Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hamilton Insurance Group, Ltd.HG · Entity 4138 | Director | April 08, 2026 | April 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hamilton Insurance Group, Ltd.
Report date April 08, 2026 · Filed April 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common SharesSEC Table I · non-derivative | Direct | 99 |
Reported balance
After 2026-04-08 transaction · row 1
1 source rowRow 1 · 2026-04-08 · Purchase · Acquired 99 · Balance 99 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CENTRUE FINANCIAL CORP
Report date June 09, 2017 · Filed June 13, 2017
Jointly reported with Capital Z Partners III GP, L.P., Capital Z Partners III GP, Ltd.
Section 16 reporting ended · disclosed 2017-06-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2017-06-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-06-09 · Disposition to issuer · Disposed 1,533,333 · Balance 0 F3: Disposed of pursuant to the Agreement and Plan of Merger, dated January 26, 2017, by and among Midland States Bancorp, Inc., Sentinel Acquisition, LLC, and the Company, and will be converted to the right to receive the per share value as set forth in the merger agreement. F1: Directly owned by Capital Z Partners Centrue AIV, L.P. ("Capital Z Centrue"). Capital Z Partners III GP, L.P. ("Capital Z III GP LP") is the general partner of Capital Z Centrue. Capital Z Partners III GP, Ltd. ("Capital Z III GP LTD") is the general partner of Capital Z III GP LP and the ultimate general partner of Capital Z Centrue. Each of Capital Z III GP LP, Capital Z III GP LTD and Capital Z Centrue disclaims beneficial ownership of securities held by any other entity except to the extent of any indirect pecuniary interest (within the meaning of Rule 16a-1 of the Exchange Act) in an indeterminate portion of the securities beneficially owned by such other entity. F2: Bradley E. Cooper, a director of the Issuer, is a limited partner of Capital Z III GP LP and is an officer and director of Capital Z III GP LTD. Mr. Cooper disclaims beneficial ownership of such securities except to any indirect pecuniary interest in an indeterminate portion of the securities beneficial owned by such other entities. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-06-09 | Direct | 0 |
Reported balance
After 2017-06-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-06-09 · Disposition to issuer · Disposed 598.0861 · Balance 0 F4: Each Restricted Stock Unit was vested in connection with the Agreement and Plan of Merger, dated January 26, 2017, by and among Midland States Bancorp, Inc., Sentinel Acquisition, LLC, and the Company, and will be converted to the right to receive the Per Share Value as set forth in the merger agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Directly owned by Capital Z Partners Centrue AIV, L.P. ("Capital Z Centrue"). Capital Z Partners III GP, L.P. ("Capital Z III GP LP") is the general partner of Capital Z Centrue. Capital Z Partners III GP, Ltd. ("Capital Z III GP LTD") is the general partner of Capital Z III GP LP and the ultimate general partner of Capital Z Centrue. Each of Capital Z III GP LP, Capital Z III GP LTD and Capital Z Centrue disclaims beneficial ownership of securities held by any other entity except to the extent of any indirect pecuniary interest (within the meaning of Rule 16a-1 of the Exchange Act) in an indeterminate portion of the securities beneficially owned by such other entity.
F2: Bradley E. Cooper, a director of the Issuer, is a limited partner of Capital Z III GP LP and is an officer and director of Capital Z III GP LTD. Mr. Cooper disclaims beneficial ownership of such securities except to any indirect pecuniary interest in an indeterminate portion of the securities beneficial owned by such other entities.
F3: Disposed of pursuant to the Agreement and Plan of Merger, dated January 26, 2017, by and among Midland States Bancorp, Inc., Sentinel Acquisition, LLC, and the Company, and will be converted to the right to receive the per share value as set forth in the merger agreement.
F4: Each Restricted Stock Unit was vested in connection with the Agreement and Plan of Merger, dated January 26, 2017, by and among Midland States Bancorp, Inc., Sentinel Acquisition, LLC, and the Company, and will be converted to the right to receive the Per Share Value as set forth in the merger agreement.
NewStar Financial, Inc.
