Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dominari Holdings Inc.DOMH · Entity 7162 | Director · President | September 10, 2026 | September 14, 2026 |
| New America Acquisition I Corp.NWAX · Entity 5457 | Director | April 07, 2026 | April 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dominari Holdings Inc.
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,311,828 |
Ending reported balance
After 2026-09-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-10 · Purchase · Acquired 50,000 · Balance 4,261,828 F1: On September 10, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction. F2: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. Row 2 · 2026-09-11 · Purchase · Acquired 50,000 · Balance 4,311,828 F3: On September 11, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction. F2: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 10, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction.
F2: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction.
F3: On September 11, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction.
New America Acquisition I Corp.
Report date April 07, 2026 · Filed April 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | IndirectSee Footnote | 1,900,000 |
Reported balance
After 2026-04-07 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-04-07 · Purchase · Acquired 200,000 · Balance 1,900,000 F3: The reported securities are held by American Ventures LLC, Series XLIV DBC ("Series XLIV DBC"). Mr. Wool may be deemed to beneficially own 50% of the shares held by Series XLIV DBC. On April 7, 2026, Series XLIV DBC purchased 200,000 shares of Class A common stock of the issuer in a private transaction. Mr. Wool disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein. |
| Class A common stockSEC Table I · non-derivative | IndirectSee Footnote | 1,100,000 |
Reported balance
Holding disclosure · report date 2026-04-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,100,000 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-289204), the issuer issued 1,100,000 shares of Class A common stock to Dominari Securities LLC or its designees upon the closing of the issuer's initial public offering. Mr. Wool serves as the Chief Executive Officer of Dominari Securities LLC. As such, he may be deemed to have or share beneficial ownership of shares of Class A common stock held directly by Dominari Securities LLC. Mr. Wool disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
| Class A common stockSEC Table I · non-derivative | IndirectSee Footnote | 600,000 |
Reported balance
Holding disclosure · report date 2026-04-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 600,000 F2: New America Sponsor I LLC is the record holder of 12,500,000 shares of Class B common stock ("founder shares") and 600,000 private shares. The founder shares will automatically convert into shares of Class A common stock concurrently with or immediately following the consummation of the initial business combination of the issuer or such earlier time at the option of the holder on a one-for-one basis, subject to adjustment. Mr. Wool is the co-manager of New America Sponsor I LLC and accordingly, Mr. Wool has the voting and investment discretion with respect to the shares of common stock held of record by New America Sponsor I LLC. Mr. Wool does not have any direct economic interest in the shares held by New America Sponsor I LLC. |
| Class B common stockSEC Table II · derivative / convertible security | IndirectSee Footnote | 12,500,000 |
Reported balance
Holding disclosure · report date 2026-04-07 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 12,500,000 F2: New America Sponsor I LLC is the record holder of 12,500,000 shares of Class B common stock ("founder shares") and 600,000 private shares. The founder shares will automatically convert into shares of Class A common stock concurrently with or immediately following the consummation of the initial business combination of the issuer or such earlier time at the option of the holder on a one-for-one basis, subject to adjustment. Mr. Wool is the co-manager of New America Sponsor I LLC and accordingly, Mr. Wool has the voting and investment discretion with respect to the shares of common stock held of record by New America Sponsor I LLC. Mr. Wool does not have any direct economic interest in the shares held by New America Sponsor I LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-289204), the issuer issued 1,100,000 shares of Class A common stock to Dominari Securities LLC or its designees upon the closing of the issuer's initial public offering. Mr. Wool serves as the Chief Executive Officer of Dominari Securities LLC. As such, he may be deemed to have or share beneficial ownership of shares of Class A common stock held directly by Dominari Securities LLC. Mr. Wool disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F2: New America Sponsor I LLC is the record holder of 12,500,000 shares of Class B common stock ("founder shares") and 600,000 private shares. The founder shares will automatically convert into shares of Class A common stock concurrently with or immediately following the consummation of the initial business combination of the issuer or such earlier time at the option of the holder on a one-for-one basis, subject to adjustment. Mr. Wool is the co-manager of New America Sponsor I LLC and accordingly, Mr. Wool has the voting and investment discretion with respect to the shares of common stock held of record by New America Sponsor I LLC. Mr. Wool does not have any direct economic interest in the shares held by New America Sponsor I LLC.
