Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Custom Truck One Source, Inc.CTOS · Entity 4503 | EVP, General Counsel & Sec. | April 01, 2026 | April 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Custom Truck One Source, Inc.
Report date April 01, 2026 · Filed April 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 81,160 |
Ending reported balance
After 2026-04-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-04-01 · Exercise / conversion · Acquired 50,625 · Balance 101,083 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Row 2 · 2026-04-01 · Tax withholding · Disposed 19,923 · Balance 81,160 F2: Shares withheld to satisfy tax obligations arising out of vesting of the Reporting Person's restricted stock units. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 16,875 |
Reported balance
After 2026-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-01 · Exercise / conversion · Disposed 16,875 · Balance 16,875 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3: The restricted stock units vest in four equal annual installments beginning on April 1, 2024. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 33,750 |
Reported balance
After 2026-04-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-04-01 · Exercise / conversion · Disposed 16,875 · Balance 33,750 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F4: The restricted stock units vest in four equal annual installments beginning on April 1, 2025. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 50,625 |
Reported balance
After 2026-04-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-04-01 · Exercise / conversion · Disposed 16,875 · Balance 50,625 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F5: The restricted stock units vest in four equal annual installments beginning on April 1, 2026. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 72,500 |
Reported balance
After 2026-04-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-04-01 · Grant · Acquired 72,500 · Balance 72,500 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F6: The restricted stock units vest in four equal annual installments beginning on April 1, 2027, subject to continued service on the applicable vesting date and potential partial acceleration upon the achievement of certain corporate milestones. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Shares withheld to satisfy tax obligations arising out of vesting of the Reporting Person's restricted stock units.
F3: The restricted stock units vest in four equal annual installments beginning on April 1, 2024.
F4: The restricted stock units vest in four equal annual installments beginning on April 1, 2025.
F5: The restricted stock units vest in four equal annual installments beginning on April 1, 2026.
F6: The restricted stock units vest in four equal annual installments beginning on April 1, 2027, subject to continued service on the applicable vesting date and potential partial acceleration upon the achievement of certain corporate milestones.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
U.S. CONCRETE, INC.
Report date August 26, 2021 · Filed August 30, 2021
Section 16 reporting ended · disclosed 2021-08-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-08-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-08-18 · Gift · Disposed 770 · Balance 32,065 Row 2 · 2021-08-26 · Disposition to issuer · Disposed 32,065 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 6, 2021, by and among U.S. Concrete, Inc. (the "Issuer"), Vulcan Materials Company, and Grizzly Merger Sub I, Inc. (the "Merger Agreement"), on August 26, 2021, each share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into the right to receive $74.00 per share in cash (the "Merger Consideration"), without interest, subject to any required withholding taxes described in the Merger Agreement. |
| Restricted stock unitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-08-26 · Disposition to issuer · Disposed 5,520 · Balance 0 F2: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting. F4: At the Effective Time, pursuant to the Merger Agreement, each Restricted Stock Unit in respect of the Issuer's Common Stock ("Company RSUs") that was outstanding as of and immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the total number of Issuer Common Stock subject to such Company RSUs and (ii) the Merger Consideration, subject to applicable withholding taxes. F3: These Restricted Stock Units were granted on March 1, 2020 with time-based vesting and were scheduled to vest in equal installments on March 1, 2022 and March 1, 2023. |
| Restricted stock unitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-08-26 · Disposition to issuer · Disposed 2,560 · Balance 0 F2: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting. F4: At the Effective Time, pursuant to the Merger Agreement, each Restricted Stock Unit in respect of the Issuer's Common Stock ("Company RSUs") that was outstanding as of and immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the total number of Issuer Common Stock subject to such Company RSUs and (ii) the Merger Consideration, subject to applicable withholding taxes. F5: These Restricted Stock Units were granted on March 1, 2019 with time-based vesting and were scheduled to vest on March 1, 2022. |
| Restricted stock unitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-08-26 · Disposition to issuer · Disposed 10,160 · Balance 0 F2: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting. F4: At the Effective Time, pursuant to the Merger Agreement, each Restricted Stock Unit in respect of the Issuer's Common Stock ("Company RSUs") that was outstanding as of and immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the total number of Issuer Common Stock subject to such Company RSUs and (ii) the Merger Consideration, subject to applicable withholding taxes. F6: These Restricted Stock Units were granted on March 1, 2021 and were to vest as follows: (i) 75% were time-based with vesting to have occurred in equal installments on March 1, 2022, March 1, 2023 and March 1, 2024, and (ii) the remaining 25% were performance-based with vesting to have occurred once the average of the daily VWAP of the Issuer's stock over any period of 20 consecutive trading days attained $74.95 per share within the three year period from the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 6, 2021, by and among U.S. Concrete, Inc. (the "Issuer"), Vulcan Materials Company, and Grizzly Merger Sub I, Inc. (the "Merger Agreement"), on August 26, 2021, each share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into the right to receive $74.00 per share in cash (the "Merger Consideration"), without interest, subject to any required withholding taxes described in the Merger Agreement.
F2: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting.
F3: These Restricted Stock Units were granted on March 1, 2020 with time-based vesting and were scheduled to vest in equal installments on March 1, 2022 and March 1, 2023.
F4: At the Effective Time, pursuant to the Merger Agreement, each Restricted Stock Unit in respect of the Issuer's Common Stock ("Company RSUs") that was outstanding as of and immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the total number of Issuer Common Stock subject to such Company RSUs and (ii) the Merger Consideration, subject to applicable withholding taxes.
