Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TALPHERA, INC.TLPH · Entity 7102 | Director · CHIEF EXECUTIVE OFFICER | April 02, 2026 | April 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TALPHERA, INC.
Report date April 02, 2026 · Filed April 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 790,767 |
Reported balance
After 2026-04-02 transaction · row 1
1 source rowRow 1 · 2026-04-02 · Tax withholding · Disposed 9,938 · Balance 790,767 F1: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 02, 2026 Filed Apr 3, 2026 22:10 UTC | TALPHERA, INC. TLPH · Entity 7102 | Tax withholdingCommon Stock | 9,938 | $0.72 | $7,178.22 |
DisclosureSEC source: 0001700225-26-000004 · form4-04032026_100412.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 790,767 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. Read SEC document |
| March 13, 2026 Filed Mar 25, 2026 23:57 UTC | TALPHERA, INC. TLPH · Entity 7102 | PurchaseCommon Stock | 213,310 | $0.59 | $124,999.66 |
DisclosureSEC source: 0001700225-26-000003 · form4-03252026_110351.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 800,705 F1 · shares: On March 31, 2025, Talphera (the "Issuer") entered into a securities purchase agreement with the Reporting Person and certain other institutional investors (the "PIPE"). The Reporting Person purchased shares in the closing of the third tranche of the PIPE conducted by the Issuer. F2 · balance_after: Balance includes non-reportable acquisition of 10,000 shares of Common Stock through the Company's Employee Stock Purchase Plan. Read SEC document |
| February 14, 2026 Filed Feb 21, 2026 01:28 UTC | TALPHERA, INC. TLPH · Entity 7102 | Tax withholdingCommon Stock | 9,559 | $0.79 | $7,584.11 |
DisclosureSEC source: 0001700225-26-000002 · form4-02212026_010244.xml · nonDerivative · entry 3 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 577,395 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. Read SEC document |
| February 12, 2026 Filed Feb 21, 2026 01:28 UTC | TALPHERA, INC. TLPH · Entity 7102 | GrantStock Option (Right to Buy) · Derivative | 594,000 | $0.00 Strike: $0.81 | $0.00 |
DisclosureSEC source: 0001700225-26-000002 · form4-02212026_010244.xml · derivative · entry 4 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 594,000 Underlying: Common Stock · 594,000 shares Expires 2036-02-11 F4 · derivative.exercise_date: On February 12, 2026, the reporting person was granted an option to purchase 594,000 shares of common stock. One fourth (1/4th) of the option shares shall vest on the one year anniversary of the grant date, and the remaining balance of the option shares shall vest in 36 equal consecutive monthly installments thereafter until fully vested so long as the reporting person remains in continuous service through such applicable vesting periods. Read SEC document |
| February 12, 2026 Filed Feb 21, 2026 01:28 UTC | TALPHERA, INC. TLPH · Entity 7102 | PurchaseCommon Stock | 105,364 | $0.81 | $85,587.18 |
DisclosureSEC source: 0001700225-26-000002 · form4-02212026_010244.xml · nonDerivative · entry 2 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 586,954 F3 · shares: The restricted stock units shall vest in three equal consecutive annual installments on February 12, 2027, February 12, 2028 and February 12, 2029. Read SEC document |
| February 10, 2026 Filed Feb 21, 2026 01:28 UTC | TALPHERA, INC. TLPH · Entity 7102 | Tax withholdingCommon Stock | 3,179 | $0.84 | $2,657.96 |
DisclosureSEC source: 0001700225-26-000002 · form4-02212026_010244.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 481,590 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. F2 · balance_after: Balance includes non-reportable acquisition of 10,000 shares of Common Stock through the Company's Employee Stock Purchase Plan. Read SEC document |
| April 02, 2025 Filed Apr 3, 2025 20:28 UTC | TALPHERA, INC. TLPH · Entity 7102 | GrantStock Option (Right to Buy) · Derivative | 365,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001415889-25-009947 · form4-04032025_080419.xml · derivative · entry 3 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 365,000 Underlying: Common Stock · 365,000 shares Expires 2035-04-01 F3 · derivative.exercise_date: On April 2, 2025, the reporting person was granted an option to purchase 365,000 shares of common stock. One fourth (1/4th) of the option shares shall vest on the one year anniversary of the grant date, and the remaining balance of the option shares shall vest in 36 equal consecutive monthly installments thereafter until fully vested so long as the reporting person remains in continuous service through such applicable vesting periods. Read SEC document |
| April 02, 2025 Filed Apr 3, 2025 20:28 UTC | TALPHERA, INC. TLPH · Entity 7102 | GrantCommon Stock | 61,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009947 · form4-04032025_080419.xml · nonDerivative · entry 2 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 474,769 F1 · shares: The restricted stock units shall vest in three equal consecutive annual installments on April 2, 2026, April 2, 2027 and April 2, 2028. F2 · balance_after: Balance includes non-reportable acquisition of 10,000 shares of Common Stock through the Company's Employee Stock Purchase Plan. Read SEC document |
