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HARKEY JOHN D JR

Disclosed activity across 7 companies

Tapewire entity
53923
SEC CIK
0001235775

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EMISPHERE TECHNOLOGIES INCEMIS · Entity 174671DirectorMay 18, 2017May 24, 2017
Lionsgate Studios Corp.LION · Entity 4171DirectorSeptember 15, 2026September 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EMISPHERE TECHNOLOGIES INC

Report date May 18, 2017 · Filed May 24, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.47 · Expires 2027-05-18Direct40,000 Reported balance After 2017-05-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-05-18 · Grant · Acquired 40,000 · Balance 40,000

F1: One-third of the options subject to this grant shall vest on each of the first three anniversaries of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: One-third of the options subject to this grant shall vest on each of the first three anniversaries of the grant date.

Lionsgate Studios Corp.

Report date September 15, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect227,402 Last balance in matching sequence After 2026-09-15 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-09-15 · Grant · Acquired 13,405 · Balance 221,593

F1: Annual director equity award.

F2: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 20,107 restricted share units that are scheduled to vest on November 28, 2026; and (ii) 13,405 restricted share units that are scheduled to vest on September 15, 2027.

Row 2 · 2026-09-15 · Grant · Acquired 5,809 · Balance 227,402

F3: Director fees paid in common shares.

F2: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 20,107 restricted share units that are scheduled to vest on November 28, 2026; and (ii) 13,405 restricted share units that are scheduled to vest on September 15, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Annual director equity award.

F2: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 20,107 restricted share units that are scheduled to vest on November 28, 2026; and (ii) 13,405 restricted share units that are scheduled to vest on September 15, 2027.

F3: Director fees paid in common shares.

Past disclosures · reporting ended (5)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LORAL SPACE & COMMUNICATIONS INC.

Report date November 19, 2021 · Filed November 22, 2021

Section 16 reporting ended · disclosed 2021-11-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-11-19 transaction · row 1
1 source row

Row 1 · 2021-11-19 · Disposition to issuer · Disposed 6,000 · Balance 0

F1: Each share was converted into the right to receive one newly issued Class B variable voting share of Telesat Corporation at the effective time of the Merger (as defined in the Transaction Agreement) pursuant to the Transaction Agreement and Plan of Merger (as amended from time to time and including all exhibits and schedules thereto, the "Transaction Agreement"), dated as of November 23, 2020, as amended on June 24, 2021, by and among Loral Space & Communications Inc., Telesat Corporation, Telesat Canada, Telesat Partnership LP, Telesat CanHold Corporation, Lion Combination Sub Corporation, Public Sector Pension Investment Board and Red Isle Private Investments Inc., subject to the terms and conditions therein.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-11-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-11-19 · Disposition to issuer · Disposed 18,452 · Balance 0

F2: Each restricted stock unit, or RSU, represented a contingent right to receive one share of Common Stock of the Issuer or at the Issuer's election, the cash value thereof.

F3: The RSUs were fully vested prior to the Merger. Each RSU was settled in shares of Issuer Common Stock immediately prior to the Merger that were converted into the right to receive newly issued Class B variable voting shares of Telesat Corporation at the effective time of the Merger pursuant to the Transaction, subject to the terms and conditions therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each share was converted into the right to receive one newly issued Class B variable voting share of Telesat Corporation at the effective time of the Merger (as defined in the Transaction Agreement) pursuant to the Transaction Agreement and Plan of Merger (as amended from time to time and including all exhibits and schedules thereto, the "Transaction Agreement"), dated as of November 23, 2020, as amended on June 24, 2021, by and among Loral Space & Communications Inc., Telesat Corporation, Telesat Canada, Telesat Partnership LP, Telesat CanHold Corporation, Lion Combination Sub Corporation, Public Sector Pension Investment Board and Red Isle Private Investments Inc., subject to the terms and conditions therein.

F2: Each restricted stock unit, or RSU, represented a contingent right to receive one share of Common Stock of the Issuer or at the Issuer's election, the cash value thereof.

F3: The RSUs were fully vested prior to the Merger. Each RSU was settled in shares of Issuer Common Stock immediately prior to the Merger that were converted into the right to receive newly issued Class B variable voting shares of Telesat Corporation at the effective time of the Merger pursuant to the Transaction, subject to the terms and conditions therein.

Lionsgate Studios Holding Corp.

Report date May 06, 2025 · Filed May 08, 2025

Section 16 reporting ended · disclosed 2025-05-08. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

STARZ ENTERTAINMENT CORP /CN/

Report date May 06, 2025 · Filed May 08, 2025

Section 16 reporting ended · disclosed 2025-05-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Voting Shares, no par valueSEC Table I · non-derivativeDirect0 Reported balance After 2025-05-06 transaction · row 1
1 source row

Row 1 · 2025-05-06 · Other · Disposed 118,393 · Balance 0

F1: On May 6, 2025, in connection with the consummation of the transactions contemplated by the Arrangement Agreement, dated as of January 29, 2025, as amended by an amending agreement dated March 12, 2025, by and among the Issuer, Lionsgate Studios Corp. ("New Lionsgate") (f/k/a Lionsgate Sudios Holding Corp.), LG Sirius Holdings ULC and Lionsgate Studios Holding Corp. (f/k/a Lionsgate Studios Corp.), each share of the Issuer's Class A voting shares and Class B non-voting shares, without par value, held by the Reporting Person were exchanged for (i) New Lionsgate new common shares, without par value, pursuant to the Initial Share Exchange and Second Share Exchange (as defined in the Issuer's joint proxy statement/prospectus included in the Registration Statement on Form S-4 (the "Form S-4")) and (ii) common shares, without par value, of Starz Entertainment Corp. ("Starz") pursuant to the Initial Share Exchange, Second Share Exchange and Reverse Stock Split (as defined in the Form S-4).

