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Koh Peter

Disclosed activity across 1 company

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52310
SEC CIK
0001521137

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HOPE BANCORP INCHOPE · Entity 4609President & COOApril 14, 2026April 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HOPE BANCORP INC

Report date April 14, 2026 · Filed April 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect146,099 Reported balance After 2026-04-14 transaction · row 1
1 source row

Row 1 · 2026-04-14 · Grant · Acquired 14,238 · Balance 146,099

F1: Total 14,238 Restricted Stock Units ("RSU") were granted on April 14, 2026 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan ("2024 EIP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 4,746 shares will each vest on April 14, 2027, March 21, 2028 and March 21, 2029.

Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.18 · Expires 2026-09-01Direct20,000 Reported balance Holding disclosure · report date 2026-04-14 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 20,000

F2: Non-qualified stock options granted on September 1, 2016 pursuant to the 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Total 14,238 Restricted Stock Units ("RSU") were granted on April 14, 2026 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan ("2024 EIP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 4,746 shares will each vest on April 14, 2027, March 21, 2028 and March 21, 2029.

F2: Non-qualified stock options granted on September 1, 2016 pursuant to the 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2022 Filed Mar 18, 2022 01:04 UTC HOPE BANCORP INC HOPE · Entity 4609 Disposition to issuerPerformance-based Restricted Stock Units · Derivative 2,538 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019898 · doc4.xml · derivative · entry 8

Koh Peter · CIK 0001521137 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,538 shares

Expires not disclosed

F7 · derivative.exercise_price: 2,538 PRSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index during the 11-quarter period from April 1, 2019 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F8 · shares: Represents the forfeiture of PRSU.

F7 · derivative.exercise_date: 2,538 PRSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index during the 11-quarter period from April 1, 2019 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F7 · derivative.expiration_date: 2,538 PRSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index during the 11-quarter period from April 1, 2019 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

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March 15, 2022 Filed Mar 18, 2022 01:04 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 708 $16.49 $11,674.92
Disclosure

SEC source: 0001209191-22-019898 · doc4.xml · nonDerivative · entry 2

Koh Peter · CIK 0001521137 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,258

Read SEC document
March 15, 2022 Filed Mar 18, 2022 01:04 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionCommon Stock 2,056 $16.49 $33,903.44
Disclosure

SEC source: 0001209191-22-019898 · doc4.xml · nonDerivative · entry 1

Koh Peter · CIK 0001521137 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents performance-based restricted stock units "PRSU" described in footnote 9. Total 2,056 shares were vested and 482 shares were forfeited.

Read SEC document
March 07, 2022 Filed Mar 10, 2022 00:28 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 1,086 $15.61 $16,952.46
Disclosure

SEC source: 0001209191-22-017708 · doc4.xml · nonDerivative · entry 1

Koh Peter · CIK 0001521137 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,910

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

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May 19, 2021 Filed May 21, 2021 23:37 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantPerformance-based Restricted Stock Units · Derivative 941 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-035109 · doc4.xml · derivative · entry 5

Koh Peter · CIK 0001521137 · EVP & Deputy COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941

Underlying: Common Stock · 941 shares

Expires not disclosed

F4 · derivative.exercise_price: 941 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F4 · price: 941 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F4 · derivative.exercise_date: 941 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F4 · derivative.expiration_date: 941 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

Read SEC document
May 19, 2021 Filed May 21, 2021 23:37 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantPerformance-based Restricted Stock Units · Derivative 1,880 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-035109 · doc4.xml · derivative · entry 4

Koh Peter · CIK 0001521137 · EVP & Deputy COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,880

Underlying: Common Stock · 1,880 shares

Expires not disclosed

F3 · derivative.exercise_price: 1,880 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12-month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F3 · price: 1,880 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12-month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F3 · derivative.exercise_date: 1,880 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12-month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F3 · derivative.expiration_date: 1,880 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12-month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

