Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EMISPHERE TECHNOLOGIES INCEMIS · Entity 174671 | Director | May 18, 2017 | May 24, 2017 |
| Lionsgate Studios Corp.LION · Entity 4171 | Director | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EMISPHERE TECHNOLOGIES INC
Report date May 18, 2017 · Filed May 24, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.47 · Expires 2027-05-18 | Direct | 40,000 |
Reported balance
After 2017-05-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-05-18 · Grant · Acquired 40,000 · Balance 40,000 F1: One-third of the options subject to this grant shall vest on each of the first three anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: One-third of the options subject to this grant shall vest on each of the first three anniversaries of the grant date.
Lionsgate Studios Corp.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 227,402 |
Last balance in matching sequence
After 2026-09-15 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-09-15 · Grant · Acquired 13,405 · Balance 221,593 F1: Annual director equity award. F2: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 20,107 restricted share units that are scheduled to vest on November 28, 2026; and (ii) 13,405 restricted share units that are scheduled to vest on September 15, 2027. Row 2 · 2026-09-15 · Grant · Acquired 5,809 · Balance 227,402 F3: Director fees paid in common shares. F2: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 20,107 restricted share units that are scheduled to vest on November 28, 2026; and (ii) 13,405 restricted share units that are scheduled to vest on September 15, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual director equity award.
F2: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 20,107 restricted share units that are scheduled to vest on November 28, 2026; and (ii) 13,405 restricted share units that are scheduled to vest on September 15, 2027.
F3: Director fees paid in common shares.
Past disclosures · reporting ended (5)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LORAL SPACE & COMMUNICATIONS INC.
Report date November 19, 2021 · Filed November 22, 2021
Section 16 reporting ended · disclosed 2021-11-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-11-19 transaction · row 1
1 source rowRow 1 · 2021-11-19 · Disposition to issuer · Disposed 6,000 · Balance 0 F1: Each share was converted into the right to receive one newly issued Class B variable voting share of Telesat Corporation at the effective time of the Merger (as defined in the Transaction Agreement) pursuant to the Transaction Agreement and Plan of Merger (as amended from time to time and including all exhibits and schedules thereto, the "Transaction Agreement"), dated as of November 23, 2020, as amended on June 24, 2021, by and among Loral Space & Communications Inc., Telesat Corporation, Telesat Canada, Telesat Partnership LP, Telesat CanHold Corporation, Lion Combination Sub Corporation, Public Sector Pension Investment Board and Red Isle Private Investments Inc., subject to the terms and conditions therein. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-11-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-11-19 · Disposition to issuer · Disposed 18,452 · Balance 0 F2: Each restricted stock unit, or RSU, represented a contingent right to receive one share of Common Stock of the Issuer or at the Issuer's election, the cash value thereof. F3: The RSUs were fully vested prior to the Merger. Each RSU was settled in shares of Issuer Common Stock immediately prior to the Merger that were converted into the right to receive newly issued Class B variable voting shares of Telesat Corporation at the effective time of the Merger pursuant to the Transaction, subject to the terms and conditions therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share was converted into the right to receive one newly issued Class B variable voting share of Telesat Corporation at the effective time of the Merger (as defined in the Transaction Agreement) pursuant to the Transaction Agreement and Plan of Merger (as amended from time to time and including all exhibits and schedules thereto, the "Transaction Agreement"), dated as of November 23, 2020, as amended on June 24, 2021, by and among Loral Space & Communications Inc., Telesat Corporation, Telesat Canada, Telesat Partnership LP, Telesat CanHold Corporation, Lion Combination Sub Corporation, Public Sector Pension Investment Board and Red Isle Private Investments Inc., subject to the terms and conditions therein.
F2: Each restricted stock unit, or RSU, represented a contingent right to receive one share of Common Stock of the Issuer or at the Issuer's election, the cash value thereof.
F3: The RSUs were fully vested prior to the Merger. Each RSU was settled in shares of Issuer Common Stock immediately prior to the Merger that were converted into the right to receive newly issued Class B variable voting shares of Telesat Corporation at the effective time of the Merger pursuant to the Transaction, subject to the terms and conditions therein.
Lionsgate Studios Holding Corp.
