Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SES AI CorpSES · Entity 2220 | CHIEF SCIENCE OFFICER | April 14, 2026 | April 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SES AI Corp
Report date April 14, 2026 · Filed April 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,031,576 |
Reported balance
After 2026-04-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-14 · Tax withholding · Disposed 32,138 · Balance 1,031,576 F1: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person. F2: Includes 474,580 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.
F2: Includes 474,580 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2023 Filed Sep 13, 2023 20:15 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 50,000 | $2.19 | $109,360.00 |
DisclosureSEC source: 0001415889-23-013222 · form4-09132023_040904.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 451,273 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.255, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F1 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 20:15 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 50,000 | $0.15 | $7,500.00 |
DisclosureSEC source: 0001415889-23-013222 · form4-09132023_040904.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| August 17, 2023 Filed Aug 18, 2023 20:20 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001415889-23-012406 · form4-08182023_040801.xml · derivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 493,277 Underlying: Class A Common Stock · 50,000 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Reflects fully vested options granted on March 14, 2019. Read SEC document |
| August 17, 2023 Filed Aug 18, 2023 20:20 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 50,000 | $2.13 | $106,300.00 |
DisclosureSEC source: 0001415889-23-012406 · form4-08182023_040801.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 451,273 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.08 to $2.165, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F1 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| August 17, 2023 Filed Aug 18, 2023 20:20 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 50,000 | $0.15 | $7,500.00 |
DisclosureSEC source: 0001415889-23-012406 · form4-08182023_040801.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 00:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001415889-23-009684 · form4-06122023_080601.xml · derivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 543,277 Underlying: Class A Common Stock · 50,000 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Reflects fully vested options granted on March 14, 2019. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 00:30 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 50,000 | $1.91 | $95,250.00 |
DisclosureSEC source: 0001415889-23-009684 · form4-06122023_080601.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 451,273 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.87 to $1.99, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F1 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 00:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 50,000 | $0.15 | $7,500.00 |
DisclosureSEC source: 0001415889-23-009684 · form4-06122023_080601.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| April 28, 2023 Filed May 2, 2023 21:00 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 37,261 | $1.65 | $61,503.01 |
DisclosureSEC source: 0001415889-23-007102 · form4-05022023_050505.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 451,273 F1 · kind: This transaction was effected pursuant to an automatic sell-to-cover instruction adopted by the Reporting Person on April 18, 2022 to cover applicable withholding taxes on the vesting of restricted stock units. The automatic sell-to-cover instructions were intended to comply with the requirements of Rule 10b5-1(c). The sale was not a discretionary trade by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.595 to $1.70, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| April 14, 2023 Filed Apr 18, 2023 22:00 UTC | SES AI Corp SES · Entity 2220 | GrantPerformance Vesting Restricted Stock Units · Derivative | 209,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006628 · form4-04182023_060420.xml · derivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,205 Underlying: Class A Common Stock · 209,205 shares Expires not disclosed F3 · derivative.exercise_price: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. F4 · derivative.exercise_price: The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. The share price thresholds for vesting of the PSUs are as follows: under $12.5, 0%; $12.5 or greater, 25%; $15 or greater, 50%; $17.5 or greater, 75%; and $20 or greater, 100%. A specified percentage of the PSUs will vest based on the average closing price of Class A Common Stock during any consecutive 100-calendar-day period during the Initial Performance Period, assuming that the average closing price during the last 30-calendar-day period in the Initial Performance also exceeds the highest share price threshold achieved. Otherwise, the number of PSUs that vest will be based on the average closing price during the last 30 calendar days of the Initial Performance Period using the same share price thresholds. F3 · derivative.exercise_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. F4 · derivative.exercise_date: The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. The share price thresholds for vesting of the PSUs are as follows: under $12.5, 0%; $12.5 or greater, 25%; $15 or greater, 50%; $17.5 or greater, 75%; and $20 or greater, 100%. A specified percentage of the PSUs will vest based on the average closing price of Class A Common Stock during any consecutive 100-calendar-day period during the Initial Performance Period, assuming that the average closing price during the last 30-calendar-day period in the Initial Performance also exceeds the highest share price threshold achieved. Otherwise, the number of PSUs that vest will be based on the average closing price during the last 30 calendar days of the Initial