F2: Pursuant to the terms of the Form S-4, (i) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of New Lionsgate after the transactions, or by a former employee of Issuer (regardless of the division in which such former employee served), will be converted into an award of New Lionsgate under the New Lionsgate 2025 Plan (as defined in the Form S-4), (ii) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of Starz will be converted into an award of Starz under the Starz 2025 Plan (as defined in the Form S-4), and

F3: (Continued from footnote 2) (iii) each equity award outstanding under the equity plans of Issuer held by a director of Issuer who will be a director of both New Lionsgate and Starz will be partially converted into an award of award of New Lionsgate under the New Lionsgate 2025 Plan and partially converted into an award of Starz under the Starz 2025 Plan, in all cases, on a basis that is intended to preserve the aggregate fair market value of such awards immediately before and immediately after the conversion.

Class B Common Shares, no par valueSEC Table I · non-derivativeDirect0 Reported balance After 2025-05-06 transaction · row 2
1 source row

Row 2 · 2025-05-06 · Other · Disposed 19,874 · Balance 0

F1: On May 6, 2025, in connection with the consummation of the transactions contemplated by the Arrangement Agreement, dated as of January 29, 2025, as amended by an amending agreement dated March 12, 2025, by and among the Issuer, Lionsgate Studios Corp. ("New Lionsgate") (f/k/a Lionsgate Sudios Holding Corp.), LG Sirius Holdings ULC and Lionsgate Studios Holding Corp. (f/k/a Lionsgate Studios Corp.), each share of the Issuer's Class A voting shares and Class B non-voting shares, without par value, held by the Reporting Person were exchanged for (i) New Lionsgate new common shares, without par value, pursuant to the Initial Share Exchange and Second Share Exchange (as defined in the Issuer's joint proxy statement/prospectus included in the Registration Statement on Form S-4 (the "Form S-4")) and (ii) common shares, without par value, of Starz Entertainment Corp. ("Starz") pursuant to the Initial Share Exchange, Second Share Exchange and Reverse Stock Split (as defined in the Form S-4).

F2: Pursuant to the terms of the Form S-4, (i) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of New Lionsgate after the transactions, or by a former employee of Issuer (regardless of the division in which such former employee served), will be converted into an award of New Lionsgate under the New Lionsgate 2025 Plan (as defined in the Form S-4), (ii) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of Starz will be converted into an award of Starz under the Starz 2025 Plan (as defined in the Form S-4), and

F3: (Continued from footnote 2) (iii) each equity award outstanding under the equity plans of Issuer held by a director of Issuer who will be a director of both New Lionsgate and Starz will be partially converted into an award of award of New Lionsgate under the New Lionsgate 2025 Plan and partially converted into an award of Starz under the Starz 2025 Plan, in all cases, on a basis that is intended to preserve the aggregate fair market value of such awards immediately before and immediately after the conversion.

Filing footnotes · ownership attribution and instrument terms

F1: On May 6, 2025, in connection with the consummation of the transactions contemplated by the Arrangement Agreement, dated as of January 29, 2025, as amended by an amending agreement dated March 12, 2025, by and among the Issuer, Lionsgate Studios Corp. ("New Lionsgate") (f/k/a Lionsgate Sudios Holding Corp.), LG Sirius Holdings ULC and Lionsgate Studios Holding Corp. (f/k/a Lionsgate Studios Corp.), each share of the Issuer's Class A voting shares and Class B non-voting shares, without par value, held by the Reporting Person were exchanged for (i) New Lionsgate new common shares, without par value, pursuant to the Initial Share Exchange and Second Share Exchange (as defined in the Issuer's joint proxy statement/prospectus included in the Registration Statement on Form S-4 (the "Form S-4")) and (ii) common shares, without par value, of Starz Entertainment Corp. ("Starz") pursuant to the Initial Share Exchange, Second Share Exchange and Reverse Stock Split (as defined in the Form S-4).

F2: Pursuant to the terms of the Form S-4, (i) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of New Lionsgate after the transactions, or by a former employee of Issuer (regardless of the division in which such former employee served), will be converted into an award of New Lionsgate under the New Lionsgate 2025 Plan (as defined in the Form S-4), (ii) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of Starz will be converted into an award of Starz under the Starz 2025 Plan (as defined in the Form S-4), and

F3: (Continued from footnote 2) (iii) each equity award outstanding under the equity plans of Issuer held by a director of Issuer who will be a director of both New Lionsgate and Starz will be partially converted into an award of award of New Lionsgate under the New Lionsgate 2025 Plan and partially converted into an award of Starz under the Starz 2025 Plan, in all cases, on a basis that is intended to preserve the aggregate fair market value of such awards immediately before and immediately after the conversion.

Sumo Logic, Inc.