F3: The reported securities are held by American Ventures LLC, Series XLIV DBC ("Series XLIV DBC"). Mr. Wool may be deemed to beneficially own 50% of the shares held by Series XLIV DBC. On April 7, 2026, Series XLIV DBC purchased 200,000 shares of Class A common stock of the issuer in a private transaction. Mr. Wool disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2026 Filed Sep 14, 2026 12:00 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 50,000 | $2.16 | $108,135.00 |
DisclosureSEC source: 0001213900-26-099456 · ownership.xml · nonDerivative · entry 2 Wool Kyle Michael · CIK 0001856536 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,311,828 F3 · shares: On September 11, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction. F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. Read SEC document |
| September 10, 2026 Filed Sep 14, 2026 12:00 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 50,000 | $2.02 | $101,055.00 |
DisclosureSEC source: 0001213900-26-099456 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,261,828 F1 · shares: On September 10, 2026, the Reporting Person purchased 50,000 shares of Class A common stock of the issuer in an open market transaction. F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. Read SEC document |
| April 07, 2026 Filed Apr 10, 2026 01:54 UTC | New America Acquisition I Corp. NWAX · Entity 5457 | PurchaseClass A common stock | 200,000 | $0.01 | $2,000.00 |
DisclosureSEC source: 0001493152-26-016000 · ownership.xml · nonDerivative · entry 3 Wool Kyle Michael · CIK 0001856536 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,900,000 F3 · ownership.nature: The reported securities are held by American Ventures LLC, Series XLIV DBC ("Series XLIV DBC"). Mr. Wool may be deemed to beneficially own 50% of the shares held by Series XLIV DBC. On April 7, 2026, Series XLIV DBC purchased 200,000 shares of Class A common stock of the issuer in a private transaction. Mr. Wool disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein. Read SEC document |
| March 04, 2026 Filed Mar 25, 2026 01:22 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GrantCommon Stock | 3,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-033787 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,211,828 F1 · price: On January 7, 2026, the Reporting Person was granted 3,000,000 shares of common stock pursuant to the 2022 Equity Incentive Plan. The grant was originally subject to stockholder approval of an amendment to the 2022 Equity Incentive Plan, which was obtained on March 4, 2026, and registration of the shares on Form S-8, which occurred on March 13, 2026. On March 18, 2026, the shares were issued to Reporting Person. Read SEC document |
| December 08, 2025 Filed Dec 11, 2025 02:20 UTC Amendment | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 25,000 | $3.87 | $96,797.50 |
DisclosureSEC source: 0001213900-25-120285 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,211,828 F1 · acquired: This amendment is being filed to correct an inadvertent typographical error in Table I original Form 4, filed December 10, 2025, in which the Ownership Form Codes were incorrectly listed as "Disposed Of" (D), rather than "Securities Acquired" (A). This amendment corrects such details in Table I to reflect the acquisition of securities. Read SEC document |
| December 08, 2025 Filed Dec 10, 2025 12:54 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 25,000 | $3.87 | $96,797.50 |
DisclosureSEC source: 0001213900-25-119863 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,453,817 F1 · balance_after: Of the 2,453,817 shares reported as beneficially owned directly, 1,211,828 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares of common stock are directly owned by Mr. Wool's spouse, Soo Yu, which are deemed to be beneficially owned by Mr. Woo. Read SEC document |
| April 16, 2025 Filed Apr 16, 2025 23:55 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GrantStock Option (right to buy) · Derivative | 5,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-032700 · ownership.xml · derivative · entry 9 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000,000 Underlying: Common Stock · 5,000,000 shares Expires 2035-02-09 F8 · derivative.exercise_price: On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035. F8 · price: On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035. F8 · derivative.exercise_date: On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035. Read SEC document |
| February 12, 2025 Filed Feb 12, 2025 21:58 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 288,184 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-013023 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,200,769 F1 · shares: On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · price: On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F2 · balance_after: Of the 2,200,769 shares reported as beneficially owned directly, 958,780 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| February 12, 2025 Filed Mar 25, 2025 20:15 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GrantCommon Stock | 154,559 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001013762-25-002156 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,355,328 F1 · shares: On March 24, 2025, Mr. Wool was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F1 · price: On March 24, 2025, Mr. Wool was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F2 · balance_after: Of the 2,355,328 shares reported as beneficially owned directly, 1,113,339 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:58 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseSeries B Warrants (right to buy) · Derivative | 288,184 | Not disclosed Strike: $4.22 | Not disclosed |
