Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DCP Midstream, LPDCP · Entity 112201 | Group Vice President and CFO | February 28, 2022 | March 01, 2022 |
| UGI CORP /PA/UGI · Entity 3628 | Chief Financial Officer | April 10, 2026 | April 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DCP Midstream, LP
Report date February 28, 2022 · Filed March 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Phantom UnitsSEC Table II · derivative / convertible security · Expires 2025-02-27 | Direct | 76,950 |
Reported balance
After 2022-02-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-02-28 · Grant · Acquired 20,770 · Balance 76,950 F1: Each restricted phantom unit is the economic equivalent of one DCP common unit. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted phantom unit is the economic equivalent of one DCP common unit.
UGI CORP /PA/
Report date April 10, 2026 · Filed April 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| UGI Common StockSEC Table I · non-derivative | Direct | 4,084 |
Ending reported balance
After 2026-04-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-04-10 · Exercise / conversion · Acquired 5,660 · Balance 5,660 Row 2 · 2026-04-10 · Tax withholding · Disposed 1,576 · Balance 4,084 F1: The shares were withheld by the issuer to satisfy the reporting person's income tax liability associated with the vesting of an award made in 2023. |
| Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-04-10 | Direct | 0 |
Reported balance
After 2026-04-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-10 · Exercise / conversion · Disposed 5,660 · Balance 0 F2: Effective April 11, 2023, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the reporting person to receive a share of UGI Common Stock after three years of employment. This transaction represents the settlement of stock units in shares of UGI Common Stock on their scheduled vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were withheld by the issuer to satisfy the reporting person's income tax liability associated with the vesting of an award made in 2023.
F2: Effective April 11, 2023, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the reporting person to receive a share of UGI Common Stock after three years of employment. This transaction represents the settlement of stock units in shares of UGI Common Stock on their scheduled vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 10, 2026 Filed Apr 14, 2026 20:32 UTC | UGI CORP /PA/ UGI · Entity 3628 | Exercise / conversionStock Units · Derivative | 5,660 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001599304-26-000004 · form4-04142026_080435.xml · derivative · entry 3 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: UGI Common Stock · 5,660 shares Expires 2026-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Effective April 11, 2023, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the reporting person to receive a share of UGI Common Stock after three years of employment. This transaction represents the settlement of stock units in shares of UGI Common Stock on their scheduled vesting date. Read SEC document |
| April 10, 2026 Filed Apr 14, 2026 20:32 UTC | UGI CORP /PA/ UGI · Entity 3628 | Tax withholdingUGI Common Stock | 1,576 | $37.94 | $59,793.44 |
DisclosureSEC source: 0001599304-26-000004 · form4-04142026_080435.xml · nonDerivative · entry 2 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,084 F1 · kind: The shares were withheld by the issuer to satisfy the reporting person's income tax liability associated with the vesting of an award made in 2023. Read SEC document |
| April 10, 2026 Filed Apr 14, 2026 20:32 UTC | UGI CORP /PA/ UGI · Entity 3628 | Exercise / conversionUGI Common Stock | 5,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001599304-26-000004 · form4-04142026_080435.xml · nonDerivative · entry 1 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2026 Filed Jan 5, 2026 21:30 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantStock Units · Derivative | 20,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001599304-26-000002 · form4-01052026_090106.xml · derivative · entry 2 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,305 Underlying: UGI Common Stock · 20,305 shares Expires not disclosed F2 · derivative.exercise_price: Effective January 1, 2026, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the recipient to receive a share of UGI Common Stock, with 50% of such stock units vesting on the second anniversary of the grant date and the remaining 50% vesting on the third anniversary of the grant date. F2 · derivative.exercise_date: Effective January 1, 2026, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the recipient to receive a share of UGI Common Stock, with 50% of such stock units vesting on the second anniversary of the grant date and the remaining 50% vesting on the third anniversary of the grant date. F2 · derivative.expiration_date: Effective January 1, 2026, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the recipient to receive a share of UGI Common Stock, with 50% of such stock units vesting on the second anniversary of the grant date and the remaining 50% vesting on the third anniversary of the grant date. Read SEC document |
