Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HOPE BANCORP INCHOPE · Entity 4609 | President & COO | April 14, 2026 | April 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HOPE BANCORP INC
Report date April 14, 2026 · Filed April 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 146,099 |
Reported balance
After 2026-04-14 transaction · row 1
1 source rowRow 1 · 2026-04-14 · Grant · Acquired 14,238 · Balance 146,099 F1: Total 14,238 Restricted Stock Units ("RSU") were granted on April 14, 2026 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan ("2024 EIP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 4,746 shares will each vest on April 14, 2027, March 21, 2028 and March 21, 2029. |
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.18 · Expires 2026-09-01 | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2026-04-14 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 20,000 F2: Non-qualified stock options granted on September 1, 2016 pursuant to the 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Total 14,238 Restricted Stock Units ("RSU") were granted on April 14, 2026 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan ("2024 EIP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 4,746 shares will each vest on April 14, 2027, March 21, 2028 and March 21, 2029.
F2: Non-qualified stock options granted on September 1, 2016 pursuant to the 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 14, 2026 Filed Apr 16, 2026 19:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantCommon Stock | 14,238 | $10.84 | $154,339.92 |
DisclosureSEC source: 0001521137-26-000005 · ownership.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,099 F1 · shares: Total 14,238 Restricted Stock Units ("RSU") were granted on April 14, 2026 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan ("2024 EIP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 4,746 shares will each vest on April 14, 2027, March 21, 2028 and March 21, 2029. Read SEC document |
| March 25, 2026 Filed Mar 26, 2026 00:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 1,683 | $11.05 | $18,597.15 |
DisclosureSEC source: 0001521137-26-000002 · ownership.xml · nonDerivative · entry 2 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,861 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 24, 2026 Filed Mar 26, 2026 00:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 2,524 | $10.84 | $27,360.16 |
DisclosureSEC source: 0001521137-26-000002 · ownership.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,544 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| July 21, 2025 Filed Jul 23, 2025 23:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 1,382 | $11.36 | $15,699.52 |
DisclosureSEC source: 0000950170-25-098035 · ownership.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,068 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 21, 2025 Filed Mar 25, 2025 22:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantCommon Stock | 14,066 | $10.45 | $146,989.70 |
DisclosureSEC source: 0000950170-25-044601 · ownership.xml · nonDerivative · entry 2 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,450 F2 · shares: Total 14,066 Restricted Stock Units ("RSU") were granted on March 21, 2025 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan ("2024 EIP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 4,688 shares will vest on March 23, 2026 and 4,689 shares will each vest on March 19, 2027 and March 21, 2028. Read SEC document |
| March 21, 2025 Filed Mar 25, 2025 22:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 3,183 | $10.45 | $33,262.35 |
DisclosureSEC source: 0000950170-25-044601 · ownership.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,384 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 16:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Disposition to issuerPerformance-based Restricted Stock Units · Derivative | 2,109 | $10.57 | $22,292.13 |
DisclosureSEC source: 0000950170-25-036931 · ownership.xml · derivative · entry 11 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,109 shares Expires not disclosed F10 · derivative.exercise_price: 2,109 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F11 · kind: Represents the forfeiture of PRSU granted to the reporting person on March 23, 2022 that were eligible to vest based on certain financial performance objectives. F10 · derivative.exercise_date: 2,109 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F10 · derivative.expiration_date: 2,109 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 16:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 2,109 | $10.57 | $22,292.13 |
DisclosureSEC source: 0000950170-25-036931 · ownership.xml · derivative · entry 10 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,109 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: 2,109 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2022 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F9 · derivative.exercise_date: 2,109 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2022 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F9 · derivative.expiration_date: 2,109 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2022 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 16:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 1,055 | $10.57 | $11,151.35 |
DisclosureSEC source: 0000950170-25-036931 · ownership.xml · derivative · entry 9 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,055 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: 1,055 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F8 · derivative.exercise_date: 1,055 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F8 · derivative.expiration_date: 1,055 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 16:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 1,526 | $10.57 | $16,129.82 |
DisclosureSEC source: 0000950170-25-036931 · ownership.xml · nonDerivative · entry 2 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,567 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 16:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionCommon Stock | 3,713 | $10.57 | $39,246.41 |
