Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Red Cat Holdings, Inc.RCAT · Entity 4802 | Chief Operating Officer | March 31, 2026 | April 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Red Cat Holdings, Inc.
Report date March 31, 2026 · Filed April 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,920 |
Ending reported balance
After 2026-03-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-31 · Exercise / conversion · Acquired 4,073 · Balance 30,096 F1: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. Row 2 · 2026-03-31 · Tax withholding · Disposed 1,176 · Balance 28,920 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,294 |
Reported balance
After 2026-03-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-03-31 · Grant · Acquired 16,294 · Balance 16,294 F1: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. F2: On March 31, 2026, the reporting person was granted 16,294 restricted stock units, vesting in two installments: 25% of the shares underlying the restricted stock units vested immediately and 75% of the shares underlying the restricted stock units will vest on December 31, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,221 |
Reported balance
After 2026-03-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-03-31 · Exercise / conversion · Disposed 4,073 · Balance 12,221 F1: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. F2: On March 31, 2026, the reporting person was granted 16,294 restricted stock units, vesting in two installments: 25% of the shares underlying the restricted stock units vested immediately and 75% of the shares underlying the restricted stock units will vest on December 31, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock.
F2: On March 31, 2026, the reporting person was granted 16,294 restricted stock units, vesting in two installments: 25% of the shares underlying the restricted stock units vested immediately and 75% of the shares underlying the restricted stock units will vest on December 31, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2026 Filed Apr 13, 2026 22:10 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionRestricted Stock Units · Derivative | 4,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-024972 · wk-form4_1776118208.xml · derivative · entry 4 Ericson Christian · CIK 0002062536 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,221 Underlying: Common Stock · 4,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. F2 · derivative.exercise_date: On March 31, 2026, the reporting person was granted 16,294 restricted stock units, vesting in two installments: 25% of the shares underlying the restricted stock units vested immediately and 75% of the shares underlying the restricted stock units will vest on December 31, 2026. F2 · derivative.expiration_date: On March 31, 2026, the reporting person was granted 16,294 restricted stock units, vesting in two installments: 25% of the shares underlying the restricted stock units vested immediately and 75% of the shares underlying the restricted stock units will vest on December 31, 2026. Read SEC document |
| March 31, 2026 Filed Apr 13, 2026 22:10 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantRestricted Stock Units · Derivative | 16,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-024972 · wk-form4_1776118208.xml · derivative · entry 3 Ericson Christian · CIK 0002062536 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,294 Underlying: Common Stock · 16,294 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. F2 · derivative.exercise_date: On March 31, 2026, the reporting person was granted 16,294 restricted stock units, vesting in two installments: 25% of the shares underlying the restricted stock units vested immediately and 75% of the shares underlying the restricted stock units will vest on December 31, 2026. F2 · derivative.expiration_date: On March 31, 2026, the reporting person was granted 16,294 restricted stock units, vesting in two installments: 25% of the shares underlying the restricted stock units vested immediately and 75% of the shares underlying the restricted stock units will vest on December 31, 2026. Read SEC document |
| March 31, 2026 Filed Apr 13, 2026 22:10 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 1,176 | $13.09 | $15,393.84 |
DisclosureSEC source: 0001628280-26-024972 · wk-form4_1776118208.xml · nonDerivative · entry 2 Ericson Christian · CIK 0002062536 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,920 Read SEC document |
| March 31, 2026 Filed Apr 13, 2026 22:10 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionCommon Stock | 4,073 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-024972 · wk-form4_1776118208.xml · nonDerivative · entry 1 Ericson Christian · CIK 0002062536 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. Read SEC document |
| March 17, 2026 Filed Mar 18, 2026 22:34 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-019571 · wk-form4_1773873285.xml · derivative · entry 3 Ericson Christian · CIK 0002062536 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. F2 · price: On December 2, 2025, the reporting person was granted 25,000 restricted stock units, vesting in two equal installments: 50% on March 17, 2026 and 50% on March 17, 2027. F2 · derivative.exercise_date: On December 2, 2025, the reporting person was granted 25,000 restricted stock units, vesting in two equal installments: 50% on March 17, 2026 and 50% on March 17, 2027. F2 · derivative.expiration_date: On December 2, 2025, the reporting person was granted 25,000 restricted stock units, vesting in two equal installments: 50% on March 17, 2026 and 50% on March 17, 2027. Read SEC document |
| March 17, 2026 Filed Mar 18, 2026 22:34 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 3,607 | $15.54 | $56,052.78 |
DisclosureSEC source: 0001628280-26-019571 · wk-form4_1773873285.xml · nonDerivative · entry 2 Ericson Christian · CIK 0002062536 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,023 Read SEC document |
| March 17, 2026 Filed Mar 18, 2026 22:34 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-019571 · wk-form4_1773873285.xml · nonDerivative · entry 1 Ericson Christian · CIK 0002062536 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. Read SEC document |
| March 11, 2026 Filed Mar 13, 2026 20:32 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-017734 · wk-form4_1773433927.xml · derivative · entry 3 Ericson Christian · CIK 0002062536 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. F2 · price: On March 31, 2025, the reporting person was granted 50,000 restricted stock units, vesting in two equal installments: 50% on March 11, 2026 and 50% on March 11, 2027. F2 · derivative.exercise_date: On March 31, 2025, the reporting person was granted 50,000 restricted stock units, vesting in two equal installments: 50% on March 11, 2026 and 50% on March 11, 2027. F2 · derivative.expiration_date: On March 31, 2025, the reporting person was granted 50,000 restricted stock units, vesting in two equal installments: 50% on March 11, 2026 and 50% on March 11, 2027. Read SEC document |
| March 11, 2026 Filed Mar 13, 2026 20:32 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 7,870 | $14.67 | $115,452.90 |
DisclosureSEC source: 0001628280-26-017734 · wk-form4_1773433927.xml · nonDerivative · entry 2 Ericson Christian · CIK 0002062536 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,130 Read SEC document |
| March 11, 2026 Filed Mar 13, 2026 20:32 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-017734 · wk-form4_1773433927.xml · nonDerivative · entry 1 Ericson Christian · CIK 0002062536 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. Read SEC document |
| December 02, 2025 Filed Dec 4, 2025 21:30 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-055377 · wk-form4_1764883834.xml · derivative · entry 1 Ericson Christian · CIK 0002062536 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. F2 · derivative.exercise_date: The restricted stock units will vest in two equal annual installments: 50% on March 17, 2026 and 50% on March 17, 2027. Vesting of the restricted stock units is subject to the continuing employment by the Reporting Person with Red Cat Holdings, Inc. F2 · derivative.expiration_date: The restricted stock units will vest in two equal annual installments: 50% on March 17, 2026 and 50% on March 17, 2027. Vesting of the restricted stock units is subject to the continuing employment by the Reporting Person with Red Cat Holdings, Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.