Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TMC the metals Co Inc.TMC · Entity 4335 | Chief Financial Officer | April 13, 2026 | April 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TMC the metals Co Inc.
Report date April 13, 2026 · Filed April 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,879,356 |
Reported balance
After 2026-04-13 transaction · row 1
1 source rowRow 1 · 2026-04-13 · Grant · Acquired 453,515 · Balance 1,879,356 F1: Consists of RSUs. Each RSU represents the right to receive one Share upon vesting. The RSUs were granted on April 13, 2026 as part of the Issuer's long-term incentive plan and vest, subject to continued service through the respective vesting date, over a three year period as follows: 1/3 on March 20, 2027, 1/3 on March 20, 2028 and 1/3 on March 20, 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of RSUs. Each RSU represents the right to receive one Share upon vesting. The RSUs were granted on April 13, 2026 as part of the Issuer's long-term incentive plan and vest, subject to continued service through the respective vesting date, over a three year period as follows: 1/3 on March 20, 2027, 1/3 on March 20, 2028 and 1/3 on March 20, 2029.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 13, 2026 Filed Apr 15, 2026 21:32 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 453,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-043877 · tm2611799-3_4seq1.xml · nonDerivative · entry 1 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,879,356 F1 · shares: Consists of RSUs. Each RSU represents the right to receive one Share upon vesting. The RSUs were granted on April 13, 2026 as part of the Issuer's long-term incentive plan and vest, subject to continued service through the respective vesting date, over a three year period as follows: 1/3 on March 20, 2027, 1/3 on March 20, 2028 and 1/3 on March 20, 2029. Read SEC document |
| March 26, 2026 Filed Mar 26, 2026 23:18 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 215,492 | $4.53 | $976,825.24 |
DisclosureSEC source: 0001104659-26-035390 · tm269925-1_4seq1.xml · nonDerivative · entry 3 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,425,841 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted to the Reporting Person under the Issuer's long-term incentive plan on March 20, 2023, March 20, 2024 and March 20, 2025 and previously reported by the Reporting Person on the Statement of Changes in Beneficial Ownership of Securities on Form 4 filed on March 24, 2026 pursuant to an automatic "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. F4 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $4.40 to $4.61 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| March 25, 2026 Filed Mar 26, 2026 23:18 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 78,186 | $4.58 | $358,248.25 |
DisclosureSEC source: 0001104659-26-035390 · tm269925-1_4seq1.xml · nonDerivative · entry 2 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,641,333 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted to the Reporting Person under the Issuer's long-term incentive plan on March 20, 2023, March 20, 2024 and March 20, 2025 and previously reported by the Reporting Person on the Statement of Changes in Beneficial Ownership of Securities on Form 4 filed on March 24, 2026 pursuant to an automatic "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. F3 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $4.47 to $4.85 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| March 24, 2026 Filed Mar 26, 2026 23:18 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 51,941 | $4.74 | $246,096.46 |
DisclosureSEC source: 0001104659-26-035390 · tm269925-1_4seq1.xml · nonDerivative · entry 1 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,719,519 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted to the Reporting Person under the Issuer's long-term incentive plan on March 20, 2023, March 20, 2024 and March 20, 2025 and previously reported by the Reporting Person on the Statement of Changes in Beneficial Ownership of Securities on Form 4 filed on March 24, 2026 pursuant to an automatic "sell to cover" transaction and do not represent a discretionary transaction by the Reporting Person. F2 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $4.67 to $4.88 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 21:41 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionRestricted Stock Units · Derivative | 208,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-033976 · tm269704-1_4seq1.xml · derivative · entry 6 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 416,750 Underlying: Common Shares · 208,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents the right to receive one common share upon vesting. F7 · derivative.exercise_date: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three-year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2025 (the "2025 Grant Date"), 1/3 on the second anniversary of the 2025 Grant Date and 1/3 on the third anniversary of the 2025 Grant Date. 1/3 of the RSUs have vested and have been settled as of the date hereof. F7 · derivative.expiration_date: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three-year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2025 (the "2025 Grant Date"), 1/3 on the second anniversary of the 2025 Grant Date and 1/3 on the third anniversary of the 2025 Grant Date. 1/3 of the RSUs have vested and have been settled as of the date hereof. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 21:41 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionRestricted Stock Units · Derivative | 166,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-033976 · tm269704-1_4seq1.xml · derivative · entry 5 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,501 Underlying: Common Shares · 166,502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents the right to receive one common share upon vesting. F6 · derivative.exercise_date: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three-year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2024 (the "2024 Grant Date"), 1/3 on the second anniversary of the 2024 Grant Date and 1/3 on the third anniversary of the 2024 Grant Date. 2/3 of the RSUs have vested and have been settled as of the date hereof. F6 · derivative.expiration_date: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three-year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2024 (the "2024 Grant Date"), 1/3 on the second anniversary of the 2024 Grant Date and 1/3 on the third anniversary of the 2024 Grant Date. 2/3 of the RSUs have vested and have been settled as of the date hereof. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 21:41 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionRestricted Stock Units · Derivative | 187,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-033976 · tm269704-1_4seq1.xml · derivative · entry 4 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 187,662 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents the right to receive one common share upon vesting. F5 · derivative.exercise_date: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three-year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2023 (the "2023 Grant Date"), 1/3 on the second anniversary of the 2023 Grant Date and 1/3 on the third anniversary of the 2023 Grant Date. All of the RSUs have vested and have been settled as of the date hereof. F5 · derivative.expiration_date: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three-year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2023 (the "2023 Grant Date"), 1/3 on the second anniversary of the 2023 Grant Date and 1/3 on the third anniversary of the 2023 Grant Date. All of the RSUs have vested and have been settled as of the date hereof. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 21:41 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionCommon Shares | 208,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-033976 · tm269704-1_4seq1.xml · nonDerivative · entry 3 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,771,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Consists of RSUs that converted to common shares on a one-to-one basis. The RSUs were granted on March 20, 2025 and 1/3 vested on March 20, 2026. The remaining RSUs will vest as follows, subject to continued service through each vesting date: 1/3 of the total award on March 20, 2027 and the remaining amount on March 20, 2028. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 21:41 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionCommon Shares | 166,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-033976 · tm269704-1_4seq1.xml · nonDerivative · entry 2 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,563,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Consists of RSUs that converted to common shares on a one-to-one basis. The RSUs were granted on March 20, 2024 and 1/3 vested on March 20, 2025 and 1/3 vested on March 20, 2026. The remaining RSUs will vest, subject to continued service through the vesting date, 1/3 of the total award on March 20, 2027. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 21:41 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionCommon Shares | 187,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-033976 · tm269704-1_4seq1.xml · nonDerivative · entry 1 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,396,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Consists of restricted stock units ("RSUs") that converted to common shares on a one-to-one basis. The RSUs were granted on March 20, 2023 and 1/3 vested on March 20, 2024, 1/3 vested on March 20, 2025 and 1/3 vested on March 20, 2026. Read SEC document |
| February 10, 2026 Filed Feb 11, 2026 00:44 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass H Special Shares · Derivative | 6,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-012846 · tm265825-3_4seq1.xml · derivative · entry 10 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,578 Underlying: Common Shares · 6,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F6 · kind: Represents the amount of the specified class of Special Shares acquired upon the exercise of stock options referenced in Footnote 1 above. F5 · price: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F5 · derivative.exercise_date: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F5 · derivative.expiration_date: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| February 10, 2026 Filed Feb 11, 2026 00:44 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass G Special Shares · Derivative | 6,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-012846 · tm265825-3_4seq1.xml · derivative · entry 9 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,578 Underlying: Common Shares · 6,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F6 · kind: Represents the amount of the specified class of Special Shares acquired upon the exercise of stock options referenced in Footnote 1 above. F5 · price: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F5 · derivative.exercise_date: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F5 · derivative.expiration_date: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| February 10, 2026 Filed Feb 11, 2026 00:44 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass F Special Shares · Derivative | 5,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-012846 · tm265825-3_4seq1.xml · derivative · entry 8 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,462 Underlying: Common Shares · 5,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F6 · kind: Represents the amount of the specified class of Special Shares acquired upon the exercise of stock options referenced in Footnote 1 above. F5 · price: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F5 · derivative.exercise_date: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F5 · derivative.expiration_date: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| February 10, 2026 Filed Feb 11, 2026 00:44 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass E Special Shares · Derivative | 5,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-012846 · tm265825-3_4seq1.xml · derivative · entry 7 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,462 Underlying: Common Shares · 5,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F6 · kind: Represents the amount of the specified class of Special Shares acquired upon the exercise of stock options referenced in Footnote 1 above. F5 · price: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F5 · derivative.exercise_date: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F5 · derivative.expiration_date: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| February 10, 2026 Filed Feb 11, 2026 00:44 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass D Special Shares · Derivative | 5,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-012846 · tm265825-3_4seq1.xml · derivative · entry 6 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,462 Underlying: Common Shares · 5,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F6 · kind: Represents the amount of the specified class of Special Shares acquired upon the exercise of stock options referenced in Footnote 1 above. F5 · price: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F5 · derivative.exercise_date: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F5 · derivative.expiration_date: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| February 10, 2026 Filed Feb 11, 2026 00:44 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass C Special Shares · Derivative | 2,758 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-012846 · tm265825-3_4seq1.xml · derivative · entry 5 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,231 Underlying: Common Shares · 2,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F6 · kind: Represents the amount of the specified class of Special Shares acquired upon the exercise of stock options referenced in Footnote 1 above. F5 · price: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F5 · derivative.exercise_date: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F5 · derivative.expiration_date: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| February 10, 2026 Filed Feb 11, 2026 00:44 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass B Special Shares · Derivative | 2,758 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-012846 · tm265825-3_4seq1.xml · derivative · entry 4 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,231 Underlying: Common Shares · 2,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F6 · kind: Represents the amount of the specified class of Special Shares acquired upon the exercise of stock options referenced in Footnote 1 above. F5 · price: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F5 · derivative.exercise_date: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F5 · derivative.expiration_date: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| February 10, 2026 Filed Feb 11, 2026 00:44 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass A Special Shares · Derivative | 1,379 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-012846 · tm265825-3_4seq1.xml · derivative · entry 3 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,116 Underlying: Common Shares · 1,379 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F6 · kind: Represents the amount of the specified class of Special Shares acquired upon the exercise of stock options referenced in Footnote 1 above. F5 · price: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F5 · derivative.exercise_date: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F5 · derivative.expiration_date: Each of the Special Shares automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| February 10, 2026 Filed Feb 11, 2026 00:44 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionStock Option (right to buy) · Derivative | 63,204 | Not disclosed Strike: $0.65 | Not disclosed |
DisclosureSEC source: 0001104659-26-012846 · tm265825-3_4seq1.xml · derivative · entry 2 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,610 Underlying: Common Shares · 63,204 shares Expires 2028-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of stock options to purchase 63,204 common shares for cash at an exercise price of $0.65 per common share. The deadline to exercise these stock options with respect to the vested common shares underlying them is March 5, 2026. In accordance with the terms of the stock options, the Reporting Person was also issued 1,379 Class A Special Shares, 2,758 Class B Special Shares, 2,758 Class C Special Shares, 5,516 Class D Special Shares, 5,516 Class E Special Shares, 5,516 Class F Special Shares, 6,895 Class G Special Shares and 6,895 Class H Special Shares for no additional consideration. F4 · price: Received by the Reporting Person as described in the Form 4 submitted by the Reporting Person on September 13, 2021. F2 · derivative.exercise_date: These stock