Report date May 06, 2025 · Filed May 08, 2025
Section 16 reporting ended · disclosed 2025-05-08. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
STARZ ENTERTAINMENT CORP /CN/
Report date May 06, 2025 · Filed May 08, 2025
Section 16 reporting ended · disclosed 2025-05-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Voting Shares, no par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-05-06 transaction · row 1
1 source rowRow 1 · 2025-05-06 · Other · Disposed 118,393 · Balance 0 F1: On May 6, 2025, in connection with the consummation of the transactions contemplated by the Arrangement Agreement, dated as of January 29, 2025, as amended by an amending agreement dated March 12, 2025, by and among the Issuer, Lionsgate Studios Corp. ("New Lionsgate") (f/k/a Lionsgate Sudios Holding Corp.), LG Sirius Holdings ULC and Lionsgate Studios Holding Corp. (f/k/a Lionsgate Studios Corp.), each share of the Issuer's Class A voting shares and Class B non-voting shares, without par value, held by the Reporting Person were exchanged for (i) New Lionsgate new common shares, without par value, pursuant to the Initial Share Exchange and Second Share Exchange (as defined in the Issuer's joint proxy statement/prospectus included in the Registration Statement on Form S-4 (the "Form S-4")) and (ii) common shares, without par value, of Starz Entertainment Corp. ("Starz") pursuant to the Initial Share Exchange, Second Share Exchange and Reverse Stock Split (as defined in the Form S-4). F2: Pursuant to the terms of the Form S-4, (i) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of New Lionsgate after the transactions, or by a former employee of Issuer (regardless of the division in which such former employee served), will be converted into an award of New Lionsgate under the New Lionsgate 2025 Plan (as defined in the Form S-4), (ii) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of Starz will be converted into an award of Starz under the Starz 2025 Plan (as defined in the Form S-4), and F3: (Continued from footnote 2) (iii) each equity award outstanding under the equity plans of Issuer held by a director of Issuer who will be a director of both New Lionsgate and Starz will be partially converted into an award of award of New Lionsgate under the New Lionsgate 2025 Plan and partially converted into an award of Starz under the Starz 2025 Plan, in all cases, on a basis that is intended to preserve the aggregate fair market value of such awards immediately before and immediately after the conversion. |
| Class B Common Shares, no par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-05-06 transaction · row 2
1 source rowRow 2 · 2025-05-06 · Other · Disposed 19,874 · Balance 0 F1: On May 6, 2025, in connection with the consummation of the transactions contemplated by the Arrangement Agreement, dated as of January 29, 2025, as amended by an amending agreement dated March 12, 2025, by and among the Issuer, Lionsgate Studios Corp. ("New Lionsgate") (f/k/a Lionsgate Sudios Holding Corp.), LG Sirius Holdings ULC and Lionsgate Studios Holding Corp. (f/k/a Lionsgate Studios Corp.), each share of the Issuer's Class A voting shares and Class B non-voting shares, without par value, held by the Reporting Person were exchanged for (i) New Lionsgate new common shares, without par value, pursuant to the Initial Share Exchange and Second Share Exchange (as defined in the Issuer's joint proxy statement/prospectus included in the Registration Statement on Form S-4 (the "Form S-4")) and (ii) common shares, without par value, of Starz Entertainment Corp. ("Starz") pursuant to the Initial Share Exchange, Second Share Exchange and Reverse Stock Split (as defined in the Form S-4). F2: Pursuant to the terms of the Form S-4, (i) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of New Lionsgate after the transactions, or by a former employee of Issuer (regardless of the division in which such former employee served), will be converted into an award of New Lionsgate under the New Lionsgate 2025 Plan (as defined in the Form S-4), (ii) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of Starz will be converted into an award of Starz under the Starz 2025 Plan (as defined in the Form S-4), and F3: (Continued from footnote 2) (iii) each equity award outstanding under the equity plans of Issuer held by a director of Issuer who will be a director of both New Lionsgate and Starz will be partially converted into an award of award of New Lionsgate under the New Lionsgate 2025 Plan and partially converted into an award of Starz under the Starz 2025 Plan, in all cases, on a basis that is intended to preserve the aggregate fair market value of such awards immediately before and immediately after the conversion. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 6, 2025, in connection with the consummation of the transactions contemplated by the Arrangement Agreement, dated as of January 29, 2025, as amended by an amending agreement dated March 12, 2025, by and among the Issuer, Lionsgate Studios Corp. ("New Lionsgate") (f/k/a Lionsgate Sudios Holding Corp.), LG Sirius Holdings ULC and Lionsgate Studios Holding Corp. (f/k/a Lionsgate Studios Corp.), each share of the Issuer's Class A voting shares and Class B non-voting shares, without par value, held by the Reporting Person were exchanged for (i) New Lionsgate new common shares, without par value, pursuant to the Initial Share Exchange and Second Share Exchange (as defined in the Issuer's joint proxy statement/prospectus included in the Registration Statement on Form S-4 (the "Form S-4")) and (ii) common shares, without par value, of Starz Entertainment Corp. ("Starz") pursuant to the Initial Share Exchange, Second Share Exchange and Reverse Stock Split (as defined in the Form S-4).
F2: Pursuant to the terms of the Form S-4, (i) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of New Lionsgate after the transactions, or by a former employee of Issuer (regardless of the division in which such former employee served), will be converted into an award of New Lionsgate under the New Lionsgate 2025 Plan (as defined in the Form S-4), (ii) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of Starz will be converted into an award of Starz under the Starz 2025 Plan (as defined in the Form S-4), and
F3: (Continued from footnote 2) (iii) each equity award outstanding under the equity plans of Issuer held by a director of Issuer who will be a director of both New Lionsgate and Starz will be partially converted into an award of award of New Lionsgate under the New Lionsgate 2025 Plan and partially converted into an award of Starz under the Starz 2025 Plan, in all cases, on a basis that is intended to preserve the aggregate fair market value of such awards immediately before and immediately after the conversion.
