Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SES AI CorpSES · Entity 2220 | CHIEF SCIENCE OFFICER | April 14, 2026 | April 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SES AI Corp
Report date April 14, 2026 · Filed April 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,031,576 |
Reported balance
After 2026-04-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-14 · Tax withholding · Disposed 32,138 · Balance 1,031,576 F1: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person. F2: Includes 474,580 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.
F2: Includes 474,580 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 14, 2026 Filed Apr 16, 2026 21:30 UTC | SES AI Corp SES · Entity 2220 | Tax withholdingClass A Common Stock | 32,138 | $1.10 | $35,351.80 |
DisclosureSEC source: 0001907008-26-000008 · form4-04162026_050402.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,031,576 F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person. F1 · shares: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person. F2 · balance_after: Includes 474,580 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 21:30 UTC | SES AI Corp SES · Entity 2220 | Tax withholdingClass A Common Stock | 74,682 | $0.99 | $73,733.54 |
DisclosureSEC source: 0001907008-26-000006 · form4-03312026_050303.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,063,714 F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person. F2 · balance_after: Includes 544,316 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| February 09, 2026 Filed Feb 10, 2026 22:45 UTC | SES AI Corp SES · Entity 2220 | Tax withholdingClass A Common Stock | 63,290 | $1.99 | $125,947.10 |
DisclosureSEC source: 0001907008-26-000004 · form4-02102026_050207.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,138,396 F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person. F2 · balance_after: Includes 710,981 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| January 23, 2026 Filed Jan 23, 2026 23:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.16 | $0.00 |
DisclosureSEC source: 0001907008-26-000002 · form4-01232026_060101.xml · derivative · entry 6 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 929,832 Underlying: Class A Common Stock · 100,000 shares Expires 2031-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on August 14, 2025. F5 · derivative.exercise_date: Reflects fully vested options granted on February 10, 2021. Read SEC document |
| January 23, 2026 Filed Jan 23, 2026 23:30 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 100,000 | $2.50 | $250,320.00 |
DisclosureSEC source: 0001907008-26-000002 · form4-01232026_060101.xml · nonDerivative · entry 4 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,253,286 F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on August 14, 2025. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.48 to $2.56, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 852,222 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| January 23, 2026 Filed Jan 23, 2026 23:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 100,000 | $0.16 | $16,000.00 |
DisclosureSEC source: 0001907008-26-000002 · form4-01232026_060101.xml · nonDerivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,353,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on August 14, 2025. F2 · balance_after: Includes 852,222 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| January 22, 2026 Filed Jan 23, 2026 23:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $0.16 | $0.00 |
DisclosureSEC source: 0001907008-26-000002 · form4-01232026_060101.xml · derivative · entry 5 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,029,832 Underlying: Class A Common Stock · 150,000 shares Expires 2031-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on August 14, 2025. F5 · derivative.exercise_date: Reflects fully vested options granted on February 10, 2021. Read SEC document |
| January 22, 2026 Filed Jan 23, 2026 23:30 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 150,000 | $2.50 | $374,385.00 |
DisclosureSEC source: 0001907008-26-000002 · form4-01232026_060101.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,253,286 F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on August 14, 2025. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.48 to $2.53, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 852,222 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| January 22, 2026 Filed Jan 23, 2026 23:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 150,000 | $0.16 | $24,000.00 |
DisclosureSEC source: 0001907008-26-000002 · form4-01232026_060101.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,403,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on August 14, 2025. F2 · balance_after: Includes 852,222 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 22:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,723 | $0.00 Strike: $0.16 | $0.00 |
DisclosureSEC source: 0001907008-25-000005 · form4-12162025_051201.xml · derivative · entry 5 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,179,832 Underlying: Class A Common Stock · 6,723 shares Expires 2031-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on August 14, 2025. F5 · derivative.exercise_date: Reflects fully vested options granted on February 10, 2021. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 22:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option (Right to Buy) · Derivative | 93,277 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001907008-25-000005 · form4-12162025_051201.xml · derivative · entry 4 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 93,277 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on August 14, 2025. F4 · derivative.exercise_date: Reflects fully vested options granted on March 14, 2019. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 22:30 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 100,000 | $1.98 | $197,890.00 |
DisclosureSEC source: 0001907008-25-000005 · form4-12162025_051201.xml · nonDerivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,253,286 F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on August 14, 2025. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.935 to $2.07, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 852,222 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 22:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 6,723 | $0.16 | $1,075.68 |
