person · Reporting owner
Rozek Alexander Buffett
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sky Harbour Group CorpSKYH · Entity 5079 | Director | February 18, 2026 | April 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sky Harbour Group Corp
Report date February 18, 2026 · Filed April 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 278,938 |
Reported balance
After 2026-02-18 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-02-18 · Grant · Acquired 7,910 · Balance 278,938 F5: Represents restricted stock units ("RSUs") granted under the Sky Harbour Group Corporation 2022 Incentive Award Plan. Each RSU represents the contingent right to receive, in accordance with the terms of the applicable RSU agreement, one share of Class A Common Stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU agreement, provided the reporting person remains in service through the applicable vesting date. F4: Represents 208,705 shares of Class A Common Stock owned by Mr. Rozek and 42,233 restricted stock units ("RSUs") granted under the Sky Harbour Group Corporation 2022 Incentive Award Plan. Each RSU represents the contingent right to receive, in accordance with the terms of the applicable RSU agreement, one share of Class A Common Stock of the Issuer for each vested RSU. The RSUs will vest in four equal annual installments beginning on the first anniversary of the date of grant, provided the reporting person remains in service through the applicable vesting date. |
| Class A common stockSEC Table I · non-derivative | IndirectSee Footnote | 323,613 |
Reported balance
Holding disclosure · report date 2026-02-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 323,613 F1: Represents 323,613 shares of Class A Common Stock owned by Boulderado Partners, LLC ("BP"). F2: The reported shares are directly owned by BP. Boulderado Capital, LLC ("BC") is the managing member of BP. Boulderado Group, LLC ("BG") is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. |
| Class A common stockSEC Table I · non-derivative | IndirectBy spouse | 128,875 |
Reported balance
Holding disclosure · report date 2026-02-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 128,875 F3: Represents 128,875 shares of Class A Common Stock owned by Mr. Rozek's spouse. Mr. Rozek disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 323,613 shares of Class A Common Stock owned by Boulderado Partners, LLC ("BP").
F2: The reported shares are directly owned by BP. Boulderado Capital, LLC ("BC") is the managing member of BP. Boulderado Group, LLC ("BG") is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
F3: Represents 128,875 shares of Class A Common Stock owned by Mr. Rozek's spouse. Mr. Rozek disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
F4: Represents 208,705 shares of Class A Common Stock owned by Mr. Rozek and 42,233 restricted stock units ("RSUs") granted under the Sky Harbour Group Corporation 2022 Incentive Award Plan. Each RSU represents the contingent right to receive, in accordance with the terms of the applicable RSU agreement, one share of Class A Common Stock of the Issuer for each vested RSU. The RSUs will vest in four equal annual installments beginning on the first anniversary of the date of grant, provided the reporting person remains in service through the applicable vesting date.
F5: Represents restricted stock units ("RSUs") granted under the Sky Harbour Group Corporation 2022 Incentive Award Plan. Each RSU represents the contingent right to receive, in accordance with the terms of the applicable RSU agreement, one share of Class A Common Stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU agreement, provided the reporting person remains in service through the applicable vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BOSTON OMAHA Corp
Report date May 09, 2024 · Filed May 13, 2024
Jointly reported with Boulderado Group, LLC, Boulderado Partners, LLC, Boulderado Capital, LLC
Section 16 reporting ended · disclosed 2024-05-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 789,774 |
Reported balance
After 2024-05-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-05-09 · Other · Disposed 120,000 · Balance 789,774 F1: On May 9, 2024, Boulderado Partners, LLC ("BP") redeemed interests of BP held by Alexander B. Rozek, in consideration of the distribution to Mr. Rozek of the shares of Class B common stock of the Issuer. BP, BC and BG disclaim beneficial ownership over such shares held by Mr. Rozek. F2: This is comprised of the 120,000 shares of Class B Common stock of the Issuer held by Mr. Rozek after the reported transaction and the fact that BP may be the beneficial owner of 669,774 shares of Common Stock that it holds (comprised of 407,780 shares of Class B Common Stock, 210,000 shares of Class A Common Stock and 51,994 Warrants to purchase Class B Common stock of the Issuer). F3: Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F4: Mr. Rozek previously served as a director of the Issuer and was the Co-Chief Executive Officer and Co-President of the Issuer. F5: The reported shares are directly owned by BP, other than the shares distributed to Mr. Rozek as described in footnote (1). BC is the managing member of BP. BG is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. |
| Class B common stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 51,994 |
Reported balance
After 2024-05-09 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2024-05-09 · Other · Disposed 527,780 · Balance 51,994 F7: On May 9, 2024 BP and Mr. Rozek sold all owned shares of Class B Common stock of the Issuer to the Issuer. F9: The aggregate purchase price payable to Mr. Rozek is $9,175,600 and the aggregate purchase price payable to BP is $9,951,113.62. This was based on the 30-day Volume Weighted Average Price of the shares of Class A Common stock of the Issuer measured two trading days before the sale. Part of the consideration payable to Mr. Rozek for his shares of Class B Common Stock includes a blocking/control premium of $7,300,000 which was determined using a valuation provided by The Brattle Group, a firm specializing in valuations of equity instruments. F3: Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F4: Mr. Rozek previously served as a director of the Issuer and was the Co-Chief Executive Officer and Co-President of the Issuer. F5: The reported shares are directly owned by BP, other than the shares distributed to Mr. Rozek as described in footnote (1). BC is the managing member of BP. BG is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. |
| Class A common stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 579,774 |
Reported balance
After 2024-05-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-05-09 · Other · Disposed 210,000 · Balance 579,774 F6: On May 9, 2024, BP sold all owned shares of Class A Common stock of the Issuer to the Issuer. F9: The aggregate purchase price payable to Mr. Rozek is $9,175,600 and the aggregate purchase price payable to BP is $9,951,113.62. This was based on the 30-day Volume Weighted Average Price of the shares of Class A Common stock of the Issuer measured two trading days before the sale. Part of the consideration payable to Mr. Rozek for his shares of Class B Common Stock includes a blocking/control premium of $7,300,000 which was determined using a valuation provided by The Brattle Group, a firm specializing in valuations of equity instruments. F3: Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F4: Mr. Rozek previously served as a director of the Issuer and was the Co-Chief Executive Officer and Co-President of the Issuer. F5: The reported shares are directly owned by BP, other than the shares distributed to Mr. Rozek as described in footnote (1). BC is the managing member of BP. BG is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. |
| Warrants to Purchase Class B common stock, par value $0.001SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-05-09 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2024-05-09 · Other · Disposed 51,994 · Balance 0 F8: On May 9, 2024 BP sold all owned Warrants to purchase Class B Common Stock of the Issuer to the Issuer. As a result, of this transaction and the transactions referenced above, none of Mr. Rozek, BP, BC or BG has any beneficial ownership of any securities of the Issuer. F9: The aggregate purchase price payable to Mr. Rozek is $9,175,600 and the aggregate purchase price payable to BP is $9,951,113.62. This was based on the 30-day Volume Weighted Average Price of the shares of Class A Common stock of the Issuer measured two trading days before the sale. Part of the consideration payable to Mr. Rozek for his shares of Class B Common Stock includes a blocking/control premium of $7,300,000 which was determined using a valuation provided by The Brattle Group, a firm specializing in valuations of equity instruments. F3: Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F4: Mr. Rozek previously served as a director of the Issuer and was the Co-Chief Executive Officer and Co-President of the Issuer. F5: The reported shares are directly owned by BP, other than the shares distributed to Mr. Rozek as described in footnote (1). BC is the managing member of BP. BG is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 9, 2024, Boulderado Partners, LLC ("BP") redeemed interests of BP held by Alexander B. Rozek, in consideration of the distribution to Mr. Rozek of the shares of Class B common stock of the Issuer. BP, BC and BG disclaim beneficial ownership over such shares held by Mr. Rozek.
F2: This is comprised of the 120,000 shares of Class B Common stock of the Issuer held by Mr. Rozek after the reported transaction and the fact that BP may be the beneficial owner of 669,774 shares of Common Stock that it holds (comprised of 407,780 shares of Class B Common Stock, 210,000 shares of Class A Common Stock and 51,994 Warrants to purchase Class B Common stock of the Issuer).
F3: Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
F4: Mr. Rozek previously served as a director of the Issuer and was the Co-Chief Executive Officer and Co-President of the Issuer.
F5: The reported shares are directly owned by BP, other than the shares distributed to Mr. Rozek as described in footnote (1). BC is the managing member of BP. BG is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
F6: On May 9, 2024, BP sold all owned shares of Class A Common stock of the Issuer to the Issuer.
F7: On May 9, 2024 BP and Mr. Rozek sold all owned shares of Class B Common stock of the Issuer to the Issuer.