options vest in increments upon the occurrence of certain milestones, subject to continued service through each milestone. These stock options are exercisable at any time until March 5 of the year following vesting of such stock option (any such date, the "Exercise Date"). These stock options expire on the day after the Exercise Date. F2 · derivative.expiration_date: These stock options vest in increments upon the occurrence of certain milestones, subject to continued service through each milestone. These stock options are exercisable at any time until March 5 of the year following vesting of such stock option (any such date, the "Exercise Date"). These stock options expire on the day after the Exercise Date. F3 · derivative.underlying: Also included the right to purchase the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") set forth in Footnote 1 above. F3 · derivative.underlying_shares: Also included the right to purchase the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") set forth in Footnote 1 above. F7 · balance_after: Also includes the right to purchase 4,137 Class A Special Shares, 8,274 Class B Special Shares, 8,274 Class C Special Shares, 16,548 Class D Special Shares, 16,548 Class E Special Shares, 16,548 Class F Special Shares, 20,685 Class G Special Shares and 20,685 Class H Special Shares. Read SEC document |
| February 10, 2026 Filed Feb 11, 2026 00:44 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionCommon Shares | 63,204 | $0.65 | $41,082.60 |
DisclosureSEC source: 0001104659-26-012846 · tm265825-3_4seq1.xml · nonDerivative · entry 1 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,208,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of stock options to purchase 63,204 common shares for cash at an exercise price of $0.65 per common share. The deadline to exercise these stock options with respect to the vested common shares underlying them is March 5, 2026. In accordance with the terms of the stock options, the Reporting Person was also issued 1,379 Class A Special Shares, 2,758 Class B Special Shares, 2,758 Class C Special Shares, 5,516 Class D Special Shares, 5,516 Class E Special Shares, 5,516 Class F Special Shares, 6,895 Class G Special Shares and 6,895 Class H Special Shares for no additional consideration. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 01:00 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantRestricted Stock Units · Derivative | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-093049 · tm2526857-2_4seq1.xml · derivative · entry 1 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Shares · 2,000,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents the right to receive one common share ("Share") upon vesting. F2 · derivative.exercise_date: The RSUs were granted pursuant to the Issuer's long-term retention plan and vest, subject to the Reporting Person's continued employment through September 1, 2029 (the "Retention Date"), as follows: (i) 50% upon the trailing 30-day average closing price of the Shares (the "Average Share Price") reaching $10.00 on or before April 16, 2029, and (ii) 50% upon the Average Share Price reaching $12.50 on or before April 16, 2029. Shares received upon settlement of the RSUs may not be sold or otherwise transferred prior to the Retention Date. F2 · derivative.expiration_date: The RSUs were granted pursuant to the Issuer's long-term retention plan and vest, subject to the Reporting Person's continued employment through September 1, 2029 (the "Retention Date"), as follows: (i) 50% upon the trailing 30-day average closing price of the Shares (the "Average Share Price") reaching $10.00 on or before April 16, 2029, and (ii) 50% upon the Average Share Price reaching $12.50 on or before April 16, 2029. Shares received upon settlement of the RSUs may not be sold or otherwise transferred prior to the Retention Date. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 14:47 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 353,702 | $1.66 | $585,518.29 |
DisclosureSEC source: 0001104659-25-030972 · tm2511293-1_4seq1.xml · nonDerivative · entry 1 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,145,717 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted to the Reporting Person on March 20, 2023, March 20, 2024 and March 20, 2025 previously reported by the Reporting Person on the Statement of Changes in Beneficial Ownership of Securities on Form 4 filed on March 24, 2025 pursuant to an automatic "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · shares: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.61 to $1.78 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 21:58 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantRestricted Stock Units · Derivative | 625,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-027343 · tm2510152-4_4seq1.xml · derivative · entry 6 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 625,125 Underlying: Common Shares · 625,125 shares Expires not disclosed F5 · derivative.exercise_price: Each RSU represents the right to receive one common share upon vesting. F8 · derivative.exercise_date: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2025 (the "2025 Grant Date"), 1/3 on the second anniversary of the 2025 Grant Date and 1/3 on the third anniversary of the 2025 Grant Date. F8 · derivative.expiration_date: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2025 (the "2025 Grant Date"), 1/3 on the second anniversary of the 2025 Grant Date and 1/3 on the third anniversary of the 2025 Grant Date. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 21:58 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionRestricted Stock Units · Derivative | 166,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-027343 · tm2510152-4_4seq1.xml · derivative · entry 5 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 333,003 Underlying: Common Shares · 166,502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents the right to receive one common share upon vesting. F7 · derivative.exercise_date: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2024 (the "2024 Grant Date"), 1/3 on the second anniversary of the 2024 Grant Date and 1/3 on the third anniversary of the 2024 Grant Date. 1/3 of the RSUs have vested and have been settled as of the date hereof. F7 · derivative.expiration_date: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2024 (the "2024 Grant Date"), 1/3 on the second anniversary of the 2024 Grant Date and 1/3 on the third anniversary of the 2024 Grant Date. 1/3 of the RSUs have vested and have been settled as of the date hereof. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 21:58 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionRestricted Stock Units · Derivative | 187,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-027343 · tm2510152-4_4seq1.xml · derivative · entry 4 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,662 Underlying: Common Shares · 187,662 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents the right to receive one common share upon vesting. F6 · derivative.exercise_date: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2023 (the "2023 Grant Date"), 1/3 on the second anniversary of the 2023 Grant Date and 1/3 on the third anniversary of the 2023 Grant Date. 2/3 of the RSUs have vested and have been settled as of the date hereof. F6 · derivative.expiration_date: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2023 (the "2023 Grant Date"), 1/3 on the second anniversary of the 2023 Grant Date and 1/3 on the third anniversary of the 2023 Grant Date. 2/3 of the RSUs have vested and have been settled as of the date hereof. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 21:58 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 245,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-027343 · tm2510152-4_4seq1.xml · nonDerivative · entry 3 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,499,419 F4 · shares: Represents common shares underlying RSUs granted on March 20, 2025. Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 21:58 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionCommon Shares | 166,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-027343 · tm2510152-4_4seq1.xml · nonDerivative · entry 2 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,253,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Consists of RSUs that converted to common shares on a one-to-one basis. The RSUs were granted on March 20, 2024 and 1/3 vested on March 20, 2025. The remaining RSUs will vest as follows, subject to continued service through each vesting date: 1/3 of the total award on March 20, 2026 and the remaining amount on March 20, 2027. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 21:58 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionCommon Shares | 187,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-027343 · tm2510152-4_4seq1.xml · nonDerivative · entry 1 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,087,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Consists of restricted stock units ("RSUs") that converted to common shares on a one-to-one basis. The RSUs were granted on March 20, 2023 and 1/3 vested on March 20, 2024 and 1/3 vested on March 20, 2025. The remaining RSUs will vest on March 20, 2026, subject to continued service through such date. F2 · balance_after: This number updates information included in the Form 4 filed for the reporting person on November 27, 2024, to reflect the amount of securities beneficially owned following the reported transaction as 899,719 (as opposed to 977,844). Read SEC document |
| November 27, 2024 Filed Nov 28, 2024 01:24 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 47,523 | $0.85 | $40,185.45 |
DisclosureSEC source: 0001104659-24-123830 · tm2429783-1_4seq1.xml · nonDerivative · entry 1 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 977,844 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted to the Reporting Person on November 22, 2024 pursuant to an automatic "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.84 to $0.87 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| March 22, 2024 Filed Mar 23, 2024 01:33 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 233,424 | $1.61 | $375,509.19 |
DisclosureSEC source: 0001104659-24-038042 · tm249615-4_4seq1.xml · nonDerivative · entry 3 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 947,242 F3 · shares: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of RSUs that were granted on March 20, 2023 and March 20, 2024 pursuant to an automatic "sell to cover" provision under which the Reporting Person did not have discretion included in the RSU Agreement. F4 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.58 to $1.65 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| March 20, 2024 Filed Mar 23, 2024 01:33 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantRestricted Stock Units · Derivative | 499,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-038042 · tm249615-4_4seq1.xml · derivative · entry 5 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 499,505 Underlying: Common Shares · 499,505 shares Expires not disclosed F5 · derivative.exercise_price: Each RSU represents the right to receive one common share upon vesting. F7 · derivative.exercise_date: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2024 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date. F7 · derivative.expiration_date: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2024 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date. Read SEC document |
