Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lionsgate Studios Corp.LION · Entity 4171 | Director | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lionsgate Studios Corp.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 78,670 |
Last balance in matching sequence
After 2026-09-15 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-09-15 · Grant · Acquired 13,405 · Balance 74,202 F1: Annual director equity award. F2: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 20,107 restricted share units that are scheduled to vest on November 28, 2026; and (ii) 13,405 restricted share units that are scheduled to vest on September 15, 2027. Row 2 · 2026-09-15 · Grant · Acquired 4,468 · Balance 78,670 F3: Director fees paid in common shares. F2: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 20,107 restricted share units that are scheduled to vest on November 28, 2026; and (ii) 13,405 restricted share units that are scheduled to vest on September 15, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual director equity award.
F2: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 20,107 restricted share units that are scheduled to vest on November 28, 2026; and (ii) 13,405 restricted share units that are scheduled to vest on September 15, 2027.
F3: Director fees paid in common shares.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DraftKings Holdings Inc.
Report date April 28, 2021 · Filed May 01, 2021
Section 16 reporting ended · disclosed 2021-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 14,480 |
Ending reported balance
After 2021-04-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-04-28 · Exercise / conversion · Acquired 11,703 · Balance 13,933 F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Row 2 · 2021-04-28 · Exercise / conversion · Acquired 547 · Balance 14,480 F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-28 · Exercise / conversion · Disposed 11,703 · Balance 0 F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F2: The RSUs were granted on August 12, 2020 and became fully vested on April 28, 2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-04-28 · Exercise / conversion · Disposed 547 · Balance 0 F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F3: The RSUs were granted on February 24, 2021 and became fully vested on April 28, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein).
F2: The RSUs were granted on August 12, 2020 and became fully vested on April 28, 2021.
F3: The RSUs were granted on February 24, 2021 and became fully vested on April 28, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 17, 2026 20:52 UTC | Lionsgate Studios Corp. LION · Entity 4171 | GrantCommon Shares | 4,468 | $11.19 | $49,996.92 |
DisclosureSEC source: 0001504471-26-000002 · wk-form4_1789678369.xml · nonDerivative · entry 2 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,670 F3 · shares: Director fees paid in common shares. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 20,107 restricted share units that are scheduled to vest on November 28, 2026; and (ii) 13,405 restricted share units that are scheduled to vest on September 15, 2027. Read SEC document |
| September 15, 2026 Filed Sep 17, 2026 20:52 UTC | Lionsgate Studios Corp. LION · Entity 4171 | GrantCommon Shares | 13,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001504471-26-000002 · wk-form4_1789678369.xml · nonDerivative · entry 1 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,202 F1 · shares: Annual director equity award. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 20,107 restricted share units that are scheduled to vest on November 28, 2026; and (ii) 13,405 restricted share units that are scheduled to vest on September 15, 2027. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:05 UTC | Lionsgate Studios Corp. LION · Entity 4171 | GrantCommon Shares | 5,252 | $9.52 | $49,999.04 |
DisclosureSEC source: 0001504471-26-000001 · wk-form4_1775246703.xml · nonDerivative · entry 1 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,797 F1 · shares: Director fees paid in common shares. F2 · balance_after: Amount includes 20,107 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest on November 28, 2026. Read SEC document |
| November 28, 2025 Filed Dec 2, 2025 21:19 UTC | Lionsgate Studios Corp. LION · Entity 4171 | GrantCommon Shares | 5,421 | $7.46 | $40,440.66 |
DisclosureSEC source: 0001504471-25-000003 · wk-form4_1764710395.xml · nonDerivative · entry 2 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,545 F3 · shares: Director fees paid in common shares. F2 · balance_after: Amount includes 20,107 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest on November 28, 2026. Read SEC document |
| November 28, 2025 Filed Dec 2, 2025 21:19 UTC | Lionsgate Studios Corp. LION · Entity 4171 | GrantCommon Shares | 20,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001504471-25-000003 · wk-form4_1764710395.xml · nonDerivative · entry 1 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,124 F1 · shares: Annual director equity award. F2 · balance_after: Amount includes 20,107 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest on November 28, 2026. Read SEC document |
| May 06, 2025 Filed May 8, 2025 23:39 UTC | Lionsgate Studios Corp. LION · Entity 4171 | OtherCommon Shares, no par value | 30,017 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-067395 · ownership.xml · nonDerivative · entry 1 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,017 F1 · shares: On May 6, 2025, in connection with the consummation of the transactions contemplated by the Arrangement Agreement, dated as of January 29, 2025, as amended by an amending agreement dated March 12, 2025, by and among the Issuer (f/k/a Lionsgate Studios Holding Corp.), Lions Gate Entertainment Corp. ("LGEC"), LG Sirius Holdings ULC and Lionsgate Studios Holding Corp. (f/k/a Lionsgate Studios Corp.), each share of the LGEC's Class A voting shares and Class B non-voting shares, without par value, held by the Reporting Person were exchanged for (i) Issuer's New Lionsgate new common shares, without par value, pursuant to the Initial Share Exchange and Second Share Exchange (as defined in the Issuer's joint proxy statement/prospectus included in the Registration Statement on Form S-4 (the "Form S-4")) and (ii) common shares, without par value, of Starz Entertainment Corp. pursuant to the Initial Share Exchange, Second Share Exchange and Reverse Stock Split (as defined in the Form S-4). Read SEC document |