F8: On May 9, 2024 BP sold all owned Warrants to purchase Class B Common Stock of the Issuer to the Issuer. As a result, of this transaction and the transactions referenced above, none of Mr. Rozek, BP, BC or BG has any beneficial ownership of any securities of the Issuer.
F9: The aggregate purchase price payable to Mr. Rozek is $9,175,600 and the aggregate purchase price payable to BP is $9,951,113.62. This was based on the 30-day Volume Weighted Average Price of the shares of Class A Common stock of the Issuer measured two trading days before the sale. Part of the consideration payable to Mr. Rozek for his shares of Class B Common Stock includes a blocking/control premium of $7,300,000 which was determined using a valuation provided by The Brattle Group, a firm specializing in valuations of equity instruments.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2026 Filed Apr 9, 2026 20:56 UTC | Sky Harbour Group Corp SKYH · Entity 5079 | GrantClass A common stock | 7,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-011919 · rdgdoc.xml · nonDerivative · entry 2 Rozek Alexander Buffett · CIK 0001689425 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,938 F5 · shares: Represents restricted stock units ("RSUs") granted under the Sky Harbour Group Corporation 2022 Incentive Award Plan. Each RSU represents the contingent right to receive, in accordance with the terms of the applicable RSU agreement, one share of Class A Common Stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU agreement, provided the reporting person remains in service through the applicable vesting date. F4 · balance_after: Represents 208,705 shares of Class A Common Stock owned by Mr. Rozek and 42,233 restricted stock units ("RSUs") granted under the Sky Harbour Group Corporation 2022 Incentive Award Plan. Each RSU represents the contingent right to receive, in accordance with the terms of the applicable RSU agreement, one share of Class A Common Stock of the Issuer for each vested RSU. The RSUs will vest in four equal annual installments beginning on the first anniversary of the date of grant, provided the reporting person remains in service through the applicable vesting date. Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 19:38 UTC | Sky Harbour Group Corp SKYH · Entity 5079 | GrantClass A common stock | 6,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-004720 · rdgdoc.xml · nonDerivative · entry 2 Rozek Alexander Buffett · CIK 0001689425 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 271,028 F5 · shares: Represents restricted stock units ("RSUs") granted under the Sky Harbour Group Corporation 2022 Incentive Award Plan. Each RSU represents the contingent right to receive, in accordance with the terms of the applicable RSU agreement, one share of Class A Common Stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU agreement, provided the reporting person remains in service through the applicable vesting date. F4 · balance_after: Represents 208,705 shares of Class A Common Stock owned by Mr. Rozek and 34,323 restricted stock units ("RSUs") granted under the Sky Harbour Group Corporation 2022 Incentive Award Plan. Each RSU represents the contingent right to receive, in accordance with the terms of the applicable RSU agreement, one share of Class A Common Stock of the Issuer for each vested RSU. The RSUs will vest in four equal annual installments beginning on the first anniversary of the date of grant, provided the reporting person remains in service through the applicable vesting date. Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 19:37 UTC | Sky Harbour Group Corp SKYH · Entity 5079 | PurchaseClass A common stock | 76,243 | $9.50 | $724,308.50 |
DisclosureSEC source: 0001437749-24-038365 · rdgdoc.xml · nonDerivative · entry 3 Rozek Alexander Buffett · CIK 0001689425 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 128,875 F3 · ownership.nature: Represents 52,632 shares of Class A Common Stock previously acquired by Mr. Rozek's spouse plus the acquired 76,243 shares of Class A Common Stock. Mr. Rozek disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 19:37 UTC | Sky Harbour Group Corp SKYH · Entity 5079 | PurchaseClass A common stock | 76,243 | $9.50 | $724,308.50 |
DisclosureSEC source: 0001437749-24-038365 · rdgdoc.xml · nonDerivative · entry 1 Rozek Alexander Buffett · CIK 0001689425 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 323,613 F1 · security: Represents 247,370 shares of Class A Common Stock previously owned by Boulderado Partners, LLC ("BP") plus BP's acquired 76,243 shares of Class A Common Stock. F2 · ownership.nature: The reported shares are directly owned by BP. Boulderado Capital, LLC ("BC") is the managing member of BP. Boulderado Group, LLC ("BG") is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. Read SEC document |
| October 25, 2024 Filed Oct 30, 2024 17:02 UTC | Sky Harbour Group Corp SKYH · Entity 5079 | PurchaseClass A common stock | 52,632 | $9.50 | $500,004.00 |
DisclosureSEC source: 0001437749-24-032577 · rdgdoc.xml · nonDerivative · entry 1 Rozek Alexander Buffett · CIK 0001689425 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 247,370 F1 · security: Represents 194,738 shares of Class A Common Stock previously owned by Boulderado Partners, LLC ("BP") plus BP's acquired 52,632 shares of Class A Common Stock. F2 · ownership.nature: The reported shares are directly owned by BP. Boulderado Capital, LLC ("BC") is the managing member of BP. Boulderado Group, LLC ("BG") is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. Read SEC document |
| October 24, 2024 Filed Oct 30, 2024 17:02 UTC | Sky Harbour Group Corp SKYH · Entity 5079 | PurchaseClass A common stock | 52,632 | $9.50 | $500,004.00 |
DisclosureSEC source: 0001437749-24-032577 · rdgdoc.xml · nonDerivative · entry 2 Rozek Alexander Buffett · CIK 0001689425 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 52,632 F3 · ownership.nature: Represents 52,632 shares of Class A Common Stock acquired by Mr. Rozek's spouse. Mr. Rozek disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. Read SEC document |
| May 17, 2024 Filed May 21, 2024 22:26 UTC | Sky Harbour Group Corp SKYH · Entity 5079 | OtherClass A common stock | 194,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-017891 · rdgdoc.xml · nonDerivative · entry 2 Rozek Alexander Buffett · CIK 0001689425 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 194,738 F2 · security: Represents 194,738 shares of Class A Common Stock distributed by BOC to Boulderado Partners, LLC ("BP"). F3 · ownership.nature: The reported shares are directly owned by BP. Boulderado Capital, LLC ("BC") is the managing member of BP. Boulderado Group, LLC ("BG") is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. Read SEC document |
| May 17, 2024 Filed May 21, 2024 22:26 UTC | Sky Harbour Group Corp SKYH · Entity 5079 | OtherClass A common stock | 236,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-017891 · rdgdoc.xml · nonDerivative · entry 1 Rozek Alexander Buffett · CIK 0001689425 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,705 F1 · security: Represents 236,705 shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of Sky Harbour Group Corporation (the "Company") distributed by Boston Omaha Corporation ("BOC") to Mr. Rozek. Read SEC document |
| May 09, 2024 Filed May 13, 2024 21:16 UTC | BOSTON OMAHA Corp BOC · Entity 5619 | OtherWarrants to Purchase Class B common stock, par value $0.001 | 51,994 | $15.63 | $812,666.22 |
DisclosureSEC source: 0001437749-24-016294 · rdgdoc.xml · nonDerivative · entry 4 Rozek Alexander Buffett · CIK 0001689425 · Director · Co-CEO, Co-President · 10% owner Boulderado Group, LLC · CIK 0001527265 · 10% owner Boulderado Partners, LLC · CIK 0001475272 · 10% owner Boulderado Capital, LLC · CIK 0001689124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F8 · kind: On May 9, 2024 BP sold all owned Warrants to purchase Class B Common Stock of the Issuer to the Issuer. As a result, of this transaction and the transactions referenced above, none of Mr. Rozek, BP, BC or BG has any beneficial ownership of any securities of the Issuer. F9 · price: The aggregate purchase price payable to Mr. Rozek is $9,175,600 and the aggregate purchase price payable to BP is $9,951,113.62. This was based on the 30-day Volume Weighted Average Price of the shares of Class A Common stock of the Issuer measured two trading days before the sale. Part of the consideration payable to Mr. Rozek for his shares of Class B Common Stock includes a blocking/control premium of $7,300,000 which was determined using a valuation provided by The Brattle Group, a firm specializing in valuations of equity instruments. F8 · balance_after: On May 9, 2024 BP sold all owned Warrants to purchase Class B Common Stock of the Issuer to the Issuer. As a result, of this transaction and the transactions referenced above, none of Mr. Rozek, BP, BC or BG has any beneficial ownership of any securities of the Issuer. F3 · ownership.direct: Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F4 · ownership.direct: Mr. Rozek previously served as a director of the Issuer and was the Co-Chief Executive Officer and Co-President of the Issuer. F5 · ownership.direct: The reported shares are directly owned by BP, other than the shares distributed to Mr. Rozek as described in footnote (1). BC is the managing member of BP. BG is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. Read SEC document |
| May 09, 2024 Filed May 13, 2024 21:16 UTC | BOSTON OMAHA Corp BOC · Entity 5619 | OtherClass B common stock, par value $0.001 per share | 527,780 | $15.63 | $8,249,201.40 |