Read SEC document
May 19, 2021 Filed May 21, 2021 23:37 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantPerformance-based Restricted Stock Units · Derivative 1,880 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-035109 · doc4.xml · derivative · entry 3

Koh Peter · CIK 0001521137 · EVP & Deputy COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,880

Underlying: Common Stock · 1,880 shares

Expires not disclosed

F2 · derivative.exercise_price: 1,880 performance-based restricted stock units ("PRSU") were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F2 · price: 1,880 performance-based restricted stock units ("PRSU") were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F2 · derivative.exercise_date: 1,880 performance-based restricted stock units ("PRSU") were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F2 · derivative.expiration_date: 1,880 performance-based restricted stock units ("PRSU") were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

Read SEC document
May 19, 2021 Filed May 21, 2021 23:37 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantTime-based Restricted Stock Units · Derivative 4,702 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-035109 · doc4.xml · derivative · entry 2

Koh Peter · CIK 0001521137 · EVP & Deputy COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,702

Underlying: Common Stock · 4,702 shares

Expires not disclosed

F1 · derivative.exercise_price: Total 4,702 Restricted Stock Units ("RSU") were granted on May 19, 2021 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,567 each will vest annually on May 19, 2022 and 2023, and 1,568 shares will vest on May 19, 2024.

F1 · price: Total 4,702 Restricted Stock Units ("RSU") were granted on May 19, 2021 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,567 each will vest annually on May 19, 2022 and 2023, and 1,568 shares will vest on May 19, 2024.

F1 · derivative.exercise_date: Total 4,702 Restricted Stock Units ("RSU") were granted on May 19, 2021 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,567 each will vest annually on May 19, 2022 and 2023, and 1,568 shares will vest on May 19, 2024.

F1 · derivative.expiration_date: Total 4,702 Restricted Stock Units ("RSU") were granted on May 19, 2021 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,567 each will vest annually on May 19, 2022 and 2023, and 1,568 shares will vest on May 19, 2024.

Read SEC document
April 26, 2021 Filed Apr 29, 2021 00:27 UTC HOPE BANCORP INC HOPE · Entity 4609 Disposition to issuerPerformance-based Restricted Stock Units · Derivative 1,995 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028850 · doc4.xml · derivative · entry 13

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,995 shares

Expires not disclosed

F11 · derivative.exercise_price: 1,995 PRSU were granted on April 26, 2018 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2018 through December 31, 2020. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F11 · derivative.exercise_date: 1,995 PRSU were granted on April 26, 2018 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2018 through December 31, 2020. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F11 · derivative.expiration_date: 1,995 PRSU were granted on April 26, 2018 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2018 through December 31, 2020. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

Read SEC document
April 26, 2021 Filed Apr 29, 2021 00:27 UTC HOPE BANCORP INC HOPE · Entity 4609 Disposition to issuerPerformance-based Restricted Stock Units · Derivative 1,995 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028850 · doc4.xml · derivative · entry 12

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,995 shares

Expires not disclosed

F10 · derivative.exercise_price: 1,995 PRSU were granted on April 26, 2018 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU depends upon Hope's achievement of a specified increase in the cumulative quarterly earnings per share during the 11-quarter period from April 1, 2018 through December 31, 2020. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F10 · derivative.exercise_date: 1,995 PRSU were granted on April 26, 2018 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU depends upon Hope's achievement of a specified increase in the cumulative quarterly earnings per share during the 11-quarter period from April 1, 2018 through December 31, 2020. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F10 · derivative.expiration_date: 1,995 PRSU were granted on April 26, 2018 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU depends upon Hope's achievement of a specified increase in the cumulative quarterly earnings per share during the 11-quarter period from April 1, 2018 through December 31, 2020. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

Read SEC document
April 26, 2021 Filed Apr 29, 2021 00:27 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionTime-based Restricted Stock Units · Derivative 1,330 $15.47 $20,575.10
Disclosure

SEC source: 0001209191-21-028850 · doc4.xml · derivative · entry 11

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Total 3,989 RSU were granted on April 26, 2018 pursuant to the 2017 LTIP and 2016 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,329 shares will vest on April 26, 2019, and 1,330 shares each will vest annually on April 26, 2020 and 2021.