DisclosureSEC source: 0001907008-25-000005 · form4-12162025_051201.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,353,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on August 14, 2025. F2 · balance_after: Includes 852,222 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 22:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 93,277 | $0.15 | $13,991.55 |
DisclosureSEC source: 0001907008-25-000005 · form4-12162025_051201.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,346,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on August 14, 2025. F2 · balance_after: Includes 852,222 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| November 17, 2025 Filed Nov 18, 2025 22:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001907008-25-000003 · form4-11182025_051101.xml · derivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 93,277 Underlying: Class A Common Stock · 150,000 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on August 14, 2025. F4 · derivative.exercise_date: Reflects fully vested options granted on March 14, 2019. Read SEC document |
| November 17, 2025 Filed Nov 18, 2025 22:30 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 150,000 | $1.90 | $285,225.00 |
DisclosureSEC source: 0001907008-25-000003 · form4-11182025_051101.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,253,286 F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on August 14, 2025. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.85 to $1.99, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 852,222 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| November 17, 2025 Filed Nov 18, 2025 22:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 150,000 | $0.15 | $22,500.00 |
DisclosureSEC source: 0001907008-25-000003 · form4-11182025_051101.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,403,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on August 14, 2025. F2 · balance_after: Includes 852,222 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| April 18, 2025 Filed Apr 18, 2025 21:30 UTC | SES AI Corp SES · Entity 2220 | Tax withholdingClass A Common Stock | 41,294 | $0.69 | $28,290.52 |
DisclosureSEC source: 0001415889-25-011032 · form4-04182025_050405.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,253,286 F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units. These shares were not sold by the Reporting Person. F3 · balance_after: Includes 852,222 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| April 17, 2025 Filed Apr 18, 2025 21:30 UTC | SES AI Corp SES · Entity 2220 | Tax withholdingClass A Common Stock | 30,926 | $0.62 | $19,220.51 |
DisclosureSEC source: 0001415889-25-011032 · form4-04182025_050405.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,294,580 F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units. These shares were not sold by the Reporting Person. F2 · balance_after: Includes 945,333 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 21:25 UTC | SES AI Corp SES · Entity 2220 | GrantClass A Common Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009408 · form4-04012025_050413.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,325,506 F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on March 28, 2025 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment or service through each applicable vesting date. F2 · balance_after: Includes 1,015,067 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 02:30 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 51,600 | $1.17 | $60,439.08 |
DisclosureSEC source: 0001415889-25-003677 · form4-02112025_090209.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 773,906 F1 · kind: This transaction was effected pursuant to an automatic sell-to-cover instruction adopted by the Reporting Person on February 6, 2024 to cover applicable withholding taxes on the vesting of restricted stock units. The automatic sell-to-cover instructions were intended to comply with the requirements of Rule 10b5-1(c). The sale was not a discretionary trade by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.13 to $1.26, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 515,067 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 21:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001415889-24-018974 · form4-07022024_050718.xml · derivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 243,277 Underlying: Class A Common Stock · 25,000 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F4 · derivative.exercise_date: Reflects fully vested options granted on March 14, 2019. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 21:30 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 25,000 | $1.17 | $29,220.00 |
DisclosureSEC source: 0001415889-24-018974 · form4-07022024_050718.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 825,506 F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.25, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 656,309 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 21:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 25,000 | $0.15 | $3,750.00 |
DisclosureSEC source: 0001415889-24-018974 · form4-07022024_050718.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 850,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F2 · balance_after: Includes 656,309 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 21:34 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001415889-24-015428 · form4-06042024_090622.xml · derivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 268,277 Underlying: Class A Common Stock · 25,000 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F4 · derivative.exercise_date: Reflects fully vested options granted on March 14, 2019. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 21:34 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 25,000 | $1.25 | $31,152.50 |
DisclosureSEC source: 0001415889-24-015428 · form4-06042024_090622.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 825,506 F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 to $1.30, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 656,309 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest. Read SEC document |