| April 02, 2025 Filed Apr 3, 2025 20:28 UTC | TALPHERA, INC. TLPH · Entity 7102 | PurchaseCommon Stock | 213,310 | $0.59 | $124,999.66 |
DisclosureSEC source: 0001415889-25-009947 · form4-04032025_080419.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 403,769 Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 21:47 UTC | TALPHERA, INC. TLPH · Entity 7102 | Tax withholdingCommon Stock | 10,575 | $0.67 | $7,085.25 |
DisclosureSEC source: 0001415889-25-004440 · form4-02182025_090228.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,459 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. Read SEC document |
| February 11, 2025 Filed Feb 12, 2025 21:09 UTC | TALPHERA, INC. TLPH · Entity 7102 | Tax withholdingCommon Stock | 3,517 | $0.62 | $2,180.54 |
DisclosureSEC source: 0001415889-25-003721 · form4-02122025_090227.xml · nonDerivative · entry 2 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,034 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:09 UTC | TALPHERA, INC. TLPH · Entity 7102 | Tax withholdingCommon Stock | 3,515 | $0.63 | $2,214.10 |
DisclosureSEC source: 0001415889-25-003721 · form4-02122025_090227.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,551 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 11:05 UTC | TALPHERA, INC. TLPH · Entity 7102 | PurchaseCommon Stock | 5,000 | $0.64 | $3,199.50 |
DisclosureSEC source: 0001415889-24-028440 · form4-12062024_061201.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,066 Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 21:20 UTC | TALPHERA, INC. TLPH · Entity 7102 | PurchaseCommon Stock | 5,000 | $0.73 | $3,649.50 |
DisclosureSEC source: 0001415889-24-027989 · form4-12022024_091204.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,066 Read SEC document |
| August 30, 2024 Filed Sep 3, 2024 20:22 UTC | TALPHERA, INC. TLPH · Entity 7102 | PurchaseCommon Stock | 7,260 | $1.05 | $7,598.32 |
DisclosureSEC source: 0001415889-24-022690 · form4-09032024_080952.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,066 F1 · price: The price reported on Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $1.035 to $1.05 per share on August 30, 2024. The reporting person will provide upon request to the SEC, the issuer or security holder of Issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Balance includes non-reportable acquisition of 10,000 shares of Common Stock through the Company's Employee Stock Purchase Plan. Read SEC document |
| June 14, 2024 Filed Jun 14, 2024 21:19 UTC | TALPHERA, INC. TLPH · Entity 7102 | PurchaseCommon Stock | 1,304 | $1.08 | $1,404.41 |
DisclosureSEC source: 0001415889-24-016974 · form4-06142024_090622.xml · nonDerivative · entry 3 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,806 Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 21:19 UTC | TALPHERA, INC. TLPH · Entity 7102 | PurchaseCommon Stock | 4,570 | $0.97 | $4,438.38 |
DisclosureSEC source: 0001415889-24-016974 · form4-06142024_090622.xml · nonDerivative · entry 2 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,502 F2 · price: The price reported on Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $0.957 to $0.9799 per share on June 13, 2024. The reporting person will provide upon request to the SEC, the issuer or security holder of Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 21:19 UTC | TALPHERA, INC. TLPH · Entity 7102 | PurchaseCommon Stock | 4,126 | $0.97 | $4,013.36 |
DisclosureSEC source: 0001415889-24-016974 · form4-06142024_090622.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,932 F1 · price: The price reported on Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $0.943 to $0.98 per share on June 12, 2024. The reporting person will provide upon request to the SEC, the issuer or security holder of Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 12, 2024 Filed Mar 12, 2024 22:39 UTC | TALPHERA, INC. TLPH · Entity 7102 | GrantCommon Stock | 8,000 | $1.12 | $8,995.20 |
DisclosureSEC source: 0001415889-24-007710 · form4-03122024_100323.xml · nonDerivative · entry 2 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,806 F1 · price: The price reported on Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $1.105 to $1.1683 on March 12, 2024. The reporting person will provide upon request to the SEC, the issuer or security holder of Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 11, 2024 Filed Mar 12, 2024 22:39 UTC | TALPHERA, INC. TLPH · Entity 7102 | GrantCommon Stock | 1,000 | $1.12 | $1,115.00 |
DisclosureSEC source: 0001415889-24-007710 · form4-03122024_100323.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,806 Read SEC document |
| March 03, 2024 Filed Mar 5, 2024 01:53 UTC | TALPHERA, INC. TLPH · Entity 7102 | Tax withholdingCommon Stock | 1,623 | $1.30 | $2,109.90 |
DisclosureSEC source: 0001209191-24-004243 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,806 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. F2 · balance_after: Balance includes non-reportable acquisition of 10,000 shares of Common Stock through the Company's Employee Stock Purchase Plan. Read SEC document |