DisclosureSEC source: 0001213900-25-013023 · ownership.xml · derivative · entry 10 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,184 Underlying: Common Stock · 288,184 shares Expires 2030-02-12 F1 · price: On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · derivative.underlying_shares: On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:58 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseSeries A Warrants (right to buy) · Derivative | 288,184 | Not disclosed Strike: $3.72 | Not disclosed |
DisclosureSEC source: 0001213900-25-013023 · ownership.xml · derivative · entry 9 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,184 Underlying: Common Stock · 288,184 shares Expires 2030-02-12 F1 · price: On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. F1 · derivative.underlying_shares: On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:25 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GrantCommon Stock | 309,118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-000793 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,912,585 F1 · shares: On December 31, 2024, Kyle Wool was granted 309,118 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F1 · price: On December 31, 2024, Kyle Wool was granted 309,118 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F2 · balance_after: Of the 1,912,585 shares reported as beneficially owned directly, 670,596 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 21:29 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GrantCommon Stock | 154,559 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-24-052514 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,603,467 F1 · shares: On June 11, 2024, Kyle Wool was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F1 · price: On June 11, 2024, Kyle Wool was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors. F2 · balance_after: Of the 1,603,467 shares reported as beneficially owned directly, 361,478 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| May 29, 2024 Filed May 31, 2024 20:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 5,000 | $2.20 | $11,000.00 |
DisclosureSEC source: 0001213900-24-048444 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's SEP-IRA Disclosed balance after: 27,750 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA. F2 · balance_after: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 20:10 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 4,250 | $2.99 | $12,694.75 |
DisclosureSEC source: 0001213900-24-031873 · ownership.xml · nonDerivative · entry 2 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Ms. Yu's Pension Disclosed balance after: 13,750 F3 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's pension. F4 · balance_after: The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 20:10 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 4,250 | $2.99 | $12,694.75 |
DisclosureSEC source: 0001213900-24-031873 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's SEP-IRA Disclosed balance after: 22,750 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA. F2 · balance_after: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 20:10 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 9,500 | $2.84 | $27,007.55 |
DisclosureSEC source: 0001213900-24-031177 · ownership.xml · nonDerivative · entry 2 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Ms. Yu's Pension Disclosed balance after: 9,500 F4 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's pension. F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.19 to $2.86, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. F6 · balance_after: The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 20:10 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 9,500 | $2.90 | $27,503.45 |
DisclosureSEC source: 0001213900-24-031177 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's SEP-IRA Disclosed balance after: 18,500 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.88 to $2.90, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. F3 · balance_after: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA. Read SEC document |
| December 26, 2023 Filed Dec 28, 2023 13:00 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 5,000 | $2.60 | $12,996.50 |
DisclosureSEC source: 0001213900-23-099073 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's SEP-IRA Disclosed balance after: 9,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA. F2 · balance_after: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA. Read SEC document |
| December 21, 2023 Filed Dec 26, 2023 23:43 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GrantCommon Stock | 630,050 | $2.02 | $1,272,701.00 |
DisclosureSEC source: 0001213900-23-098677 · ownership.xml · nonDerivative · entry 3 Wool Kyle Michael · CIK 0001856536 · Director · President · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,448,908 F3 · shares: The Reporting Person has the right to receive 1,287,129 shares of the Issuer's common stock pursuant to the Issuer's 2022 Equity Incentive Plan (the "Plan") and her employment agreement with Dominari Securities LLC, an affiliate of the Issuer. Of the 1,287,129 shares, 657,079 shares were concurrently withheld at the time of grant by the Issuer for tax withholding purposes as permitted by Section 15(b) of the Plan. F4 · balance_after: Of the 1,448,908 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 21:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.04 | $4,085.60 |
DisclosureSEC source: 0001213900-23-095706 · ownership.xml · nonDerivative · entry 2 Wool Kyle Michael · CIK 0001856536 · Director · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's SEP-IRA Disclosed balance after: 4,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA. F2 · balance_after: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 21:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.02 | $4,036.60 |