F9 · derivative.exercise_date: Total 3,989 RSU were granted on April 26, 2018 pursuant to the 2017 LTIP and 2016 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,329 shares will vest on April 26, 2019, and 1,330 shares each will vest annually on April 26, 2020 and 2021.

F9 · derivative.expiration_date: Total 3,989 RSU were granted on April 26, 2018 pursuant to the 2017 LTIP and 2016 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,329 shares will vest on April 26, 2019, and 1,330 shares each will vest annually on April 26, 2020 and 2021.

Read SEC document
April 26, 2021 Filed Apr 29, 2021 00:27 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 460 $15.47 $7,116.20
Disclosure

SEC source: 0001209191-21-028850 · doc4.xml · nonDerivative · entry 2

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,894

Read SEC document
April 26, 2021 Filed Apr 29, 2021 00:27 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionCommon Stock 1,330 $15.47 $20,575.10
Disclosure

SEC source: 0001209191-21-028850 · doc4.xml · nonDerivative · entry 1

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2021 Filed Apr 27, 2021 00:53 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionTime-based Restricted Stock Units · Derivative 2,666 $14.92 $39,776.72
Disclosure

SEC source: 0001209191-21-028445 · doc4.xml · derivative · entry 3

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,334

Underlying: Common Stock · 2,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Total 8,000 Restricted Stock Units ("RSU") were granted on April 22, 2020 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,666 will vest on April 22, 2021, and 2667 shares each will vest annually on April 22, 2022, and 2023.

F1 · derivative.exercise_date: Total 8,000 Restricted Stock Units ("RSU") were granted on April 22, 2020 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,666 will vest on April 22, 2021, and 2667 shares each will vest annually on April 22, 2022, and 2023.

F1 · derivative.expiration_date: Total 8,000 Restricted Stock Units ("RSU") were granted on April 22, 2020 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,666 will vest on April 22, 2021, and 2667 shares each will vest annually on April 22, 2022, and 2023.

Read SEC document
April 22, 2021 Filed Apr 27, 2021 00:53 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 922 $14.92 $13,756.24
Disclosure

SEC source: 0001209191-21-028445 · doc4.xml · nonDerivative · entry 2

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,024

Read SEC document
April 22, 2021 Filed Apr 27, 2021 00:53 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionCommon Stock 2,666 $14.92 $39,776.72
Disclosure

SEC source: 0001209191-21-028445 · doc4.xml · nonDerivative · entry 1

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:42 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionTime-based Restricted Stock Units · Derivative 2,015 $15.30 $30,829.50
Disclosure

SEC source: 0001209191-21-019694 · doc4.xml · derivative · entry 12

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Total 4,029 RSU were granted on March 8, 2019 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan ("2016 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,014 and 2,015 shares will vest annually on March 8, 2020 and 2021 respectively.

F8 · derivative.exercise_date: Total 4,029 RSU were granted on March 8, 2019 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan ("2016 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,014 and 2,015 shares will vest annually on March 8, 2020 and 2021 respectively.

F8 · derivative.expiration_date: Total 4,029 RSU were granted on March 8, 2019 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan ("2016 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,014 and 2,015 shares will vest annually on March 8, 2020 and 2021 respectively.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:42 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionTime-based Restricted Stock Units · Derivative 2,650 $15.30 $40,545.00
Disclosure

SEC source: 0001209191-21-019694 · doc4.xml · derivative · entry 8

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,650

Underlying: Common Stock · 2,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Total 5,300 RSU were granted on March 6, 2020 pursuant to the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,650 shares each will vest annually on March 6, 2021 and 2022.