Report date May 12, 2023 · Filed May 12, 2023

Section 16 reporting ended · disclosed 2023-05-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-05-12 transaction · row 1
1 source row

Row 1 · 2023-05-12 · Disposition to issuer · Disposed 35,236 · Balance 0

F1: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). At the effective time of the merger (the "Effective Time") each issued and outstanding RSU was cancelled and converted into the right to receive an amount equal to $12.05 in cash (the "Per Share Price"), subject to the terms set forth in the Merger Agreement.

F2: Pursuant to the terms of the Company's Outside Director Compensation Policy and/or the applicable award agreement governing such RSU, at the Effective Time, each unvested RSU was accelerated and converted into the right to receive an amount in cash equal to the Per Share Price.

F3: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2023-05-12 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2023-05-12 · Disposition to issuer · Disposed 366,095 · Balance 0

F3: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price.

F4: These shares are held of record by JDH Investment Management, LLC, for which the Reporting Person serves as Chairman and Chief Executive Officer.

Filing footnotes · ownership attribution and instrument terms

F1: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). At the effective time of the merger (the "Effective Time") each issued and outstanding RSU was cancelled and converted into the right to receive an amount equal to $12.05 in cash (the "Per Share Price"), subject to the terms set forth in the Merger Agreement.

F2: Pursuant to the terms of the Company's Outside Director Compensation Policy and/or the applicable award agreement governing such RSU, at the Effective Time, each unvested RSU was accelerated and converted into the right to receive an amount in cash equal to the Per Share Price.

F3: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price.

F4: These shares are held of record by JDH Investment Management, LLC, for which the Reporting Person serves as Chairman and Chief Executive Officer.

ZUORA INC

Report date February 14, 2025 · Filed February 14, 2025

Section 16 reporting ended · disclosed 2025-02-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-02-14 transaction · row 1
1 source row

Row 1 · 2025-02-14 · Disposition to issuer · Disposed 43,567 · Balance 0

F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").

F2: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash equal to the product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions.

Class A Common StockSEC Table I · non-derivativeIndirectBy JDH Life Sciences, Inc.0 Reported balance After 2025-02-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2025-02-14 · Disposition to issuer · Disposed 201,000 · Balance 0

F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").

F3: Reporting Person is the president and sole beneficial owner of JDH Life Sciences, Inc., and may be deemed to share voting and dispositive power with regard to the shares held by JDH Life Sciences, Inc., with Scalar Gauge Management, LLC (the Account Manager).

Class A Common StockSEC Table I · non-derivativeIndirectBy Abraxus Trust0 Reported balance After 2025-02-14 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2025-02-14 · Disposition to issuer · Disposed 100,000 · Balance 0

F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").

F4: Reporting Person is the trustee and sole beneficiary of the Abraxus Trust and may be deemed to have sole voting and dispositive power with regard to the shares held by the Abraxus Trust.

Filing footnotes · ownership attribution and instrument terms

F1: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").

F2: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash equal to the product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions.

F3: Reporting Person is the president and sole beneficial owner of JDH Life Sciences, Inc., and may be deemed to share voting and dispositive power with regard to the shares held by JDH Life Sciences, Inc., with Scalar Gauge Management, LLC (the Account Manager).

F4: Reporting Person is the trustee and sole beneficiary of the Abraxus Trust and may be deemed to have sole voting and dispositive power with regard to the shares held by the Abraxus Trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 17, 2026 20:51 UTC Lionsgate Studios Corp. LION · Entity 4171 GrantCommon Shares 5,809 $11.19 $65,002.71
Disclosure

SEC source: 0001235775-26-000002 · wk-form4_1789678309.xml · nonDerivative · entry 2

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,402

F3 · shares: Director fees paid in common shares.

F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 20,107 restricted share units that are scheduled to vest on November 28, 2026; and (ii) 13,405 restricted share units that are scheduled to vest on September 15, 2027.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 20:51 UTC Lionsgate Studios Corp. LION · Entity 4171 GrantCommon Shares 13,405 $0.00 $0.00
Disclosure

SEC source: 0001235775-26-000002 · wk-form4_1789678309.xml · nonDerivative · entry 1

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,593

F1 · shares: Annual director equity award.

F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 20,107 restricted share units that are scheduled to vest on November 28, 2026; and (ii) 13,405 restricted share units that are scheduled to vest on September 15, 2027.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 20:04 UTC Lionsgate Studios Corp. LION · Entity 4171 GrantCommon Shares 6,828 $9.52 $65,002.56
Disclosure

SEC source: 0001235775-26-000001 · wk-form4_1775246638.xml · nonDerivative · entry 1

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,188

F1 · shares: Director fees paid in common shares.

F2 · balance_after: Amount includes 20,107 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest on November 28, 2026.

Read SEC document
November 29, 2025 Filed Dec 2, 2025 21:21 UTC Lionsgate Studios Corp. LION · Entity 4171 Tax withholdingCommon Shares 0 $7.46 $0.00
Disclosure

SEC source: 0001235775-25-000004 · wk-form4_1764710460.xml · nonDerivative · entry 3

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,360

F4 · balance_after: Amount includes 20,107 restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer, that are scheduled to vest on November 28, 2026.