| February 14, 2024 Filed Feb 28, 2024 01:58 UTC | TALPHERA, INC. TLPH · Entity 7102 | GrantStock Option (Right to Buy) · Derivative | 352,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001209191-24-004042 · doc4.xml · derivative · entry 2 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 352,000 Underlying: Common Stock · 352,000 shares Expires 2034-02-13 F2 · derivative.exercise_date: On February 14, 2024, the reporting person was granted an option to purchase 352,000 shares of common stock. One fourth (1/4th) of the option shares shall vest on the one year anniversary of the grant date, and the remaining balance of the option shares shall vest in 36 equal consecutive monthly installments thereafter until fully vested so long as the reporting person remains in continuous service through such applicable vesting periods. Read SEC document |
| February 14, 2024 Filed Feb 28, 2024 01:58 UTC | TALPHERA, INC. TLPH · Entity 7102 | GrantCommon Stock | 58,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-004042 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,429 F1 · shares: The restricted stock units shall vest in three equal consecutive annual installments on February 14, 2025, February 14, 2026 and February 14, 2027. Read SEC document |
| February 11, 2024 Filed Feb 14, 2024 02:40 UTC | TALPHERA, INC. TLPH · Entity 7102 | Tax withholdingCommon Stock | 3,723 | $1.10 | $4,095.30 |
DisclosureSEC source: 0001209191-24-003304 · doc4.xml · nonDerivative · entry 2 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,762 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. Read SEC document |
| February 10, 2024 Filed Feb 14, 2024 02:40 UTC | TALPHERA, INC. TLPH · Entity 7102 | Tax withholdingCommon Stock | 3,320 | $1.10 | $3,652.00 |
DisclosureSEC source: 0001209191-24-003304 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,485 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. Read SEC document |
| December 13, 2023 Filed Dec 14, 2023 13:11 UTC | TALPHERA, INC. ACRX · Entity 7102 | PurchaseCommon Stock | 10,000 | $0.73 | $7,268.00 |
DisclosureSEC source: 0001209191-23-058578 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,805 F1 · price: The price reported on Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $0.7198 to $0.73 on December 13, 2023. The reporting person will provide upon request to the SEC, the issuer or security holder of Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| September 11, 2023 Filed Sep 11, 2023 23:13 UTC | TALPHERA, INC. ACRX · Entity 7102 | PurchaseCommon Stock | 10,000 | $0.80 | $7,950.00 |
DisclosureSEC source: 0001209191-23-049016 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,805 F1 · balance_after: Balance includes non-reportable acquisitions of 7,969 and 10,000 shares of Common Stock through the Company's Employee Stock Purchase Plan on February 28, 2023 and August 31, 2023, respectively. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 21:40 UTC | TALPHERA, INC. ACRX · Entity 7102 | Tax withholdingCommon Stock | 1,703 | $1.31 | $2,230.93 |
DisclosureSEC source: 0001209191-23-016311 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,836 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. Read SEC document |
| February 11, 2023 Filed Feb 14, 2023 21:19 UTC | TALPHERA, INC. ACRX · Entity 7102 | Tax withholdingCommon Stock | 3,321 | $1.68 | $5,579.28 |
DisclosureSEC source: 0001209191-23-009115 · doc4.xml · nonDerivative · entry 2 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,539 F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:19 UTC | TALPHERA, INC. ACRX · Entity 7102 | GrantStock Option (Right to Buy) · Derivative | 117,000 | $0.00 Strike: $1.76 | $0.00 |
DisclosureSEC source: 0001209191-23-009115 · doc4.xml · derivative · entry 3 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,000 Underlying: Common Stock · 117,000 shares Expires 2033-02-09 F4 · derivative.exercise_date: On February 10, 2023, the reporting person was granted an option to purchase 117,000 shares of common stock. One fourth (1/4th) of the option shares shall vest on the one year anniversary of the grant date, and the remaining balance of the option shares shall vest in 36 equal consecutive monthly installments thereafter until fully vested so long as the reporting person remains in continuous service through such applicable vesting periods. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:19 UTC | TALPHERA, INC. ACRX · Entity 7102 | GrantCommon Stock | 19,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009115 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,860 F1 · shares: The restricted stock units shall vest in three equal consecutive annual installments on February 10, 2024, February 10, 2025 and February 10, 2026. F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 21:42 UTC | TALPHERA, INC. ACRX · Entity 7102 | Tax withholdingCommon Stock | 1,982 | $2.02 | $4,003.64 |