| January 01, 2026 Filed Jan 5, 2026 21:30 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantPerformance Units · Derivative | 30,547 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001599304-26-000002 · form4-01052026_090106.xml · derivative · entry 1 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,547 Underlying: UGI Common Stock · 30,547 shares Expires 2028-12-31 F1 · derivative.exercise_date: Effective January 1, 2026, the reporting person was granted performance units under the UGI Corporation 2021 Incentive Award Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 21:25 UTC | UGI CORP /PA/ UGI · Entity 3628 | Exercise / conversionOptions (Right to Buy) · Derivative | 23,773 | $0.00 Strike: $24.60 | $0.00 |
DisclosureSEC source: 0001599304-25-000006 · form4-12092025_091259.xml · derivative · entry 4 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,547 Underlying: UGI Common Stock · 23,773 shares Expires 2033-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 21:25 UTC | UGI CORP /PA/ UGI · Entity 3628 | SaleUGI Common Stock | 4,936 | $37.65 | $185,825.59 |
DisclosureSEC source: 0001599304-25-000006 · form4-12092025_091259.xml · nonDerivative · entry 3 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The shares of common stock with respect to this transaction were sold at prices ranging from $37.54 to $37.6894. Upon request, UGI Corporation will provide to the U.S. Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock sold at each separate price. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 21:25 UTC | UGI CORP /PA/ UGI · Entity 3628 | SaleUGI Common Stock | 23,773 | $37.65 | $894,982.13 |
DisclosureSEC source: 0001599304-25-000006 · form4-12092025_091259.xml · nonDerivative · entry 2 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,936 F1 · price: The shares of common stock with respect to this transaction were sold at prices ranging from $37.54 to $37.6894. Upon request, UGI Corporation will provide to the U.S. Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock sold at each separate price. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 21:25 UTC | UGI CORP /PA/ UGI · Entity 3628 | Exercise / conversionUGI Common Stock | 23,773 | $24.60 | $584,815.80 |
DisclosureSEC source: 0001599304-25-000006 · form4-12092025_091259.xml · nonDerivative · entry 1 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:10 UTC | UGI CORP /PA/ UGI · Entity 3628 | Exercise / conversionPerformance Units · Derivative | 8,490 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001599304-25-000004 · form4-10022025_081027.xml · derivative · entry 3 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: UGI Common Stock · 8,490 shares Expires 2025-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Effective April 11, 2023, the reporting person was granted performance units under the UGI Corporation 2021 Incentive Award Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met. Based on performance achieved, the reporting person received a portion of such shares of UGI Common Stock. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:10 UTC | UGI CORP /PA/ UGI · Entity 3628 | Tax withholdingUGI Common Stock | 1,952 | $33.26 | $64,923.52 |
DisclosureSEC source: 0001599304-25-000004 · form4-10022025_081027.xml · nonDerivative · entry 2 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,936 F2 · kind: The shares were withheld by the issuer to satisfy the reporting person's income tax liability associated with the vesting of an award made in 2023. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:10 UTC | UGI CORP /PA/ UGI · Entity 3628 | Exercise / conversionUGI Common Stock | 6,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001599304-25-000004 · form4-10022025_081027.xml · nonDerivative · entry 1 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Effective April 11, 2023, the reporting person was granted performance units under the UGI Corporation 2021 Incentive Award Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met. Based on performance achieved, the reporting person received a portion of such shares of UGI Common Stock. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:40 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantStock Units · Derivative | 21,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000481 · form4-01032025_090156.xml · derivative · entry 2 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,254 Underlying: UGI Common Stock · 21,254 shares Expires not disclosed F2 · derivative.exercise_price: Effective January 1, 2025, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the recipient to receive a share of UGI Common Stock, with 50% of such stock units vesting on the second anniversary of the grant date and the remaining 50% vesting on the third anniversary of the grant date. F2 · derivative.exercise_date: Effective January 1, 2025, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the recipient to receive a share of UGI Common Stock, with 50% of such stock units vesting on the second anniversary of the grant date and the remaining 50% vesting on the third anniversary of the grant date. F2 · derivative.expiration_date: Effective January 1, 2025, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the recipient to receive a share of UGI Common Stock, with 50% of such stock units vesting on the second anniversary of the grant date and the remaining 50% vesting on the third anniversary of the grant date. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:40 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantPerformance Units · Derivative | 32,201 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000481 · form4-01032025_090156.xml · derivative · entry 1 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,201 Underlying: UGI Common Stock · 32,201 shares Expires 2027-12-31 F1 · derivative.exercise_date: Effective January 1, 2025, the reporting person was granted performance units under the UGI Corporation 2021 Incentive Award Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 22:34 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantStock Units · Derivative | 12,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000884614-24-000007 · wk-form4_1704321262.xml · derivative · entry 4 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,200 Underlying: UGI Common Stock · 12,200 shares Expires not disclosed F3 · derivative.exercise_price: Effective January 1, 2024, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the reporting person to receive a share of UGI Common Stock after three years of employment. F3 · derivative.exercise_date: Effective January 1, 2024, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the reporting person to receive a share of UGI Common Stock after three years of employment. F3 · derivative.expiration_date: Effective January 1, 2024, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the reporting person to receive a share of UGI Common Stock after three years of employment. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 22:34 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantPerformance Units · Derivative | 14,880 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000884614-24-000007 · wk-form4_1704321262.xml · derivative · entry 3 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,880 Underlying: UGI Common Stock · 14,880 shares Expires 2026-12-31 F2 · derivative.exercise_date: Effective January 1, 2024, the reporting person was granted performance units under the UGI Corporation 2021 Incentive Award Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 22:34 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantPerformance Units · Derivative | 18,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000884614-24-000007 · wk-form4_1704321262.xml · derivative · entry 2 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,300 Underlying: UGI Common Stock · 18,300 shares Expires 2026-09-30 F2 · derivative.exercise_date: Effective January 1, 2024, the reporting person was granted performance units under the UGI Corporation 2021 Incentive Award Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 22:34 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantOptions (Right to Buy) · Derivative | 71,320 | $0.00 Strike: $24.60 | $0.00 |
DisclosureSEC source: 0000884614-24-000007 · wk-form4_1704321262.xml · derivative · entry 1 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,320 Underlying: UGI Common Stock · 71,320 shares Expires 2033-12-31 F1 · derivative.exercise_date: These options vest in three equal annual installments beginning January 1, 2025. Read SEC document |
| April 11, 2023 Filed Apr 12, 2023 20:31 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantStock Units · Derivative | 5,660 | $0.00 | $0.00 |
DisclosureSEC source: 0000884614-23-000039 · wf-form4_168133146587539.xml · derivative · entry 4 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,660 Underlying: UGI Common Stock · 5,660 shares Expires not disclosed F3 · derivative.exercise_price: Effective April 11, 2023, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the reporting person to receive a share of UGI Common Stock after three years of employment. F3 · derivative.exercise_date: Effective April 11, 2023, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the reporting person to receive a share of UGI Common Stock after three years of employment. F3 · derivative.expiration_date: Effective April 11, 2023, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the reporting person to receive a share of UGI Common Stock after three years of employment. Read SEC document |