DisclosureSEC source: 0001437749-24-016294 · rdgdoc.xml · nonDerivative · entry 3 Rozek Alexander Buffett · CIK 0001689425 · Director · Co-CEO, Co-President · 10% owner Boulderado Group, LLC · CIK 0001527265 · 10% owner Boulderado Partners, LLC · CIK 0001475272 · 10% owner Boulderado Capital, LLC · CIK 0001689124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,994 F7 · kind: On May 9, 2024 BP and Mr. Rozek sold all owned shares of Class B Common stock of the Issuer to the Issuer. F9 · price: The aggregate purchase price payable to Mr. Rozek is $9,175,600 and the aggregate purchase price payable to BP is $9,951,113.62. This was based on the 30-day Volume Weighted Average Price of the shares of Class A Common stock of the Issuer measured two trading days before the sale. Part of the consideration payable to Mr. Rozek for his shares of Class B Common Stock includes a blocking/control premium of $7,300,000 which was determined using a valuation provided by The Brattle Group, a firm specializing in valuations of equity instruments. F7 · balance_after: On May 9, 2024 BP and Mr. Rozek sold all owned shares of Class B Common stock of the Issuer to the Issuer. F3 · ownership.direct: Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F4 · ownership.direct: Mr. Rozek previously served as a director of the Issuer and was the Co-Chief Executive Officer and Co-President of the Issuer. F5 · ownership.direct: The reported shares are directly owned by BP, other than the shares distributed to Mr. Rozek as described in footnote (1). BC is the managing member of BP. BG is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. Read SEC document |
| May 09, 2024 Filed May 13, 2024 21:16 UTC | BOSTON OMAHA Corp BOC · Entity 5619 | OtherClass A common stock, par value $0.001 per share | 210,000 | $15.63 | $3,282,300.00 |
DisclosureSEC source: 0001437749-24-016294 · rdgdoc.xml · nonDerivative · entry 2 Rozek Alexander Buffett · CIK 0001689425 · Director · Co-CEO, Co-President · 10% owner Boulderado Group, LLC · CIK 0001527265 · 10% owner Boulderado Partners, LLC · CIK 0001475272 · 10% owner Boulderado Capital, LLC · CIK 0001689124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 579,774 F6 · kind: On May 9, 2024, BP sold all owned shares of Class A Common stock of the Issuer to the Issuer. F9 · price: The aggregate purchase price payable to Mr. Rozek is $9,175,600 and the aggregate purchase price payable to BP is $9,951,113.62. This was based on the 30-day Volume Weighted Average Price of the shares of Class A Common stock of the Issuer measured two trading days before the sale. Part of the consideration payable to Mr. Rozek for his shares of Class B Common Stock includes a blocking/control premium of $7,300,000 which was determined using a valuation provided by The Brattle Group, a firm specializing in valuations of equity instruments. F6 · balance_after: On May 9, 2024, BP sold all owned shares of Class A Common stock of the Issuer to the Issuer. F3 · ownership.direct: Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F4 · ownership.direct: Mr. Rozek previously served as a director of the Issuer and was the Co-Chief Executive Officer and Co-President of the Issuer. F5 · ownership.direct: The reported shares are directly owned by BP, other than the shares distributed to Mr. Rozek as described in footnote (1). BC is the managing member of BP. BG is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. Read SEC document |
| May 09, 2024 Filed May 13, 2024 21:16 UTC | BOSTON OMAHA Corp BOC · Entity 5619 | OtherClass B common stock, par value $0.001 per share | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-016294 · rdgdoc.xml · nonDerivative · entry 1 Rozek Alexander Buffett · CIK 0001689425 · Director · Co-CEO, Co-President · 10% owner Boulderado Group, LLC · CIK 0001527265 · 10% owner Boulderado Partners, LLC · CIK 0001475272 · 10% owner Boulderado Capital, LLC · CIK 0001689124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 789,774 F1 · kind: On May 9, 2024, Boulderado Partners, LLC ("BP") redeemed interests of BP held by Alexander B. Rozek, in consideration of the distribution to Mr. Rozek of the shares of Class B common stock of the Issuer. BP, BC and BG disclaim beneficial ownership over such shares held by Mr. Rozek. F2 · balance_after: This is comprised of the 120,000 shares of Class B Common stock of the Issuer held by Mr. Rozek after the reported transaction and the fact that BP may be the beneficial owner of 669,774 shares of Common Stock that it holds (comprised of 407,780 shares of Class B Common Stock, 210,000 shares of Class A Common Stock and 51,994 Warrants to purchase Class B Common stock of the Issuer). F3 · ownership.direct: Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F4 · ownership.direct: Mr. Rozek previously served as a director of the Issuer and was the Co-Chief Executive Officer and Co-President of the Issuer. F5 · ownership.direct: The reported shares are directly owned by BP, other than the shares distributed to Mr. Rozek as described in footnote (1). BC is the managing member of BP. BG is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. Read SEC document |
| May 09, 2024 Filed May 21, 2024 22:26 UTC | Sky Harbour Group Corp SKYH · Entity 5079 | OtherClass A common stock | 3,118,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-017891 · rdgdoc.xml · nonDerivative · entry 5 Rozek Alexander Buffett · CIK 0001689425 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F6 · ownership.nature: Reflects the reduction of 3,118,474 shares of Class A Common Stock held by BOC, which were previously reported as beneficially owned by the Reporting Person. The shares are no longer beneficially owned by the Reporting Person as a result of the Reporting Person's resignation as an officer and director of BOC and all of its direct and indirect subsidiaries, other than as a member of the board of directors of the Company, effective as of May 9, 2024. Read SEC document |
| May 09, 2024 Filed May 21, 2024 22:26 UTC | Sky Harbour Group Corp SKYH · Entity 5079 | OtherClass A common stock | 10,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-017891 · rdgdoc.xml · nonDerivative · entry 4 Rozek Alexander Buffett · CIK 0001689425 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F5 · ownership.nature: Reflects the reduction of 10,000,000 shares of Class A Common Stock held by BOC, which were previously reported as beneficially owned by the Reporting Person. The shares are no longer beneficially owned by the Reporting Person as a result of the Reporting Person's resignation as an officer and director of BOC and all of its direct and indirect subsidiaries, other than as a member of the board of directors of the Company, effective as of May 9, 2024. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 23:14 UTC | Sky Harbour Group Corp SKYH · Entity 5079 | GrantClass A common stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-003748 · form4.xml · nonDerivative · entry 1 Rozek Alexander Buffett · CIK 0001689425 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,000 F1 · shares: Represents 7,000 restricted stock units ("RSUs") granted under the Sky Harbour Group Corporation 2022 Incentive Award Plan. Each RSU represents the contingent right to receive, in accordance with the terms of the applicable RSU agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs will vest in four equal annual installments beginning on the first anniversary of the date of grant, provided the reporting person remains in service through the applicable vesting date. F2 · balance_after: Reported amount includes 28,000 RSUs. Read SEC document |
| December 08, 2023 Filed Mar 19, 2024 20:02 UTC | BOSTON OMAHA Corp BOC · Entity 5619 | OtherClass A common stock, par value $0.001 per share | 70,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-008503 · rdgdoc.xml · nonDerivative · entry 1 Rozek Alexander Buffett · CIK 0001689425 · Director · Co-CEO, Co-President · 10% owner Boulderado Group, LLC · CIK 0001527265 · 10% owner Boulderado Partners, LLC · CIK 0001475272 · 10% owner Boulderado Capital, LLC · CIK 0001689124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 789,774 F1 · kind: On December 8, 2023, Boulderado Partners, LLC ("BP") redeemed interests of BP held by a Foundation that is a limited partner of BP (the "Foundation"), in consideration of the distribution to the Foundation of the shares of Class A common stock of the Issuer. Mr. Rozek is the President of the Foundation and may exercise voting and dispositive power over the Class A common stock held by the Foundation. BP, BC, BG and Mr. Rozek disclaim beneficial ownership over such shares held by the Foundation. F1 · price: On December 8, 2023, Boulderado Partners, LLC ("BP") redeemed interests of BP held by a Foundation that is a limited partner of BP (the "Foundation"), in consideration of the distribution to the Foundation of the shares of Class A common stock of the Issuer. Mr. Rozek is the President of the Foundation and may exercise voting and dispositive power over the Class A common stock held by the Foundation. BP, BC, BG and Mr. Rozek disclaim beneficial ownership over such shares held by the Foundation. F2 · balance_after: Consists of (a) 210,000 shares of Class A Common Stock, (B) 527,780 shares of Class B Common Stock, and (C) warrants to purchase 51,994 shares of Class B Common Stock. F3 · ownership.direct: Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F4 · ownership.direct: Mr. Rozek serves as a director of the Issuer and is the Co-Chief Executive Officer and Co-President of the Issuer. F5 · ownership.direct: The reported shares are directly owned by BP, other than the shares distributed to the Foundation as described in footnote (1). BC is the managing member of BP. BG is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 02:04 UTC | BOSTON OMAHA Corp BOC · Entity 5619 | OtherClass