| June 03, 2024 Filed Jun 4, 2024 21:34 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 25,000 | $0.15 | $3,750.00 |
DisclosureSEC source: 0001415889-24-015428 · form4-06042024_090622.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 850,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F2 · balance_after: Includes 656,309 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest. Read SEC document |
| May 08, 2024 Filed May 9, 2024 21:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001415889-24-012753 · form4-05092024_050501.xml · derivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 293,277 Underlying: Class A Common Stock · 25,000 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F4 · derivative.exercise_date: Reflects fully vested options granted on March 14, 2019. Read SEC document |
| May 08, 2024 Filed May 9, 2024 21:30 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 25,000 | $1.42 | $35,617.50 |
DisclosureSEC source: 0001415889-24-012753 · form4-05092024_050501.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 825,506 F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.47, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 656,309 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest. Read SEC document |
| May 08, 2024 Filed May 9, 2024 21:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 25,000 | $0.15 | $3,750.00 |
DisclosureSEC source: 0001415889-24-012753 · form4-05092024_050501.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 850,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F2 · balance_after: Includes 656,309 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest. Read SEC document |
| April 18, 2024 Filed Apr 23, 2024 01:00 UTC | SES AI Corp SES · Entity 2220 | Tax withholdingClass A Common Stock | 27,327 | $1.34 | $36,618.18 |
DisclosureSEC source: 0001415889-24-011339 · form4-04222024_090412.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 825,506 F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person. F1 · shares: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person. F2 · balance_after: Includes 656,309 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:30 UTC | SES AI Corp SES · Entity 2220 | Tax withholdingClass A Common Stock | 22,168 | $1.49 | $33,030.32 |
DisclosureSEC source: 0001415889-24-011047 · form4-04172024_050405.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 852,833 F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units. These shares were not sold by the Reporting Person. F1 · shares: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units. These shares were not sold by the Reporting Person. F2 · balance_after: Includes 749,418 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 21:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001415889-24-009840 · form4-04022024_050421.xml · derivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 318,277 Underlying: Class A Common Stock · 25,000 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F4 · derivative.exercise_date: Reflects fully vested options granted on March 14, 2019. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 21:30 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 25,000 | $1.60 | $39,970.00 |
DisclosureSEC source: 0001415889-24-009840 · form4-04022024_050421.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 875,001 F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.57 to $1.66, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 819,153 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 21:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 25,000 | $0.15 | $3,750.00 |
DisclosureSEC source: 0001415889-24-009840 · form4-04022024_050421.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 900,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F2 · balance_after: Includes 819,153 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 22:35 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001415889-24-006330 · form4-03042024_050302.xml · derivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 343,277 Underlying: Class A Common Stock · 25,000 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F4 · derivative.exercise_date: Reflects fully vested options granted on March 14, 2019. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 22:35 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 25,000 | $1.69 | $42,252.50 |
DisclosureSEC source: 0001415889-24-006330 · form4-03042024_050302.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 875,001 F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.64 to $1.75, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 819,153 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 22:35 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 25,000 | $0.15 | $3,750.00 |
DisclosureSEC source: 0001415889-24-006330 · form4-03042024_050302.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 900,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F2 · balance_after: Includes 819,153 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 00:30 UTC | SES AI Corp SES · Entity 2220 | GrantPerformance Vesting Restricted Stock Units · Derivative | 423,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-003443 · form4-02122024_070209.xml · derivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 423,728 Underlying: Class A Common Stock · 423,728 shares Expires not disclosed F3 · derivative.exercise_price: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date. F4 · derivative.exercise_price: The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. The share price thresholds for vesting of the PSUs are as follows: under $12.5, 0%; $12.5 or greater, 25%; $15 or greater, 50%; $17.5 or greater, 75%; and $20 or greater, 100%. A specified percentage of the PSUs will vest based on the average closing price of Class A Common Stock during any consecutive 100-calendar-day period during the Initial Performance Period, assuming that the average closing price during the last 30-calendar-day period in the Initial Performance also exceeds the highest share price threshold achieved. Otherwise, the number of PSUs