Read SEC document
November 28, 2025 Filed Dec 2, 2025 21:21 UTC Lionsgate Studios Corp. LION · Entity 4171 GrantCommon Shares 8,713 $7.46 $64,998.98
Disclosure

SEC source: 0001235775-25-000004 · wk-form4_1764710460.xml · nonDerivative · entry 2

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,360

F3 · shares: Director fees paid in common shares.

F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 20,066 restricted share units that are scheduled to vest on November 29, 2025; and (ii) 20,107 restricted share units that are scheduled to vest on November 28, 2026.

Read SEC document
November 28, 2025 Filed Dec 2, 2025 21:21 UTC Lionsgate Studios Corp. LION · Entity 4171 GrantCommon Shares 20,107 $0.00 $0.00
Disclosure

SEC source: 0001235775-25-000004 · wk-form4_1764710460.xml · nonDerivative · entry 1

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,647

F1 · shares: Annual director equity award.

F2 · balance_after: Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 20,066 restricted share units that are scheduled to vest on November 29, 2025; and (ii) 20,107 restricted share units that are scheduled to vest on November 28, 2026.

Read SEC document
May 09, 2025 Filed May 14, 2025 01:41 UTC Lionsgate Studios Corp. LION · Entity 4171 OtherCommon Shares 20,066 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-070843 · ownership.xml · nonDerivative · entry 1

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,540

F1 · shares: On May 6, 2025, in connection with the consummation of the transactions contemplated by the Arrangement Agreement, dated as of January 29, 2025, as amended by an amending agreement dated March 12, 2025, by and among the Issuer (f/k/a Lionsgate Studios Holding Corp.), Lions Gate Entertainment Corp. ("LGEC"), LG Sirius Holdings ULC and Lionsgate Studios Holding Corp. (f/k/a Lionsgate Studios Corp.), each equity award outstanding under the equity plans of LGEC held by a LGEC service provider who will be a service provider of Issuer after the transactions were converted into an award of Issuer under the New Lionsgate 2025 Plan (as defined in the Issuer's joint proxy statement/prospectus included in the Registration Statement on Form S-4), on a basis that is intended to preserve the fair market value of such awards immediately before and immediately after the conversion.

F2 · balance_after: Amount includes the following restricted share units ("RSUs") granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: 20,066 RSUs scheduled to vest on November 29, 2025.

Read SEC document
May 06, 2025 Filed May 8, 2025 23:23 UTC STARZ ENTERTAINMENT CORP /CN/ LGF.A · Entity 5541 OtherClass B Common Shares, no par value 19,874 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-067369 · ownership.xml · nonDerivative · entry 2

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On May 6, 2025, in connection with the consummation of the transactions contemplated by the Arrangement Agreement, dated as of January 29, 2025, as amended by an amending agreement dated March 12, 2025, by and among the Issuer, Lionsgate Studios Corp. ("New Lionsgate") (f/k/a Lionsgate Sudios Holding Corp.), LG Sirius Holdings ULC and Lionsgate Studios Holding Corp. (f/k/a Lionsgate Studios Corp.), each share of the Issuer's Class A voting shares and Class B non-voting shares, without par value, held by the Reporting Person were exchanged for (i) New Lionsgate new common shares, without par value, pursuant to the Initial Share Exchange and Second Share Exchange (as defined in the Issuer's joint proxy statement/prospectus included in the Registration Statement on Form S-4 (the "Form S-4")) and (ii) common shares, without par value, of Starz Entertainment Corp. ("Starz") pursuant to the Initial Share Exchange, Second Share Exchange and Reverse Stock Split (as defined in the Form S-4).

F2 · kind: Pursuant to the terms of the Form S-4, (i) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of New Lionsgate after the transactions, or by a former employee of Issuer (regardless of the division in which such former employee served), will be converted into an award of New Lionsgate under the New Lionsgate 2025 Plan (as defined in the Form S-4), (ii) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of Starz will be converted into an award of Starz under the Starz 2025 Plan (as defined in the Form S-4), and

F3 · kind: (Continued from footnote 2) (iii) each equity award outstanding under the equity plans of Issuer held by a director of Issuer who will be a director of both New Lionsgate and Starz will be partially converted into an award of award of New Lionsgate under the New Lionsgate 2025 Plan and partially converted into an award of Starz under the Starz 2025 Plan, in all cases, on a basis that is intended to preserve the aggregate fair market value of such awards immediately before and immediately after the conversion.

F1 · price: On May 6, 2025, in connection with the consummation of the transactions contemplated by the Arrangement Agreement, dated as of January 29, 2025, as amended by an amending agreement dated March 12, 2025, by and among the Issuer, Lionsgate Studios Corp. ("New Lionsgate") (f/k/a Lionsgate Sudios Holding Corp.), LG Sirius Holdings ULC and Lionsgate Studios Holding Corp. (f/k/a Lionsgate Studios Corp.), each share of the Issuer's Class A voting shares and Class B non-voting shares, without par value, held by the Reporting Person were exchanged for (i) New Lionsgate new common shares, without par value, pursuant to the Initial Share Exchange and Second Share Exchange (as defined in the Issuer's joint proxy statement/prospectus included in the Registration Statement on Form S-4 (the "Form S-4")) and (ii) common shares, without par value, of Starz Entertainment Corp. ("Starz") pursuant to the Initial Share Exchange, Second Share Exchange and Reverse Stock Split (as defined in the Form S-4).