A common stock, par value $0.001 per share | 46,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-033922 · rdgdoc.xml · nonDerivative · entry 2 Rozek Alexander Buffett · CIK 0001689425 · Director · Co-CEO, Co-President · 10% owner Boulderado Group, LLC · CIK 0001527265 · 10% owner Boulderado Partners, LLC · CIK 0001475272 · 10% owner Boulderado Capital, LLC · CIK 0001689124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 859,774 F6 · kind: On December 5, 2023, BP redeemed interests of BP held by a Foundation that is a limited partner of BP (the "Foundation"), in consideration of the distribution to the Foundation of the shares of Class A common stock of the Issuer. Mr. Rozek is the President of the Foundation and may exercise voting and dispositive power over the Class A common stock held by the Foundation. BP, BC, BG and Mr. Rozek disclaim beneficial ownership over such shares held by the Foundation. F6 · price: On December 5, 2023, BP redeemed interests of BP held by a Foundation that is a limited partner of BP (the "Foundation"), in consideration of the distribution to the Foundation of the shares of Class A common stock of the Issuer. Mr. Rozek is the President of the Foundation and may exercise voting and dispositive power over the Class A common stock held by the Foundation. BP, BC, BG and Mr. Rozek disclaim beneficial ownership over such shares held by the Foundation. F7 · balance_after: Consists of (a) 280,000 shares of Class A Common Stock, (B) 527,780 shares of Class B Common Stock, and (C) warrants to purchase 51,994 shares of Class B Common Stock. F3 · ownership.direct: Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F4 · ownership.direct: Mr. Rozek serves as a director of the Issuer and is the Co-Chief Executive Officer and Co-President of the Issuer. F5 · ownership.direct: The reported shares are directly owned by BP, other than the shares distributed to the Trust as described in footnote (1) and to the Foundation as described in footnote (6). BC is the managing member of BP. BG is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. Read SEC document |
| September 01, 2023 Filed Dec 8, 2023 02:04 UTC | BOSTON OMAHA Corp BOC · Entity 5619 | OtherClass A common stock, par value $0.001 per share | 20,984 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-033922 · rdgdoc.xml · nonDerivative · entry 1 Rozek Alexander Buffett · CIK 0001689425 · Director · Co-CEO, Co-President · 10% owner Boulderado Group, LLC · CIK 0001527265 · 10% owner Boulderado Partners, LLC · CIK 0001475272 · 10% owner Boulderado Capital, LLC · CIK 0001689124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 906,669 F1 · kind: On September 1, 2023, Boulderado Partners, LLC ("BP") redeemed interests of BP held by the Doris Buffett Revocable Trust (the "Trust"), in consideration of the distribution to the Trust of the shares of Class A common stock of the Issuer. BP, BC, BG and Mr. Rozek disclaim beneficial ownership over such shares held by the Trust. F1 · price: On September 1, 2023, Boulderado Partners, LLC ("BP") redeemed interests of BP held by the Doris Buffett Revocable Trust (the "Trust"), in consideration of the distribution to the Trust of the shares of Class A common stock of the Issuer. BP, BC, BG and Mr. Rozek disclaim beneficial ownership over such shares held by the Trust. F2 · balance_after: Consists of (a) 326,895 shares of Class A Common Stock, (B) 527,780 shares of Class B Common Stock, and (C) warrants to purchase 51,994 shares of Class B Common Stock. F3 · ownership.direct: Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F4 · ownership.direct: Mr. Rozek serves as a director of the Issuer and is the Co-Chief Executive Officer and Co-President of the Issuer. F5 · ownership.direct: The reported shares are directly owned by BP, other than the shares distributed to the Trust as described in footnote (1) and to the Foundation as described in footnote (6). BC is the managing member of BP. BG is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 00:41 UTC | BOSTON OMAHA Corp BOC · Entity 5619 | SaleClass A common stock, par value $0.001 per share | 11,600 | $19.74 | $229,040.84 |
DisclosureSEC source: 0001437749-23-016818 · rdgdoc.xml · nonDerivative · entry 3 Rozek Alexander Buffett · CIK 0001689425 · Director · Co-CEO, Co-President · 10% owner Boulderado Group, LLC · CIK 0001527265 · 10% owner Boulderado Partners, LLC · CIK 0001475272 · 10% owner Boulderado Capital, LLC · CIK 0001689124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 927,653 F6 · shares: The shares reported in Column 4 were sold by the Medical Trust. F7 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.70 to $19.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (7) to this Form 4. F2 · ownership.direct: Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F3 · ownership.direct: Mr. Rozek serves as a director of the Issuer and is the Co-Chief Executive Officer and Co-President of the Issuer. F4 · ownership.direct: The reported shares are directly owned by BP, other than the shares distributed to the Foundations as described in footnote (1), to the Foundation and the Trusts as described in footnote (5) and as sold by the Medical Trust as described in footnote (6). BC is the managing member of BP. BG is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. Read SEC document |
| June 02, 2023 Filed Jun 7, 2023 00:41 UTC | BOSTON OMAHA Corp BOC · Entity 5619 | OtherClass A common stock, par value $0.001 per share | 128,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-016818 · rdgdoc.xml · nonDerivative · entry 2 Rozek Alexander Buffett · CIK 0001689425 · Director · Co-CEO, Co-President · 10% owner Boulderado Group, LLC · CIK 0001527265 · 10% owner Boulderado Partners, LLC · CIK 0001475272 · 10% owner Boulderado Capital, LLC · CIK 0001689124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 939,253 F5 · kind: On June 2, 2023, BP redeemed interests of BP held by one of the Foundations and three trusts that were limited partners of BP (collectively, the "Trusts"), including the Doris Buffett Medical Support Trust (the "Medical Trust"), in consideration of the distribution to one of the Foundations of 43,000 shares, and to the Trusts of 11,600 shares, 11,800 shares and 62,150 shares, respectively, of Class A common stock of the Issuer. Mr. Rozek is the President of each of the Foundations and is a trustee of each of the Trusts, and may exercise voting and dispositive power over the Class A common stock held by the Foundations and the Trusts. BP, BC, BG and Mr. Rozek disclaim beneficial ownership over such shares held by the Foundations and each of the Trusts, except that with regard to the Medical Trust, Mr. Rozek disclaims beneficial ownership except to the extent of his pecuniary interest therein. F5 · price: On June 2, 2023, BP redeemed interests of BP held by one of the Foundations and three trusts that were limited partners of BP (collectively, the "Trusts"), including the Doris Buffett Medical Support Trust (the "Medical Trust"), in consideration of the distribution to one of the Foundations of 43,000 shares, and to the Trusts of 11,600 shares, 11,800 shares and 62,150 shares, respectively, of Class A common stock of the Issuer. Mr. Rozek is the President of each of the Foundations and is a trustee of each of the Trusts, and may exercise voting and dispositive power over the Class A common stock held by the Foundations and the Trusts. BP, BC, BG and Mr. Rozek disclaim beneficial ownership over such shares held by the Foundations and each of the Trusts, except that with regard to the Medical Trust, Mr. Rozek disclaims beneficial ownership except to the extent of his pecuniary interest therein. F2 · ownership.direct: Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F3 · ownership.direct: Mr. Rozek serves as a director of the Issuer and is the Co-Chief Executive Officer and Co-President of the Issuer. F4 · ownership.direct: The reported shares are directly owned by BP, other than the shares distributed to the Foundations as described in footnote (1), to the Foundation and the Trusts as described in footnote (5) and as sold by the Medical Trust as described in footnote (6). BC is the managing member of BP. BG is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 22:17 UTC | Sky Harbour Group Corp SKYH · Entity 5079 | OtherClass A common stock | 206,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-004862 · form4.xml · nonDerivative · entry 4 Rozek Alexander Buffett · CIK 0001689425 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 6 Disclosed balance after: 0 F6 · security: This transaction relates to the distribution by BOC Yellowstone II LLC to one of its original members of an aggregate of 206,250 shares of Class A common stock in connection with the dissolution of BOC Yellowstone II LLC. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 22:17 UTC | Sky Harbour Group Corp SKYH · Entity 5079 | OtherClass A common stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-004862 · form4.xml · nonDerivative · entry 3 Rozek Alexander Buffett · CIK 0001689425 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 4 and 5 Disclosed balance after: 3,118,474 F4 · security: This transaction relates to the transfer of 75,000 shares of Class A common stock set aside for the three former non-employee directors of Yellowstone Acquisition Company, which shares were earned as of the closing of the Business Combination as compensation for services rendered as directors and which have now been transferred to these former directors. 3,193,474 shares of Class A common stock were issued in connection with the automatic conversion of an equal number of shares of Class B common stock which converted to Class A common stock upon the closing of the Business Combination. F5 · security: (Continued from Footnote 4) The remaining shares are held directly by BOC Yellowstone LLC and Alex B. Rozek is a manager of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone LLC. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:34 UTC | Sky Harbour Group Corp SKYH · Entity 5079 | GrantClass A common stock | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003805 · form4.xml · nonDerivative · entry 1 Rozek Alexander Buffett · CIK 0001689425 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 F1 · shares: Represents restricted stock units ("RSUs") granted under the Sky Harbour Group Corporation 2022 Incentive Award Plan. Each RSU represents the contingent right to receive, in accordance with the terms of the applicable RSU agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs will vest in four equal annual installments beginning on the first anniversary of the date of grant, provided the reporting person remains in service through the applicable vesting date. F2 · balance_after: Reported amount includes 21,000 RSUs. Read SEC document |