F5: These Restricted Stock Units were granted on March 1, 2019 with time-based vesting and were scheduled to vest on March 1, 2022.
F6: These Restricted Stock Units were granted on March 1, 2021 and were to vest as follows: (i) 75% were time-based with vesting to have occurred in equal installments on March 1, 2022, March 1, 2023 and March 1, 2024, and (ii) the remaining 25% were performance-based with vesting to have occurred once the average of the daily VWAP of the Issuer's stock over any period of 20 consecutive trading days attained $74.95 per share within the three year period from the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2026 Filed Apr 3, 2026 22:07 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | GrantRestricted Stock Unit · Derivative | 72,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-040061 · ownership.xml · derivative · entry 6 JOLAS PAUL M · CIK 0001245559 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,500 Underlying: Common Stock · 72,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2027, subject to continued service on the applicable vesting date and potential partial acceleration upon the achievement of certain corporate milestones. F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2027, subject to continued service on the applicable vesting date and potential partial acceleration upon the achievement of certain corporate milestones. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 22:07 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | Exercise / conversionRestricted Stock Unit · Derivative | 16,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-040061 · ownership.xml · derivative · entry 5 JOLAS PAUL M · CIK 0001245559 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,625 Underlying: Common Stock · 16,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2026. F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2026. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 22:07 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | Exercise / conversionRestricted Stock Unit · Derivative | 16,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-040061 · ownership.xml · derivative · entry 4 JOLAS PAUL M · CIK 0001245559 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,750 Underlying: Common Stock · 16,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2025. F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2025. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 22:07 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | Exercise / conversionRestricted Stock Unit · Derivative | 16,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-040061 · ownership.xml · derivative · entry 3 JOLAS PAUL M · CIK 0001245559 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,875 Underlying: Common Stock · 16,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024. F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 22:07 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | Tax withholdingCommon Stock | 19,923 | $6.62 | $131,890.26 |
DisclosureSEC source: 0001213900-26-040061 · ownership.xml · nonDerivative · entry 2 JOLAS PAUL M · CIK 0001245559 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,160 F2 · shares: Shares withheld to satisfy tax obligations arising out of vesting of the Reporting Person's restricted stock units. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 22:07 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | Exercise / conversionCommon Stock | 50,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-040061 · ownership.xml · nonDerivative · entry 1 JOLAS PAUL M · CIK 0001245559 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 23, 2026 Filed Mar 26, 2026 20:30 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | GrantCommon Stock | 16,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-034745 · ownership.xml · nonDerivative · entry 1 JOLAS PAUL M · CIK 0001245559 · EVP, General Counsel & Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,458 F1 · shares: Represents an award of performance stock units ("PSUs") earned as a result of the achievement of performance criteria pursuant to PSU awards with a performance period that ended on December 31, 2025, as certified by the compensation committee of the Issuer's board of directors on February 23, 2026. Such shares remain subject to a time-based vesting condition, which will be satisfied on December 31, 2026. Read SEC document |
| April 28, 2025 Filed Apr 30, 2025 23:10 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | GrantRestricted Stock Unit · Derivative | 67,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-037887 · ownership.xml · derivative · entry 1 JOLAS PAUL M · CIK 0001245559 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,500 Underlying: Common Stock · 67,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2026, subject to continued service on the applicable vesting date and potential partial acceleration upon the achievement of certain corporate milestones. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2026, subject to continued service on the applicable vesting date and potential partial acceleration upon the achievement of certain corporate milestones. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:15 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | Exercise / conversionRestricted Stock Unit · Derivative | 16,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-028626 · ownership.xml · derivative · entry 4 JOLAS PAUL M · CIK 0001245559 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,625 Underlying: Common Stock · 16,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2025. F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2025. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:15 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | Exercise / conversionRestricted Stock Unit · Derivative | 16,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-028626 · ownership.xml · derivative · entry 3 JOLAS PAUL M · CIK 0001245559 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,750 Underlying: Common Stock · 16,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024. F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:15 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | Tax withholdingCommon Stock | 13,960 | $4.20 | $58,632.00 |
DisclosureSEC source: 0001213900-25-028626 · ownership.xml · nonDerivative · entry 2 JOLAS PAUL M · CIK 0001245559 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,719 F2 · shares: Shares withheld to satisfy tax obligations arising out of vesting of the Reporting Person's restricted stock units. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:15 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | Exercise / conversionCommon Stock | 33,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-028626 · ownership.xml · nonDerivative · entry 1 JOLAS PAUL M · CIK 0001245559 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 22:54 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | Tax withholdingCommon Stock | 2,398 | $4.81 | $11,534.38 |