| April 28, 2021 Filed May 1, 2021 01:47 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 547 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-059401 · tm2114760-19_4seq1.xml · derivative · entry 4 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 547 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F3 · derivative.exercise_date: The RSUs were granted on February 24, 2021 and became fully vested on April 28, 2021. F3 · derivative.expiration_date: The RSUs were granted on February 24, 2021 and became fully vested on April 28, 2021. Read SEC document |
| April 28, 2021 Filed May 1, 2021 01:47 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 11,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-059401 · tm2114760-19_4seq1.xml · derivative · entry 3 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,703 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F2 · derivative.exercise_date: The RSUs were granted on August 12, 2020 and became fully vested on April 28, 2021. F2 · derivative.expiration_date: The RSUs were granted on August 12, 2020 and became fully vested on April 28, 2021. Read SEC document |
| April 28, 2021 Filed May 1, 2021 01:47 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 547 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-059401 · tm2114760-19_4seq1.xml · nonDerivative · entry 2 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Read SEC document |
| April 28, 2021 Filed May 1, 2021 01:47 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 11,703 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-059401 · tm2114760-19_4seq1.xml · nonDerivative · entry 1 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Read SEC document |
| February 24, 2021 Filed Feb 27, 2021 01:06 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 222 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-029527 · tm217770-15_4seq1.xml · derivative · entry 2 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547 Underlying: Class A Common Stock · 222 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents RSU grants for the last two quarters that are being issued in lieu of a quarterly cash retainer. F3 · derivative.exercise_date: The RSUs were granted on February 24, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on February 24, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| February 24, 2021 Filed Feb 27, 2021 01:06 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 325 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-029527 · tm217770-15_4seq1.xml · derivative · entry 1 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325 Underlying: Class A Common Stock · 325 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents RSU grants for the last two quarters that are being issued in lieu of a quarterly cash retainer. F3 · derivative.exercise_date: The RSUs were granted on February 24, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on February 24, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| August 12, 2020 Filed Aug 15, 2020 00:59 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 379 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-095726 · tm2027466d14_4.xml · derivative · entry 2 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,788 Underlying: Class A Common Stock · 379 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F3 · derivative.exercise_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| August 12, 2020 Filed Aug 15, 2020 00:59 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 11,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-095726 · tm2027466d14_4.xml · derivative · entry 1 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,409 Underlying: Class A Common Stock · 11,409 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents annual equity grant. F3 · derivative.exercise_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| August 12, 2020 Filed May 1, 2021 01:44 UTC Amendment | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 294 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-059388 · tm2114760-7_4aseq1.xml · derivative · entry 1 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,703 Underlying: Class A Common Stock · 294 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F4 · shares: This Form 4 amendment is being filed solely to correct the number of restricted stock units granted by the Issuer to the Reporting Person on August 14, 2020 . The original Form 4 filing erroneously reported 379 restricted stock units granted by the Issuer to the Reporting Person. The corrected number of restricted stock units granted by the Issuer to the Reporting Person is 294 restricted stock units. Other than as described in this footnote, there are no other changes from the original Form 4, including the transactions triggering the original Form 4. F3 · derivative.exercise_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units were granted on August 12, 2020 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F4 · derivative.underlying_shares: This Form 4 amendment is being filed solely to correct the number of restricted stock units granted by the Issuer to the Reporting Person on August 14, 2020 . The original Form 4 filing erroneously reported 379 restricted stock units granted by the Issuer to the Reporting Person. The corrected number of restricted stock units granted by the Issuer to the Reporting Person is 294 restricted stock units. Other than as described in this footnote, there are no other changes from the original Form 4, including the transactions triggering the original Form 4. F4 · balance_after: This Form 4 amendment is being filed solely to correct the number of restricted stock units granted by the Issuer to the Reporting Person on August 14, 2020 . The original Form 4 filing erroneously reported 379 restricted stock units granted by the Issuer to the Reporting Person. The corrected number of restricted stock units granted by the Issuer to the Reporting Person is 294 restricted stock units. Other than as described in this footnote, there are no other changes from the original Form 4, including the transactions triggering the original Form 4. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 21:11 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 23,691 | $38.80 | $919,210.80 |