DisclosureSEC source: 0000950170-25-036931 · ownership.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2024 Filed Jul 23, 2024 23:51 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantPerformance-based Restricted Stock Units · Derivative | 5,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-085823 · ownership.xml · derivative · entry 3 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,792 Underlying: Common Stock · 5,792 shares Expires not disclosed F3 · derivative.exercise_price: 5,792 PRSU were granted on July 19, 2024 pursuant to the 2024 EIP and subject to cliff vesting following a three-year performance period. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over 12 quarter period from January 1, 2024 through December 31, 2026. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F3 · price: 5,792 PRSU were granted on July 19, 2024 pursuant to the 2024 EIP and subject to cliff vesting following a three-year performance period. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over 12 quarter period from January 1, 2024 through December 31, 2026. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F3 · derivative.exercise_date: 5,792 PRSU were granted on July 19, 2024 pursuant to the 2024 EIP and subject to cliff vesting following a three-year performance period. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over 12 quarter period from January 1, 2024 through December 31, 2026. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F3 · derivative.expiration_date: 5,792 PRSU were granted on July 19, 2024 pursuant to the 2024 EIP and subject to cliff vesting following a three-year performance period. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over 12 quarter period from January 1, 2024 through December 31, 2026. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| July 19, 2024 Filed Jul 23, 2024 23:51 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantPerformance-based Restricted Stock Units · Derivative | 5,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-085823 · ownership.xml · derivative · entry 2 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,792 Underlying: Common Stock · 5,792 shares Expires not disclosed F2 · derivative.exercise_price: 5,792 performance-based RSU ("PRSU") were granted on July 19, 2024 pursuant to the 2024 EIP and subject to cliff vesting following completion of a 3-year performance period. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute return on average tangible common equity. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F2 · price: 5,792 performance-based RSU ("PRSU") were granted on July 19, 2024 pursuant to the 2024 EIP and subject to cliff vesting following completion of a 3-year performance period. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute return on average tangible common equity. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F2 · derivative.exercise_date: 5,792 performance-based RSU ("PRSU") were granted on July 19, 2024 pursuant to the 2024 EIP and subject to cliff vesting following completion of a 3-year performance period. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute return on average tangible common equity. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F2 · derivative.expiration_date: 5,792 performance-based RSU ("PRSU") were granted on July 19, 2024 pursuant to the 2024 EIP and subject to cliff vesting following completion of a 3-year performance period. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute return on average tangible common equity. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| July 19, 2024 Filed Jul 23, 2024 23:51 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantCommon Stock | 11,583 | $12.69 | $146,988.27 |
DisclosureSEC source: 0000950170-24-085823 · ownership.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,380 F1 · shares: Total 11,583 Restricted Stock Units ("RSU") were granted on July 19, 2024 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan ("2024 EIP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 3,861 shares will each vest on July 21, 2025, March 20, 2026 and March 22, 2027. Read SEC document |
| May 19, 2024 Filed May 22, 2024 00:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 560 | $10.93 | $6,120.80 |
DisclosureSEC source: 0000950170-24-063231 · ownership.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,797 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 22, 2024 Filed Mar 27, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 1,415 | $11.03 | $15,607.45 |
DisclosureSEC source: 0000950170-24-036727 · ownership.xml · nonDerivative · entry 4 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,357 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 22, 2024 Filed Mar 27, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 1,132 | $11.03 | $12,485.96 |
DisclosureSEC source: 0000950170-24-036727 · ownership.xml · nonDerivative · entry 3 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,772 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 22, 2024 Filed Mar 27, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 914 | $11.03 | $10,081.42 |
DisclosureSEC source: 0000950170-24-036727 · ownership.xml · nonDerivative · entry 2 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,904 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 22, 2024 Filed Mar 27, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 628 | $11.03 | $6,926.84 |
DisclosureSEC source: 0000950170-24-036727 · ownership.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,818 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Disposition to issuerPerformance-based Restricted Stock Units · Derivative | 1,880 | $10.77 | $20,247.60 |
DisclosureSEC source: 0000950170-24-033876 · ownership.xml · derivative · entry 7 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,880 shares Expires not disclosed F4 · derivative.exercise_price: 1,880 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F5 · kind: Represents the forfeiture of PRSU granted to the reporting person on May 19, 2021 that were eligible to vest based on certain financial performance objectives. F4 · derivative.exercise_date: 1,880 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F4 · derivative.expiration_date: 1,880 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 1,880 | $10.77 | $20,247.60 |
DisclosureSEC source: 0000950170-24-033876 · ownership.xml · derivative · entry 6 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1,880 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F3 · derivative.exercise_date: 1,880 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F3 · derivative.expiration_date: 1,880 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 941 | $10.77 | $10,134.57 |
DisclosureSEC source: 0000950170-24-033876 · ownership.xml · derivative · entry 5 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 941 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 941 Performance-based Restricted Stock Units "PRSU" were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F2 · derivative.exercise_date: 941 Performance-based Restricted Stock Units "PRSU" were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F2 · derivative.expiration_date: 941 Performance-based Restricted Stock Units "PRSU" were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 377 | $10.77 | $4,060.29 |