| December 22, 2022 Filed Dec 27, 2022 23:26 UTC | Sky Harbour Group Corp SKYH · Entity 5079 | GrantClass A common stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024495 · form4.xml · nonDerivative · entry 1 Rozek Alexander Buffett · CIK 0001689425 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 F1 · shares: Represents restricted stock units ("RSUs") granted under the Sky Harbour Group Corporation 2022 Incentive Award Plan. Each RSU represents the contingent right to receive, in accordance with the terms of the applicable RSU agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU agreement, provided the reporting person remains in service through the applicable vesting date. F2 · balance_after: Reported amount includes 7,000 RSUs. Read SEC document |
| December 22, 2022 Filed Jun 7, 2023 00:41 UTC | BOSTON OMAHA Corp BOC · Entity 5619 | OtherClass A common stock, par value $0.001 per share | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-016818 · rdgdoc.xml · nonDerivative · entry 1 Rozek Alexander Buffett · CIK 0001689425 · Director · Co-CEO, Co-President · 10% owner Boulderado Group, LLC · CIK 0001527265 · 10% owner Boulderado Partners, LLC · CIK 0001475272 · 10% owner Boulderado Capital, LLC · CIK 0001689124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,056,203 F1 · kind: On December 22, 2022, Boulderado Partners, LLC ("BP") redeemed interests of BP held by two foundations that are limited partners of BP in a specific A-3 zero fee series (collectively, the "Foundations"), in consideration for the distribution to each such Foundation of 10,000 shares of Class A common stock of the Issuer. Mr. Rozek is the President of each of the Foundations and may exercise voting and dispositive power over the Class A common stock held by the Foundations, but Mr. Rozek disclaims beneficial ownership over such shares and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F1 · price: On December 22, 2022, Boulderado Partners, LLC ("BP") redeemed interests of BP held by two foundations that are limited partners of BP in a specific A-3 zero fee series (collectively, the "Foundations"), in consideration for the distribution to each such Foundation of 10,000 shares of Class A common stock of the Issuer. Mr. Rozek is the President of each of the Foundations and may exercise voting and dispositive power over the Class A common stock held by the Foundations, but Mr. Rozek disclaims beneficial ownership over such shares and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F2 · ownership.direct: Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F3 · ownership.direct: Mr. Rozek serves as a director of the Issuer and is the Co-Chief Executive Officer and Co-President of the Issuer. F4 · ownership.direct: The reported shares are directly owned by BP, other than the shares distributed to the Foundations as described in footnote (1), to the Foundation and the Trusts as described in footnote (5) and as sold by the Medical Trust as described in footnote (6). BC is the managing member of BP. BG is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:05 UTC | Sky Harbour Group Corp SKYH · Entity 5079 | OtherClass A common stock | 5,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-003971 · ownership.xml · nonDerivative · entry 4 Rozek Alexander Buffett · CIK 0001689425 · Director · 10% owner BOC Yellowstone LLC · CIK 0001823571 · 10% owner BOC Yellowstone II LLC · CIK 0001832903 · 10% owner BOSTON OMAHA Corp · CIK 0001494582 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 4 Disclosed balance after: 13,399,724 F4 · security: 5,500,000 of the reported shares were issued in connection with the automatic conversion of Series B Preferred Units of Sky Harbour LLC purchased in August 2021 and which convert to 5,500,000 shares of Class A common stock upon the closing of the Business Combination. These shares are held by Boston Omaha Corporation and Alex B. Rozek is a director of Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by Boston Omaha Corporation. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation. F4 · price: 5,500,000 of the reported shares were issued in connection with the automatic conversion of Series B Preferred Units of Sky Harbour LLC purchased in August 2021 and which convert to 5,500,000 shares of Class A common stock upon the closing of the Business Combination. These shares are held by Boston Omaha Corporation and Alex B. Rozek is a director of Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by Boston Omaha Corporation. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:05 UTC | Sky Harbour Group Corp SKYH · Entity 5079 | ConversionClass A common stock | 206,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-003971 · ownership.xml · nonDerivative · entry 3 Rozek Alexander Buffett · CIK 0001689425 · Director · 10% owner BOC Yellowstone LLC · CIK 0001823571 · 10% owner BOC Yellowstone II LLC · CIK 0001832903 · 10% owner BOSTON OMAHA Corp · CIK 0001494582 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 3 Disclosed balance after: 7,899,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Alex B. Rozek is a manager of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone II LLC. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. F3 · price: 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Alex B. Rozek is a manager of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone II LLC. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:05 UTC | Sky Harbour Group Corp SKYH · Entity 5079 | ConversionClass A common stock | 3,193,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-003971 · ownership.xml · nonDerivative · entry 2 Rozek Alexander Buffett · CIK 0001689425 · Director · 10% owner BOC Yellowstone LLC · CIK 0001823571 · 10% owner BOC Yellowstone II LLC · CIK 0001832903 · 10% owner BOSTON OMAHA Corp · CIK 0001494582 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 7,693,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: 3,193,474 of the reported shares were issued in connection with the automatic conversion of an equal number of shares of Class B common stock which converted to Class A common stock upon the closing of the Business Combination. These shares are held directly by BOC Yellowstone I and Alex B. Rozek is a manager of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone LLC. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation. F2 · price: 3,193,474 of the reported shares were issued in connection with the automatic conversion of an equal number of shares of Class B common stock which converted to Class A common stock upon the closing of the Business Combination. These shares are held directly by BOC Yellowstone I and Alex B. Rozek is a manager of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, he may be deemed to have or share beneficial ownership of the Class A common stock held directly by BOC Yellowstone LLC. Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:05 UTC | Sky Harbour Group Corp SKYH · Entity 5079 | PurchaseClass A common stock | 4,500,000 | $10.00 | $45,000,000.00 |
DisclosureSEC source: 0001213900-22-003971 · ownership.xml · nonDerivative · entry 1 Rozek Alexander Buffett · CIK 0001689425 · Director · 10% owner BOC Yellowstone LLC · CIK 0001823571 · 10% owner BOC Yellowstone II LLC · CIK 0001832903 · 10% owner BOSTON OMAHA Corp · CIK 0001494582 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 4,500,000 F1 · security: Consists of 4,500,000 shares of Class A common stock purchased by Boston Omaha Corporation upon the closing of the business combination between Yellowstone Acquisition Company and Sky Harbour LLC (the "Business Combination"). Mr. Rozek disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary indirect interest he may have therein as a stockholder of Boston Omaha Corporation. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 23:03 UTC | BOSTON OMAHA Corp BOMN · Entity 5619 | SaleClass A common stock, par value $0.001 per share | 300,000 | $23.63 | $7,087,500.00 |