| March 20, 2024 Filed Mar 23, 2024 01:33 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionRestricted Stock Units · Derivative | 187,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-038042 · tm249615-4_4seq1.xml · derivative · entry 4 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,324 Underlying: Common Shares · 187,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents the right to receive one common share upon vesting. F6 · derivative.exercise_date: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2023 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date. 1/3 of the RSUs have granted as of the date hereof. F6 · derivative.expiration_date: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2023 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date. 1/3 of the RSUs have granted as of the date hereof. Read SEC document |
| March 20, 2024 Filed Mar 23, 2024 01:33 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 213,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-038042 · tm249615-4_4seq1.xml · nonDerivative · entry 2 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,180,666 F2 · shares: Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan. Read SEC document |
| March 20, 2024 Filed Mar 23, 2024 01:33 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionCommon Shares | 187,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-038042 · tm249615-4_4seq1.xml · nonDerivative · entry 1 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 967,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Consists of restricted stock units ("RSUs") that converted to common shares on a one-to-one basis. The RSUs were granted on March 20, 2023 and 1/3 vested on March 20, 2024. The remaining RSUs will vest as follows, subject to continued service through each vesting date: 1/3 of the total award on March 20, 2025 and the remaining amount on March 20, 2026. Read SEC document |
| November 27, 2023 Filed Nov 28, 2023 01:50 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 31,057 | $1.26 | $39,035.54 |
DisclosureSEC source: 0001104659-23-121362 · tm2331337-2_4seq1.xml · nonDerivative · entry 1 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 779,641 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted to the Reporting Person on November 22, 2021 pursuant to an automatic "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.25 to $1.28 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| August 16, 2023 Filed Aug 18, 2023 20:04 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantClass A Warrants (right to buy) · Derivative | 13,750 | Not disclosed Strike: $3.00 | Not disclosed |
DisclosureSEC source: 0001104659-23-093473 · tm2324107-3_4seq1.xml · derivative · entry 2 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,750 Underlying: Common Shares · 13,750 shares Expires 2027-12-31 F1 · price: Each common share was purchased together with an accompanying Class A Warrant to purchase 0.5 of a common share in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.00 per common share and accompanying warrant. Read SEC document |
| August 16, 2023 Filed Aug 18, 2023 20:04 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 27,500 | $2.00 | $55,000.00 |
DisclosureSEC source: 0001104659-23-093473 · tm2324107-3_4seq1.xml · nonDerivative · entry 1 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 810,698 F1 · shares: Each common share was purchased together with an accompanying Class A Warrant to purchase 0.5 of a common share in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.00 per common share and accompanying warrant. F1 · price: Each common share was purchased together with an accompanying Class A Warrant to purchase 0.5 of a common share in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.00 per common share and accompanying warrant. Read SEC document |
| May 31, 2023 Filed Jun 9, 2023 12:00 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 15,000 | $0.59 | $8,799.00 |
DisclosureSEC source: 0001104659-23-069659 · tm2318130-1_4seq1.xml · nonDerivative · entry 1 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 783,198 F1 · shares: The shares were acquired under the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") in a transaction that was exempt under Rule 16b-3(c). In accordance with the terms of the ESPP, these shares were purchased at a price equal to 85% of the fair market value closing price of the Issuer's common shares on May 31, 2023. Read SEC document |
| March 28, 2023 Filed Apr 5, 2023 20:02 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 125,582 | $0.71 | $89,753.46 |
DisclosureSEC source: 0001104659-23-042137 · tm2310911-2_4seq1.xml · nonDerivative · entry 2 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 768,198 F2 · shares: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of RSUs that were granted on March 20, 2023 pursuant to an automatic "sell to cover" provision under which the Reporting Person did not have discretion included in the RSU Agreement. F3 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.70 to $0.7825 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| March 20, 2023 Filed Apr 5, 2023 20:02 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantRestricted Stock Units · Derivative | 562,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-042137 · tm2310911-2_4seq1.xml · derivative · entry 3 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 562,987 Underlying: Common Shares · 562,987 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents the right to receive one common share upon vesting. F5 · derivative.exercise_date: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2023 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date. F5 · derivative.expiration_date: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2023 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date. Read SEC document |