F2 · price: Pursuant to the terms of the Form S-4, (i) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of New Lionsgate after the transactions, or by a former employee of Issuer (regardless of the division in which such former employee served), will be converted into an award of New Lionsgate under the New Lionsgate 2025 Plan (as defined in the Form S-4), (ii) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of Starz will be converted into an award of Starz under the Starz 2025 Plan (as defined in the Form S-4), and

F3 · price: (Continued from footnote 2) (iii) each equity award outstanding under the equity plans of Issuer held by a director of Issuer who will be a director of both New Lionsgate and Starz will be partially converted into an award of award of New Lionsgate under the New Lionsgate 2025 Plan and partially converted into an award of Starz under the Starz 2025 Plan, in all cases, on a basis that is intended to preserve the aggregate fair market value of such awards immediately before and immediately after the conversion.

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May 06, 2025 Filed May 8, 2025 23:23 UTC STARZ ENTERTAINMENT CORP /CN/ LGF.A · Entity 5541 OtherClass A Voting Shares, no par value 118,393 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-067369 · ownership.xml · nonDerivative · entry 1

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On May 6, 2025, in connection with the consummation of the transactions contemplated by the Arrangement Agreement, dated as of January 29, 2025, as amended by an amending agreement dated March 12, 2025, by and among the Issuer, Lionsgate Studios Corp. ("New Lionsgate") (f/k/a Lionsgate Sudios Holding Corp.), LG Sirius Holdings ULC and Lionsgate Studios Holding Corp. (f/k/a Lionsgate Studios Corp.), each share of the Issuer's Class A voting shares and Class B non-voting shares, without par value, held by the Reporting Person were exchanged for (i) New Lionsgate new common shares, without par value, pursuant to the Initial Share Exchange and Second Share Exchange (as defined in the Issuer's joint proxy statement/prospectus included in the Registration Statement on Form S-4 (the "Form S-4")) and (ii) common shares, without par value, of Starz Entertainment Corp. ("Starz") pursuant to the Initial Share Exchange, Second Share Exchange and Reverse Stock Split (as defined in the Form S-4).

F2 · kind: Pursuant to the terms of the Form S-4, (i) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of New Lionsgate after the transactions, or by a former employee of Issuer (regardless of the division in which such former employee served), will be converted into an award of New Lionsgate under the New Lionsgate 2025 Plan (as defined in the Form S-4), (ii) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of Starz will be converted into an award of Starz under the Starz 2025 Plan (as defined in the Form S-4), and

F3 · kind: (Continued from footnote 2) (iii) each equity award outstanding under the equity plans of Issuer held by a director of Issuer who will be a director of both New Lionsgate and Starz will be partially converted into an award of award of New Lionsgate under the New Lionsgate 2025 Plan and partially converted into an award of Starz under the Starz 2025 Plan, in all cases, on a basis that is intended to preserve the aggregate fair market value of such awards immediately before and immediately after the conversion.

F1 · price: On May 6, 2025, in connection with the consummation of the transactions contemplated by the Arrangement Agreement, dated as of January 29, 2025, as amended by an amending agreement dated March 12, 2025, by and among the Issuer, Lionsgate Studios Corp. ("New Lionsgate") (f/k/a Lionsgate Sudios Holding Corp.), LG Sirius Holdings ULC and Lionsgate Studios Holding Corp. (f/k/a Lionsgate Studios Corp.), each share of the Issuer's Class A voting shares and Class B non-voting shares, without par value, held by the Reporting Person were exchanged for (i) New Lionsgate new common shares, without par value, pursuant to the Initial Share Exchange and Second Share Exchange (as defined in the Issuer's joint proxy statement/prospectus included in the Registration Statement on Form S-4 (the "Form S-4")) and (ii) common shares, without par value, of Starz Entertainment Corp. ("Starz") pursuant to the Initial Share Exchange, Second Share Exchange and Reverse Stock Split (as defined in the Form S-4).

F2 · price: Pursuant to the terms of the Form S-4, (i) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of New Lionsgate after the transactions, or by a former employee of Issuer (regardless of the division in which such former employee served), will be converted into an award of New Lionsgate under the New Lionsgate 2025 Plan (as defined in the Form S-4), (ii) each equity award outstanding under the equity plans of Issuer held by an employee or service provider of Issuer who will be an employee or service provider of Starz will be converted into an award of Starz under the Starz 2025 Plan (as defined in the Form S-4), and

F3 · price: (Continued from footnote 2) (iii) each equity award outstanding under the equity plans of Issuer held by a director of Issuer who will be a director of both New Lionsgate and Starz will be partially converted into an award of award of New Lionsgate under the New Lionsgate 2025 Plan and partially converted into an award of Starz under the Starz 2025 Plan, in all cases, on a basis that is intended to preserve the aggregate fair market value of such awards immediately before and immediately after the conversion.