DisclosureSEC source: 0001213900-23-095706 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's SEP-IRA Disclosed balance after: 2,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA. F2 · balance_after: The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA. Read SEC document |
| November 27, 2023 Filed Nov 28, 2023 21:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 1,000 | $2.20 | $2,199.90 |
DisclosureSEC source: 0001213900-23-090553 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director · 10% owner Yu Soo · CIK 0001933417 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's Rollover IRA Disclosed balance after: 24,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 21:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.05 | $4,103.40 |
DisclosureSEC source: 0001213900-23-089238 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's Rollover IRA Disclosed balance after: 23,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 12:30 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 5,000 | $2.77 | $13,836.50 |
DisclosureSEC source: 0001213900-23-078534 · ownership.xml · nonDerivative · entry 4 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's Rollover IRA Disclosed balance after: 21,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. F3 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 12:30 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,500 | $2.66 | $6,658.25 |
DisclosureSEC source: 0001213900-23-078534 · ownership.xml · nonDerivative · entry 3 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's Rollover IRA Disclosed balance after: 16,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. F3 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 12:30 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 7,400 | $2.50 | $18,522.94 |
DisclosureSEC source: 0001213900-23-078534 · ownership.xml · nonDerivative · entry 2 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's Rollover IRA Disclosed balance after: 13,500 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. F3 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 12:30 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 100 | $2.53 | $253.00 |
DisclosureSEC source: 0001213900-23-078534 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's Rollover IRA Disclosed balance after: 6,100 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction. F3 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| September 19, 2023 Filed Sep 20, 2023 20:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.55 | $5,091.40 |
DisclosureSEC source: 0001213900-23-078010 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's Rollover IRA Disclosed balance after: 6,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 12:00 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.74 | $5,470.80 |
DisclosureSEC source: 0001213900-23-077175 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's Rollover IRA Disclosed balance after: 4,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. F2 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Read SEC document |
| September 11, 2023 Filed Sep 12, 2023 20:45 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.82 | $5,630.60 |
DisclosureSEC source: 0001213900-23-076124 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Mr. Wool's Rollover IRA Disclosed balance after: 2,000 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person. F2 · balance_after: The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 21:02 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.90 | $5,794.40 |
DisclosureSEC source: 0001213900-23-071293 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 818,858 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person. F2 · balance_after: Of the 818,858 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| August 21, 2023 Filed Aug 22, 2023 20:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 1,000 | $2.99 | $2,993.90 |
DisclosureSEC source: 0001213900-23-069931 · ownership.xml · nonDerivative · entry 2 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 816,858 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person. F2 · balance_after: Of the 816,858 shares reported as beneficially owned directly, 204,919 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 1,369 | $2.95 | $4,034.44 |
DisclosureSEC source: 0001213900-23-069931 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 815,858 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 20:05 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $3.00 | $5,999.80 |
DisclosureSEC source: 0001213900-23-068199 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 814,489 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person. F2 · balance_after: Of the 814,489 shares reported as beneficially owned directly, 202,550 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 01:45 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | GrantCommon Stock | 529,715 | $2.58 | $1,366,664.70 |
DisclosureSEC source: 0001213900-23-050700 · ownership.xml · nonDerivative · entry 1 Yu Soo · CIK 0001933417 · Director Wool Kyle Michael · CIK 0001856536 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 820,478 F1 · shares: The Reporting Person has the right to receive 1,033,591 shares of the Issuer's common stock pursuant to her employment agreement with the Issuer (the "Employment Agreement"). Of the 1,033,591 shares, 48.75%, or 503,876 shares were concurrently withheld at the time of grant by the Issuer for tax withholding purposes, as permitted by Section 3 of the Employment Agreement. F2 · balance_after: Of the 820,478 shares reported as beneficially owned directly, 207,062 shares are beneficially owned directly by Mr. Wool and 613,416 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 20:00 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 1,500 | $2.76 | $4,145.85 |