F4 · derivative.exercise_date: Total 5,300 RSU were granted on March 6, 2020 pursuant to the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,650 shares each will vest annually on March 6, 2021 and 2022.

F4 · derivative.expiration_date: Total 5,300 RSU were granted on March 6, 2020 pursuant to the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,650 shares each will vest annually on March 6, 2021 and 2022.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:42 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 1,089 $15.30 $16,661.70
Disclosure

SEC source: 0001209191-21-019694 · doc4.xml · nonDerivative · entry 4

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,280

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:42 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionCommon Stock 2,650 $15.30 $40,545.00
Disclosure

SEC source: 0001209191-21-019694 · doc4.xml · nonDerivative · entry 3

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:42 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 828 $15.30 $12,668.40
Disclosure

SEC source: 0001209191-21-019694 · doc4.xml · nonDerivative · entry 2

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,719

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:42 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionCommon Stock 2,015 $15.30 $30,829.50
Disclosure

SEC source: 0001209191-21-019694 · doc4.xml · nonDerivative · entry 1

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 17:27 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionTime-based Restricted Stock Units · Derivative 1,400 $8.47 $11,851.00
Disclosure

SEC source: 0001209191-20-049325 · doc4.xml · derivative · entry 11

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 1,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: On September 1, 2016, the reporting person was granted 7,000 RSU pursuant to the 2016 ICP. RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date.

F9 · derivative.exercise_date: On September 1, 2016, the reporting person was granted 7,000 RSU pursuant to the 2016 ICP. RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date.

F9 · derivative.expiration_date: On September 1, 2016, the reporting person was granted 7,000 RSU pursuant to the 2016 ICP. RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 17:27 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 485 $8.47 $4,105.53
Disclosure

SEC source: 0001209191-20-049325 · doc4.xml · nonDerivative · entry 2

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,391

Read SEC document
September 01, 2020 Filed Sep 3, 2020 17:27 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionCommon Stock 1,400 $8.47 $11,851.00
Disclosure

SEC source: 0001209191-20-049325 · doc4.xml · nonDerivative · entry 1

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 18:08 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionTime-based Restricted Stock Units · Derivative 667 $8.42 $5,616.14
Disclosure

SEC source: 0001209191-20-043926 · doc4.xml · derivative · entry 15

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Total 2,000 RSU were granted on July 27, 2017 pursuant to the 2017 LTIP and 2016 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 666 shares will vest on shares on July 27, 2018, and 667 shares each will vest annually on July 27, 2019 and 2020.

F13 · derivative.exercise_date: Total 2,000 RSU were granted on July 27, 2017 pursuant to the 2017 LTIP and 2016 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 666 shares will vest on shares on July 27, 2018, and 667 shares each will vest annually on July 27, 2019 and 2020.

F13 · derivative.expiration_date: Total 2,000 RSU were granted on July 27, 2017 pursuant to the 2017 LTIP and 2016 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 666 shares will vest on shares on July 27, 2018, and 667 shares each will vest annually on July 27, 2019 and 2020.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 18:08 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 230 $8.42 $1,936.60
Disclosure

SEC source: 0001209191-20-043926 · doc4.xml · nonDerivative · entry 2

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,476

Read SEC document
July 27, 2020 Filed Jul 29, 2020 18:08 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionCommon Stock 667 $8.42 $5,616.14
Disclosure

SEC source: 0001209191-20-043926 · doc4.xml · nonDerivative · entry 1

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2020 Filed May 26, 2020 20:34 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionTime-based Restricted Stock Units · Derivative 1,692 $8.97 $15,177.24
Disclosure

SEC source: 0001209191-20-032024 · doc4.xml · derivative · entry 7

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,384

Underlying: Common Stock · 3,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Total 5,076 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,692 shares each will vest annually on May 23, 2020, 2021, and 2022.

F5 · derivative.exercise_date: Total 5,076 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,692 shares each will vest annually on May 23, 2020, 2021, and 2022.