DisclosureSEC source: 0001398344-21-007827 · fp0064349_4.xml · nonDerivative · entry 1 Boulderado Group, LLC · CIK 0001527265 · Manager is Director and Co-CEO Boulderado Partners, LLC · CIK 0001475272 · controlled by Director Boulderado Capital, LLC · CIK 0001689124 · controlled by Director Rozek Alexander Buffett · CIK 0001689425 · Director · Co-Chief Executive Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,076,203 F1 · balance_after: This total includes 496,429 shares of Class A common stock, 527,780 shares of Class B common stock and 51,994 Class B warrants. The Class B warrants can be exercised for Class B common stock, and all Class B common stock is convertible into shares of Class A common stock on a one-to-one basis under certain circumstances. Boulderado Partners, LLC ("BP") may be deemed the beneficial owner of these 1,076,203 shares of Common Stock. F2 · ownership.direct: Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F3 · ownership.direct: Mr. Rozek serves as a director of the Issuer, and as the co-chief executive officer of the Issuer. F4 · ownership.direct: The reported shares are directly owned by BP. BC is the managing member of BP. BG is the investment manager of BP. Alex B. Rozek is the managing member of BC and BG. BC, BG and Mr. Rozek may each exercise voting and dispositive power over the Common Stock held by BP, and, as a result, may be deemed to be indirect beneficial owners of shares of Common Stock held by BP. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 23:14 UTC | Sky Harbour Group Corp YSACU · Entity 5079 | OtherClass B common stock, par value $0.0001 per share · Derivative | 194,026 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-040825 · ownership.xml · derivative · entry 1 Rozek Alexander Buffett · CIK 0001689425 · Director · Co-Chairman, Co-CEO, Co-Pres. · 10% owner BOC Yellowstone LLC · CIK 0001823571 · Director · 10% owner BOC Yellowstone II LLC · CIK 0001832903 · 10% owner BOSTON OMAHA Corp · CIK 0001494582 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,399,724 Underlying: Class A common stock, par value $0.0001 per share · 194,026 shares Expires not disclosed F1 · derivative.exercise_price: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. F2 · kind: On December 1, 2020, the underwriters in the Issuer's initial public offering exercised their over-allotment option in part. BOC Yellowstone LLC directly held 468,750 shares of Class B common stock that were subject to forfeiture in the event the underwriters did not exercise their over-allotment option in full, and in connection with such partial exercise, on December 1, 2020 BOC Yellowstone LLC forfeited 194,026 shares of Class B common stock. F2 · price: On December 1, 2020, the underwriters in the Issuer's initial public offering exercised their over-allotment option in part. BOC Yellowstone LLC directly held 468,750 shares of Class B common stock that were subject to forfeiture in the event the underwriters did not exercise their over-allotment option in full, and in connection with such partial exercise, on December 1, 2020 BOC Yellowstone LLC forfeited 194,026 shares of Class B common stock. F1 · derivative.exercise_date: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. F1 · derivative.expiration_date: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. F1 · derivative.underlying_shares: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. F3 · balance_after: 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and underlying derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. F3 · ownership.nature: 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and underlying derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 23:30 UTC | Sky Harbour Group Corp YSACU · Entity 5079 | OtherClass B common stock, par value $0.001 per share · Derivative | 206,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-038072 · ownership.xml · derivative · entry 2 Rozek Alexander Buffett · CIK 0001689425 · Director · Co-Chairman, Co-CEO, Co-Pres. · 10% owner BOC Yellowstone LLC · CIK 0001823571 · 10% owner BOC Yellowstone II LLC · CIK 0001832903 · 10% owner BOSTON OMAHA Corp · CIK 0001494582 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,593,750 Underlying: Class A common stock, par value $0.001 per share · 206,250 shares Expires not disclosed F1 · derivative.exercise_price: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. F2 · kind: On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. F2 · price: On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. F1 · derivative.exercise_date: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. F1 · derivative.expiration_date: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. F1 · derivative.underlying_shares: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. F3 · balance_after: Includes up to 468,750 shares of Class B common stock held directly by BOC Yellowstone LLC that are subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise their over-allotment option in full or in part. The amount of 3,593,750 shares of Class B common stock corrects the total of 4,312,500 shares of Class B common stock as reported on the Reporting Persons' Form 3 filed with the Securities and Exchange Commission on October 21, 2020. Subsequent to the filing of such Form 3 but prior to the effectiveness of the Issuer's initial public offering, the 4,312,500 share figure was reduced to 3,593,750 shares when the size of the Issuer's initial public offering was reduced. F2 · ownership.nature: On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 23:30 UTC | Sky Harbour Group Corp YSACU · Entity 5079 | OtherClass B common stock, par value $0.001 per share · Derivative | 206,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-038072 · ownership.xml · derivative · entry 1 Rozek Alexander Buffett · CIK 0001689425 · Director · Co-Chairman, Co-CEO, Co-Pres. · 10% owner BOC Yellowstone LLC · CIK 0001823571 · 10% owner BOC Yellowstone II LLC · CIK 0001832903 · 10% owner BOSTON OMAHA Corp · CIK 0001494582 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,593,750 Underlying: Class A common stock, par value $0.001 per share · 206,250 shares Expires not disclosed F1 · derivative.exercise_price: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. F2 · kind: On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. F2 · price: On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. F1 · derivative.exercise_date: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. F1 · derivative.expiration_date: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. F1 · derivative.underlying_shares: The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. F3 · balance_after: Includes up to 468,750 shares of Class B common stock held directly by BOC Yellowstone LLC that are subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise their over-allotment option in full or in part. The amount of 3,593,750 shares of Class B common stock corrects the total of 4,312,500 shares of Class B common stock as reported on the Reporting Persons' Form 3 filed with the Securities and Exchange Commission on October 21, 2020. Subsequent to the filing of such Form 3 but prior to the effectiveness of the Issuer's initial public offering, the 4,312,500 share figure was reduced to 3,593,750 shares when the size of the Issuer's initial public offering was reduced. F2 · ownership.nature: On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 02:06 UTC | BOSTON OMAHA Corp BOMN · Entity 5619 | OtherClass A common stock, par value $0.001 per share | 3,234,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001398344-19-002132 · fp0039203_4.xml · nonDerivative · entry 2 Boulderado Group, LLC · CIK 0001527265 · Manager is Director and Co-CEO Boulderado Partners, LLC · CIK 0001475272 · 10% owner Boulderado Capital, LLC · CIK 0001689124 · 10% owner Rozek Alexander Buffett · CIK 0001689425 · Director · Co-Chief Executive Officer · 10% owner BOULDERADO BOC, LP · CIK 0001732695 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,354,328 F7 · kind: BBOC made a distribution to certain limited partners of an aggregate of 3,234,020 shares of the Issuer's Class A common stock, representing all shares of the Issuer's Common Stock held by BBOC. F8 · shares: On February 1, 2019, BBOC distributed to certain of its limited partner investors 3,234,020 shares of the Issuer's Class A common stock. Of the 3,234,020 shares of Class A common stock so distributed, 326,895 shares of Class A common stock were distributed to BG as the general partner of BBOC and BG immediately contributed such shares to be held by BP on its behalf. These distributions were the result of BP, BBOC, BG and BC returning all outside capital to investors and continuing operations to manage family investments only. As a result of these transactions, (1) BBOC is no longer deemed to be a beneficial owner of such distributed shares of Common Stock, (2) the number of shares held by BP has increased by 326,895, and (3) the amount of securities beneficially owned by all reporting persons has decreased from 4,261,353 to 1,354,328 shares of Common Stock of the Issuer. F9 · balance_after: This total includes 774,554 shares of Class A common stock, 527,780 shares of Class B common stock and 51,994 Class B warrants. The Class B warrants can be exercised for Class B common stock, and all Class B common stock is convertible into shares of Class A common stock on a one-to-one basis under certain circumstances. BP may be deemed the beneficial owner of 1,073,050 shares of Common Stock that it holds. Alex B. Rozek may be deemed the beneficial owner of 281,278 shares of Common Stock held for the Trust. F5 · ownership.direct: BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F6 · ownership.direct: Mr. Rozek serves as a director of the Issuer, and as the co-chief executive officer of the Issuer. F10 · ownership.direct: The reported shares are directly owned by BP and the Trust. BC is the managing member of BP. BG is the investment manager of BP. Alex B. Rozek is the managing member of BC and BG. BC, BG and Mr. Rozek may each exercise voting and dispositive power over the Common Stock held by BP and the Trust, and, as a result, may be deemed to be indirect beneficial owners of shares of Common Stock held by BP and the Trust. Read SEC document |