DisclosureSEC source: 0001213900-23-048136 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,774 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person. F2 · balance_after: Of the 282,774 shares reported as beneficially owned directly, 200,492 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| June 08, 2023 Filed Jun 10, 2023 01:06 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 424 | $2.59 | $1,097.40 |
DisclosureSEC source: 0001213900-23-047917 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 281,274 F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person. F2 · balance_after: Of the 281,274 shares reported as beneficially owned directly, 198,992 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| May 30, 2023 Filed May 31, 2023 12:00 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.59 | $5,179.60 |
DisclosureSEC source: 0001213900-23-044219 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,850 F1 · balance_after: Of the 280,850 shares reported as beneficially owned directly, 198,568 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| May 18, 2023 Filed May 22, 2023 12:30 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.94 | $5,877.00 |
DisclosureSEC source: 0001213900-23-041741 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,792 F1 · balance_after: Of the 278,792 shares reported as beneficially owned directly, 196,568 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| May 18, 2023 Filed May 26, 2023 21:51 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 58 | $2.54 | $147.56 |
DisclosureSEC source: 0001213900-23-043618 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,850 F1 · balance_after: Of the 278,850 shares reported as beneficially owned directly, 196,568 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| May 17, 2023 Filed May 18, 2023 12:30 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.77 | $5,539.00 |
DisclosureSEC source: 0001213900-23-040987 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,792 F1 · balance_after: Of the 276,792 shares reported as beneficially owned directly, 194,568 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| May 16, 2023 Filed May 17, 2023 12:46 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 2,000 | $2.71 | $5,422.80 |
DisclosureSEC source: 0001213900-23-040655 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,792 F1 · balance_after: Of the 274,792 shares reported as beneficially owned directly, 192,568 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 22:15 UTC | Dominari Holdings Inc. DOMH · Entity 7162 | PurchaseCommon Stock | 6,000 | $3.59 | $21,528.00 |
DisclosureSEC source: 0001213900-22-082244 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,792 F1 · balance_after: Of the 272,792 shares reported as beneficially owned directly, 190,568 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 21:15 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 5,000 | $3.59 | $17,965.00 |
DisclosureSEC source: 0001213900-22-081779 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,792 F1 · balance_after: Of the 266,792 shares reported as beneficially owned directly, 184,568 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 22:26 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 5,000 | $3.71 | $18,525.00 |
DisclosureSEC source: 0001213900-22-081468 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,792 F1 · balance_after: Of the 261,792 shares reported as beneficially owned directly, 179,568 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu. Due to an administrative error, Mr. Wool's direct ownership, as previously reported, did not reflect the 1-for-17 reverse split of the Company's common stock effective June 7, 2022. As a result, Mr. Wool's direct beneficial ownership was overstated by 23,530 shares of common stock. The amount of Mr. Wool's direct beneficial ownership has been corrected in this Form 4. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 14:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 5,000 | $3.69 | $18,435.00 |
DisclosureSEC source: 0001213900-22-080685 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,322 F1 · balance_after: Of the 280,322 shares reported as beneficially owned directly, 198,098 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 14:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 4,500 | $3.69 | $16,605.00 |
DisclosureSEC source: 0001213900-22-080303 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,322 F1 · balance_after: Of the 275,322 shares reported as beneficially owned directly, 193,098 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 14:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 5,000 | $3.70 | $18,485.00 |
DisclosureSEC source: 0001213900-22-079913 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,822 F1 · balance_after: Of the 270,822 shares reported as beneficially owned directly, 188,598 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 14:00 UTC | Dominari Holdings Inc. AIKI · Entity 7162 | PurchaseCommon Stock | 5,000 | $3.63 | $18,125.00 |
DisclosureSEC source: 0001213900-22-079628 · ownership.xml · nonDerivative · entry 1 Wool Kyle Michael · CIK 0001856536 · Director Yu Soo · CIK 0001933417 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,822 F1 · balance_after: Of the 265,822 shares reported as beneficially owned directly, 183,598 shares are beneficially owned directly by Mr. Wool and 82,224 shares are beneficially owned directly by Ms. Yu. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.