DisclosureSEC source: 0001209191-23-007814 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,360 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions. F3 · balance_after: Balance includes non-reportable acquisition of 500 shares of Common Stock through the Company's Employee Stock Purchase Plan. F4 · balance_after: Reflects a 1-20 reverse stock split which became effective on October 25, 2022. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 20:06 UTC | TALPHERA, INC. ACRX · Entity 7102 | PurchaseCommon Stock | 46,400 | $0.22 | $10,333.28 |
DisclosureSEC source: 0001209191-22-035010 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,016,919 F1 · price: The price reported on Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $0.2187 to $0.2241 on June 7, 2022. The reporting person will provide upon request to the SEC, the issuer or security holder of Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 21:24 UTC | TALPHERA, INC. ACRX · Entity 7102 | Tax withholdingCommon Stock | 23,051 | $0.41 | $9,377.15 |
DisclosureSEC source: 0001209191-22-016238 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970,519 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions. F3 · balance_after: Balance includes non-reportable acquisition of 10,000 shares of Common Stock through the Company's Employee Stock Purchase Plan. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 21:49 UTC | TALPHERA, INC. ACRX · Entity 7102 | GrantStock Option (Right to Buy) · Derivative | 780,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001209191-22-009343 · doc4.xml · derivative · entry 3 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 780,000 Underlying: Common Stock · 780,000 shares Expires 2032-02-11 F4 · derivative.exercise_date: On February 11, 2022, the reporting person was granted an option to purchase 780,000 shares of common stock. One fourth (1/4th) of the option shares shall vest on the one year anniversary of the grant date, and the remaining balance of the option shares shall vest in 36 equal consecutive monthly installments thereafter until fully vested so long as the reporting person remains in continuous service through such applicable vesting periods. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 21:49 UTC | TALPHERA, INC. ACRX · Entity 7102 | Tax withholdingCommon Stock | 23,058 | $0.40 | $9,255.48 |
DisclosureSEC source: 0001209191-22-009343 · doc4.xml · nonDerivative · entry 2 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983,570 F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 21:49 UTC | TALPHERA, INC. ACRX · Entity 7102 | GrantCommon Stock | 390,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009343 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006,628 F1 · shares: The restricted stock units shall vest in three equal consecutive annual installments on February 11, 2023, February 11, 2024 and February 11, 2025. F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions. Read SEC document |
| February 06, 2022 Filed Feb 8, 2022 00:57 UTC | TALPHERA, INC. ACRX · Entity 7102 | Tax withholdingCommon Stock | 27,318 | $0.43 | $11,779.52 |
DisclosureSEC source: 0001209191-22-007622 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,628 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions. F3 · balance_after: Balance includes non-reportable acquisition of 6,966 shares of Common Stock through the Company's Employee Stock Purchase Plan. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 20:28 UTC | TALPHERA, INC. ACRX · Entity 7102 | GrantStock Option (Right to Buy) · Derivative | 1,000,000 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0001209191-21-018151 · doc4.xml · derivative · entry 2 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2031-03-03 F4 · derivative.exercise_date: On March 3, 2021, the Reporting Person was granted performance options subject to the satisfaction of share price targets over a performance period from March 3, 2021 to December 31, 2024 (the "Performance Period"), as determined by the Compensation Committee (the "Committee") of the Company's Board of Directors. F5 · derivative.exercise_date: The performance options shall be earned as follows: (i) 33% of the performance options if the Company's average closing stock price measured over a period of thirty consecutive trading days within the Performance Period equals or exceeds $4.00, (ii) an additional 33% of the performance option if the Company's average closing stock price measured over a period of thirty consecutive trading days within the Performance Period equals or exceeds $5.00, and (iii) 34% of the performance options if the Company's average closing stock price measured over a period of thirty consecutive trading days within the Performance Period equals or exceeds $6.00. Once earned, the performance options will vest on the one-year anniversary of the date on which the Committee certified achievement of an applicable price target, so long as the reporting person remains in continuous service through such applicable vesting date. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 20:28 UTC | TALPHERA, INC. ACRX · Entity 7102 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018151 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,980 F1 · security: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · shares: The restricted stock units shall vest in three equal consecutive annual installments on March 3, 2022, March 3, 2023 and March 3, 2024. F3 · balance_after: Balance includes acquisition of 9,093 shares of Common Stock through the Company's Employee Stock Purchase Plan. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:50 UTC | TALPHERA, INC. ACRX · Entity 7102 | Tax withholdingCommon Stock | 23,052 | $2.63 | $60,626.76 |