Sumo Logic, Inc.
Report date May 12, 2023 · Filed May 12, 2023
Section 16 reporting ended · disclosed 2023-05-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-05-12 transaction · row 1
1 source rowRow 1 · 2023-05-12 · Disposition to issuer · Disposed 35,236 · Balance 0 F1: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). At the effective time of the merger (the "Effective Time") each issued and outstanding RSU was cancelled and converted into the right to receive an amount equal to $12.05 in cash (the "Per Share Price"), subject to the terms set forth in the Merger Agreement. F2: Pursuant to the terms of the Company's Outside Director Compensation Policy and/or the applicable award agreement governing such RSU, at the Effective Time, each unvested RSU was accelerated and converted into the right to receive an amount in cash equal to the Per Share Price. F3: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2023-05-12 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-05-12 · Disposition to issuer · Disposed 366,095 · Balance 0 F3: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price. F4: These shares are held of record by JDH Investment Management, LLC, for which the Reporting Person serves as Chairman and Chief Executive Officer. |
Filing footnotes · ownership attribution and instrument terms
F1: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). At the effective time of the merger (the "Effective Time") each issued and outstanding RSU was cancelled and converted into the right to receive an amount equal to $12.05 in cash (the "Per Share Price"), subject to the terms set forth in the Merger Agreement.
F2: Pursuant to the terms of the Company's Outside Director Compensation Policy and/or the applicable award agreement governing such RSU, at the Effective Time, each unvested RSU was accelerated and converted into the right to receive an amount in cash equal to the Per Share Price.
F3: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price.
F4: These shares are held of record by JDH Investment Management, LLC, for which the Reporting Person serves as Chairman and Chief Executive Officer.
ZUORA INC
Report date February 14, 2025 · Filed February 14, 2025
Section 16 reporting ended · disclosed 2025-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-02-14 transaction · row 1
1 source rowRow 1 · 2025-02-14 · Disposition to issuer · Disposed 43,567 · Balance 0 F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration"). F2: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash equal to the product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy JDH Life Sciences, Inc. | 0 |
Reported balance
After 2025-02-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-02-14 · Disposition to issuer · Disposed 201,000 · Balance 0 F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration"). F3: Reporting Person is the president and sole beneficial owner of JDH Life Sciences, Inc., and may be deemed to share voting and dispositive power with regard to the shares held by JDH Life Sciences, Inc., with Scalar Gauge Management, LLC (the Account Manager). |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Abraxus Trust | 0 |
Reported balance
After 2025-02-14 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-02-14 · Disposition to issuer · Disposed 100,000 · Balance 0 F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration"). F4: Reporting Person is the trustee and sole beneficiary of the Abraxus Trust and may be deemed to have sole voting and dispositive power with regard to the shares held by the Abraxus Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").
F2: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash equal to the product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions.
F3: Reporting Person is the president and sole beneficial owner of JDH Life Sciences, Inc., and may be deemed to share voting and dispositive power with regard to the shares held by JDH Life Sciences, Inc., with Scalar Gauge Management, LLC (the Account Manager).
F4: Reporting Person is the trustee and sole beneficiary of the Abraxus Trust and may be deemed to have sole voting and dispositive power with regard to the shares held by the Abraxus Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 17, 2026 20:51 UTC | Lionsgate Studios Corp. LION · Entity 4171 | GrantCommon Shares | 5,809 | $11.19 | $65,002.71 |
DisclosureSEC source: 0001235775-26-000002 · wk-form4_1789678309.xml · nonDerivative · entry 2 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,402 F3 · shares: Director fees paid in common shares. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 20,107 restricted share units that are scheduled to vest on November 28, 2026; and (ii) 13,405 restricted share units that are scheduled to vest on September 15, 2027. Read SEC document |
| September 15, 2026 Filed Sep 17, 2026 20:51 UTC | Lionsgate Studios Corp. LION · Entity 4171 | GrantCommon Shares | 13,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001235775-26-000002 · wk-form4_1789678309.xml · nonDerivative · entry 1 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,593 F1 · shares: Annual director equity award. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 20,107 restricted share units that are scheduled to vest on November 28, 2026; and (ii) 13,405 restricted share units that are scheduled to vest on September 15, 2027. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:04 UTC | Lionsgate Studios Corp. LION · Entity 4171 | GrantCommon Shares | 6,828 | $9.52 | $65,002.56 |
DisclosureSEC source: 0001235775-26-000001 · wk-form4_1775246638.xml · nonDerivative · entry 1 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,188 F1 · shares: Director fees paid in common shares. F2 · balance_after: Amount includes 20,107 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest on November 28, 2026. Read SEC document |