| April 11, 2023 Filed Apr 12, 2023 20:31 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantPerformance Units · Derivative | 7,580 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000884614-23-000039 · wf-form4_168133146587539.xml · derivative · entry 3 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,580 Underlying: UGI Common Stock · 7,580 shares Expires 2025-12-31 F2 · derivative.exercise_date: Effective April 11, 2023, the reporting person was granted performance units under the UGI Corporation 2021 Incentive Award Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met. Read SEC document |
| April 11, 2023 Filed Apr 12, 2023 20:31 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantPerformance Units · Derivative | 8,490 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000884614-23-000039 · wf-form4_168133146587539.xml · derivative · entry 2 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,490 Underlying: UGI Common Stock · 8,490 shares Expires 2025-09-30 F2 · derivative.exercise_date: Effective April 11, 2023, the reporting person was granted performance units under the UGI Corporation 2021 Incentive Award Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met. Read SEC document |
| April 11, 2023 Filed Apr 12, 2023 20:31 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantOptions (Right to Buy) · Derivative | 26,950 | $0.00 Strike: $35.34 | $0.00 |
DisclosureSEC source: 0000884614-23-000039 · wf-form4_168133146587539.xml · derivative · entry 1 O'Brien Sean · CIK 0001599304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,950 Underlying: UGI Common Stock · 26,950 shares Expires 2033-04-10 F1 · derivative.exercise_date: These options vest in three equal annual installments beginning April 11, 2024. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 16:09 UTC | DCP Midstream, LP DCP · Entity 112201 | GrantRestricted Phantom Units · Derivative | 20,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002039 · primarydocument.xml · derivative · entry 1 O'Brien Sean · CIK 0001599304 · Group Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,950 Underlying: Common Units · 20,770 shares Expires 2025-02-27 F1 · derivative.exercise_price: Each restricted phantom unit is the economic equivalent of one DCP common unit. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 17:54 UTC | DCP Midstream, LP DCP · Entity 112201 | GrantRestricted Phantom Units · Derivative | 27,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001793 · primarydocument.xml · derivative · entry 1 O'Brien Sean · CIK 0001599304 · Group Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,180 Underlying: Common Units · 27,280 shares Expires 2024-02-27 F1 · derivative.exercise_price: Each restricted phantom unit is the economic equivalent of one DCP common unit. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 18:23 UTC | DCP Midstream, LP DCP · Entity 112201 | PurchasePhantom Common Units · Derivative | 43,424 | $4.03 | $174,998.72 |
DisclosureSEC source: 0001562180-20-002720 · primarydocument.xml · derivative · entry 1 O'Brien Sean · CIK 0001599304 · Group Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,424 Underlying: Common Units · 43,424 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom common unit is the economic equivalent of one DCP common unit. F2 · derivative.exercise_date: The transaction represents the reporting person's acquisition of phantom common units under the issuer's executive deferred compensation plan (the "Plan") using existing funds held by the reporting person within the Plan. The phantom common units become payable in cash upon the reporting person's separation from service. F2 · derivative.expiration_date: The transaction represents the reporting person's acquisition of phantom common units under the issuer's executive deferred compensation plan (the "Plan") using existing funds held by the reporting person within the Plan. The phantom common units become payable in cash upon the reporting person's separation from service. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 16:44 UTC | DCP Midstream, LP DCP · Entity 112201 | PurchaseCommon Units | 16,500 | $6.01 | $99,165.00 |
DisclosureSEC source: 0001562180-20-002433 · primarydocument.xml · nonDerivative · entry 1 O'Brien Sean · CIK 0001599304 · Group Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 F1 · price: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $6.00 to $6.15, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, or a security holder of DCP Midstream, LP, full information regarding the number of common units purchased at each separate price within the range set forth herein. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 16:27 UTC | DCP Midstream, LP DCP · Entity 112201 | GrantRestricted Phantom Units · Derivative | 28,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002010 · primarydocument.xml · derivative · entry 1 O'Brien Sean · CIK 0001599304 · Group Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,900 Underlying: Common Units · 28,900 shares Expires 2023-02-27 F1 · derivative.exercise_price: Each restricted phantom unit is the economic equivalent of one DCP common unit. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.