| January 15, 2019 Filed Feb 6, 2019 02:06 UTC | BOSTON OMAHA Corp BOMN · Entity 5619 | OtherClass A common stock, par value $0.001 per share | 485,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001398344-19-002132 · fp0039203_4.xml · nonDerivative · entry 1 Boulderado Group, LLC · CIK 0001527265 · Manager is Director and Co-CEO Boulderado Partners, LLC · CIK 0001475272 · 10% owner Boulderado Capital, LLC · CIK 0001689124 · 10% owner Rozek Alexander Buffett · CIK 0001689425 · Director · Co-Chief Executive Officer · 10% owner BOULDERADO BOC, LP · CIK 0001732695 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,261,453 F1 · kind: Boulderado Partners, LLC ("BP") made a distribution to certain limited partners of an aggregate of 485,169 shares of the Issuer's Class A common stock. F2 · shares: On January 15, 2019, BP distributed to certain of its limited partner investors 485,169 shares of the Issuer's Class A common stock. As a result of the distribution, (1) BP is no longer deemed a beneficial owner of such distributed shares and, accordingly, the number of shares reported by BP is reduced by 485,169 (with a corresponding decrease in the number of shares beneficially owned by Boulderado Capital, LLC ("BC"), as the managing member of BP, Bouderado Group, LLC ("BG"), as the investment manager of BP and Alex Rozek, as the managing member of BC and BG); (collectively the "BP Distributed Shares"). F3 · balance_after: This total includes 3,681,679 shares of Class A common stock, 527,780 shares of Class B common stock, and 51,994 Class B warrants. The Class B warrants can be exercised for Class B common stock, and all Class B common stock is convertible into shares of Class A common stock on a one-to-one basis under certain circumstances. BP may be deemed the beneficial owner of 746,155 shares of Common Stock that it holds. Alex B. Rozek may be deemed the beneficial owner of 281,278 shares of Common Stock held for a trust of which Mr. Rozek is the trustee and over which he has voting power. Boulderado BOC, LP ("BBOC") may be deemed the beneficial owner of 3,234,020 shares of Common Stock that it holds. F4 · ownership.direct: The reported shares are directly owned by BP, BBOC and a trust of which Mr. Rozek is the trustee and over which he has voting power (the "Trust"). BC is the managing member of BP. BG is the investment manager of BP. BG is the general partner and investment manager of BBOC. Alex B. Rozek is the managing member of BC and BG. BC, BG and Mr. Rozek may each exercise voting and dispositive power over the Common Stock held by BP, BBOC and the Trust, and, as a result, may be deemed to be indirect beneficial owners of shares of Common Stock held by BP, BBOC and the Trust. F5 · ownership.direct: BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F6 · ownership.direct: Mr. Rozek serves as a director of the Issuer, and as the co-chief executive officer of the Issuer. Read SEC document |
| January 15, 2019 Filed Jun 4, 2020 00:22 UTC | BOSTON OMAHA Corp BOMN · Entity 5619 | PurchaseClass A common stock, par value $0.001 per share | 21,875 | $16.00 | $350,000.00 |
DisclosureSEC source: 0001398344-20-011920 · fp0054423_4.xml · nonDerivative · entry 1 Boulderado Group, LLC · CIK 0001527265 · Manager is Director and Co-CEO Boulderado Partners, LLC · CIK 0001475272 · 10% owner Boulderado Capital, LLC · CIK 0001689124 · 10% owner Rozek Alexander Buffett · CIK 0001689425 · Director · Co-Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,376,203 F1 · balance_after: This total includes 796,429 shares of Class A common stock, 527,780 shares of Class B common stock and 51,994 Class B warrants. The Class B warrants can be exercised for Class B common stock, and all Class B common stock is convertible into shares of Class A common stock on a one-to-one basis under certain circumstances. Boulderado Partners, LLC ("BP") may be deemed the beneficial owner of 1,094,925 shares of Common Stock that it holds. Alex B. Rozek may be deemed the beneficial owner of 281,278 shares of Common Stock held for a trust of which Mr. Rozek is the trustee and over which he has voting power (the "Trust"). F2 · ownership.direct: Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F3 · ownership.direct: Mr. Rozek serves as a director of the Issuer, and as the co-chief executive officer of the Issuer. F4 · ownership.direct: The reported shares are directly owned by BP and the Trust. BC is the managing member of BP. BG is the investment manager of BP. Alex B. Rozek is the managing member of BC and BG. BC, BG and Mr. Rozek may each exercise voting and dispositive power over the Common Stock held by BP and the Trust, and, as a result, may be deemed to be indirect beneficial owners of shares of Common Stock held by BP and the Trust. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 21:00 UTC | BOSTON OMAHA Corp BOMN · Entity 5619 | OtherClass A common stock, par value $0.001 per share | 253,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001527265-18-000002 · primary_doc.xml · nonDerivative · entry 1 Boulderado Group, LLC · CIK 0001527265 · 10% owner Boulderado Capital, LLC · CIK 0001689124 · 10% owner Rozek Alexander Buffett · CIK 0001689425 · Director · Co-Chief Executive Officer · 10% owner Boulderado Partners, LLC · CIK 0001475272 · 10% owner BOULDERADO BOC, LP · CIK 0001732695 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,746,622 F1 · kind: Boulderado Partners, LLC (BP) made an in-kind distribution to certain limited partners of an aggregate of 253,282 shares of the Issuer's Commmon Stock. F2 · shares: On August 13, 2018, Boulderado Partners, LLC (BP) distributed in-kind to certain of its limited partner investors 262,634 shares of the Issuer's Common Stock and 784 Class B Warrants of Issuer (which converted to Class A Warrants upon distribution). As a result of the distribution, (1) BP is no longer deemed a beneficial owner of such distributed shares and warrants and, accordingly, the number of shares (and warrants) reported by BP is reduced by 253,282 (see footnote 3) (with a corresponding decrease in the number of shares (and warrants) beneficially owned by Boulderado Capital, LLC (BC), as the managing member of BP, Boulderado Group, LLC (BG), as the investment manager of BP and Alex Rozek, as the managing member of BC and BG); (collectively the "Distributed Shares"); continued in Footnote 3. F3 · shares: Certain limited partners of BP contributed a portion of the Distributed Shares to Boulderado BOC, LP, (BBOC), causing BBOC to increase its beneficial ownership by an additional 10,136 shares of Common Stock (with a corresponding increase in the number of shares beneficially owned by BG as the general partner and investment manager of BBOC and Alex B. Rozek as the managing member of BG.) F4 · balance_after: This total includes 4,166,848 shares of Class A common stock, 527,780 shares of Class B common stock, and 51,994 Class B warrants. The Class B warrants can be exercised for Class B common stock, and all Class B common stock is convertible into shares of Class A common stock on a one-on-one basis under certain circumstances. Boulderado Partners, LLC may be deemed the beneficial owner of 1,236,324 shares of Common Stock that it holds. Alex B. Rozek may be deemed the beneficial owner of 281,278 shares of Common Stock held for a trust of which Mr. Rozek is the trustee and over which he has voting power. Boulderado BOC, LP may be deemed the beneficial owner of 3,229,020 shares of Common Stock that it holds. F5 · ownership.direct: The reported shares are directly owned by the Boulderado Partners, LLC, (BP), Boulderado BOC, LP, (BBOC), and a trust of which Mr. Rozek is the trustee and over which he has voting power (the Trust). Boulderado Capital, LLC (BC) is the managing member of BP. Boulderado Group, LLC (BG) is the investment manager of BP. BG is the general partner and investment manager of BBOC. Alex B. Rozek is the managing member of BC and BG. BC, BG, and Mr. Rozek may each exercise voting and dispositive power over the Common Stock held by BP, BBOC, and the Trust, and, as a result, may be deemed to be indirect beneficial owners of shares of Common Stock held by BP, BBOC, and the Trust. F6 · ownership.direct: BC, BG, and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F7 · ownership.direct: Mr. Rozek serves as a director of the Issuer, and as the co-chief executive officer of the Issuer. Read SEC document |
| May 15, 2018 Filed May 18, 2018 21:19 UTC | BOSTON OMAHA Corp BOMN · Entity 5619 | PurchaseClass A common stock, par value $0.001 per share | 1,568,884 | $23.30 | $36,554,997.20 |