that vest will be based on the average closing price during the last 30 calendar days of the Initial Performance Period using the same share price thresholds. F3 · derivative.exercise_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date. F4 · derivative.exercise_date: The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. The share price thresholds for vesting of the PSUs are as follows: under $12.5, 0%; $12.5 or greater, 25%; $15 or greater, 50%; $17.5 or greater, 75%; and $20 or greater, 100%. A specified percentage of the PSUs will vest based on the average closing price of Class A Common Stock during any consecutive 100-calendar-day period during the Initial Performance Period, assuming that the average closing price during the last 30-calendar-day period in the Initial Performance also exceeds the highest share price threshold achieved. Otherwise, the number of PSUs that vest will be based on the average closing price during the last 30 calendar days of the Initial Performance Period using the same share price thresholds. F3 · derivative.expiration_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date. F4 · derivative.expiration_date: The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. The share price thresholds for vesting of the PSUs are as follows: under $12.5, 0%; $12.5 or greater, 25%; $15 or greater, 50%; $17.5 or greater, 75%; and $20 or greater, 100%. A specified percentage of the PSUs will vest based on the average closing price of Class A Common Stock during any consecutive 100-calendar-day period during the Initial Performance Period, assuming that the average closing price during the last 30-calendar-day period in the Initial Performance also exceeds the highest share price threshold achieved. Otherwise, the number of PSUs that vest will be based on the average closing price during the last 30 calendar days of the Initial Performance Period using the same share price thresholds. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 00:30 UTC | SES AI Corp SES · Entity 2220 | GrantClass A Common Stock | 423,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-003443 · form4-02122024_070209.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 875,001 F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on February 9, 2024 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment or service through each applicable vesting date. F2 · balance_after: Includes 819,153 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 22:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001415889-24-002377 · form4-02022024_050201.xml · derivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 368,277 Underlying: Class A Common Stock · 25,000 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F4 · derivative.exercise_date: Reflects fully vested options granted on March 14, 2019. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 22:30 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 25,000 | $1.38 | $34,390.00 |
DisclosureSEC source: 0001415889-24-002377 · form4-02022024_050201.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 451,273 F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.34 to $1.42, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 22:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 25,000 | $0.15 | $3,750.00 |
DisclosureSEC source: 0001415889-24-002377 · form4-02022024_050201.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 476,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F2 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 22:45 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001415889-24-000375 · form4-01032024_050101.xml · derivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 393,277 Underlying: Class A Common Stock · 25,000 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F4 · derivative.exercise_date: Reflects fully vested options granted on March 14, 2019. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 22:45 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 25,000 | $1.85 | $46,160.00 |
DisclosureSEC source: 0001415889-24-000375 · form4-01032024_050101.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 451,273 F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.79 to $1.90, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 22:45 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 25,000 | $0.15 | $3,750.00 |
DisclosureSEC source: 0001415889-24-000375 · form4-01032024_050101.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 476,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F2 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| December 05, 2023 Filed Dec 6, 2023 22:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001415889-23-015937 · form4-12062023_051201.xml · derivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 418,277 Underlying: Class A Common Stock · 25,000 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F3 · derivative.exercise_date: Reflects fully vested options granted on March 14, 2019. Read SEC document |
| December 05, 2023 Filed Dec 6, 2023 22:30 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 25,000 | $2.28 | $57,115.00 |
DisclosureSEC source: 0001415889-23-015937 · form4-12062023_051201.xml · nonDerivative · entry 2 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 451,273 F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.23 to $2.35, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4 Read SEC document |
| December 05, 2023 Filed Dec 6, 2023 22:30 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionClass A Common Stock | 25,000 | $0.15 | $3,750.00 |
DisclosureSEC source: 0001415889-23-015937 · form4-12062023_051201.xml · nonDerivative · entry 1 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 476,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 20:15 UTC | SES AI Corp SES · Entity 2220 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.15 | $0.00 |
DisclosureSEC source: 0001415889-23-013222 · form4-09132023_040904.xml · derivative · entry 3 Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 443,277 Underlying: Class A Common Stock · 50,000 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Reflects fully vested options granted on March 14, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.