DisclosureSEC source: 0001209191-21-010345 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,887 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions. Read SEC document |
| February 06, 2021 Filed Feb 9, 2021 21:29 UTC | TALPHERA, INC. ACRX · Entity 7102 | Tax withholdingCommon Stock | 25,059 | $2.59 | $64,902.81 |
DisclosureSEC source: 0001209191-21-008800 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,939 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. F2 · balance_after: Balance includes acquisition of 7,241 shares of Common Stock through the Company's Employee Stock Purchase Plan. F3 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions. Read SEC document |
| June 15, 2020 Filed Jun 15, 2020 22:00 UTC | TALPHERA, INC. ACRX · Entity 7102 | PurchaseCommon Stock | 7,547 | $1.33 | $10,035.25 |
DisclosureSEC source: 0001209191-20-036726 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,757 F1 · balance_after: Balance includes non-reportable acquisition of 8,318 shares of Common Stock through the Company's Employee Stock Purchase Plan. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:12 UTC | TALPHERA, INC. ACRX · Entity 7102 | Tax withholdingCommon Stock | 23,052 | $1.71 | $39,418.92 |
DisclosureSEC source: 0001209191-20-009161 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,892 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions. Read SEC document |
| February 06, 2020 Filed Feb 8, 2020 02:10 UTC | TALPHERA, INC. ACRX · Entity 7102 | GrantStock Option (Right to Buy) · Derivative | 400,000 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001209191-20-007740 · doc4.xml · derivative · entry 2 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2030-02-06 F3 · derivative.exercise_date: The shares subject to the option vest as follows: 25% of the shares subject to the option vest on the 12 month anniversary of the grant date and the remaining shares subject to the option vest on an equal monthly basis over the following 36 months. Read SEC document |
| February 06, 2020 Filed Feb 8, 2020 02:10 UTC | TALPHERA, INC. ACRX · Entity 7102 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007740 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,944 F1 · security: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · shares: The restricted stock units shall vest in three equal consecutive annual installments on February 6, 2021, February 6, 2022 and February 6, 2023. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 11:07 UTC | TALPHERA, INC. ACRX · Entity 7102 | PurchaseCommon Stock | 8,379 | $1.79 | $14,973.27 |
DisclosureSEC source: 0000899243-19-027073 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,944 Read SEC document |
| November 02, 2019 Filed Nov 4, 2019 11:04 UTC | TALPHERA, INC. ACRX · Entity 7102 | GrantStock Option (Right to Buy) · Derivative | 96,250 | $0.00 Strike: $2.23 | $0.00 |
DisclosureSEC source: 0000899243-19-026511 · doc4.xml · derivative · entry 2 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,500 Underlying: Common Stock · 96,250 shares Expires 2028-11-02 F2 · derivative.exercise_date: On April 7, 2018, the reporting person was granted a performance-based option to purchase 192,500 shares of common stock, subject to the Company's achievement of commercial approval by the U.S. Food and Drug Administration ("FDA") of its new drug application for "DSUVIA" on or before February 15, 2019. Once the performance criteria is achieved, the option vests in two equal installments with 50% of the option vesting upon the Company's achievement of the performance criteria and the remaining 50% of the option vesting on the one-year anniversary of the date of such achievement, in all cases subject to continuous service to the Company. The performance criteria for commercial approval by the FDA for DSUVIA was met on November 2, 2018, resulting in vesting of the option as to 96,250 shares on that date. On November 2, 2019, the remaining balance of the option vested. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 10:02 UTC | TALPHERA, INC. ACRX · Entity 7102 | PurchaseCommon Stock | 5,000 | $2.31 | $11,550.00 |
DisclosureSEC source: 0000899243-19-015714 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,884 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:25 UTC | TALPHERA, INC. ACRX · Entity 7102 | PurchaseCommon Stock | 3,234 | $2.81 | $9,087.54 |
DisclosureSEC source: 0001209191-19-015622 · doc4.xml · nonDerivative · entry 1 Angotti Vincent J. · CIK 0001700225 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,884 F1 · balance_after: Balance includes non-reportable acquisition of 3,234 shares of Common Stock through the Company's Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.