| November 29, 2025 Filed Dec 2, 2025 21:21 UTC | Lionsgate Studios Corp. LION · Entity 4171 | Tax withholdingCommon Shares | 0 | $7.46 | $0.00 |
DisclosureSEC source: 0001235775-25-000004 · wk-form4_1764710460.xml · nonDerivative · entry 3 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,360 F4 · balance_after: Amount includes 20,107 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest on November 28, 2026. Read SEC document |
| November 28, 2025 Filed Dec 2, 2025 21:21 UTC | Lionsgate Studios Corp. LION · Entity 4171 | GrantCommon Shares | 8,713 | $7.46 | $64,998.98 |
DisclosureSEC source: 0001235775-25-000004 · wk-form4_1764710460.xml · nonDerivative · entry 2 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,360 F3 · shares: Director fees paid in common shares. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 20,066 restricted share units that are scheduled to vest on November 29, 2025; and (ii) 20,107 restricted share units that are scheduled to vest on November 28, 2026. Read SEC document |
| November 28, 2025 Filed Dec 2, 2025 21:21 UTC | Lionsgate Studios Corp. LION · Entity 4171 | GrantCommon Shares | 20,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001235775-25-000004 · wk-form4_1764710460.xml · nonDerivative · entry 1 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,647 F1 · shares: Annual director equity award. F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 20,066 restricted share units that are scheduled to vest on November 29, 2025; and (ii) 20,107 restricted share units that are scheduled to vest on November 28, 2026. Read SEC document |
| May 09, 2025 Filed May 14, 2025 01:41 UTC | Lionsgate Studios Corp. LION · Entity 4171 | OtherCommon Shares | 20,066 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-070843 · ownership.xml · nonDerivative · entry 1 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,540 F1 · shares: On May 6, 2025, in connection with the consummation of the transactions contemplated by the Arrangement Agreement, dated as of January 29, 2025, as amended by an amending agreement dated March 12, 2025, by and among the Issuer (f/k/a Lionsgate Studios Holding Corp.), Lions Gate Entertainment Corp. ("LGEC"), LG Sirius Holdings ULC and Lionsgate Studios Holding Corp. (f/k/a Lionsgate Studios Corp.), each equity award outstanding under the equity plans of LGEC held by a LGEC service provider who will be a service provider of Issuer after the transactions were converted into an award of Issuer under the New Lionsgate 2025 Plan (as defined in the Issuer's joint proxy statement/prospectus included in the Registration Statement on Form S-4), on a basis that is intended to preserve the fair market value of such awards immediately before and immediately after the conversion. F2 · balance_after: Amount includes the following restricted share units ("RSUs") granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: 20,066 RSUs scheduled to vest on November 29, 2025. Read SEC document |
| May 06, 2025 Filed May 8, 2025 23:23 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.A · Entity 5541 | OtherClass B Common Shares, no par value | 19,874 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-067369 · ownership.xml · nonDerivative · entry 2 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On May 6, 2025, in connection with the consummation of the transactions contemplated by the Arrangement Agreement, dated as of January 29, 2025, as amended by an amending agreement dated March 12, 2025, by and among the Issuer, Lionsgate Studios Corp. ("New Lionsgate") (f/k/a Lionsgate Sudios Holding Corp.), LG Sirius Holdings ULC and Lionsgate Studios Holding Corp. (f/k/a Lionsgate Studios Corp.), each share of the Issuer's Class A voting shares and Class B non-voting shares, without par value, held by the Reporting Person were exchanged for (i) New Lionsgate new common shares, without par value, pursuant to the Initial Share Exchange and Second Share Exchange (as defined in the Issuer's joint proxy statement/prospectus included in the Registration Statement on Form S-4 (the "Form S-4")) and (ii) common shares, without par value, of Starz Entertainment Corp. ("Starz") pursuant to the Initial Share Exchange, Second Share Exchange and Reverse Stock Split (as defined in the Form S-4). F2 · kind: Pursuant to the terms of the Form S-4, (i) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of New Lionsgate after the transactions, or by a former employee of Issuer (regardless of the division in which such former employee served), will be converted into an award of New Lionsgate under the New Lionsgate 2025 Plan (as defined in the Form S-4), (ii) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of Starz will be converted into an award of Starz under the Starz 2025 Plan (as defined in the Form S-4), and F3 · kind: (Continued from footnote 2) (iii) each equity award outstanding under the equity plans of Issuer held by a director of Issuer who will be a director of both New Lionsgate and Starz will be partially converted into an award of award of New Lionsgate under the New Lionsgate 2025 Plan and partially converted into an award of Starz under the Starz 2025 Plan, in all cases, on a basis that is intended to preserve the aggregate fair market value of such awards immediately before and immediately after the conversion. F1 · price: On May 6, 2025, in connection with the consummation of the transactions contemplated by the Arrangement Agreement, dated as of January 29, 2025, as amended by an amending agreement dated March 12, 2025, by and among the Issuer, Lionsgate Studios Corp. ("New Lionsgate") (f/k/a Lionsgate Sudios Holding Corp.), LG Sirius Holdings ULC and Lionsgate Studios Holding Corp. (f/k/a Lionsgate Studios Corp.), each share of the Issuer's Class A voting shares and Class B non-voting shares, without par value, held by the Reporting Person were exchanged for (i) New Lionsgate new common shares, without par value, pursuant to the Initial Share Exchange and