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May 06, 2025 Filed May 8, 2025 23:35 UTC Lionsgate Studios Corp. LION · Entity 4171 OtherCommon Shares, no par value 152,474 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-067386 · ownership.xml · nonDerivative · entry 1

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,474

F1 · shares: On May 6, 2025, in connection with the consummation of the transactions contemplated by the Arrangement Agreement, dated as of January 29, 2025, as amended by an amending agreement dated March 12, 2025, by and among the Issuer (f/k/a Lionsgate Studios Holding Corp.), Lions Gate Entertainment Corp. ("LGEC"), LG Sirius Holdings ULC and Lionsgate Studios Holding Corp. (f/k/a Lionsgate Studios Corp.), each share of the LGEC's Class A voting shares and Class B non-voting shares, without par value, held by the Reporting Person were exchanged for (i) Issuer's New Lionsgate new common shares, without par value, pursuant to the Initial Share Exchange and Second Share Exchange (as defined in the Issuer's joint proxy statement/prospectus included in the Registration Statement on Form S-4 (the "Form S-4")) and (ii) common shares, without par value, of Starz Entertainment Corp. pursuant to the Initial Share Exchange, Second Share Exchange and Reverse Stock Split (as defined in the Form S-4).

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April 01, 2025 Filed Apr 3, 2025 20:53 UTC STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 GrantClass B Common Shares 3,238 $7.72 $24,997.36
Disclosure

SEC source: 0001235775-25-000002 · wk-form4_1743713587.xml · nonDerivative · entry 2

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,050

F1 · shares: Director fees paid in common shares.

F3 · balance_after: Amount includes 10,176 RSUs granted by the Issuer, payable upon vesting in an equal number of Class B common shares of the Issuer, that are scheduled to vest on November 29, 2025.

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April 01, 2025 Filed Apr 3, 2025 20:53 UTC STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 GrantClass A Common Shares 2,897 $8.63 $25,001.11
Disclosure

SEC source: 0001235775-25-000002 · wk-form4_1743713587.xml · nonDerivative · entry 1

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,495

F1 · shares: Director fees paid in common shares.

F2 · balance_after: Amount includes 9,102 restricted share units ("RSUs") granted by the Issuer, payable upon vesting in an equal number of Class A common shares of the Issuer, that are scheduled to vest on November 29, 2025.

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February 14, 2025 Filed Feb 14, 2025 16:05 UTC ZUORA INC ZUO · Entity 16054 Disposition to issuerClass A Common Stock 100,000 $10.00 $1,000,000.00
Disclosure

SEC source: 0001140361-25-004768 · form4.xml · nonDerivative · entry 3

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Abraxus Trust

Disclosed balance after: 0

F1 · kind: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").

F1 · price: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").

F4 · ownership.nature: Reporting Person is the trustee and sole beneficiary of the Abraxus Trust and may be deemed to have sole voting and dispositive power with regard to the shares held by the Abraxus Trust.

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February 14, 2025 Filed Feb 14, 2025 16:05 UTC ZUORA INC ZUO · Entity 16054 Disposition to issuerClass A Common Stock 201,000 $10.00 $2,010,000.00
Disclosure

SEC source: 0001140361-25-004768 · form4.xml · nonDerivative · entry 2

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JDH Life Sciences, Inc.

Disclosed balance after: 0

F1 · kind: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").

F1 · price: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").

F3 · ownership.nature: Reporting Person is the president and sole beneficial owner of JDH Life Sciences, Inc., and may be deemed to share voting and dispositive power with regard to the shares held by JDH Life Sciences, Inc., with Scalar Gauge Management, LLC (the Account Manager).

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February 14, 2025 Filed Feb 14, 2025 16:05 UTC ZUORA INC ZUO · Entity 16054 Disposition to issuerClass A Common Stock 43,567 $10.00 $435,670.00
Disclosure

SEC source: 0001140361-25-004768 · form4.xml · nonDerivative · entry 1

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").

F2 · shares: Includes unvested restricted stock units ("RSUs") of the Company. Pursuant to the Merger Agreement, at the Effective Time, each of the Reporting Person's RSUs, whether or not vested, outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive cash equal to the product of the number of shares of Common Stock subject to the RSU multiplied by the Merger Consideration (the "Converted RSU Award"). The Converted RSU Award will vest and become payable subject to and in accordance with the same vesting schedule and other terms and conditions applicable to the corresponding RSU immediately prior to the Effective Time, including any acceleration of vesting provisions.

F1 · price: On February 14, 2025 (the "Effective Time"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 17, 2024, by and among Zodiac Purchase, L.L.C. ("Parent"), Zodiac Acquisition Sub, Inc. ("Merger Sub") and Zuora (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. At the Effective Time, each of the Reporting Person's shares of Class A Common Stock (the "Common Stock"), issued and outstanding immediately prior to the Effective Time were automatically canceled and converted into the right to receive $10.00 per share in cash without interest thereon, and less any applicable tax withholdings (the "Merger Consideration").

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November 29, 2024 Filed Dec 2, 2024 21:08 UTC STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 GrantClass B Common Shares 10,176 $0.00 $0.00
Disclosure

SEC source: 0001235775-24-000002 · wk-form4_1733173678.xml · nonDerivative · entry 6

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,812

F2 · acquired: Annual director compensation awards of RSUs.

F4 · balance_after: Amount includes 10,176 RSUs granted by the Issuer, payable upon vesting in an equal number of Class B common shares of the Issuer, that are scheduled to vest on November 29, 2025.

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November 29, 2024 Filed Dec 2, 2024 21:08 UTC STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 GrantClass B Common Shares 3,392 $7.37 $24,999.04
Disclosure

SEC source: 0001235775-24-000002 · wk-form4_1733173678.xml · nonDerivative · entry 5

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,636

F1 · acquired: Director fees paid in common shares.

