Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ATI Physical Therapy, Inc.ATIP · Entity 79823 | See Remarks | September 16, 2022 | September 20, 2022 |
| Hagerty, Inc.HGTY · Entity 3968 | Chief Legal Officer | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ATI Physical Therapy, Inc.
Report date September 16, 2022 · Filed September 20, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 231,488 |
Reported balance
After 2022-09-16 transaction · row 1
1 source rowRow 1 · 2022-09-16 · Tax withholding · Disposed 1,011 · Balance 231,488 F1: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting.
Hagerty, Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 76,911 |
Ending reported balance
After 2026-10-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-01 · Tax withholding · Disposed 1,076 · Balance 75,932 F1: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs pursuant to Reporting Person's RSU award agreement with a grant date of October 1, 2023. Row 2 · 2026-10-02 · Grant · Acquired 979 · Balance 76,911 F2: Shares acquired pursuant to the Hagerty, Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP offering period of April 1, 2026 through September 30, 2026. F3: In accordance with the ESPP, the per share price paid for these shares was an amount equal to 95% of the closing price of the Issuer's stock on October 1, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs pursuant to Reporting Person's RSU award agreement with a grant date of October 1, 2023.
F2: Shares acquired pursuant to the Hagerty, Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP offering period of April 1, 2026 through September 30, 2026.
F3: In accordance with the ESPP, the per share price paid for these shares was an amount equal to 95% of the closing price of the Issuer's stock on October 1, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2026 Filed Oct 5, 2026 21:15 UTC | Hagerty, Inc. HGTY · Entity 3968 | GrantClass A Common Stock | 979 | $12.79 | $12,521.41 |
DisclosureSEC source: 0001628280-26-065056 · wk-form4_1791234905.xml · nonDerivative · entry 2 Chafey Diana · CIK 0001867966 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,911 F2 · shares: Shares acquired pursuant to the Hagerty, Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP offering period of April 1, 2026 through September 30, 2026. F3 · price: In accordance with the ESPP, the per share price paid for these shares was an amount equal to 95% of the closing price of the Issuer's stock on October 1, 2026. Read SEC document |
| October 01, 2026 Filed Oct 5, 2026 21:15 UTC | Hagerty, Inc. HGTY · Entity 3968 | Tax withholdingClass A Common Stock | 1,076 | $13.46 | $14,482.96 |
DisclosureSEC source: 0001628280-26-065056 · wk-form4_1791234905.xml · nonDerivative · entry 1 Chafey Diana · CIK 0001867966 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,932 F1 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs pursuant to Reporting Person's RSU award agreement with a grant date of October 1, 2023. Read SEC document |
| April 02, 2026 Filed Apr 3, 2026 18:47 UTC | Hagerty, Inc. HGTY · Entity 3968 | GrantClass A Common Stock | 1,165 | $10.13 | $11,801.45 |
DisclosureSEC source: 0001628280-26-023585 · wk-form4_1775242064.xml · nonDerivative · entry 3 Chafey Diana · CIK 0001867966 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,008 F3 · shares: Shares acquired pursuant to the Hagerty, Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP offering period of October 1, 2025 through March 31, 2026. F4 · price: In accordance with the ESPP, the per share price paid for these shares was an amount equal to 95% of the closing price of the Issuer's stock on April 1, 2026. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 18:47 UTC | Hagerty, Inc. HGTY · Entity 3968 | Tax withholdingClass A Common Stock | 4,833 | $10.66 | $51,519.78 |
DisclosureSEC source: 0001628280-26-023585 · wk-form4_1775242064.xml · nonDerivative · entry 2 Chafey Diana · CIK 0001867966 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,843 F2 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs pursuant to various RSU award agreements. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 18:47 UTC | Hagerty, Inc. HGTY · Entity 3968 | GrantClass A Common Stock | 23,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-023585 · wk-form4_1775242064.xml · nonDerivative · entry 1 Chafey Diana · CIK 0001867966 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,676 F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2029, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer. Read SEC document |
| October 02, 2025 Filed Oct 3, 2025 20:16 UTC | Hagerty, Inc. HGTY · Entity 3968 | GrantClass A Common Stock | 993 | $11.35 | $11,270.55 |
DisclosureSEC source: 0001628280-25-044047 · wk-form4_1759522609.xml · nonDerivative · entry 2 Chafey Diana · CIK 0001867966 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,934 F2 · shares: Shares acquired pursuant to the Hagerty, Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP offering period of April 1, 2025 through September 30, 2025. F3 · price: In accordance with the ESPP, the per share price paid for these shares was an amount equal to 95% of the closing price of the Issuer's stock on October 1, 2025. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:16 UTC | Hagerty, Inc. HGTY · Entity 3968 | Tax withholdingClass A Common Stock | 1,076 | $11.95 | $12,858.20 |
DisclosureSEC source: 0001628280-25-044047 · wk-form4_1759522609.xml · nonDerivative · entry 1 Chafey Diana · CIK 0001867966 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,941 F1 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs pursuant to Reporting Person's RSU award agreement with a grant date of October 1, 2023. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 21:25 UTC | Hagerty, Inc. HGTY · Entity 3968 | Tax withholdingClass A Common Stock | 2,402 | $9.08 | $21,810.16 |
DisclosureSEC source: 0001840776-25-000090 · wk-form4_1743715510.xml · nonDerivative · entry 2 Chafey Diana · CIK 0001867966 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,017 F2 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs pursuant to various RSU award agreements Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 21:25 UTC | Hagerty, Inc. HGTY · Entity 3968 | GrantClass A Common Stock | 24,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001840776-25-000090 · wk-form4_1743715510.xml · nonDerivative · entry 1 Chafey Diana · CIK 0001867966 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,419 F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2028, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:11 UTC | Hagerty, Inc. HGTY · Entity 3968 | Tax withholdingClass A Common Stock | 1,076 | $10.37 | $11,158.12 |