DisclosureSEC source: 0001104659-20-076910 · tm2023109-6_4.xml · nonDerivative · entry 1 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,230 F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. sold by the Reporting Person in a public offering of shares of Class A Common Stock, pursuant to an Underwriting Agreement dated June 18, 2020, which closed on June 23, 2020. The shares of Class A Common Stock were sold at the price of $38.80 per share to the underwriters. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:16 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionStock Option · Derivative | 23,691 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0001104659-20-075688 · tm2023109d2_4.xml · derivative · entry 2 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,987 Underlying: Class A Common Stock · 23,691 shares Expires 2028-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. exercised by the Reporting Person in connection with a public offering of shares of Class A Common Stock of the Issuer, pursuant to an Underwriting Agreement dated June 18, 2020. F2 · derivative.exercise_date: The option is vested and currently exercisable. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:16 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 23,691 | $2.95 | $69,888.45 |
DisclosureSEC source: 0001104659-20-075688 · tm2023109d2_4.xml · nonDerivative · entry 1 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. exercised by the Reporting Person in connection with a public offering of shares of Class A Common Stock of the Issuer, pursuant to an Underwriting Agreement dated June 18, 2020. Read SEC document |
| May 21, 2020 Filed May 26, 2020 21:14 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEarnout Rights · Derivative | 2,230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-065929 · tm2020593d2_4.xml · derivative · entry 2 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,230 shares Expires 2024-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. F1 · derivative.exercise_date: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. Read SEC document |
| May 21, 2020 Filed May 26, 2020 21:14 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 2,230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-065929 · tm2020593d2_4.xml · nonDerivative · entry 1 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 21:28 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | OtherEarnout Rights · Derivative | 2,230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-051726 · tm2016925-23_4.xml · derivative · entry 4 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Class A Common Stock · 2,230 shares Expires 2024-04-23 F6 · derivative.exercise_price: On April 23, 2020 (the "Closing Date"), Mr. Rosenblatt received the right to acquire 2,230 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. F6 · kind: On April 23, 2020 (the "Closing Date"), Mr. Rosenblatt received the right to acquire 2,230 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. F6 · price: On April 23, 2020 (the "Closing Date"), Mr. Rosenblatt received the right to acquire 2,230 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. F6 · derivative.exercise_date: On April 23, 2020 (the "Closing Date"), Mr. Rosenblatt received the right to acquire 2,230 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 21:28 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 47,693 | Not disclosed Strike: $4.69 | Not disclosed |
DisclosureSEC source: 0001104659-20-051726 · tm2016925-23_4.xml · derivative · entry 3 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,693 Underlying: Class A Common Stock · 47,693 shares Expires 2029-06-04 F5 · price: Received pursuant to the BCA in exchange for an option to purchase 134,869 shares of Former DraftKings common stock. F4 · derivative.exercise_date: The options were granted on June 4, 2019. 29,808 options have vested. The remaining options will vest in nine (9) equal monthly installments beginning May 10, 2020. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 21:28 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 182,678 | Not disclosed Strike: $2.94 | Not disclosed |
DisclosureSEC source: 0001104659-20-051726 · tm2016925-23_4.xml · derivative · entry 2 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,678 Underlying: Class A Common Stock · 182,678 shares Expires 2028-01-10 F3 · price: Received pursuant to the BCA in exchange for an option to purchase 516,585 shares of Former DraftKings common stock. F1 · derivative.exercise_date: The option is vested and currently exercisable. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 21:28 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantStock Option · Derivative | 8,840 | Not disclosed Strike: $0.62 | Not disclosed |
DisclosureSEC source: 0001104659-20-051726 · tm2016925-23_4.xml · derivative · entry 1 Rosenblatt M Richard · CIK 0001504471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,840 Underlying: Class A Common Stock · 8,840 shares Expires 2025-02-18 F2 · price: Received pursuant to the Business Combination Agreement, dated as of December 22, 2019, by and among Diamond Eagle Acquisition Corp. ("DEAC"), DraftKings Inc., a Delaware corporation ("Former DraftKings"), SBTech (Global) Limited, a company limited by shares incorporated in Gibraltar and continued as a company under the Isle of Man Companies Act 2006 ("SBT"), the shareholders of SBT ("SBT Sellers"), Shalom Meckenzie, in his capacity as the SBT Sellers' representative, DEAC NV Merger Corp., a Nevada corporation and a wholly-owned subsidiary of DEAC (and upon consummation of the business combination, the surviving "Issuer" as renamed "DraftKings Inc."), and DEAC Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of DEAC (as amended by Amendment No. 1, dated as of April 7, 2020, the "BCA") in exchange for an option to purchase 25,000 shares of Former DraftKings common stock. F1 · derivative.exercise_date: The option is vested and currently exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.