Performance Period using the same share price thresholds. F3 · derivative.expiration_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. F4 · derivative.expiration_date: The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. The share price thresholds for vesting of the PSUs are as follows: under $12.5, 0%; $12.5 or greater, 25%; $15 or greater, 50%; $17.5 or greater, 75%; and $20 or greater, 100%. A specified percentage of the PSUs will vest based on the average closing price of Class A Common Stock during any consecutive 100-calendar-day period during the Initial Performance Period, assuming that the average closing price during the last 30-calendar-day period in the Initial Performance also exceeds the highest share price threshold achieved. Otherwise, the number of PSUs that vest will be based on the average closing price during the last 30 calendar days of the Initial Performance Period using the same share price thresholds. Read SEC document |
| April 14, 2023 Filed Apr 18, 2023 22:00 UTC | SES AI Corp SES · Entity 2220 | GrantClass A Common Stock | 209,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006628 · form4-04182023_060420.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 488,534 F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on April 14, 2023 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment through each applicable vesting date. F2 · balance_after: Includes 488,534 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest Read SEC document |
| December 02, 2022 Filed Dec 2, 2022 22:00 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option · Derivative | 15,000 | $0.00 Strike: $0.14 | $0.00 |
DisclosureSEC source: 0001415889-22-011970 · form4-12022022_051201.xml · derivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,000 shares Expires 2030-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Reflects fully vested options granted on April 1, 2020, subject to the Reporting Person's continued service on the vesting date. Read SEC document |
| December 02, 2022 Filed Dec 2, 2022 22:00 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 15,000 | $4.82 | $72,253.50 |
DisclosureSEC source: 0001415889-22-011970 · form4-12022022_051201.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,329 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.78 to $4.88, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F1 · balance_after: Includes 279,329 shares of Class A common stock underlying restricted share units which are unvested. Read SEC document |
| December 02, 2022 Filed Dec 2, 2022 22:00 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 15,000 | $0.14 | $2,100.00 |
DisclosureSEC source: 0001415889-22-011970 · form4-12022022_051201.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 279,329 shares of Class A common stock underlying restricted share units which are unvested. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 21:15 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option · Derivative | 9,233 | $0.00 Strike: $0.14 | $0.00 |
DisclosureSEC source: 0001415889-22-011818 · form4-11292022_041102.xml · derivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Class A Common Stock · 9,233 shares Expires 2030-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Reflects fully vested options granted on April 1, 2020, subject to the Reporting Person's continued service on the vesting date. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 21:15 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 9,233 | $4.95 | $45,693.19 |
DisclosureSEC source: 0001415889-22-011818 · form4-11292022_041102.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,329 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.89 to $4.9489, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F1 · balance_after: Includes 279,329 shares of Class A common stock underlying restricted share units which are unvested. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 21:15 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 9,233 | $0.14 | $1,292.62 |
DisclosureSEC source: 0001415889-22-011818 · form4-11292022_041102.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 279,329 shares of Class A common stock underlying restricted share units which are unvested. Read SEC document |
| November 25, 2022 Filed Nov 25, 2022 22:00 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option · Derivative | 15,000 | $0.00 Strike: $0.14 | $0.00 |
DisclosureSEC source: 0001415889-22-011774 · form4-11252022_051102.xml · derivative · entry 6 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,233 Underlying: Class A Common Stock · 15,000 shares Expires 2030-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Reflects fully vested options granted on April 1, 2020, subject to the Reporting Person's continued service on the vesting date. Read SEC document |
| November 25, 2022 Filed Nov 25, 2022 22:00 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 15,000 | $4.96 | $74,461.50 |
DisclosureSEC source: 0001415889-22-011774 · form4-11252022_051102.xml · nonDerivative · entry 4 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,329 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.82 to $5.04, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F1 · balance_after: Includes 279,329 shares of Class A common stock underlying restricted share units which are unvested. Read SEC document |
| November 25, 2022 Filed Nov 25, 2022 22:00 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 15,000 | $0.14 | $2,100.00 |
DisclosureSEC source: 0001415889-22-011774 · form4-11252022_051102.xml · nonDerivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 279,329 shares of Class A common stock underlying restricted share units which are unvested. Read SEC document |
| November 23, 2022 Filed Nov 25, 2022 22:00 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option · Derivative | 15,000 | $0.00 Strike: $0.14 | $0.00 |
DisclosureSEC source: 0001415889-22-011774 · form4-11252022_051102.xml · derivative · entry 5 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,233 Underlying: Class A Common Stock · 15,000 shares Expires 2030-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Reflects fully vested options granted on April 1, 2020, subject to the Reporting Person's continued service on the vesting date. Read SEC document |