Read SEC document
November 29, 2024 Filed Dec 2, 2024 21:08 UTC STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 GrantClass A Common Shares 9,102 $0.00 $0.00
Disclosure

SEC source: 0001235775-24-000002 · wk-form4_1733173678.xml · nonDerivative · entry 4

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,598

F2 · acquired: Annual director compensation awards of RSUs.

F3 · balance_after: Amount includes 9,102 restricted share units ("RSUs") granted by the Issuer, payable upon vesting in an equal number of Class A common shares of the Issuer, that are scheduled to vest on November 29, 2025.

Read SEC document
November 29, 2024 Filed Dec 2, 2024 21:08 UTC STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 GrantClass A Common Shares 3,034 $8.24 $25,000.16
Disclosure

SEC source: 0001235775-24-000002 · wk-form4_1733173678.xml · nonDerivative · entry 3

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,496

F1 · acquired: Director fees paid in common shares.

Read SEC document
November 06, 2024 Filed Nov 21, 2024 16:16 UTC ZUORA INC ZUO · Entity 16054 SaleClass A Common Stock 236,218 $9.90 $2,338,818.04
Disclosure

SEC source: 0001423774-24-000274 · wk-form4_1732223807.xml · nonDerivative · entry 1

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JDH Life Sciences, Inc.

Disclosed balance after: 201,000

F1 · shares: Shares were sold by the Account Manager (as defined below) without the prior knowledge of the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $9.90 and the highest price at which shares were sold was $9.91. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, Zuora or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Reporting Person is the president and sole beneficial owner of JDH Life Sciences, Inc., and may be deemed to share voting and dispositive power with regard to the shares held by JDH Life Sciences, Inc., with Scalar Gauge Management, LLC (the Account Manager).

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April 30, 2024 Filed May 2, 2024 16:34 UTC ZUORA INC ZUO · Entity 16054 GrantClass A Common Stock 40,567 $0.00 $0.00
Disclosure

SEC source: 0001423774-24-000133 · wk-form4_1714682054.xml · nonDerivative · entry 1

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,567

F1 · shares: Reflects Restricted Stock Units (RSUs) granted on April 30, 2024, upon the appointment of the Reporting Person to Zuora's Board of Directors. Each RSU represents a contingent right to receive one share of Zuora's Class A Common Stock upon settlement. The RSUs will vest and convert into shares of Zuora's Class A Common Stock as to 1/3rd of the total number of RSUs subject to the award on each of April 30, 2025, April 30, 2026, and April 30, 2027, in each case, so long as the Reporting Person continues to provide services to Zuora through such date. The vesting of the RSUs shall accelerate in full upon the consummation of a Corporate Transaction, as defined in Zuora's 2018 Equity Incentive Plan.

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April 01, 2024 Filed Apr 3, 2024 20:27 UTC STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 GrantClass B Common Shares 2,688 $9.30 $24,998.40
Disclosure

SEC source: 0001235775-24-000001 · wk-form4_1712176009.xml · nonDerivative · entry 2

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,244

F1 · shares: Director fees paid in common shares.

F3 · balance_after: Amount includes 8,971 RSUs granted by the Issuer, payable upon vesting in an equal number of Class B common shares of the Issuer, that are scheduled to vest on November 28, 2024.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:27 UTC STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 GrantClass A Common Shares 2,513 $9.95 $25,004.35
Disclosure

SEC source: 0001235775-24-000001 · wk-form4_1712176009.xml · nonDerivative · entry 1

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,462

F1 · shares: Director fees paid in common shares.

F2 · balance_after: Amount includes 8,455 restricted share units ("RSUs") granted by the Issuer, payable upon vesting in an equal number of Class A common shares of the Issuer, that are scheduled to vest on November 28, 2024.

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November 28, 2023 Filed Nov 30, 2023 21:08 UTC STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 GrantClass B Common Shares 8,971 $0.00 $0.00
Disclosure

SEC source: 0001235775-23-000006 · wk-form4_1701378491.xml · nonDerivative · entry 4

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,556

F2 · shares: Annual director compensation awards of RSUs.

F4 · balance_after: Amount includes 8,971 RSUs granted by the Issuer, payable upon vesting in an equal number of Class B common shares of the Issuer, that are scheduled to vest on November 28, 2024.

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November 28, 2023 Filed Nov 30, 2023 21:08 UTC STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 GrantClass B Common Shares 1,585 $8.36 $13,250.60
Disclosure

SEC source: 0001235775-23-000006 · wk-form4_1701378491.xml · nonDerivative · entry 3

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,585

F1 · shares: Director fees paid in common shares.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 21:08 UTC STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 GrantClass A Common Shares 8,455 $0.00 $0.00
Disclosure

SEC source: 0001235775-23-000006 · wk-form4_1701378491.xml · nonDerivative · entry 2

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,949

F2 · shares: Annual director compensation awards of RSUs.

F3 · balance_after: Amount includes 8,455 restricted share units ("RSUs") granted by the Issuer, payable upon vesting in an equal number of Class A common shares of the Issuer, that are scheduled to vest on November 28, 2024.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 21:08 UTC STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 GrantClass A Common Shares 1,494 $8.87 $13,251.78
Disclosure

SEC source: 0001235775-23-000006 · wk-form4_1701378491.xml · nonDerivative · entry 1

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,494

F1 · shares: Director fees paid in common shares.