DisclosureSEC source: 0001840776-24-000219 · wk-form4_1727986279.xml · nonDerivative · entry 1 Chafey Diana · CIK 0001867966 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,529 F1 · shares: Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units ("RSUs") pursuant to Reporting Person's RSU award agreement with a grant date of October 1, 2023. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:30 UTC | Hagerty, Inc. HGTY · Entity 3968 | GrantClass A Common Stock | 24,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001840776-24-000058 · wk-form4_1712176223.xml · nonDerivative · entry 1 Chafey Diana · CIK 0001867966 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,605 F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2027, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer. Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 20:15 UTC | Hagerty, Inc. HGTY · Entity 3968 | GrantClass A Common Stock | 11,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001840776-23-000150 · wk-form4_1696364108.xml · nonDerivative · entry 1 Chafey Diana · CIK 0001867966 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,015 F1 · shares: Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on October 1, 2026, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 13:08 UTC | ATI Physical Therapy, Inc. ATIP · Entity 79823 | Tax withholdingClass A common stock | 1,011 | $1.15 | $1,162.65 |
DisclosureSEC source: 0001140361-22-033930 · form4.xml · nonDerivative · entry 1 Chafey Diana · CIK 0001867966 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,488 F1 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 19:38 UTC Amendment | ATI Physical Therapy, Inc. ATIP · Entity 79823 | Tax withholdingClass A common stock | 1,011 | $1.79 | $1,809.69 |
DisclosureSEC source: 0001140361-22-023709 · form4.xml · nonDerivative · entry 1 Chafey Diana · CIK 0001867966 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,499 F1 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting. F2 · balance_after: The previous form 4, filed 6/21/2022 is being amended to correct an administrative error which misreported the amount of securities beneficially owned. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 09:44 UTC | ATI Physical Therapy, Inc. ATIP · Entity 79823 | Tax withholdingClass A common stock | 1,011 | $1.79 | $1,809.69 |
DisclosureSEC source: 0001140361-22-023563 · form4.xml · nonDerivative · entry 1 Chafey Diana · CIK 0001867966 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,815 F1 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 16:18 UTC | ATI Physical Therapy, Inc. ATIP · Entity 79823 | Tax withholdingClass A common stock | 1,011 | $1.60 | $1,617.60 |
DisclosureSEC source: 0000899243-22-011587 · doc4.xml · nonDerivative · entry 1 Chafey Diana · CIK 0001867966 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,556 F1 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:39 UTC | ATI Physical Therapy, Inc. ATIP · Entity 79823 | GrantStock Option (right to buy) · Derivative | 133,729 | $0.00 Strike: $1.74 | $0.00 |
DisclosureSEC source: 0000899243-22-010342 · doc4.xml · derivative · entry 2 Chafey Diana · CIK 0001867966 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,633 Underlying: Class A common stock · 133,729 shares Expires 2032-03-07 F1 · derivative.exercise_date: One-third of the Stock Options vest on each of the first three anniversaries of March 7, 2022, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:39 UTC | ATI Physical Therapy, Inc. ATIP · Entity 79823 | GrantClass A common stock | 71,839 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-010342 · doc4.xml · nonDerivative · entry 1 Chafey Diana · CIK 0001867966 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,567 Read SEC document |
| December 16, 2021 Filed Feb 28, 2022 17:48 UTC | ATI Physical Therapy, Inc. ATIP · Entity 79823 | Tax withholdingClass A common stock | 2,021 | $3.14 | $6,345.94 |
DisclosureSEC source: 0000899243-22-008142 · doc4.xml · nonDerivative · entry 1 Chafey Diana · CIK 0001867966 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,728 F1 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations upon vesting. F2 · balance_after: Includes shares received as a distribution from Wilco Acquisition, LP (the "Wilco LP") to its limited partners related to Incentive Common Units granted to Ms. Chafey under the Wilco LP 2016 Equity Incentive Plan, which entitled Ms. Chafey to a distribution of 86,868 shares on December 13, 2021. Of these distributed shares, 30,190 are unrestricted, and the remaining 56,496 restricted shares are subject to vesting in 10 quarterly installments commencing in December 2021, subject to Ms. Chafey's continued service through the applicable vesting date. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 17:51 UTC | ATI Physical Therapy, Inc. ATIP · Entity 79823 | GrantStock Option (right to buy) · Derivative | 69,904 | $0.00 Strike: $3.42 | $0.00 |
DisclosureSEC source: 0000899243-21-046162 · doc4.xml · derivative · entry 2 Chafey Diana · CIK 0001867966 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,904 Underlying: Class A common stock · 69,904 shares Expires 2031-11-23 F2 · derivative.exercise_date: One-third of the Stock Options vest on each of the first three anniversaries of June 16, 2021, each subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 17:51 UTC | ATI Physical Therapy, Inc. ATIP · Entity 79823 | GrantClass A common stock | 77,935 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-046162 · doc4.xml · nonDerivative · entry 1 Chafey Diana · CIK 0001867966 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,935 F1 · balance_after: Represents (a) 41,385 shares of restricted Class A common stock of the Issuer, and (b) 36,550 restricted stock units, each to receive one share of the Issuer's Class A common stock. The restricted Class A common stock vests quarterly in twelve substantially equal installments commencing on the quarterly anniversaries of June 16, 2021, and the restricted stock units vest in three substantially equal installments on each of the first three anniversaries of June 16, 2021, each subject to the Reporting Person's continued service through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.