DisclosureSEC source: 0001213900-25-000868 · ownership.xml · nonDerivative · entry 1 JOLAS PAUL M · CIK 0001245559 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,929 F1 · shares: Shares withheld to satisfy tax obligations arising out of vesting of the Reporting Person's performance stock units. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:40 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | Exercise / conversionRestricted Stock Unit · Derivative | 16,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-029856 · ownership.xml · derivative · entry 3 JOLAS PAUL M · CIK 0001245559 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,625 Underlying: Common Stock · 16,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024. F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2024. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:40 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | Tax withholdingCommon Stock | 6,641 | $5.88 | $39,049.08 |
DisclosureSEC source: 0001213900-24-029856 · ownership.xml · nonDerivative · entry 2 JOLAS PAUL M · CIK 0001245559 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,327 F2 · shares: Shares withheld to satisfy tax obligations arising out of vesting of the Reporting Person's restricted stock units. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:40 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | Exercise / conversionCommon Stock | 16,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-029856 · ownership.xml · nonDerivative · entry 1 JOLAS PAUL M · CIK 0001245559 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 27, 2024 Filed Mar 26, 2024 20:16 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | GrantCommon Stock | 6,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-026058 · ownership.xml · nonDerivative · entry 1 JOLAS PAUL M · CIK 0001245559 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,093 F1 · shares: Represents an award of performance stock units originally granted to the reporting person on July 31, 2023. On February 27, 2024, the compensation committee of the Issuer's board of directors certified the performance level applicable to the performance stock units, resulting in the satisfaction of the performance vesting condition with respect to the shares reported herein. Such shares remain subject to a time-based vesting condition, which will be satisfied on December 31, 2024. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 20:06 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | GrantPerformance Stock Unit · Derivative | 33,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-062535 · ownership.xml · derivative · entry 4 JOLAS PAUL M · CIK 0001245559 · EVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,750 Underlying: Common Stock · 33,750 shares Expires not disclosed F5 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume-weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period. F5 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume-weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period. F5 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume-weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 20:06 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | GrantPerformance Stock Unit · Derivative | 33,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-062535 · ownership.xml · derivative · entry 3 JOLAS PAUL M · CIK 0001245559 · EVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,750 Underlying: Common Stock · 33,750 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume-weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period. F4 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume-weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period. F4 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest if the volume-weighted average price per share of the Issuer's common stock achieves certain thresholds over the applicable performance period. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 20:06 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | GrantRestricted Stock Unit · Derivative | 67,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-062535 · ownership.xml · derivative · entry 2 JOLAS PAUL M · CIK 0001245559 · EVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,500 Underlying: Common Stock · 67,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units will vest in four substantially equal annual installments beginning on April 1, 2025. F3 · derivative.expiration_date: The restricted stock units will vest in four substantially equal annual installments beginning on April 1, 2025. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 20:06 UTC | Custom Truck One Source, Inc. CTOS · Entity 4503 | GrantRestricted Stock Unit · Derivative | 67,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-062535 · ownership.xml · derivative · entry 1 JOLAS PAUL M · CIK 0001245559 · EVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,500 Underlying: Common Stock · 67,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest in four substantially equal annual installments beginning on April 1, 2024. F2 · derivative.expiration_date: The restricted stock units will vest in four substantially equal annual installments beginning on April 1, 2024. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 17:03 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Disposition to issuerRestricted stock units · Derivative | 10,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001073429-21-000243 · wf-form4_163035740619288.xml · derivative · entry 5 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 10,160 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting. F4 · price: At the Effective Time, pursuant to the Merger Agreement, each Restricted Stock Unit in respect of the Issuer's Common Stock ("Company RSUs") that was outstanding as of and immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the total number of Issuer Common Stock subject to such Company RSUs and (ii) the Merger Consideration, subject to applicable withholding taxes. F6 · derivative.exercise_date: These Restricted Stock Units were granted on March 1, 2021 and were to vest as follows: (i) 75% were time-based with vesting to have occurred in equal installments on March 1, 2022, March 1, 2023 and March 1, 2024, and (ii) the remaining 25% were performance-based with vesting to have occurred once the average of the daily VWAP of the Issuer's stock over any period of 20 consecutive trading days attained $74.95 per share within the three year period from the date of grant. F6 · derivative.expiration_date: These Restricted Stock Units were granted on March 1, 2021 and were to vest as follows: (i) 75% were time-based with vesting to have occurred in equal installments on March 1, 2022, March 1, 2023 and March 1, 2024, and (ii) the remaining 25% were performance-based with vesting to have occurred once the average of the daily VWAP of the Issuer's stock over any period of 20 consecutive trading days attained $74.95 per share within the three year period from the date of grant. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 17:03 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Disposition to issuerRestricted stock units · Derivative | 2,560 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001073429-21-000243 · wf-form4_163035740619288.xml · derivative · entry 4 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 2,560 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting. F4 · price: At the Effective Time, pursuant to the Merger Agreement, each Restricted Stock Unit in respect of the Issuer's Common Stock ("Company RSUs") that was outstanding as of and immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the total number of Issuer Common Stock subject to such Company RSUs and (ii) the Merger Consideration, subject to applicable withholding taxes. F5 · derivative.exercise_date: These Restricted Stock Units were granted on March 1, 2019 with time-based vesting and were scheduled to vest on March 1, 2022. F5 · derivative.expiration_date: These Restricted Stock Units were granted on March 1, 2019 with time-based vesting and were scheduled to vest on March 1, 2022. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 17:03 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Disposition to issuerRestricted stock units · Derivative | 5,520 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001073429-21-000243 · wf-form4_163035740619288.xml · derivative · entry 3 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 5,520 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting. F4 · price: At the Effective Time, pursuant to the Merger Agreement, each Restricted Stock Unit in respect of the Issuer's Common Stock ("Company RSUs") that was outstanding as of and immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash equal to the product of (i) the total number of Issuer Common Stock subject to such Company RSUs and (ii) the Merger Consideration, subject to applicable withholding taxes. F3 · derivative.exercise_date: These Restricted Stock Units were granted on March 1, 2020 with time-based vesting and were scheduled to vest in equal installments on March 1, 2022 and March 1, 2023. F3 · derivative.expiration_date: These Restricted Stock Units were granted on March 1, 2020 with time-based vesting and were scheduled to vest in equal installments on March 1, 2022 and March 1, 2023. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 17:03 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Disposition to issuerCommon stock | 32,065 | $74.00 | $2,372,810.00 |
DisclosureSEC source: 0001073429-21-000243 · wf-form4_163035740619288.xml · nonDerivative · entry 2 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 6, 2021, by and among U.S. Concrete, Inc. (the "Issuer"), Vulcan Materials Company, and Grizzly Merger Sub I, Inc. (the "Merger Agreement"), on August 26, 2021, each share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into the right to receive $74.00 per share in cash (the "Merger Consideration"), without interest, subject to any required withholding taxes described in the Merger Agreement. Read SEC document |
| August 18, 2021 Filed Aug 30, 2021 17:03 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | GiftCommon stock | 770 | $0.00 | $0.00 |
DisclosureSEC source: 0001073429-21-000243 · wf-form4_163035740619288.xml · nonDerivative · entry 1 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,065 Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 09:24 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Exercise / conversionRestricted stock units · Derivative | 2,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001073429-21-000207 · wf-form4_162497306224125.xml · derivative · entry 3 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,160 Underlying: Common stock · 2,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting, or as set forth in footnote 3, two shares of common stock in the aggregate. F1 · date: The March 1, 2021 stock award's third performance-based target of a 20-day consecutive trading day threshold of $69.23 per share, as set forth in footnote 3, was achieved. F3 · derivative.exercise_date: The Performance-Based portion of the March 1, 2021 Restricted Stock Units would result in vesting into additional shares (effectively making each Performance-Based RSU represent two shares) if the average of the daily VWAP of the Company's stock over any period of 20 consecutive trading days attains (i) $69.23 per share (resulting in the vesting into an additional 2,540 shares) and (ii) $74.95 per share (resulting in the vesting into a further additional 2,540 shares) within the three-year period from the date of grant. F4 · derivative.exercise_date: The Restricted Stock Units were granted on March 1, 2021 and will vest as follows: (i) 60% of the total number of the awarded shares are Time-Based and will become vested over three years in equal annual installments from the date of grant, and (ii) the remaining 40% of the awarded shares are Performance-Based, half (or 50%) of which achieved their 20-day VWAP performance hurdle of $58.69 per share on March 19, 2021, and the remaining half of which achieved their 20-day VWAP peformance hurdle of $63.82 per share on April 1, 2021. Because the March 1, 2021 RSU awards were granted contingent upon the approval by the Company's shareholders of a proposed LTIP amendment to reload shares at its May 13, 2021 Annual Meeting, the earliest date on which these RSUs could vest was May 13, 2021. F3 · derivative.expiration_date: The Performance-Based portion of the March 1, 2021 Restricted Stock Units would result in vesting into additional shares (effectively making each Performance-Based RSU represent two shares) if the average of the daily VWAP of the Company's stock over any period of 20 consecutive trading days attains (i) $69.23 per share (resulting in the vesting into an additional 2,540 shares) and (ii) $74.95 per share (resulting in the vesting into a further additional 2,540 shares) within the three-year period from the date of grant. F4 · derivative.expiration_date: The Restricted Stock Units were granted on March 1, 2021 and will vest as follows: (i) 60% of the total number of the awarded shares are Time-Based and will become vested over three years in equal annual installments from the date of grant, and (ii) the remaining 40% of the awarded shares are Performance-Based, half (or 50%) of which achieved their 20-day VWAP performance hurdle of $58.69 per share on March 19, 2021, and the remaining half of which achieved their 20-day VWAP peformance hurdle of $63.82 per share on April 1, 2021. Because the March 1, 2021 RSU awards were granted contingent upon the approval by the Company's shareholders of a proposed LTIP amendment to reload shares at its May 13, 2021 Annual Meeting, the earliest date on which these RSUs could vest was May 13, 2021. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 09:24 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Tax withholdingCommon stock | 1,000 | $73.70 | $73,700.00 |
DisclosureSEC source: 0001073429-21-000207 · wf-form4_162497306224125.xml · nonDerivative · entry 2 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,835 Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 09:24 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Exercise / conversionCommon stock | 2,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001073429-21-000207 · wf-form4_162497306224125.xml · nonDerivative · entry 1 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The March 1, 2021 stock award's third performance-based target of a 20-day consecutive trading day threshold of $69.23 per share, as set forth in footnote 3, was achieved. Read SEC document |