F5 · derivative.expiration_date: Total 5,076 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,692 shares each will vest annually on May 23, 2020, 2021, and 2022.

Read SEC document
May 25, 2020 Filed May 26, 2020 20:34 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 582 $8.97 $5,220.54
Disclosure

SEC source: 0001209191-20-032024 · doc4.xml · nonDerivative · entry 2

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,039

Read SEC document
May 25, 2020 Filed May 26, 2020 20:34 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionCommon Stock 1,692 $8.97 $15,177.24
Disclosure

SEC source: 0001209191-20-032024 · doc4.xml · nonDerivative · entry 1

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2020 Filed Apr 27, 2020 20:48 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionTime-based Restricted Stock Units · Derivative 1,330 $8.33 $11,078.90
Disclosure

SEC source: 0001209191-20-025815 · doc4.xml · derivative · entry 12

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,330

Underlying: Common Stock · 1,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Total 3,989 RSU were granted on April 26, 2018 pursuant to the 2017 LTIP and 2016 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,329 shares will vest on April 26, 2019, and 1,330 shares each will vest annually on April 26, 2020 and 2021.

F10 · derivative.exercise_date: Total 3,989 RSU were granted on April 26, 2018 pursuant to the 2017 LTIP and 2016 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,329 shares will vest on April 26, 2019, and 1,330 shares each will vest annually on April 26, 2020 and 2021.

F10 · derivative.expiration_date: Total 3,989 RSU were granted on April 26, 2018 pursuant to the 2017 LTIP and 2016 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,329 shares will vest on April 26, 2019, and 1,330 shares each will vest annually on April 26, 2020 and 2021.

Read SEC document
April 26, 2020 Filed Apr 27, 2020 20:48 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 457 $8.33 $3,806.81
Disclosure

SEC source: 0001209191-20-025815 · doc4.xml · nonDerivative · entry 2

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,929

Read SEC document
April 26, 2020 Filed Apr 27, 2020 20:48 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionCommon Stock 1,330 $8.33 $11,078.90
Disclosure

SEC source: 0001209191-20-025815 · doc4.xml · nonDerivative · entry 1

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2020 Filed Apr 25, 2020 00:10 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantPerformance-based Restricted Stock Units · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-025726 · doc4.xml · derivative · entry 4

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F3 · derivative.exercise_price: 4,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2020 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F3 · price: 4,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2020 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F3 · derivative.exercise_date: 4,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2020 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F3 · derivative.expiration_date: 4,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2020 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

Read SEC document
April 22, 2020 Filed Apr 25, 2020 00:10 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantPerformance-based Restricted Stock Units · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-025726 · doc4.xml · derivative · entry 3

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F2 · derivative.exercise_price: 4,000 performance-based restricted stock units ("PRSU") were granted on April 22, 2020 pursuant to the 2017 LTIP and 2020 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F2 · price: 4,000 performance-based restricted stock units ("PRSU") were granted on April 22, 2020 pursuant to the 2017 LTIP and 2020 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F2 · derivative.exercise_date: 4,000 performance-based restricted stock units ("PRSU") were granted on April 22, 2020 pursuant to the 2017 LTIP and 2020 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F2 · derivative.expiration_date: 4,000 performance-based restricted stock units ("PRSU") were granted on April 22, 2020 pursuant to the 2017 LTIP and 2020 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

Read SEC document
April 22, 2020 Filed Apr 25, 2020 00:10 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantTime-based Restricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025726 · doc4.xml · derivative · entry 2

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Total 8,000 Restricted Stock Units ("RSU") were granted on April 22, 2020 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the Hope Bancorp, Inc. 2020 Incentive Compensation Plan ("2020 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,666 will vest on April 22, 2021, and 2667 shares each will vest annually on April 22, 2022, and 2023.