Read SEC document
July 14, 2023 Filed Jul 17, 2023 23:36 UTC STARZ ENTERTAINMENT CORP /CN/ LGF.B · Entity 5541 PurchaseClass A Common Shares 100,000 $8.52 $852,000.00
Disclosure

SEC source: 0001235775-23-000005 · wk-form4_1689637003.xml · nonDerivative · entry 1

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: The price reported in a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.49 to $8.55. The reporting person undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the Issuer or a security holder of the Issuer.

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May 12, 2023 Filed May 12, 2023 16:11 UTC Sumo Logic, Inc. SUMO · Entity 113560 Disposition to issuerCommon Stock 366,095 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029009 · doc4.xml · nonDerivative · entry 2

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · price: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price.

F4 · ownership.nature: These shares are held of record by JDH Investment Management, LLC, for which the Reporting Person serves as Chairman and Chief Executive Officer.

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May 12, 2023 Filed May 12, 2023 16:11 UTC Sumo Logic, Inc. SUMO · Entity 113560 Disposition to issuerCommon Stock 35,236 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029009 · doc4.xml · nonDerivative · entry 1

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). At the effective time of the merger (the "Effective Time") each issued and outstanding RSU was cancelled and converted into the right to receive an amount equal to $12.05 in cash (the "Per Share Price"), subject to the terms set forth in the Merger Agreement.

F2 · shares: Pursuant to the terms of the Company's Outside Director Compensation Policy and/or the applicable award agreement governing such RSU, at the Effective Time, each unvested RSU was accelerated and converted into the right to receive an amount in cash equal to the Per Share Price.

F3 · price: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price.

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July 21, 2022 Filed Jul 22, 2022 16:25 UTC Sumo Logic, Inc. SUMO · Entity 113560 GrantCommon Stock 6,407 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042996 · doc4.xml · nonDerivative · entry 1

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,236

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the one-year anniversary of the grant date, or the day prior to the Issuer's next Annual Meeting of Stockholders, subject to the Reporting Person's continued role as a service provider to the Issuer through the applicable vesting date.

F2 · balance_after: Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continued role as a service provider to the Issuer.

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May 03, 2022 Filed May 13, 2022 19:37 UTC Sumo Logic, Inc. SUMO · Entity 113560 GrantCommon Stock 27,829 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029008 · doc4.xml · nonDerivative · entry 1

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,829

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-third (1/3) of the RSUs will vest on June 15, 2023, and as to 1/3rd of the RSUs on each annual anniversary thereafter, subject to the Reporting Person continuing to be a Service Provider through each such date.

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November 19, 2021 Filed Nov 22, 2021 17:35 UTC LORAL SPACE & COMMUNICATIONS INC. LORL · Entity 17751 Disposition to issuerRestricted Stock Units · Derivative 18,452 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-142649 · tm2133278-10_4seq1.xml · derivative · entry 2

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,452 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represented a contingent right to receive one share of Common Stock of the Issuer or at the Issuer's election, the cash value thereof.

F3 · price: The RSUs were fully vested prior to the Merger. Each RSU was settled in shares of Issuer Common Stock immediately prior to the Merger that were converted into the right to receive newly issued Class B variable voting shares of Telesat Corporation at the effective time of the Merger pursuant to the Transaction, subject to the terms and conditions therein.

F3 · derivative.exercise_date: The RSUs were fully vested prior to the Merger. Each RSU was settled in shares of Issuer Common Stock immediately prior to the Merger that were converted into the right to receive newly issued Class B variable voting shares of Telesat Corporation at the effective time of the Merger pursuant to the Transaction, subject to the terms and conditions therein.

F3 · derivative.expiration_date: The RSUs were fully vested prior to the Merger. Each RSU was settled in shares of Issuer Common Stock immediately prior to the Merger that were converted into the right to receive newly issued Class B variable voting shares of Telesat Corporation at the effective time of the Merger pursuant to the Transaction, subject to the terms and conditions therein.

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November 19, 2021 Filed Nov 22, 2021 17:35 UTC LORAL SPACE & COMMUNICATIONS INC. LORL · Entity 17751 Disposition to issuerCommon Stock 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-142649 · tm2133278-10_4seq1.xml · nonDerivative · entry 1

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Each share was converted into the right to receive one newly issued Class B variable voting share of Telesat Corporation at the effective time of the Merger (as defined in the Transaction Agreement) pursuant to the Transaction Agreement and Plan of Merger (as amended from time to time and including all exhibits and schedules thereto, the "Transaction Agreement"), dated as of November 23, 2020, as amended on June 24, 2021, by and among Loral Space & Communications Inc., Telesat Corporation, Telesat Canada, Telesat Partnership LP, Telesat CanHold Corporation, Lion Combination Sub Corporation, Public Sector Pension Investment Board and Red Isle Private Investments Inc., subject to the terms and conditions therein.

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May 18, 2017 Filed May 24, 2017 16:00 UTC EMISPHERE TECHNOLOGIES INC EMIS · Entity 174671 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0000899243-17-014233 · doc4.xml · derivative · entry 1

HARKEY JOHN D JR · CIK 0001235775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2027-05-18

F1 · derivative.exercise_date: One-third of the options subject to this grant shall vest on each of the first three anniversaries of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.