| May 13, 2021 Filed May 17, 2021 18:59 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Exercise / conversionRestricted stock units · Derivative | 5,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001073429-21-000183 · wf-form4_162129236313876.xml · derivative · entry 3 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,700 Underlying: Common stock · 5,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting, or as set forth in footnote 2, two shares of common stock in the aggregate. F2 · derivative.exercise_date: The Performance-Based portion of the March 1, 2021 Restricted Stock Units would result in vesting into additional shares (effectively making each Performance-Based RSU represent two shares) if the average of the daily VWAP of the Company's stock over any period of 20 consecutive trading days attains (i) $69.23 per share (resulting in the vesting into an additional 2,540 shares) and (ii) $74.95 per share (resulting in the vesting into a further additional 2,540 shares) within the three-year period from the date of grant. F3 · derivative.exercise_date: The Restricted Stock Units were granted on March 1, 2021 and will vest as follows: (i) 60% of the total number of the awarded shares are Time-Based and will become vested over three years in equal annual installments from the date of grant, and (ii) the remaining 40% of the awarded shares are Performance-Based, half (or 50%) of which achieved their 20-day VWAP performance hurdle of $58.69 per share on March 19, 2021, and the remaining half of which achieved their 20-day VWAP peformance hurdle of $63.82 per share on April 1, 2021. Because the March 1, 2021 RSU awards were granted contingent upon the approval by the Company's shareholders of a proposed LTIP amendment to reload shares at its May 13, 2021 Annual Meeting, the earliest date on which these RSUs could vest was May 13, 2021. F2 · derivative.expiration_date: The Performance-Based portion of the March 1, 2021 Restricted Stock Units would result in vesting into additional shares (effectively making each Performance-Based RSU represent two shares) if the average of the daily VWAP of the Company's stock over any period of 20 consecutive trading days attains (i) $69.23 per share (resulting in the vesting into an additional 2,540 shares) and (ii) $74.95 per share (resulting in the vesting into a further additional 2,540 shares) within the three-year period from the date of grant. F3 · derivative.expiration_date: The Restricted Stock Units were granted on March 1, 2021 and will vest as follows: (i) 60% of the total number of the awarded shares are Time-Based and will become vested over three years in equal annual installments from the date of grant, and (ii) the remaining 40% of the awarded shares are Performance-Based, half (or 50%) of which achieved their 20-day VWAP performance hurdle of $58.69 per share on March 19, 2021, and the remaining half of which achieved their 20-day VWAP peformance hurdle of $63.82 per share on April 1, 2021. Because the March 1, 2021 RSU awards were granted contingent upon the approval by the Company's shareholders of a proposed LTIP amendment to reload shares at its May 13, 2021 Annual Meeting, the earliest date on which these RSUs could vest was May 13, 2021. F4 · balance_after: The Restricted Stock Units are reported as still existing after vesting because they could, as set forth in footnote 2 above, result in vesting into additional shares. Read SEC document |
| May 13, 2021 Filed May 17, 2021 18:59 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Tax withholdingCommon stock | 2,000 | $55.72 | $111,440.00 |
DisclosureSEC source: 0001073429-21-000183 · wf-form4_162129236313876.xml · nonDerivative · entry 2 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,295 Read SEC document |
| May 13, 2021 Filed May 17, 2021 18:59 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Exercise / conversionCommon stock | 5,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001073429-21-000183 · wf-form4_162129236313876.xml · nonDerivative · entry 1 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 19:28 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Exercise / conversionRestricted stock units · Derivative | 2,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001073429-21-000129 · wf-form4_161645569321785.xml · derivative · entry 3 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,560 Underlying: Common stock · 2,560 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting, or as set forth in footnote 4, two shares of common stock in the aggregate. F1 · date: The March 1, 2019 stock award's fourth performance-based target of a 20-day consecutive trading day threshold of $58.60 per share, as set forth in footnote 4, was achieved. F3 · derivative.exercise_date: The Restricted Stock Units were granted on March 1, 2019 and will vest as follows: (i) 60% of the total number of the awarded shares are Time-Based and will become vested over three years in equal annual installments from the date of grant, and (ii) the remaining 40% of the awarded shares are Performance-Based, half (or 50%) of which vested on 5/16/2019 and the remaining half of which vested on 10/14/2019. F4 · derivative.exercise_date: The Performance-Based portion of the March 1, 2019 Restricted Stock Units would result in vesting into additional shares (effectively making each Performance-Based RSU represent two shares) if the average of the daily volume weighted average share price (VWAP) of the Company's stock over any period of 20 consecutive trading days attains (i) $54.10 per share (resulting in the vesting into an additional 2,560 shares) and (ii) $58.60 per share (resulting in the vesting into a further additional 2,560 shares) within the three-year period from the date of grant. F3 · derivative.expiration_date: The Restricted Stock Units were granted on March 1, 2019 and will vest as follows: (i) 60% of the total number of the awarded shares are Time-Based and will become vested over three years in equal annual installments from the date of grant, and (ii) the remaining 40% of the awarded shares are Performance-Based, half (or 50%) of which vested on 5/16/2019 and the remaining half of which vested on 10/14/2019. F4 · derivative.expiration_date: The Performance-Based portion of the March 1, 2019 Restricted Stock Units would result in vesting into additional shares (effectively making each Performance-Based RSU represent two shares) if the average of the daily volume weighted average share price (VWAP) of the Company's stock over any period of 20 consecutive trading days attains (i) $54.10 per share (resulting in the vesting into an additional 2,560 shares) and (ii) $58.60 per share (resulting in the vesting into a further additional 2,560 shares) within the three-year period from the date of grant. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 19:28 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Tax withholdingCommon stock | 1,008 | $62.39 | $62,889.12 |