Second Share Exchange (as defined in the Issuer's joint proxy statement/prospectus included in the Registration Statement on Form S-4 (the "Form S-4")) and (ii) common shares, without par value, of Starz Entertainment Corp. ("Starz") pursuant to the Initial Share Exchange, Second Share Exchange and Reverse Stock Split (as defined in the Form S-4). F2 · price: Pursuant to the terms of the Form S-4, (i) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of New Lionsgate after the transactions, or by a former employee of Issuer (regardless of the division in which such former employee served), will be converted into an award of New Lionsgate under the New Lionsgate 2025 Plan (as defined in the Form S-4), (ii) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of Starz will be converted into an award of Starz under the Starz 2025 Plan (as defined in the Form S-4), and F3 · price: (Continued from footnote 2) (iii) each equity award outstanding under the equity plans of Issuer held by a director of Issuer who will be a director of both New Lionsgate and Starz will be partially converted into an award of award of New Lionsgate under the New Lionsgate 2025 Plan and partially converted into an award of Starz under the Starz 2025 Plan, in all cases, on a basis that is intended to preserve the aggregate fair market value of such awards immediately before and immediately after the conversion. Read SEC document |
| May 06, 2025 Filed May 8, 2025 23:23 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.A · Entity 5541 | OtherClass A Voting Shares, no par value | 118,393 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-067369 · ownership.xml · nonDerivative · entry 1 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On May 6, 2025, in connection with the consummation of the transactions contemplated by the Arrangement Agreement, dated as of January 29, 2025, as amended by an amending agreement dated March 12, 2025, by and among the Issuer, Lionsgate Studios Corp. ("New Lionsgate") (f/k/a Lionsgate Sudios Holding Corp.), LG Sirius Holdings ULC and Lionsgate Studios Holding Corp. (f/k/a Lionsgate Studios Corp.), each share of the Issuer's Class A voting shares and Class B non-voting shares, without par value, held by the Reporting Person were exchanged for (i) New Lionsgate new common shares, without par value, pursuant to the Initial Share Exchange and Second Share Exchange (as defined in the Issuer's joint proxy statement/prospectus included in the Registration Statement on Form S-4 (the "Form S-4")) and (ii) common shares, without par value, of Starz Entertainment Corp. ("Starz") pursuant to the Initial Share Exchange, Second Share Exchange and Reverse Stock Split (as defined in the Form S-4). F2 · kind: Pursuant to the terms of the Form S-4, (i) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of New Lionsgate after the transactions, or by a former employee of Issuer (regardless of the division in which such former employee served), will be converted into an award of New Lionsgate under the New Lionsgate 2025 Plan (as defined in the Form S-4), (ii) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of Starz will be converted into an award of Starz under the Starz 2025 Plan (as defined in the Form S-4), and F3 · kind: (Continued from footnote 2) (iii) each equity award outstanding under the equity plans of Issuer held by a director of Issuer who will be a director of both New Lionsgate and Starz will be partially converted into an award of award of New Lionsgate under the New Lionsgate 2025 Plan and partially converted into an award of Starz under the Starz 2025 Plan, in all cases, on a basis that is intended to preserve the aggregate fair market value of such awards immediately before and immediately after the conversion. F1 · price: On May 6, 2025, in connection with the consummation of the transactions contemplated by the Arrangement Agreement, dated as of January 29, 2025, as amended by an amending agreement dated March 12, 2025, by and among the Issuer, Lionsgate Studios Corp. ("New Lionsgate") (f/k/a Lionsgate Sudios Holding Corp.), LG Sirius Holdings ULC and Lionsgate Studios Holding Corp. (f/k/a Lionsgate Studios Corp.), each share of the Issuer's Class A voting shares and Class B non-voting shares, without par value, held by the Reporting Person were exchanged for (i) New Lionsgate new common shares, without par value, pursuant to the Initial Share Exchange and Second Share Exchange (as defined in the Issuer's joint proxy statement/prospectus included in the Registration Statement on Form S-4 (the "Form S-4")) and (ii) common shares, without par value, of Starz Entertainment Corp. ("Starz") pursuant to the Initial Share Exchange, Second Share Exchange and Reverse Stock Split (as defined in the Form S-4). F2 · price: Pursuant to the terms of the Form S-4, (i) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of New Lionsgate after the transactions, or by a former employee of Issuer (regardless of the division in which such former employee served), will be converted into an award of New Lionsgate under the New Lionsgate 2025 Plan (as defined in the Form S-4), (ii) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of Starz will be converted into an award of Starz under the Starz 2025 Plan (as defined in the Form S-4), and F3 · price: (Continued from footnote 2) (iii) each equity award outstanding under the equity plans of Issuer held by a director of Issuer who will be a director of both New Lionsgate and Starz will be partially converted into an award of award of New Lionsgate under the New Lionsgate 2025 Plan and partially converted into an award of Starz under the Starz 2025 Plan, in all cases, on a basis that is intended to preserve the aggregate fair market value of such awards immediately before and immediately after the conversion. Read SEC document |
