the scheme (the "Effective Time") now represents the right to receive (i) $1.75 in cash and (ii) a contingent value right which represents a contractual right to receive payments up to a maximum aggregate amount of $4.90 in cash upon, and subject to, the occurrence of certain events, without interest and net of applicable tax withholdings (the "Consideration").

F3: Pursuant to the terms of the Transaction Agreement, each RSU that was beneficially owned by the Reporting Person immediately prior to the Effective Time, was cancelled and now represents the right to receive the Consideration.

F4: Immediately prior to the Effective Time, the Reporting Person beneficially owned unexercised options to purchase 132,500 Ordinary Shares (the "Options"). Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, the Options were cancelled without any consideration being payable in respect thereof.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2026 Filed Apr 3, 2026 20:38 UTC NEOGENOMICS INC NEO · Entity 2096 Exercise / conversionRestricted Stock Unit · Derivative 140,498 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-26-023689 · wk-form4_1775248724.xml · derivative · entry 4

Zook Anthony P. · CIK 0001582393 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,998

Underlying: Common Stock · 140,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On April 1, 2025, Mr. Zook was granted 421,496 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.

F2 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 20:38 UTC NEOGENOMICS INC NEO · Entity 2096 Tax withholdingCommon Stock 45,453 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-023689 · wk-form4_1775248724.xml · nonDerivative · entry 2

Zook Anthony P. · CIK 0001582393 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,111

Read SEC document
April 01, 2026 Filed Apr 3, 2026 20:38 UTC NEOGENOMICS INC NEO · Entity 2096 Exercise / conversionCommon Stock 140,498 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-023689 · wk-form4_1775248724.xml · nonDerivative · entry 1

Zook Anthony P. · CIK 0001582393 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:15 UTC NEOGENOMICS INC NEO · Entity 2096 GrantRestricted Stock Unit · Derivative 406,918 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-26-014146 · wk-form4_1772579744.xml · derivative · entry 4

Zook Anthony P. · CIK 0001582393 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,918

Underlying: Common Stock · 406,918 shares

Expires not disclosed

F3 · derivative.exercise_date: On March 1, 2026, Mr. Zook was granted 406,918 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:15 UTC NEOGENOMICS INC NEO · Entity 2096 GrantStock Option (Right to Buy) · Derivative 675,676 $0.00 Strike: $10.81 $0.00
Disclosure

SEC source: 0001628280-26-014146 · wk-form4_1772579744.xml · derivative · entry 3

Zook Anthony P. · CIK 0001582393 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 675,676

Underlying: Common Stock · 675,676 shares

Expires 2036-03-01

F1 · derivative.exercise_price: This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 27, 2026 and multiplied by 110%.

F2 · derivative.exercise_date: On March 1, 2026, Mr. Zook was granted 675,676 stock options. The options vest ratably over the first three anniversary dates of the grant date.

Read SEC document
September 08, 2025 Filed Sep 10, 2025 21:00 UTC ADAPTIN BIO, INC. NONE · Entity 9083 GrantStock Option (right to buy) · Derivative 109,847 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001213900-25-086588 · marketforms-70725.xml · derivative · entry 1

Zook Anthony P. · CIK 0001582393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,847

Underlying: Common Stock · 109,847 shares

Expires 2035-09-07

F1 · derivative.exercise_date: The stock option vests in equal monthly installments on the last day of each calendar month over 48 months beginning on September 8, 2025.

Read SEC document
August 06, 2025 Filed Aug 6, 2025 20:07 UTC NEOGENOMICS INC NEO · Entity 2096 PurchaseCommon Stock 17,900 $5.58 $99,953.60
Disclosure

SEC source: 0001628280-25-038322 · wk-form4_1754510840.xml · nonDerivative · entry 1

Zook Anthony P. · CIK 0001582393 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,066

Read SEC document
June 01, 2025 Filed Jun 3, 2025 20:06 UTC NEOGENOMICS INC NEO · Entity 2096 Exercise / conversionRestricted Stock Unit · Derivative 12,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-25-000123 · wk-form4_1748981195.xml · derivative · entry 4

Zook Anthony P. · CIK 0001582393 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 20:06 UTC NEOGENOMICS INC NEO · Entity 2096 Tax withholdingCommon Stock 3,424 $0.00 $0.00
Disclosure

SEC source: 0001077183-25-000123 · wk-form4_1748981195.xml · nonDerivative · entry 2

Zook Anthony P. · CIK 0001582393 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,166

F2 · shares: Shares surrendered to NeoGenomics, Inc. for retirement to satisfy the tax obligations in connection with the December 1, 2024 vesting of restricted stock.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 20:06 UTC NEOGENOMICS INC NEO · Entity 2096 Exercise / conversionCommon Stock 12,254 $0.00 $0.00
Disclosure

SEC source: 0001077183-25-000123 · wk-form4_1748981195.xml · nonDerivative · entry 1

Zook Anthony P. · CIK 0001582393 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects release of restricted stock units that were previously reported on a Form 4.