| November 23, 2022 Filed Nov 25, 2022 22:00 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 15,000 | $4.60 | $69,073.50 |
DisclosureSEC source: 0001415889-22-011774 · form4-11252022_051102.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,329 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.60 to $4.64, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4 F1 · balance_after: Includes 279,329 shares of Class A common stock underlying restricted share units which are unvested. Read SEC document |
| November 23, 2022 Filed Nov 25, 2022 22:00 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 15,000 | $0.14 | $2,100.00 |
DisclosureSEC source: 0001415889-22-011774 · form4-11252022_051102.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 279,329 shares of Class A common stock underlying restricted share units which are unvested. Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 22:00 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option · Derivative | 15,000 | $0.00 Strike: $0.14 | $0.00 |
DisclosureSEC source: 0001415889-22-011639 · form4-11212022_051101.xml · derivative · entry 6 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,233 Underlying: Class A Common Stock · 15,000 shares Expires 2030-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Reflects fully vested options granted on April 1, 2020, subject to the Reporting Person's continued service on the vesting date. Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 22:00 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 15,000 | $4.52 | $67,860.00 |
DisclosureSEC source: 0001415889-22-011639 · form4-11212022_051101.xml · nonDerivative · entry 4 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,329 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.52 to $4.5501, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F1 · balance_after: Includes 279,329 shares of Class A common stock underlying restricted share units which are unvested. Read SEC document |
| November 21, 2022 Filed Nov 21, 2022 22:00 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 15,000 | $0.14 | $2,100.00 |
DisclosureSEC source: 0001415889-22-011639 · form4-11212022_051101.xml · nonDerivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 279,329 shares of Class A common stock underlying restricted share units which are unvested. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 22:00 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option · Derivative | 15,000 | $0.00 Strike: $0.14 | $0.00 |
DisclosureSEC source: 0001415889-22-011639 · form4-11212022_051101.xml · derivative · entry 5 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,233 Underlying: Class A Common Stock · 15,000 shares Expires 2030-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Reflects fully vested options granted on April 1, 2020, subject to the Reporting Person's continued service on the vesting date. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 22:00 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 15,000 | $4.94 | $74,068.50 |
DisclosureSEC source: 0001415889-22-011639 · form4-11212022_051101.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,329 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.93 to $4.9701, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4 F1 · balance_after: Includes 279,329 shares of Class A common stock underlying restricted share units which are unvested. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 22:00 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 15,000 | $0.14 | $2,100.00 |
DisclosureSEC source: 0001415889-22-011639 · form4-11212022_051101.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 279,329 shares of Class A common stock underlying restricted share units which are unvested. Read SEC document |
| April 18, 2022 Filed Apr 21, 2022 00:30 UTC | SES AI Corp SES · Entity 2220 | GrantPerformance Vesting Restricted Stock Units · Derivative | 279,329 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015247 · doc4.xml · derivative · entry 2 Gan Hong · CIK 0001907008 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,329 Underlying: Class A Common Stock · 279,329 shares Expires not disclosed F2 · derivative.exercise_price: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. F3 · derivative.exercise_price: (Continued from Footnote 2) For more information on these terms, see "Item 11. Executive Compensation-Compensation Arrangements for Fiscal 2022-Executive Officer Compensation" of the Issuer's Annual Report on Form 10-K for the fiscal year ended December 31, 2021. The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. F2 · derivative.exercise_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. F3 · derivative.exercise_date: (Continued from Footnote 2) For more information on these terms, see "Item 11. Executive Compensation-Compensation Arrangements for Fiscal 2022-Executive Officer Compensation" of the Issuer's Annual Report on Form 10-K for the fiscal year ended December 31, 2021. The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. F2 · derivative.expiration_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. F3 · derivative.expiration_date: (Continued from Footnote 2) For more information on these terms, see "Item 11. Executive Compensation-Compensation Arrangements for Fiscal 2022-Executive Officer Compensation" of the Issuer's Annual Report on Form 10-K for the fiscal year ended December 31, 2021. The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. Read SEC document |
| April 18, 2022 Filed Apr 21, 2022 00:30 UTC | SES AI Corp SES · Entity 2220 | GrantClass A Common Stock | 279,329 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015247 · doc4.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,329 F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on April 18, 2022 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment through each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.