| May 06, 2025 Filed May 8, 2025 23:35 UTC | Lionsgate Studios Corp. LION · Entity 4171 | OtherCommon Shares, no par value | 152,474 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-067386 · ownership.xml · nonDerivative · entry 1 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,474 F1 · shares: On May 6, 2025, in connection with the consummation of the transactions contemplated by the Arrangement Agreement, dated as of January 29, 2025, as amended by an amending agreement dated March 12, 2025, by and among the Issuer (f/k/a Lionsgate Studios Holding Corp.), Lions Gate Entertainment Corp. ("LGEC"), LG Sirius Holdings ULC and Lionsgate Studios Holding Corp. (f/k/a Lionsgate Studios Corp.), each share of the LGEC's Class A voting shares and Class B non-voting shares, without par value, held by the Reporting Person were exchanged for (i) Issuer's New Lionsgate new common shares, without par value, pursuant to the Initial Share Exchange and Second Share Exchange (as defined in the Issuer's joint proxy statement/prospectus included in the Registration Statement on Form S-4 (the "Form S-4")) and (ii) common shares, without par value, of Starz Entertainment Corp. pursuant to the Initial Share Exchange, Second Share Exchange and Reverse Stock Split (as defined in the Form S-4). Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:53 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | GrantClass B Common Shares | 3,238 | $7.72 | $24,997.36 |
DisclosureSEC source: 0001235775-25-000002 · wk-form4_1743713587.xml · nonDerivative · entry 2 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,050 F1 · shares: Director fees paid in common shares. F3 · balance_after: Amount includes 10,176 RSUs granted by the Issuer, payable upon vesting in an equal number of Class B common shares of the Issuer, that are scheduled to vest on November 29, 2025. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:53 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | GrantClass A Common Shares | 2,897 | $8.63 | $25,001.11 |
DisclosureSEC source: 0001235775-25-000002 · wk-form4_1743713587.xml · nonDerivative · entry 1 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,495 F1 · shares: Director fees paid in common shares. F2 · balance_after: Amount includes 9,102 restricted share units ("RSUs") granted by the Issuer, payable upon vesting in an equal number of Class A common shares of the Issuer, that are scheduled to vest on November 29, 2025. Read SEC document |
| February 14, 2025 Filed Feb 14, 2025 16:05 UTC | ZUORA INC ZUO · Entity 16054 | Disposition to issuerClass A Common Stock | 100,000 | $10.00 | $1,000,000.00 |
DisclosureSEC source: 0001140361-25-004768 · form4.xml · nonDerivative · entry 3 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Abraxus Trust Disclosed balance after: 0 F1 · kind: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration"). F1 · price: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration"). F4 · ownership.nature: Reporting Person is the trustee and sole beneficiary of the Abraxus Trust and may be deemed to have sole voting and dispositive power with regard to the shares held by the Abraxus Trust. Read SEC document |
| February 14, 2025 Filed Feb 14, 2025 16:05 UTC | ZUORA INC ZUO · Entity 16054 | Disposition to issuerClass A Common Stock | 201,000 | $10.00 | $2,010,000.00 |
DisclosureSEC source: 0001140361-25-004768 · form4.xml · nonDerivative · entry 2 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By JDH Life Sciences, Inc. Disclosed balance after: 0 F1 · kind: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration"). F1 · price: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration"). F3 · ownership.nature: Reporting Person is the president and sole beneficial owner of JDH Life Sciences, Inc., and may be deemed to share voting and dispositive power with regard to the shares held by JDH Life Sciences, Inc., with Scalar Gauge Management, LLC (the Account Manager). Read SEC document |
| February 14, 2025 Filed Feb 14, 2025 16:05 UTC | ZUORA INC ZUO · Entity 16054 | Disposition to issuerClass A Common Stock | 43,567 | $10.00 | $435,670.00 |
DisclosureSEC source: 0001140361-25-004768 · form4.xml · nonDerivative · entry 1 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration"). F2 · shares: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash equal to the product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions. F1 · price: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration"). Read SEC document |
| November 29, 2024 Filed Dec 2, 2024 21:08 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | GrantClass B Common Shares | 10,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001235775-24-000002 · wk-form4_1733173678.xml · nonDerivative · entry 6 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,812 F2 · acquired: Annual director compensation awards of RSUs. F4 · balance_after: Amount includes 10,176 RSUs granted by the Issuer, payable upon vesting in an equal number of Class B common shares of the Issuer, that are scheduled to vest on November 29, 2025. Read SEC document |
| November 29, 2024 Filed Dec 2, 2024 21:08 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | GrantClass B Common Shares | 3,392 | $7.37 | $24,999.04 |
DisclosureSEC source: 0001235775-24-000002 · wk-form4_1733173678.xml · nonDerivative · entry 5 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,636 F1 · acquired: Director fees paid in common shares. Read SEC document |
| November 29, 2024 Filed Dec 2, 2024 21:08 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | GrantClass A Common Shares | 9,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001235775-24-000002 · wk-form4_1733173678.xml · nonDerivative · entry 4 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,598 F2 · acquired: Annual director compensation awards of RSUs. F3 · balance_after: Amount includes 9,102 restricted share units ("RSUs") granted by the Issuer, payable upon vesting in an equal number of Class A common shares of the Issuer, that are scheduled to vest on November 29, 2025. Read SEC document |