DisclosureSEC source: 0001073429-21-000129 · wf-form4_161645569321785.xml · nonDerivative · entry 2 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,215 Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 19:28 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Exercise / conversionCommon stock | 2,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001073429-21-000129 · wf-form4_161645569321785.xml · nonDerivative · entry 1 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The March 1, 2019 stock award's fourth performance-based target of a 20-day consecutive trading day threshold of $58.60 per share, as set forth in footnote 4, was achieved. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 18:22 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Exercise / conversionRestricted stock units · Derivative | 2,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001073429-21-000099 · wf-form4_161584693845926.xml · derivative · entry 6 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,520 Underlying: Common stock · 2,760 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting, or as set forth in footnote 5 or 7 (as applicable), two shares of common stock in the aggregate. F2 · date: The March 1, 2020 stock award's fourth performance-based target of a 20-day consecutive trading day threshold of $55.21 per share, as set forth in footnote 7, was achieved. F6 · derivative.exercise_date: The Restricted Stock Units were granted on March 1, 2020 and will vest as follows: (i) 60% of the total number of the awarded shares are Time-Based and will become vested over three years in equal annual installments from the date of grant, and (ii) the remaining 40% of the awarded shares are Performance-Based, half (or 50%) of which vested on 1/14/2021 and the remaining half of which vested on 1/27/2021. F7 · derivative.exercise_date: The Performance-Based portion of the March 1, 2020 Restricted Stock Units would result in vesting into additional shares (effectively making each Performance-Based RSU represent two shares) if the average of the daily VWAP of the Company's stock over any period of 20 consecutive trading days attains (i) $51.00 per share (resulting in the vesting into an additional 2,760 shares) and (ii) $55.21 per share (resulting in the vesting into a further additional 2,760 shares) within the three-year period from the date of grant. F6 · derivative.expiration_date: The Restricted Stock Units were granted on March 1, 2020 and will vest as follows: (i) 60% of the total number of the awarded shares are Time-Based and will become vested over three years in equal annual installments from the date of grant, and (ii) the remaining 40% of the awarded shares are Performance-Based, half (or 50%) of which vested on 1/14/2021 and the remaining half of which vested on 1/27/2021. F7 · derivative.expiration_date: The Performance-Based portion of the March 1, 2020 Restricted Stock Units would result in vesting into additional shares (effectively making each Performance-Based RSU represent two shares) if the average of the daily VWAP of the Company's stock over any period of 20 consecutive trading days attains (i) $51.00 per share (resulting in the vesting into an additional 2,760 shares) and (ii) $55.21 per share (resulting in the vesting into a further additional 2,760 shares) within the three-year period from the date of grant. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 18:22 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Tax withholdingCommon stock | 1,087 | $66.78 | $72,589.86 |
DisclosureSEC source: 0001073429-21-000099 · wf-form4_161584693845926.xml · nonDerivative · entry 4 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,663 Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 18:22 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Exercise / conversionCommon stock | 2,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001073429-21-000099 · wf-form4_161584693845926.xml · nonDerivative · entry 3 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The March 1, 2020 stock award's fourth performance-based target of a 20-day consecutive trading day threshold of $55.21 per share, as set forth in footnote 7, was achieved. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 18:22 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Exercise / conversionRestricted stock units · Derivative | 2,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001073429-21-000099 · wf-form4_161584693845926.xml · derivative · entry 5 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,120 Underlying: Common stock · 2,560 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting, or as set forth in footnote 5 or 7 (as applicable), two shares of common stock in the aggregate. F1 · date: The March 1, 2019 stock award's third performance-based target of a 20-day consecutive trading day threshold of $54.10 per share, as set forth in footnote 5, was achieved. F4 · derivative.exercise_date: The Restricted Stock Units were granted on March 1, 2019 and will vest as follows: (i) 60% of the total number of the awarded shares are Time-Based and will become vested over three years in equal annual installments from the date of grant, and (ii) the remaining 40% of the awarded shares are Performance-Based, half (or 50%) of which vested on 5/16/2019 and the remaining half of which vested on 10/14/2019. F5 · derivative.exercise_date: The Performance-Based portion of the March 1, 2019 Restricted Stock Units would result in vesting into additional shares (effectively making each Performance-Based RSU represent two shares) if the average of the daily volume weighted average share price (VWAP) of the Company's stock over any period of 20 consecutive trading days attains (i) $54.10 per share (resulting in the vesting into an additional 2,560 shares) and (ii) $58.60 per share (resulting in the vesting into a further additional 2,560 shares) within the three-year period from the date of grant. F4 · derivative.expiration_date: The Restricted Stock Units were granted on March 1, 2019 and will vest as follows: (i) 60% of the total number of the awarded shares are Time-Based and will become vested over three years in equal annual installments from the date of grant, and (ii) the remaining 40% of the awarded shares are Performance-Based, half (or 50%) of which vested on 5/16/2019 and the remaining half of which vested on 10/14/2019. F5 · derivative.expiration_date: The Performance-Based portion of the March 1, 2019 Restricted Stock Units would result in vesting into additional shares (effectively making each Performance-Based RSU represent two shares) if the average of the daily volume weighted average share price (VWAP) of the Company's stock over any period of 20 consecutive trading days attains (i) $54.10 per share (resulting in the vesting into an additional 2,560 shares) and (ii) $58.60 per share (resulting in the vesting into a further additional 2,560 shares) within the three-year period from the date of grant. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 18:22 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Tax withholdingCommon stock | 1,008 | $67.40 | $67,939.20 |