Read SEC document
May 06, 2025 Filed May 8, 2025 20:13 UTC NEOGENOMICS INC NEO · Entity 2096 PurchaseCommon Stock 18,900 $7.88 $148,918.77
Disclosure

SEC source: 0001077183-25-000096 · wk-form4_1746735191.xml · nonDerivative · entry 2

Zook Anthony P. · CIK 0001582393 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Amended and Restated Anthony P. Zook Living Trust

Disclosed balance after: 18,900

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:06 UTC NEOGENOMICS INC NEO · Entity 2096 GrantRestricted Stock Unit · Derivative 421,496 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-25-000058 · wk-form4_1743710801.xml · derivative · entry 3

Zook Anthony P. · CIK 0001582393 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,496

Underlying: Common Stock · 421,496 shares

Expires not disclosed

F3 · derivative.exercise_date: On April 1, 2025, Mr. Zook was granted 421,496 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:06 UTC NEOGENOMICS INC NEO · Entity 2096 GrantStock Option (Right to Buy) · Derivative 729,927 $0.00 Strike: $10.44 $0.00
Disclosure

SEC source: 0001077183-25-000058 · wk-form4_1743710801.xml · derivative · entry 2

Zook Anthony P. · CIK 0001582393 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 729,927

Underlying: Common Stock · 729,927 shares

Expires 2035-04-01

F1 · derivative.exercise_price: This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on April 1, 2025 and multiplied by 110%.

F2 · derivative.exercise_date: On April 1, 2025, Mr. Zook was granted 729,927 stock options. These options vest ratably over the first three anniversary dates of the grant date.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 20:40 UTC NEOGENOMICS INC NEO · Entity 2096 Exercise / conversionRestricted Stock Unit · Derivative 11,336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000137 · wk-form4_1723581604.xml · derivative · entry 2

Zook Anthony P. · CIK 0001582393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
August 10, 2024 Filed Aug 13, 2024 20:40 UTC NEOGENOMICS INC NEO · Entity 2096 Exercise / conversionCommon Stock 11,336 $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000137 · wk-form4_1723581604.xml · nonDerivative · entry 1

Zook Anthony P. · CIK 0001582393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects release of restricted stock units that were previously reported on a Form 4.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:11 UTC NEOGENOMICS INC NEO · Entity 2096 GrantRestricted Stock Unit · Derivative 12,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-24-000097 · wk-form4_1717531862.xml · derivative · entry 4

Zook Anthony P. · CIK 0001582393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,254

Underlying: Common Stock · 12,254 shares

Expires not disclosed

F1 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:11 UTC NEOGENOMICS INC NEO · Entity 2096 GrantStock Option (Right to Buy) · Derivative 8,672 $0.00 Strike: $13.71 $0.00
Disclosure

SEC source: 0001077183-24-000097 · wk-form4_1717531862.xml · derivative · entry 3

Zook Anthony P. · CIK 0001582393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,672

Underlying: Common Stock · 8,672 shares

Expires 2034-06-01

Read SEC document
August 10, 2023 Filed Aug 14, 2023 21:42 UTC NEOGENOMICS INC NEO · Entity 2096 GrantRestricted Stock Unit · Derivative 11,336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077183-23-000122 · wk-form4_1692049312.xml · derivative · entry 2

Zook Anthony P. · CIK 0001582393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,336

Underlying: Common Stock · 11,336 shares

Expires not disclosed

F1 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
August 10, 2023 Filed Aug 14, 2023 21:42 UTC NEOGENOMICS INC NEO · Entity 2096 GrantStock Option (Right to Buy) · Derivative 8,353 $0.00 Strike: $14.82 $0.00
Disclosure

SEC source: 0001077183-23-000122 · wk-form4_1692049312.xml · derivative · entry 1

Zook Anthony P. · CIK 0001582393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,353

Underlying: Common Stock · 8,353 shares

Expires 2033-08-10

Read SEC document
December 28, 2021 Filed Apr 25, 2022 21:22 UTC Streamex Corp. BSGM · Entity 1816 GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0001185185-22-000499 · ownership.xml · derivative · entry 1

Zook Anthony P. · CIK 0001582393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-12-28

F1 · derivative.exercise_date: The stock options shall be fully vested and exercisable as of December 28, 2021, the date of the grant, subject to the terms and conditions of the BioSig Technologies, Inc. 2012 Equity Incentive Plan and the stock option agreement by and between the Company and the reporting person.