F1 · derivative.exercise_date: Total 8,000 Restricted Stock Units ("RSU") were granted on April 22, 2020 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the Hope Bancorp, Inc. 2020 Incentive Compensation Plan ("2020 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,666 will vest on April 22, 2021, and 2667 shares each will vest annually on April 22, 2022, and 2023.

F1 · derivative.expiration_date: Total 8,000 Restricted Stock Units ("RSU") were granted on April 22, 2020 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the Hope Bancorp, Inc. 2020 Incentive Compensation Plan ("2020 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,666 will vest on April 22, 2021, and 2667 shares each will vest annually on April 22, 2022, and 2023.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 21:37 UTC HOPE BANCORP INC HOPE · Entity 4609 Disposition to issuerPerformance-based Restricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019712 · doc4.xml · derivative · entry 14

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F12 · derivative.exercise_price: 1,000 PRSU were granted on July 27, 2017 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over a 10-quarter period from July 1, 2017 through December 31, 2019. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F12 · derivative.exercise_date: 1,000 PRSU were granted on July 27, 2017 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over a 10-quarter period from July 1, 2017 through December 31, 2019. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F12 · derivative.expiration_date: 1,000 PRSU were granted on July 27, 2017 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over a 10-quarter period from July 1, 2017 through December 31, 2019. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F12 · derivative.underlying_shares: 1,000 PRSU were granted on July 27, 2017 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over a 10-quarter period from July 1, 2017 through December 31, 2019. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F12 · balance_after: 1,000 PRSU were granted on July 27, 2017 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over a 10-quarter period from July 1, 2017 through December 31, 2019. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

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March 15, 2020 Filed Mar 17, 2020 21:37 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 1,000 $9.57 $9,570.00
Disclosure

SEC source: 0001209191-20-019712 · doc4.xml · derivative · entry 13

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: 1,000 PRSU were granted on July 27, 2017 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU depends upon Hope's achievement of a specified increase in the cumulative quarterly earnings per share during the 10-quarter period from July 1, 2017 through December 31, 2019. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F11 · derivative.exercise_date: 1,000 PRSU were granted on July 27, 2017 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU depends upon Hope's achievement of a specified increase in the cumulative quarterly earnings per share during the 10-quarter period from July 1, 2017 through December 31, 2019. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F11 · derivative.expiration_date: 1,000 PRSU were granted on July 27, 2017 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU depends upon Hope's achievement of a specified increase in the cumulative quarterly earnings per share during the 10-quarter period from July 1, 2017 through December 31, 2019. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F11 · derivative.underlying_shares: 1,000 PRSU were granted on July 27, 2017 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU depends upon Hope's achievement of a specified increase in the cumulative quarterly earnings per share during the 10-quarter period from July 1, 2017 through December 31, 2019. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F11 · balance_after: 1,000 PRSU were granted on July 27, 2017 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU depends upon Hope's achievement of a specified increase in the cumulative quarterly earnings per share during the 10-quarter period from July 1, 2017 through December 31, 2019. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

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March 15, 2020 Filed Mar 17, 2020 21:37 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 412 $9.57 $3,942.84
Disclosure

SEC source: 0001209191-20-019712 · doc4.xml · nonDerivative · entry 2

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,056

Read SEC document
March 15, 2020 Filed Mar 17, 2020 21:37 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionCommon Stock 1,230 $9.57 $11,771.10
Disclosure

SEC source: 0001209191-20-019712 · doc4.xml · nonDerivative · entry 1

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 00:11 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionTime-based Restricted Stock Units · Derivative 2,014 $10.14 $20,421.96
Disclosure

SEC source: 0001209191-20-017917 · doc4.xml · derivative · entry 7

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,015

Underlying: Common Stock · 2,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Total 4,029 RSU were granted on March 8, 2019 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan ("2016 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,014 and 2,015 shares will vest annually on March 8, 2020 and 2021 respectively.

F5 · derivative.exercise_date: Total 4,029 RSU were granted on March 8, 2019 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan ("2016 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,014 and 2,015 shares will vest annually on March 8, 2020 and 2021 respectively.