DisclosureSEC source: 0001073429-21-000099 · wf-form4_161584693845926.xml · nonDerivative · entry 2 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,990 Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 18:22 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Exercise / conversionCommon stock | 2,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001073429-21-000099 · wf-form4_161584693845926.xml · nonDerivative · entry 1 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The March 1, 2019 stock award's third performance-based target of a 20-day consecutive trading day threshold of $54.10 per share, as set forth in footnote 5, was achieved. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 19:44 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Exercise / conversionRestricted stock units · Derivative | 2,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001073429-21-000085 · wf-form4_161533706742065.xml · derivative · entry 3 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,280 Underlying: Common stock · 2,760 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting, or, as set forth in footnote 4, two shares of common stock in the aggregate. F1 · date: The March 1, 2020 stock award's third performance-based target of a 20-day consecutive trading day threshold of $51.00 per share, as set forth in footnote 4, was achieved. F3 · derivative.exercise_date: The Restricted Stock Units were granted on March 1, 2020 and will vest as follows: (i) 60% of the total number of the awarded shares are Time-Based and will become vested over three years in equal annual installments from the date of grant, and (ii) the remaining 40% of the awarded shares are Performance-Based, half (or 50%) of which vested on January 14, 2021 when the average of the daily VWAP of the Company's stock over a period of 20 consecutive trading days attained $43.23 per share, and the remaining half of which vested on January 27, 2021 when the average of the daily VWAP of the Company's stock over a period of 20 consecutive trading days attained $47.01 per share. F4 · derivative.exercise_date: The Performance-Based portion of the March 1, 2020 Restricted Stock Units would result in vesting into additional shares (effectively making each Performance-Based RSU represent two shares) if the average of the daily VWAP over any period of 20 consecutive trading days attains (i) $51.00 per share (resulting in the vesting into an additional 2,760 shares) and (ii) $55.21 per share (resulting in the vesting into a further additional 2,760 shares) within the three-year period from the date of grant. F3 · derivative.expiration_date: The Restricted Stock Units were granted on March 1, 2020 and will vest as follows: (i) 60% of the total number of the awarded shares are Time-Based and will become vested over three years in equal annual installments from the date of grant, and (ii) the remaining 40% of the awarded shares are Performance-Based, half (or 50%) of which vested on January 14, 2021 when the average of the daily VWAP of the Company's stock over a period of 20 consecutive trading days attained $43.23 per share, and the remaining half of which vested on January 27, 2021 when the average of the daily VWAP of the Company's stock over a period of 20 consecutive trading days attained $47.01 per share. F4 · derivative.expiration_date: The Performance-Based portion of the March 1, 2020 Restricted Stock Units would result in vesting into additional shares (effectively making each Performance-Based RSU represent two shares) if the average of the daily VWAP over any period of 20 consecutive trading days attains (i) $51.00 per share (resulting in the vesting into an additional 2,760 shares) and (ii) $55.21 per share (resulting in the vesting into a further additional 2,760 shares) within the three-year period from the date of grant. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 19:44 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Tax withholdingCommon stock | 1,087 | $58.90 | $64,024.30 |
DisclosureSEC source: 0001073429-21-000085 · wf-form4_161533706742065.xml · nonDerivative · entry 2 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,438 Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 19:44 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Exercise / conversionCommon stock | 2,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001073429-21-000085 · wf-form4_161533706742065.xml · nonDerivative · entry 1 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The March 1, 2020 stock award's third performance-based target of a 20-day consecutive trading day threshold of $51.00 per share, as set forth in footnote 4, was achieved. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:33 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | GrantRestricted stock units · Derivative | 12,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001073429-21-000063 · wf-form4_161481436465607.xml · derivative · entry 7 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,700 Underlying: Common stock · 12,700 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting, or as set forth in footnote 3, 5 or 7 (as applicable), two shares of common stock in the aggregate. F6 · derivative.exercise_date: The Restricted Stock Units were granted on March 1, 2021 and will vest as follows: (i) 60% of the total number of the awarded shares are Time-Based and will become vested over three years in equal annual installments from the date of grant, and (ii) the remaining 40% of the awarded shares are Performance-Based, half (or 50%) of which shall vest on the day that the average of the daily VWAP of the Company's stock over any period of 20 consecutive trading days attains $58.69 per share within the three-year period beginning on the date of grant, and the remaining half of which shall vest on the day that the average of the daily VWAP of the Company's stock over any period of 20 consecutive trading days attains $63.82 per share within the three-year period beginning on the date of grant. F7 · derivative.exercise_date: The Performance-Based portion of the March 1, 2021 Restricted Stock Units would result in vesting into additional shares (effectively making each Performance-Based RSU represent two shares) if the average of the daily VWAP of the Company's stock over any period of 20 consecutive trading days attains (i) $69.23 per share (resulting in the vesting into an additional 2,540 shares) and (ii) $74.95 per share (resulting in the vesting into a further additional 2,540 shares) within the three-year period from the date of grant. F6 · derivative.expiration_date: The Restricted Stock Units were granted on March 1, 2021 and will vest as follows: (i) 60% of the total number of the awarded shares are Time-Based and will become vested over three years in equal annual installments from the date of grant, and (ii) the remaining 40% of the awarded shares are Performance-Based, half (or 50%) of which shall vest on the day that the average of the daily VWAP of the Company's stock over any period of 20 consecutive trading days attains $58.69 per share within the three-year period beginning on the date of grant, and the remaining half of which shall vest on the day that the average of the daily VWAP of the Company's stock over any period of 20 consecutive trading days attains $63.82 per share within the three-year period beginning on the date of grant. F7 · derivative.expiration_date: The Performance-Based portion of the March 1, 2021 Restricted Stock Units would result in vesting into additional shares (effectively making each Performance-Based RSU represent two shares) if the average of the daily VWAP of the Company's stock over any period of 20 consecutive trading days attains (i) $69.23 per share (resulting in the vesting into an additional 2,540 shares) and (ii) $74.95 per share (resulting in the vesting into a further additional 2,540 shares) within the three-year period from the date of grant. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:33 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Exercise / conversionRestricted stock units · Derivative | 2,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001073429-21-000063 · wf-form4_161481436465607.xml · derivative · entry 6 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,040 Underlying: Common stock · 2,760 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting, or as set forth in footnote 3, 5 or 7 (as applicable), two shares of common stock in the aggregate. F4 · derivative.exercise_date: The Restricted Stock Units were granted on March 1, 2020 and will vest as follows: (i) 60% of the total number of the awarded shares are Time-Based and will become vested over three years in equal annual installments from the date of grant, and (ii) the remaining 40% of the awarded shares are Performance-Based, half (or 50%) of which vested on 1/14/2021 and the remaining half of which vested on 1/27/2021. The vesting reported herein represents the first of three Time-Based awards that vest over three years in equal, annual installments from the date of grant. F5 · derivative.exercise_date: The Performance-Based portion of the March 1, 2020 Restricted Stock Units would result in vesting into additional shares (effectively making each Performance-Based RSU represent two shares) if the average of the daily VWAP of the Company's stock over any period of 20 consecutive trading days attains (i) $51.00 per share (resulting in the vesting into an additional 2,760 shares) and (ii) $55.21 per share (resulting in the vesting into a further additional 2,760 shares) within the three-year period from the date of grant. F4 · derivative.expiration_date: The Restricted Stock Units were granted on March 1, 2020 and will vest as follows: (i) 60% of the total number of the awarded shares are Time-Based and will become vested over three years in equal annual installments from the date of grant, and (ii) the remaining 40% of the awarded shares are Performance-Based, half (or 50%) of which vested on 1/14/2021 and the remaining half of which vested on 1/27/2021. The vesting reported herein represents the first of three Time-Based awards that vest over three years in equal, annual installments from the date of grant. F5 · derivative.expiration_date: The Performance-Based portion of the March 1, 2020 Restricted Stock Units would result in vesting into additional shares (effectively making each Performance-Based RSU represent two shares) if the average of the daily VWAP of the Company's stock over any period of 20 consecutive trading days attains (i) $51.00 per share (resulting in the vesting into an additional 2,760 shares) and (ii) $55.21 per share (resulting in the vesting into a further additional 2,760 shares) within the three-year period from the date of grant. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:33 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Exercise / conversionRestricted stock units · Derivative | 2,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001073429-21-000063 · wf-form4_161481436465607.xml · derivative · entry 5 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,680 Underlying: Common stock · 2,560 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting, or as set forth in footnote 3, 5 or 7 (as applicable), two shares of common stock in the aggregate. F2 · derivative.exercise_date: The Restricted Stock Units were granted on March 1, 2019 and will vest as follows: (i) 60% of the total number of the awarded shares are Time-Based and will become vested over three years in equal annual installments from the date of grant, and (ii) the remaining 40% of the awarded shares are Performance-Based, half (or 50%) of which vested on 5/16/2019 and the remaining half of which vested on 10/14/2019. The vesting reported herein represents the second of three Time-Based awards that vest over three years in equal, annual installments from the date of grant. F3 · derivative.exercise_date: The Performance-Based portion of the March 1, 2019 Restricted Stock Units would result in vesting into additional shares (effectively making each Performance-Based RSU represent two shares) if the average of the daily volume weighted average share price (VWAP) of the Company's stock over any period of 20 consecutive trading days attains (i) $54.10 per share (resulting in the vesting into an additional 2,560 shares) and (ii) $58.60 per share (resulting in the vesting into a further additional 2,560 shares) within the three-year period from the date of grant. F2 · derivative.expiration_date: The Restricted Stock Units were granted on March 1, 2019 and will vest as follows: (i) 60% of the total number of the awarded shares are Time-Based and will become vested over three years in equal annual installments from the date of grant, and (ii) the remaining 40% of the awarded shares are Performance-Based, half (or 50%) of which vested on 5/16/2019 and the remaining half of which vested on 10/14/2019. The vesting reported herein represents the second of three Time-Based awards that vest over three years in equal, annual installments from the date of grant. F3 · derivative.expiration_date: The Performance-Based portion of the March 1, 2019 Restricted Stock Units would result in vesting into additional shares (effectively making each Performance-Based RSU represent two shares) if the average of the daily volume weighted average share price (VWAP) of the Company's stock over any period of 20 consecutive trading days attains (i) $54.10 per share (resulting in the vesting into an additional 2,560 shares) and (ii) $58.60 per share (resulting in the vesting into a further additional 2,560 shares) within the three-year period from the date of grant. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:33 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Disposition to issuerCommon stock | 3,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001073429-21-000063 · wf-form4_161481436465607.xml · nonDerivative · entry 4 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,765 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:33 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Tax withholdingCommon stock | 2,003 | $55.15 | $110,465.45 |
DisclosureSEC source: 0001073429-21-000063 · wf-form4_161481436465607.xml · nonDerivative · entry 3 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,805 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:33 UTC | U.S. CONCRETE, INC. USCR · Entity 135936 | Exercise / conversionCommon stock | 2,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001073429-21-000063 · wf-form4_161481436465607.xml · nonDerivative · entry 2 JOLAS PAUL M · CIK 0001245559 · SVP, General Counsel, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.