Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REGIONS FINANCIAL CORPRF · Entity 3186 | SEVP | April 03, 2026 | April 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REGIONS FINANCIAL CORP
Report date April 03, 2026 · Filed April 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,594 |
Ending reported balance
After 2026-04-03 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-04-03 · Exercise / conversion · Acquired 12,191 · Balance 29,760 F1: Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis. Row 2 · 2026-04-03 · Exercise / conversion · Acquired 1,752.2817 · Balance 31,512.2817 F2: Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash. Row 3 · 2026-04-03 · Disposition to issuer · Disposed 1,752.2817 · Balance 29,760 F3: Represents the disposition of cash dividends that were deemed reinvested in restricted stock units and settle in cash. Row 4 · 2026-04-03 · Grant · Acquired 7,924 · Balance 37,684 F4: Performance share units vested and were settled in shares of common stock at a conversion rate of .65 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2023 through December 31, 2025. Row 5 · 2026-04-03 · Tax withholding · Disposed 8,090 · Balance 29,594 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 43,348.9682 |
Reported balance
After 2026-04-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-04-03 · Exercise / conversion · Disposed 12,191 · Balance 43,348.9682 F5: Each restricted stock unit represents a contingent right to receive one share of common stock. F1: Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis. F6: Includes quarterly cash dividends that were reinvested in restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 41,596.6865 |
Reported balance
After 2026-04-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-04-03 · Exercise / conversion · Disposed 1,752.2817 · Balance 41,596.6865 F7: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units. F2: Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash. F6: Includes quarterly cash dividends that were reinvested in restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 1,404.6557 |
Reported balance
Holding disclosure · report date 2026-04-03 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,404.6557 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of restricted stock units granted on April 3, 2023 that settle in shares of common stock on a 1-for-1 basis.
F2: Represents the vesting of cash dividends on restricted stock units granted on April 3, 2023 that were deemed reinvested in restricted stock units and settle in cash.
F3: Represents the disposition of cash dividends that were deemed reinvested in restricted stock units and settle in cash.
F4: Performance share units vested and were settled in shares of common stock at a conversion rate of .65 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2023 through December 31, 2025.
F5: Each restricted stock unit represents a contingent right to receive one share of common stock.
F6: Includes quarterly cash dividends that were reinvested in restricted stock units.
F7: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2020 Filed Apr 7, 2020 20:01 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 15,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006176 · doc4.xml · nonDerivative · entry 1 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:35 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantRestricted Stock Units · Derivative | 19,436 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006062 · doc4.xml · derivative · entry 6 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,876 Underlying: Common Stock · 19,436 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. F6 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions. F6 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:35 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantPerformance Stock Units (2020) · Derivative | 19,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006062 · doc4.xml · derivative · entry 5 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,436 Underlying: Common Stock · 29,154 shares Expires not disclosed F2 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. F3 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022. F4 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions. F4 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions. F3 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022. Read SEC document |
| December 31, 2019 Filed Feb 14, 2020 15:53 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock (phantom stock) | 64.4309 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002304 · doc5.xml · nonDerivative · entry 3 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 1,644.6122 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 31, 2019 Filed Feb 14, 2020 15:53 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 40.9615 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002304 · doc5.xml · nonDerivative · entry 2 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 1,076.8581 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 13, 2019 Filed Feb 14, 2020 15:53 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GiftCommon Stock | 5,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002304 · doc5.xml · nonDerivative · entry 1 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,134 Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionRestricted Stock Units · Derivative | 24,661 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006385 · doc4.xml · derivative · entry 10 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,440 Underlying: Common Stock · 24,661 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019. F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019. F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019. F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantRestricted Stock Units · Derivative | 13,254 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006385 · doc4.xml · derivative · entry 9 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,101 Underlying: Common Stock · 13,254 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions. F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantPerformance Stock Units (2019) · Derivative | 13,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006385 · doc4.xml · derivative · entry 8 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,254 Underlying: Common Stock · 19,881 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021. F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions. F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions. F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionPerformance Stock Units - 2016 · Derivative | 24,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006385 · doc4.xml · derivative · entry 7 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,826.25 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018. F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018. F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018. F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 24,610 | $14.67 | $361,028.70 |
DisclosureSEC source: 0001225208-19-006385 · doc4.xml · nonDerivative · entry 3 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,084 Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 24,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006385 · doc4.xml · nonDerivative · entry 2 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:03 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 30,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006385 · doc4.xml · nonDerivative · entry 1 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018. Read SEC document |
| December 31, 2018 Filed Feb 15, 2019 00:10 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock (phantom stock) | 36.2185 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002616 · doc5.xml · nonDerivative · entry 2 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 1,580.1813 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 31, 2018 Filed Feb 15, 2019 00:10 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 23.2946 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002616 · doc5.xml · nonDerivative · entry 1 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 1,035.8966 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| May 02, 2018 Filed May 3, 2018 20:37 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionStock Option (Right to Buy) · Derivative | 83,150 | $0.00 Strike: $7.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008681 · doc4.xml · derivative · entry 11 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,150 shares Expires 2020-06-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 3, 2018 20:37 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionStock Option (Right to Buy) · Derivative | 105,265 | $0.00 Strike: $6.54 | $0.00 |
DisclosureSEC source: 0001225208-18-008681 · doc4.xml · derivative · entry 10 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 105,265 shares Expires 2021-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 3, 2018 20:37 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 112,170 | $18.64 | $2,090,949.75 |