Read SEC document
July 08, 2020 Filed Jul 11, 2020 01:43 UTC Streamex Corp. BSGM · Entity 1816 GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-20-000988 · ownership.xml · nonDerivative · entry 1

Zook Anthony P. · CIK 0001582393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Read SEC document
July 24, 2017 Filed Jul 26, 2017 23:04 UTC Innocoll Holdings plc INNL · Entity 12261 Disposition to issuerStock Option (right to buy) · Derivative 132,500 Not disclosed Strike: $8.80 Not disclosed
Disclosure

SEC source: 0001144204-17-038446 · v471497_4.xml · derivative · entry 2

Zook Anthony P. · CIK 0001582393 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares, par value $0.01 per share · 132,500 shares

Expires 2026-03-30

F4 · shares: Immediately prior to the Effective Time, the Reporting Person beneficially owned unexercised options to purchase 132,500 Ordinary Shares (the "Options"). Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, the Options were cancelled without any consideration being payable in respect thereof.

F4 · price: Immediately prior to the Effective Time, the Reporting Person beneficially owned unexercised options to purchase 132,500 Ordinary Shares (the "Options"). Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, the Options were cancelled without any consideration being payable in respect thereof.

F4 · derivative.exercise_date: Immediately prior to the Effective Time, the Reporting Person beneficially owned unexercised options to purchase 132,500 Ordinary Shares (the "Options"). Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, the Options were cancelled without any consideration being payable in respect thereof.

F4 · derivative.underlying_shares: Immediately prior to the Effective Time, the Reporting Person beneficially owned unexercised options to purchase 132,500 Ordinary Shares (the "Options"). Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, the Options were cancelled without any consideration being payable in respect thereof.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 23:04 UTC Innocoll Holdings plc INNL · Entity 12261 Disposition to issuerOrdinary Shares, par value $0.01 per share 682,396 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-038446 · v471497_4.xml · nonDerivative · entry 1

Zook Anthony P. · CIK 0001582393 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Immediately prior to the Effective Time (as defined below), the Reporting Person beneficially owned (i) 542,396 ordinary shares of the Issuer, par value $0.01 per share ("Ordinary Shares") , and (ii) 140,000 restricted stock units ("RSUs") issued under the Issuer's 2016 Omnibus Incentive Compensation Plan (the "Plan").

F2 · price: Pursuant to the terms of the Transaction Agreement by and among the Issuer, Gurnet Point L.P., a Delaware limited partnership acting through its general partner Waypoint International GP LLC ("Gurnet Point"), and Lough Ree Technologies Limited, an Irish private limited company and wholly-owned subsidiary of Gurnet Point (the "Transaction Agreement"), each Ordinary Share that was beneficially owned by the Reporting Person immediately prior to the effective time of the scheme (the "Effective Time") now represents the right to receive (i) $1.75 in cash and (ii) a contingent value right which represents a contractual right to receive payments up to a maximum aggregate amount of $4.90 in cash upon, and subject to, the occurrence of certain events, without interest and net of applicable tax withholdings (the "Consideration").

F3 · price: Pursuant to the terms of the Transaction Agreement, each RSU that was beneficially owned by the Reporting Person immediately prior to the Effective Time, was cancelled and now represents the right to receive the Consideration.

F2 · balance_after: Pursuant to the terms of the Transaction Agreement by and among the Issuer, Gurnet Point L.P., a Delaware limited partnership acting through its general partner Waypoint International GP LLC ("Gurnet Point"), and Lough Ree Technologies Limited, an Irish private limited company and wholly-owned subsidiary of Gurnet Point (the "Transaction Agreement"), each Ordinary Share that was beneficially owned by the Reporting Person immediately prior to the effective time of the scheme (the "Effective Time") now represents the right to receive (i) $1.75 in cash and (ii) a contingent value right which represents a contractual right to receive payments up to a maximum aggregate amount of $4.90 in cash upon, and subject to, the occurrence of certain events, without interest and net of applicable tax withholdings (the "Consideration").

F3 · balance_after: Pursuant to the terms of the Transaction Agreement, each RSU that was beneficially owned by the Reporting Person immediately prior to the Effective Time, was cancelled and now represents the right to receive the Consideration.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.