| November 29, 2024 Filed Dec 2, 2024 21:08 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | GrantClass A Common Shares | 3,034 | $8.24 | $25,000.16 |
DisclosureSEC source: 0001235775-24-000002 · wk-form4_1733173678.xml · nonDerivative · entry 3 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,496 F1 · acquired: Director fees paid in common shares. Read SEC document |
| November 06, 2024 Filed Nov 21, 2024 16:16 UTC | ZUORA INC ZUO · Entity 16054 | SaleClass A Common Stock | 236,218 | $9.90 | $2,338,818.04 |
DisclosureSEC source: 0001423774-24-000274 · wk-form4_1732223807.xml · nonDerivative · entry 1 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By JDH Life Sciences, Inc. Disclosed balance after: 201,000 F1 · shares: Shares were sold by the Account Manager (as defined below) without the prior knowledge of the Reporting Person. F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $9.90 and the highest price at which shares were sold was $9.91. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, Zuora or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Reporting Person is the president and sole beneficial owner of JDH Life Sciences, Inc., and may be deemed to share voting and dispositive power with regard to the shares held by JDH Life Sciences, Inc., with Scalar Gauge Management, LLC (the Account Manager). Read SEC document |
| April 30, 2024 Filed May 2, 2024 16:34 UTC | ZUORA INC ZUO · Entity 16054 | GrantClass A Common Stock | 40,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001423774-24-000133 · wk-form4_1714682054.xml · nonDerivative · entry 1 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,567 F1 · shares: Reflects Restricted Stock Units (RSUs) granted on April 30, 2024, upon the appointment of the Reporting Person to Zuora's Board of Directors. Each RSU represents a contingent right to receive one share of Zuora's Class A Common Stock upon settlement. The RSUs will vest and convert into shares of Zuora's Class A Common Stock as to 1/3rd of the total number of RSUs subject to the award on each of April 30, 2025, April 30, 2026, and April 30, 2027, in each case, so long as the Reporting Person continues to provide services to Zuora through such date. The vesting of the RSUs shall accelerate in full upon the consummation of a Corporate Transaction, as defined in Zuora's 2018 Equity Incentive Plan. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:27 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | GrantClass B Common Shares | 2,688 | $9.30 | $24,998.40 |
DisclosureSEC source: 0001235775-24-000001 · wk-form4_1712176009.xml · nonDerivative · entry 2 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,244 F1 · shares: Director fees paid in common shares. F3 · balance_after: Amount includes 8,971 RSUs granted by the Issuer, payable upon vesting in an equal number of Class B common shares of the Issuer, that are scheduled to vest on November 28, 2024. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:27 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | GrantClass A Common Shares | 2,513 | $9.95 | $25,004.35 |
DisclosureSEC source: 0001235775-24-000001 · wk-form4_1712176009.xml · nonDerivative · entry 1 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,462 F1 · shares: Director fees paid in common shares. F2 · balance_after: Amount includes 8,455 restricted share units ("RSUs") granted by the Issuer, payable upon vesting in an equal number of Class A common shares of the Issuer, that are scheduled to vest on November 28, 2024. Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 21:08 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | GrantClass B Common Shares | 8,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001235775-23-000006 · wk-form4_1701378491.xml · nonDerivative · entry 4 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,556 F2 · shares: Annual director compensation awards of RSUs. F4 · balance_after: Amount includes 8,971 RSUs granted by the Issuer, payable upon vesting in an equal number of Class B common shares of the Issuer, that are scheduled to vest on November 28, 2024. Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 21:08 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | GrantClass B Common Shares | 1,585 | $8.36 | $13,250.60 |
DisclosureSEC source: 0001235775-23-000006 · wk-form4_1701378491.xml · nonDerivative · entry 3 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,585 F1 · shares: Director fees paid in common shares. Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 21:08 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | GrantClass A Common Shares | 8,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001235775-23-000006 · wk-form4_1701378491.xml · nonDerivative · entry 2 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,949 F2 · shares: Annual director compensation awards of RSUs. F3 · balance_after: Amount includes 8,455 restricted share units ("RSUs") granted by the Issuer, payable upon vesting in an equal number of Class A common shares of the Issuer, that are scheduled to vest on November 28, 2024. Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 21:08 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | GrantClass A Common Shares | 1,494 | $8.87 | $13,251.78 |
DisclosureSEC source: 0001235775-23-000006 · wk-form4_1701378491.xml · nonDerivative · entry 1 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,494 F1 · shares: Director fees paid in common shares. Read SEC document |
| July 14, 2023 Filed Jul 17, 2023 23:36 UTC | STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 | PurchaseClass A Common Shares | 100,000 | $8.52 | $852,000.00 |