DisclosureSEC source: 0001225208-18-008681 · doc4.xml · nonDerivative · entry 6 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,207 F3 · kind: Price per share of shares withheld and sold, representing payment of exercise price of nonqualified options and associated tax liability. Valued at execution price. Read SEC document |
| May 02, 2018 Filed May 3, 2018 20:37 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 70,881 | $18.64 | $1,321,285.63 |
DisclosureSEC source: 0001225208-18-008681 · doc4.xml · nonDerivative · entry 5 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,377 F2 · price: Weighted average execution price. Read SEC document |
| May 02, 2018 Filed May 3, 2018 20:37 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 41,452 | $18.64 | $772,702.59 |
DisclosureSEC source: 0001225208-18-008681 · doc4.xml · nonDerivative · entry 4 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,258 F2 · price: Weighted average execution price. Read SEC document |
| May 02, 2018 Filed May 3, 2018 20:37 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 5,364 | $18.64 | $99,989.79 |
DisclosureSEC source: 0001225208-18-008681 · doc4.xml · nonDerivative · entry 3 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,710 F1 · kind: Price per share of shares netted and sold, representing payment of exercise price of incentive stock options. Valued at execution price. Read SEC document |
| May 02, 2018 Filed May 3, 2018 20:37 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 83,150 | $7.00 | $582,050.00 |
DisclosureSEC source: 0001225208-18-008681 · doc4.xml · nonDerivative · entry 2 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 3, 2018 20:37 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 105,265 | $6.54 | $688,433.10 |
DisclosureSEC source: 0001225208-18-008681 · doc4.xml · nonDerivative · entry 1 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantRestricted Stock Units · Derivative | 10,627 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007244 · doc4.xml · derivative · entry 10 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,847 Underlying: Common Stock · 10,627 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantPerformance Stock Units (2018) · Derivative | 10,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007244 · doc4.xml · derivative · entry 9 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,627 Underlying: Common Stock · 15,940.5 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020. F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 18,480 | $18.58 | $343,358.40 |
DisclosureSEC source: 0001225208-18-007244 · doc4.xml · nonDerivative · entry 3 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,659 Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionRestricted Stock Units · Derivative | 20,833 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007244 · doc4.xml · derivative · entry 8 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,220 Underlying: Common Stock · 20,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionPerformance Stock Units - 2015 · Derivative | 20,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007244 · doc4.xml · derivative · entry 7 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 20,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007244 · doc4.xml · nonDerivative · entry 2 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 20,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007244 · doc4.xml · nonDerivative · entry 1 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 22:38 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock (phantom stock) | 30.3168 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002780 · doc5.xml · nonDerivative · entry 2 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 1,543.9628 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 22:38 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 19.616 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002780 · doc5.xml · nonDerivative · entry 1 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 1,012.602 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| April 25, 2017 Filed Apr 26, 2017 23:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,290 | $0.00 Strike: $6.54 | $0.00 |
DisclosureSEC source: 0001225208-17-008501 · doc4.xml · derivative · entry 10 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,265 Underlying: Common Stock · 15,290 shares Expires 2021-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2017 Filed Apr 26, 2017 23:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 7,240 | $13.81 | $99,984.40 |
DisclosureSEC source: 0001225208-17-008501 · doc4.xml · nonDerivative · entry 5 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,473 F2 · price: Price per share of shares tendered and netted, representing payment of exercise price of incentive stock options. Valued at previous day close. Read SEC document |
| April 25, 2017 Filed Apr 26, 2017 23:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 15,290 | $6.54 | $99,996.60 |
DisclosureSEC source: 0001225208-17-008501 · doc4.xml · nonDerivative · entry 4 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $7.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008501 · doc4.xml · derivative · entry 9 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,150 Underlying: Common Stock · 150,000 shares Expires 2020-06-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 110,742 | $13.82 | $1,530,011.47 |
DisclosureSEC source: 0001225208-17-008501 · doc4.xml · nonDerivative · entry 3 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,423 F1 · price: Price per share of shares withheld and sold, representing payment of exercise price of nonqualified options and associated tax liability. Valued at execution price. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 39,258 | $13.82 | $542,388.53 |
DisclosureSEC source: 0001225208-17-008501 · doc4.xml · nonDerivative · entry 2 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,165 Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 23:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 150,000 | $7.00 | $1,050,000.00 |
DisclosureSEC source: 0001225208-17-008501 · doc4.xml · nonDerivative · entry 1 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantRestricted Stock Units · Derivative | 13,559 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007520 · doc4.xml · derivative · entry 10 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,053 Underlying: Common Stock · 13,559 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantPerformance Stock Units (2017) · Derivative | 13,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007520 · doc4.xml · derivative · entry 9 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,559 Underlying: Common Stock · 20,338.5 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionRestricted Stock Units · Derivative | 18,365 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007520 · doc4.xml · derivative · entry 8 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,494 Underlying: Common Stock · 18,365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionPerformance Stock Units - 2014 · Derivative | 18,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007520 · doc4.xml · derivative · entry 7 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,069.375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 16,168 | $14.53 | $234,921.04 |
DisclosureSEC source: 0001225208-17-007520 · doc4.xml · nonDerivative · entry 3 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,423 Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 16,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007520 · doc4.xml · nonDerivative · entry 2 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 18,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007520 · doc4.xml · nonDerivative · entry 1 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 20:43 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 94,599 | $14.70 | $1,390,453.94 |
DisclosureSEC source: 0001225208-17-001859 · doc4.xml · nonDerivative · entry 2 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,157 Read SEC document |
| December 31, 2016 Filed Jan 27, 2017 20:43 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock (phantom stock) | 41.838 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001859 · doc4.xml · nonDerivative · entry 4 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 1,513.646 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 31, 2016 Filed Jan 27, 2017 20:43 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 27.427 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001859 · doc4.xml · nonDerivative · entry 3 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 992.986 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 09, 2016 Filed Jan 27, 2017 20:43 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GiftCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001859 · doc4.xml · nonDerivative · entry 1 Ritter William D. · CIK 0001509493 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,756 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.