DisclosureSEC source: 0000950170-24-033876 · ownership.xml · nonDerivative · entry 4 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,446 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionCommon Stock | 1,054 | $10.77 | $11,351.58 |
DisclosureSEC source: 0000950170-24-033876 · ownership.xml · nonDerivative · entry 3 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 1,007 | $10.77 | $10,845.39 |
DisclosureSEC source: 0000950170-24-033876 · ownership.xml · nonDerivative · entry 2 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,769 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionCommon Stock | 2,820 | $10.77 | $30,371.40 |
DisclosureSEC source: 0000950170-24-033876 · ownership.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2023 Filed May 23, 2023 23:02 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 542 | $8.13 | $4,406.46 |
DisclosureSEC source: 0001209191-23-031761 · doc4.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,956 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 23:29 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 923 | $9.64 | $8,897.72 |
DisclosureSEC source: 0001209191-23-025754 · doc4.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,498 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 23, 2023 Filed Mar 28, 2023 00:25 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 1,493 | $9.80 | $14,631.40 |
DisclosureSEC source: 0001209191-23-021319 · doc4.xml · nonDerivative · entry 3 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,421 F3 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 22, 2023 Filed Mar 28, 2023 00:25 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantPerformance-based Restricted Stock Units · Derivative | 1,903 | $10.29 | $19,581.87 |
DisclosureSEC source: 0001209191-23-021319 · doc4.xml · derivative · entry 6 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,903 Underlying: Common Stock · 1,903 shares Expires not disclosed F6 · derivative.exercise_price: 1,903 PRSU were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2023 through December 31, 2025. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F6 · derivative.exercise_date: 1,903 PRSU were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2023 through December 31, 2025. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F6 · derivative.expiration_date: 1,903 PRSU were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2023 through December 31, 2025. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 22, 2023 Filed Mar 28, 2023 00:25 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantPerformance-based Restricted Stock Units · Derivative | 3,806 | $10.29 | $39,163.74 |
DisclosureSEC source: 0001209191-23-021319 · doc4.xml · derivative · entry 5 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,806 Underlying: Common Stock · 3,806 shares Expires not disclosed F5 · derivative.exercise_price: 3,806 PRSU were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2023 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F5 · derivative.exercise_date: 3,806 PRSU were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2023 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F5 · derivative.expiration_date: 3,806 PRSU were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2023 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 22, 2023 Filed Mar 28, 2023 00:25 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantPerformance-based Restricted Stock Units · Derivative | 3,806 | $10.29 | $39,163.74 |
DisclosureSEC source: 0001209191-23-021319 · doc4.xml · derivative · entry 4 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,806 Underlying: Common Stock · 3,806 shares Expires not disclosed F4 · derivative.exercise_price: 3,806 performance-based restricted stock units ("PRSU") were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2023 through December 31, 2025. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F4 · derivative.exercise_date: 3,806 performance-based restricted stock units ("PRSU") were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2023 through December 31, 2025. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F4 · derivative.expiration_date: 3,806 performance-based restricted stock units ("PRSU") were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2023 through December 31, 2025. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 22, 2023 Filed Mar 28, 2023 00:25 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantCommon Stock | 9,515 | $10.29 | $97,909.35 |
DisclosureSEC source: 0001209191-23-021319 · doc4.xml · nonDerivative · entry 2 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,914 F2 · shares: Total 9,515 RSU were granted on March 22, 2023 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 3,171 shares will vest on March 22, 2024, and 3,172 shares each will vest on March 21, 2025, and March 20, 2026. Read SEC document |
| March 22, 2023 Filed Mar 28, 2023 00:25 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantCommon Stock | 7,929 | $10.29 | $81,589.41 |
DisclosureSEC source: 0001209191-23-021319 · doc4.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,399 F1 · shares: Total 7,929 Restricted Stock Units ("RSU") were granted on March 22, 2023 pursuant to the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 3,964 shares will vest on March 22, 2024 and 3,965 shares will vest on March 21, 2025. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 22:57 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 641 | $10.59 | $6,788.19 |
DisclosureSEC source: 0001209191-23-020391 · doc4.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,470 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:01 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 4,000 | $10.68 | $42,720.00 |
DisclosureSEC source: 0001209191-23-019927 · doc4.xml · derivative · entry 10 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: 4,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F10 · derivative.exercise_date: 4,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F10 · derivative.expiration_date: 4,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:01 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 4,000 | $10.68 | $42,720.00 |
DisclosureSEC source: 0001209191-23-019927 · doc4.xml · derivative · entry 9 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: 4,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F9 · derivative.exercise_date: 4,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F9 · derivative.expiration_date: 4,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:01 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 2,085 | $10.68 | $22,267.80 |