| March 20, 2023 Filed Apr 5, 2023 20:02 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 237,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-042137 · tm2310911-2_4seq1.xml · nonDerivative · entry 1 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 893,780 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan. Read SEC document |
| November 30, 2022 Filed Dec 8, 2022 21:29 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 15,000 | $0.73 | $10,900.50 |
DisclosureSEC source: 0001104659-22-125502 · tm2231780-2_4seq1.xml · nonDerivative · entry 1 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,581 F1 · shares: These shares were acquired under the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). In accordance with the terms of the ESPP, these shares were purchased at a price equal to 85% of the fair market value closing price of the Issuer's common shares on November 30, 2022. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 21:33 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 36,735 | $0.80 | $29,457.80 |
DisclosureSEC source: 0001104659-22-123684 · tm2231780-1_4seq1.xml · nonDerivative · entry 1 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,581 F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted to the Reporting Person on November 22, 2021 pursuant to an automatic "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.791 to $0.8359 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| March 30, 2022 Filed Mar 30, 2022 23:32 UTC | TMC the metals Co Inc. TMC · Entity 4335 | PurchaseCommon Shares | 15,000 | $1.80 | $26,979.00 |
DisclosureSEC source: 0001104659-22-040340 · tm2210950-1_4seq1.xml · nonDerivative · entry 1 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 678,316 Read SEC document |
| February 09, 2022 Filed Feb 22, 2022 13:13 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Tax withholdingCommon Shares | 22,859 | $1.64 | $37,488.76 |
DisclosureSEC source: 0001104659-22-025380 · tm226663-5_4seq1.xml · nonDerivative · entry 2 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 663,316 F3 · shares: Shares withheld from the Reporting Person's RSU award to cover the tax withholding obligation that arose from the grant on February 9, 2022. F2 · balance_after: Includes 92,908 Common Shares received in a pro rata distribution from Empire, A Series of Cathode Holdings, LLC, in which the Reporting Person does not have a controlling interest, to its members on November 1, 2021. Read SEC document |
| February 09, 2022 Filed Feb 22, 2022 13:13 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 50,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-025380 · tm226663-5_4seq1.xml · nonDerivative · entry 1 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,175 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan. F2 · balance_after: Includes 92,908 Common Shares received in a pro rata distribution from Empire, A Series of Cathode Holdings, LLC, in which the Reporting Person does not have a controlling interest, to its members on November 1, 2021. Read SEC document |
| November 22, 2021 Filed Nov 25, 2021 00:14 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 234,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-143719 · tm2133958-3_4seq.xml · nonDerivative · entry 1 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,137 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs vest in three equal annual installments beginning on November 22, 2022 and ending on November 22, 2024, subject to continued service to the Company through the applicable vesting dates. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 23:39 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantClass H Special Shares · Derivative | 33,683 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-047795 · ownership.xml · derivative · entry 11 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,683 Underlying: Common Shares · 33,683 shares Expires not disclosed F8 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F8 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F8 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F8 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 23:39 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantClass G Special Shares · Derivative | 33,683 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-047795 · ownership.xml · derivative · entry 10 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,683 Underlying: Common Shares · 33,683 shares Expires not disclosed F8 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F8 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F8 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F8 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 23:39 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantClass F Special Shares · Derivative | 26,946 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-047795 · ownership.xml · derivative · entry 9 Shesky Craig · CIK 0001874308 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,946 Underlying: Common Shares · 26,946 shares Expires not disclosed F8 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F8 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F8 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F8 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.