DisclosureSEC source: 0001235775-23-000005 · wk-form4_1689637003.xml · nonDerivative · entry 1 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 F1 · price: The price reported in a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.49 to $8.55. The reporting person undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 12, 2023 Filed May 12, 2023 16:11 UTC | Sumo Logic, Inc. SUMO · Entity 113560 | Disposition to issuerCommon Stock | 366,095 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-029009 · doc4.xml · nonDerivative · entry 2 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · price: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price. F4 · ownership.nature: These shares are held of record by JDH Investment Management, LLC, for which the Reporting Person serves as Chairman and Chief Executive Officer. Read SEC document |
| May 12, 2023 Filed May 12, 2023 16:11 UTC | Sumo Logic, Inc. SUMO · Entity 113560 | Disposition to issuerCommon Stock | 35,236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-029009 · doc4.xml · nonDerivative · entry 1 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). At the effective time of the merger (the "Effective Time") each issued and outstanding RSU was cancelled and converted into the right to receive an amount equal to $12.05 in cash (the "Per Share Price"), subject to the terms set forth in the Merger Agreement. F2 · shares: Pursuant to the terms of the Company's Outside Director Compensation Policy and/or the applicable award agreement governing such RSU, at the Effective Time, each unvested RSU was accelerated and converted into the right to receive an amount in cash equal to the Per Share Price. F3 · price: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 16:25 UTC | Sumo Logic, Inc. SUMO · Entity 113560 | GrantCommon Stock | 6,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042996 · doc4.xml · nonDerivative · entry 1 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,236 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the one-year anniversary of the grant date, or the day prior to the Issuer's next Annual Meeting of Stockholders, subject to the Reporting Person's continued role as a service provider to the Issuer through the applicable vesting date. F2 · balance_after: Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continued role as a service provider to the Issuer. Read SEC document |
| May 03, 2022 Filed May 13, 2022 19:37 UTC | Sumo Logic, Inc. SUMO · Entity 113560 | GrantCommon Stock | 27,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029008 · doc4.xml · nonDerivative · entry 1 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,829 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-third (1/3) of the RSUs will vest on June 15, 2023, and as to 1/3rd of the RSUs on each annual anniversary thereafter, subject to the Reporting Person continuing to be a Service Provider through each such date. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 17:35 UTC | LORAL SPACE & COMMUNICATIONS INC. LORL · Entity 17751 | Disposition to issuerRestricted Stock Units · Derivative | 18,452 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-142649 · tm2133278-10_4seq1.xml · derivative · entry 2 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,452 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represented a contingent right to receive one share of Common Stock of the Issuer or at the Issuer's election, the cash value thereof. F3 · price: The RSUs were fully vested prior to the Merger. Each RSU was settled in shares of Issuer Common Stock immediately prior to the Merger that were converted into the right to receive newly issued Class B variable voting shares of Telesat Corporation at the effective time of the Merger pursuant to the Transaction, subject to the terms and conditions therein. F3 · derivative.exercise_date: The RSUs were fully vested prior to the Merger. Each RSU was settled in shares of Issuer Common Stock immediately prior to the Merger that were converted into the right to receive newly issued Class B variable voting shares of Telesat Corporation at the effective time of the Merger pursuant to the Transaction, subject to the terms and conditions therein. F3 · derivative.expiration_date: The RSUs were fully vested prior to the Merger. Each RSU was settled in shares of Issuer Common Stock immediately prior to the Merger that were converted into the right to receive newly issued Class B variable voting shares of Telesat Corporation at the effective time of the Merger pursuant to the Transaction, subject to the terms and conditions therein. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 17:35 UTC | LORAL SPACE & COMMUNICATIONS INC. LORL · Entity 17751 | Disposition to issuerCommon Stock | 6,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-142649 · tm2133278-10_4seq1.xml · nonDerivative · entry 1 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Each share was converted into the right to receive one newly issued Class B variable voting share of Telesat Corporation at the effective time of the Merger (as defined in the Transaction Agreement) pursuant to the Transaction Agreement and Plan of Merger (as amended from time to time and including all exhibits and schedules thereto, the "Transaction Agreement"), dated as of November 23, 2020, as amended on June 24, 2021, by and among Loral Space & Communications Inc., Telesat Corporation, Telesat Canada, Telesat Partnership LP, Telesat CanHold Corporation, Lion Combination Sub Corporation, Public Sector Pension Investment Board and Red Isle Private Investments Inc., subject to the terms and conditions therein. Read SEC document |
| May 18, 2017 Filed May 24, 2017 16:00 UTC | EMISPHERE TECHNOLOGIES INC EMIS · Entity 174671 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.47 | $0.00 |
DisclosureSEC source: 0000899243-17-014233 · doc4.xml · derivative · entry 1 HARKEY JOHN D JR · CIK 0001235775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2027-05-18 F1 · derivative.exercise_date: One-third of the options subject to this grant shall vest on each of the first three anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.