DisclosureSEC source: 0001209191-23-019927 · doc4.xml · nonDerivative · entry 2 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,111 F2 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:01 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionCommon Stock | 6,120 | $10.68 | $65,361.60 |
DisclosureSEC source: 0001209191-23-019927 · doc4.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents performance-based restricted stock units "PRSU" described in footnote 9 and 10. Total 6,120 shares vested and 1,880 shares were forfeited. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 23:04 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantCommon Stock | 119 | $12.58 | $1,497.02 |
DisclosureSEC source: 0001209191-22-062010 · doc4.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,076 F1 · shares: Restricted Stock Unit of 119 shares was awarded with an immediate vesting date as the reporting person's 15-year service award. Read SEC document |
| May 23, 2022 Filed May 26, 2022 00:06 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 586 | $14.11 | $8,268.46 |
DisclosureSEC source: 0001209191-22-032004 · doc4.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,957 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:18 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 542 | $13.75 | $7,452.50 |
DisclosureSEC source: 0001209191-22-031434 · doc4.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,543 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 19:31 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 923 | $15.52 | $14,324.96 |
DisclosureSEC source: 0001209191-22-025602 · doc4.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,085 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 23, 2022 Filed Mar 26, 2022 00:54 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantPerformance-based Restricted Stock Units · Derivative | 1,055 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-021201 · doc4.xml · derivative · entry 5 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,055 Underlying: Common Stock · 1,055 shares Expires not disclosed F5 · derivative.exercise_price: 1,055 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F5 · price: 1,055 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F5 · derivative.exercise_date: 1,055 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F5 · derivative.expiration_date: 1,055 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 23, 2022 Filed Mar 26, 2022 00:54 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantPerformance-based Restricted Stock Units · Derivative | 2,109 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-021201 · doc4.xml · derivative · entry 4 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,109 Underlying: Common Stock · 2,109 shares Expires not disclosed F4 · derivative.exercise_price: 2,109 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2022 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F4 · price: 2,109 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2022 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F4 · derivative.exercise_date: 2,109 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2022 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F4 · derivative.expiration_date: 2,109 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2022 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 23, 2022 Filed Mar 26, 2022 00:54 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantPerformance-based Restricted Stock Units · Derivative | 2,109 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-021201 · doc4.xml · derivative · entry 3 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,109 Underlying: Common Stock · 2,109 shares Expires not disclosed F3 · derivative.exercise_price: 2,109 performance-based restricted stock units ("PRSU") were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F3 · price: 2,109 performance-based restricted stock units ("PRSU") were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F3 · derivative.exercise_date: 2,109 performance-based restricted stock units ("PRSU") were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F3 · derivative.expiration_date: 2,109 performance-based restricted stock units ("PRSU") were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 23, 2022 Filed Mar 26, 2022 00:54 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantCommon Stock | 5,273 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-021201 · doc4.xml · nonDerivative · entry 2 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,008 F2 · shares: Total 5,273 RSU were granted on March 23, 2022 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,757 shares will vest on March 23, 2023 and 1,758 shares each will vest on March 23, 2024 and March 23, 2025. F2 · price: Total 5,273 RSU were granted on March 23, 2022 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,757 shares will vest on March 23, 2023 and 1,758 shares each will vest on March 23, 2024 and March 23, 2025. Read SEC document |
| March 23, 2022 Filed Mar 26, 2022 00:54 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantCommon Stock | 5,118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-021201 · doc4.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,735 F1 · shares: Total 5,118 Restricted Stock Units ("RSU") were granted on March 23, 2022 pursuant to the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,559 shares each will vest annually on March 23, 2023 and 2024. F1 · price: Total 5,118 Restricted Stock Units ("RSU") were granted on March 23, 2022 pursuant to the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,559 shares each will vest annually on March 23, 2023 and 2024. Read SEC document |
| March 17, 2022 Filed Mar 21, 2022 23:29 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 641 | $16.57 | $10,621.37 |
DisclosureSEC source: 0001209191-22-020384 · doc4.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,617 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 15, 2022 Filed Mar 18, 2022 01:04 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 2,538 | $16.49 | $41,851.62 |
DisclosureSEC source: 0001209191-22-019898 · doc4.xml · derivative · entry 9 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,538 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: 2,538 PRSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2019 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F1 · shares: Represents performance-based restricted stock units "PRSU" described in footnote 9. Total 2,056 shares were vested and 482 shares were forfeited. F9 · derivative.exercise_date: 2,538 PRSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2019 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F9 · derivative.expiration_date: 2,538 PRSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2019 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.