F5 · derivative.expiration_date: Total 4,029 RSU were granted on March 8, 2019 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan ("2016 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,014 and 2,015 shares will vest annually on March 8, 2020 and 2021 respectively.

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March 09, 2020 Filed Mar 11, 2020 00:11 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 674 $10.14 $6,834.36
Disclosure

SEC source: 0001209191-20-017917 · doc4.xml · nonDerivative · entry 2

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,238

Read SEC document
March 09, 2020 Filed Mar 11, 2020 00:11 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionCommon Stock 2,014 $10.14 $20,421.96
Disclosure

SEC source: 0001209191-20-017917 · doc4.xml · nonDerivative · entry 1

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2020 Filed Mar 11, 2020 00:11 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantTime-based Restricted Stock Units · Derivative 5,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017917 · doc4.xml · derivative · entry 3

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Total 5,300 Restricted Stock Units (RSU) were granted on March 6, 2020 pursuant to the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,650 shares each will vest annually on March 6, 2021 and 2022.

F1 · derivative.exercise_date: Total 5,300 Restricted Stock Units (RSU) were granted on March 6, 2020 pursuant to the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,650 shares each will vest annually on March 6, 2021 and 2022.

F1 · derivative.expiration_date: Total 5,300 Restricted Stock Units (RSU) were granted on March 6, 2020 pursuant to the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,650 shares each will vest annually on March 6, 2021 and 2022.

Read SEC document
September 01, 2019 Filed Sep 3, 2019 23:11 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionTime-based Restricted Stock Units · Derivative 1,400 $13.41 $18,774.00
Disclosure

SEC source: 0001209191-19-048032 · doc4.xml · derivative · entry 7

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 2,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: On September 1, 2016, the reporting person was granted 7,000 RSU pursuant to the 2016 ICP. RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date.

F5 · derivative.exercise_date: On September 1, 2016, the reporting person was granted 7,000 RSU pursuant to the 2016 ICP. RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On September 1, 2016, the reporting person was granted 7,000 RSU pursuant to the 2016 ICP. RSUs convert into common stock on a one-for-one basis and vest annually in five equal installments beginning on the first anniversary of the grant date.

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September 01, 2019 Filed Sep 3, 2019 23:11 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 455 $13.41 $6,101.55
Disclosure

SEC source: 0001209191-19-048032 · doc4.xml · nonDerivative · entry 2

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,898

Read SEC document
September 01, 2019 Filed Sep 3, 2019 23:11 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionCommon Stock 1,400 $13.41 $18,774.00
Disclosure

SEC source: 0001209191-19-048032 · doc4.xml · nonDerivative · entry 1

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2019 Filed Jul 30, 2019 22:03 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionTime-based Restricted Stock Units · Derivative 667 $14.42 $9,618.14
Disclosure

SEC source: 0001209191-19-043729 · doc4.xml · derivative · entry 11

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667

Underlying: Common Stock · 667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Total 2,000 RSU were granted on July 27, 2017 pursuant to the 2017 LTIP and 2016 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 666 shares will vest on shares on July 27, 2018, and 667 shares each will vest annually on July 27, 2019 and 2020.

F9 · derivative.exercise_date: Total 2,000 RSU were granted on July 27, 2017 pursuant to the 2017 LTIP and 2016 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 666 shares will vest on shares on July 27, 2018, and 667 shares each will vest annually on July 27, 2019 and 2020.

F9 · derivative.expiration_date: Total 2,000 RSU were granted on July 27, 2017 pursuant to the 2017 LTIP and 2016 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 666 shares will vest on shares on July 27, 2018, and 667 shares each will vest annually on July 27, 2019 and 2020.

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July 27, 2019 Filed Jul 30, 2019 22:03 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 217 $14.42 $3,129.14
Disclosure

SEC source: 0001209191-19-043729 · doc4.xml · nonDerivative · entry 2

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,953

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.