DisclosureSEC source: 0001475272-18-000003 · primary_doc.xml · nonDerivative · entry 1 Boulderado Group, LLC · CIK 0001527265 · 10% owner Boulderado Partners, LLC · CIK 0001475272 · 10% owner Boulderado Capital, LLC · CIK 0001689124 · 10% owner Rozek Alexander Buffett · CIK 0001689425 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,999,904 F1 · shares: Pursuant to that certain Class A Common Stock Purchase Agreement, dated February 22, 2018, by and among the Issuer, Magnolia BOC I, LP, and Magnolia BOC II, LP, and Boulderado BOC, LP (the Purchase Agreement), a copy of which was included in the Issuer's 8-K filed February 26, 2018, Boulderado BOC, LP agreed to purchase 3,218,884 shares of the Common Stock. The purchase and sale of Common Stock was structured in two separate closings. The transaction reported herein represents the second closing by which Boulderado BOC, LP purchased 1,568,884 shares of the Common Stock. The issuance of shares of Common Stock at the second closing under the Purchase Agreement was approved by the Company's Board of Directors on May 15, 2018. F2 · balance_after: This total includes 4,419,346 shares of Class A common stock, 527,780 shares of Class B common stock, and 52,778 Class B warrants. The Class B common stock and warrant stock is convertible at any time, at the holders election and for no additional consideration, into shares of Class A common stock on a one-on-one basis. Boulderado Partners, LLC may be deemed the beneficial owner of 1,499,742 shares of Common Stock that it holds. Alex B. Rozek may be deemed the beneficial owner of 281,278 shares of Common Stock held for a trust of which Mr. Rozek is the trustee and over which he has voting power. Boulderado BOC, LP may be deemed the beneficial owner of 3,218,884 shares of Common Stock that it holds. F3 · ownership.direct: The reported shares are directly owned by the Boulderado Partners, LLC, (BP), Boulderado BOC, LP, (BBOC), and a trust of which Mr. Rozek is the trustee and over which he has voting power (the Trust). Boulderado Capital, LLC (BC) is the managing member of BP. Boulderado Group, LLC (BG) is the investment manager of BP. BG is the general partner and investment manager of BBOC. Alex B. Rozek is the managing member of BC and BG. BC, BG, and Mr. Rozek may each exercise voting and dispositive power over the Common Stock held by BP, BBOC, and the Trust, and, as a result, may be deemed to be indirect beneficial owners of shares of Common Stock held by BP, BBOC, and the Trust. F4 · ownership.direct: BC, BG, and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F5 · ownership.direct: Mr. Rozek serves as a director of the Issuer, and as the co-chief executive officer of the Issuer. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 20:30 UTC | BOSTON OMAHA Corp BOMN · Entity 5619 | PurchaseClass A common stock, par value $0.001 per share | 1,650,000 | $23.30 | $38,445,000.00 |
DisclosureSEC source: 0001527265-18-000001 · primary_doc.xml · nonDerivative · entry 1 Boulderado Group, LLC · CIK 0001527265 · 10% owner Boulderado Partners, LLC · CIK 0001475272 · 10% owner Boulderado Capital, LLC · CIK 0001689124 · 10% owner Rozek Alexander Buffett · CIK 0001689425 · Director · Co-Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,431,020 F1 · shares: Pursuant to that certain Class A Common Stock Purchase Agreement, dated February 22, 2018, by and among the Issuer, Magnolia BOC I, LP, and Magnolia BOC II, LP, and Boulderado BOC, LP (the "Purchase Agreement"), a copy of which was included in the Issuer's 8-K filed February 26, 2018, Boulderado BOC, LP agreed to purchase 3,218,884 shares of the Common Stock. The purchase and sale of the Common Stock pursuant to the Purchase Agreement was structured in two separate closings. The transaction reported herein represents the first closing by which Boulderado BOC, LP purchased 1,650,000 shares of the Common Stock. The issuance of shares of Common Stock at the first closing under the Purchase Agreement was approved by NASDAQ on March 1, 2018. The second closing under the Purchase Agreement remains subject to certain closing conditions set forth therein. F2 · balance_after: This total includes 2,850,462 shares of Class A common stock, 527,780 shares of Class B common stock, and 52,778 Class B warrants. The Class B common stock and warrant stock is convertible at any time, at the holders election and for no additional consideration, into shares of Class A common stock on a one-on-one basis. Boulderado Partners, LLC may be deemed the beneficial owner of 1,499,742 shares of Common Stock that it holds. Alex B. Rozek may be deemed the beneficial owner of 281,278 shares of Common Stock held for a trust of which Mr. Rozek is the trustee and over which he has voting power. Boulderado BOC, LP may be deemed the beneficial owner of 1,650,000 shares of Common Stock that it holds. F3 · ownership.direct: The reported shares are directly owned by the Boulderado Partners, LLC, (BP), Boulderado BOC, LP, (BBOC), and a trust of which Mr. Rozek is the trustee and over which he has voting power (the Trust). Boulderado Capital, LLC (BC) is the managing member of BP. Boulderado Group, LLC (BG) is the investment manager of BP. BG is the general partner and investment manager of BBOC. Alex B. Rozek is the managing member of BC and BG. BC, BG, and Mr. Rozek may each exercise voting and dispositive power over the Common Stock held by BP, BBOC, and the Trust, and, as a result, may be deemed to be indirect beneficial owners of shares of Common Stock held by BP, BBOC, and the Trust. F4 · ownership.direct: BC, BG, and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F5 · ownership.direct: Mr. Rozek serves as a director of the Issuer, and as the co-chief executive officer of the Issuer. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 20:20 UTC | BOSTON OMAHA Corp BOMN · Entity 5619 | PurchaseClass A common stock, par value $0.001 per share | 3,778 | $13.60 | $51,380.80 |
DisclosureSEC source: 0001445866-17-001255 · form4.xml · nonDerivative · entry 3 Boulderado Group, LLC · CIK 0001527265 · Director · Co-Chief Executive Officer · 10% owner Boulderado Partners, LLC · CIK 0001475272 · Director · Co-Chief Executive Officer · 10% owner Boulderado Capital, LLC · CIK 0001689124 · Director · Co-Chief Executive Officer · 10% owner Rozek Alexander Buffett · CIK 0001689425 · Director · Co-Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · footnote Disclosed balance after: 281,278 F5 · ownership.nature: These reported shares are directly owned by two trusts of which Mr. Rozek is the trustee and over which he has voting power, but as to which each of Boulderado Partners, LLC, Boulderado Group, LLC and Boulderado Capital, LLC disclaim beneficial ownership. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 20:20 UTC | BOSTON OMAHA Corp BOMN · Entity 5619 | PurchaseClass A common stock, par value $0.001 per share | 5,000 | $13.50 | $67,500.00 |
DisclosureSEC source: 0001445866-17-001255 · form4.xml · nonDerivative · entry 2 Boulderado Group, LLC · CIK 0001527265 · Director · Co-Chief Executive Officer · 10% owner Boulderado Partners, LLC · CIK 0001475272 · Director · Co-Chief Executive Officer · 10% owner Boulderado Capital, LLC · CIK 0001689124 · Director · Co-Chief Executive Officer · 10% owner Rozek Alexander Buffett · CIK 0001689425 · Director · Co-Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · footnote Disclosed balance after: 277,500 F5 · ownership.nature: These reported shares are directly owned by two trusts of which Mr. Rozek is the trustee and over which he has voting power, but as to which each of Boulderado Partners, LLC, Boulderado Group, LLC and Boulderado Capital, LLC disclaim beneficial ownership. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 20:20 UTC | BOSTON OMAHA Corp BOMN · Entity 5619 | PurchaseClass A common stock, par value $0.001 per share | 5,000 | $14.00 | $70,000.00 |
DisclosureSEC source: 0001445866-17-001255 · form4.xml · nonDerivative · entry 1 Boulderado Group, LLC · CIK 0001527265 · Director · Co-Chief Executive Officer · 10% owner Boulderado Partners, LLC · CIK 0001475272 · Director · Co-Chief Executive Officer · 10% owner Boulderado Capital, LLC · CIK 0001689124 · Director · Co-Chief Executive Officer · 10% owner Rozek Alexander Buffett · CIK 0001689425 · Director · Co-Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · footnote Disclosed balance after: 272,500 F5 · ownership.nature: These reported shares are directly owned by two trusts of which Mr. Rozek is the trustee and over which he has voting power, but as to which each of Boulderado Partners, LLC, Boulderado Group, LLC and Boulderado Capital, LLC disclaim beneficial ownership. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 18:56 UTC | BOSTON OMAHA Corp BOMN · Entity 5619 | PurchaseClass A common stock, par value $0.001 per share | 267,500 | $13.00 | $3,477,500.00 |
DisclosureSEC source: 0001445866-17-000890 · form4.xml · nonDerivative · entry 2 Boulderado Group, LLC · CIK 0001527265 · 10% owner Boulderado Partners, LLC · CIK 0001475272 · 10% owner Boulderado Capital, LLC · CIK 0001689124 · 10% owner Rozek Alexander Buffett · CIK 0001689425 · Director · Co-Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · footnote Disclosed balance after: 267,500 F5 · ownership.direct: These reported shares are directly owned by a trust of which Mr. Rozek is the trustee and over which he has voting power, but as to which he disclaims beneficial ownership. F5 · ownership.nature: These reported shares are directly owned by a trust of which Mr. Rozek is the trustee and over which he has voting power, but as to which he disclaims beneficial ownership. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 18:56 UTC | BOSTON OMAHA Corp BOMN · Entity 5619 | PurchaseClass A common stock, par value $0.001 per share | 192,308 | $13.00 | $2,500,004.00 |
DisclosureSEC source: 0001445866-17-000890 · form4.xml · nonDerivative · entry 1 Boulderado Group, LLC · CIK 0001527265 · 10% owner Boulderado Partners, LLC · CIK 0001475272 · 10% owner Boulderado Capital, LLC · CIK 0001689124 · 10% owner Rozek Alexander Buffett · CIK 0001689425 · Director · Co-Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 919,184 F1 · ownership.direct: All of the reported shares and derivative securities are directly owned by Bouderado Partners, LLC, of which Boulderado Capital, LLC is the managing member and Boulderado Group, LLC is the investment manager. Alexander B. Rozek ("Mr. Rozek") is the managing member of Boulderado Group, LLC and Boulderado Capital, LLC. Boulderado Capital, LLC, Boulderado Group, LLC and Mr. Rozek could all be deemed to share indirect beneficial ownership of the shares and derivative securities reported herein. F2 · ownership.direct: Boulderado Capital, LLC, Boulderado Group, LLC and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. F3 · ownership.direct: Mr. Rozek serves as a director of the issuer, and as the co-chief executive officer of the issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.