Report date December 21, 2017 · Filed December 22, 2017
Section 16 reporting ended · disclosed 2017-12-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-12-22 transaction · row 3
2 source rows · reconciled sequenceRow 1 · 2017-12-21 · Other · Disposed 7,731 · Balance 84,165 F1: Mr. Cooper transferred to Capital Z Partners Management, LLC ("CZPM") the shares for no consideration on the Transaction Date. Row 3 · 2017-12-22 · Disposition to issuer · Disposed 84,165 · Balance 0 F3: Pursuant to the Agreement and Plan of Merger among the Issuer, First Eagle Holdings, Inc., FE Holdco, LLC, and FE Merger Sub, Inc. (the "Merger Agreement"), each share is being cancelled in exchange for (1) $11.44 in cash payment and (ii) one contingent value right. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Last balance in matching sequence
After 2017-12-22 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2017-12-21 · Other · Acquired 7,731 · Balance 47,975 F1: Mr. Cooper transferred to Capital Z Partners Management, LLC ("CZPM") the shares for no consideration on the Transaction Date. F2: Represents securities held directly by CZPM. Bradley E. Cooper is an officer and co-owner of CZPM. Mr. Cooper disclaims beneficial ownership of securities beneficially owned by CZPM, except to the extent of any pecuniary interest therein. Row 4 · 2017-12-22 · Disposition to issuer · Disposed 47,975 · Balance 0 F3: Pursuant to the Agreement and Plan of Merger among the Issuer, First Eagle Holdings, Inc., FE Holdco, LLC, and FE Merger Sub, Inc. (the "Merger Agreement"), each share is being cancelled in exchange for (1) $11.44 in cash payment and (ii) one contingent value right. F2: Represents securities held directly by CZPM. Bradley E. Cooper is an officer and co-owner of CZPM. Mr. Cooper disclaims beneficial ownership of securities beneficially owned by CZPM, except to the extent of any pecuniary interest therein. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.11 · Expires 2018-05-11 | IndirectSee Foontote | 0 |
Reported balance
After 2017-12-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-12-22 · Disposition to issuer · Disposed 5,000 · Balance 0 F4: Pursuant to the Merger Agreement, the option is being cancelled in exchange for (1) $11.44, minus the exercise price, for each underlying share, in cash payment and (ii) one contingent value right. F2: Represents securities held directly by CZPM. Bradley E. Cooper is an officer and co-owner of CZPM. Mr. Cooper disclaims beneficial ownership of securities beneficially owned by CZPM, except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Cooper transferred to Capital Z Partners Management, LLC ("CZPM") the shares for no consideration on the Transaction Date.
F2: Represents securities held directly by CZPM. Bradley E. Cooper is an officer and co-owner of CZPM. Mr. Cooper disclaims beneficial ownership of securities beneficially owned by CZPM, except to the extent of any pecuniary interest therein.
F3: Pursuant to the Agreement and Plan of Merger among the Issuer, First Eagle Holdings, Inc., FE Holdco, LLC, and FE Merger Sub, Inc. (the "Merger Agreement"), each share is being cancelled in exchange for (1) $11.44 in cash payment and (ii) one contingent value right.
F4: Pursuant to the Merger Agreement, the option is being cancelled in exchange for (1) $11.44, minus the exercise price, for each underlying share, in cash payment and (ii) one contingent value right.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 08, 2026 Filed Apr 18, 2026 01:25 UTC | Hamilton Insurance Group, Ltd. HG · Entity 4138 | PurchaseClass B Common Shares | 99 | $31.01 | $3,069.99 |
DisclosureSEC source: 0001008262-26-000003 · wk-form4_1776475498.xml · nonDerivative · entry 1 COOPER BRADLEY E · CIK 0001008262 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99 Read SEC document |
| December 22, 2017 Filed Dec 22, 2017 19:58 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | Disposition to issuerStock Option (Right to Buy) · Derivative | 5,000 | Not disclosed Strike: $10.11 | Not disclosed |
DisclosureSEC source: 0000908662-17-000239 · edgar.xml · derivative · entry 5 COOPER BRADLEY E · CIK 0001008262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Foontote Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2018-05-11 F4 · price: Pursuant to the Merger Agreement, the option is being cancelled in exchange for (1) $11.44, minus the exercise price, for each underlying share, in cash payment and (ii) one contingent value right. F2 · ownership.nature: Represents securities held directly by CZPM. Bradley E. Cooper is an officer and co-owner of CZPM. Mr. Cooper disclaims beneficial ownership of securities beneficially owned by CZPM, except to the extent of any pecuniary interest therein. Read SEC document |
| December 22, 2017 Filed Dec 22, 2017 19:58 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | Disposition to issuerCommon Stock | 47,975 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908662-17-000239 · edgar.xml · nonDerivative · entry 4 COOPER BRADLEY E · CIK 0001008262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · price: Pursuant to the Agreement and Plan of Merger among the Issuer, First Eagle Holdings, Inc., FE Holdco, LLC, and FE Merger Sub, Inc. (the "Merger Agreement"), each share is being cancelled in exchange for (1) $11.44 in cash payment and (ii) one contingent value right. F2 · ownership.nature: Represents securities held directly by CZPM. Bradley E. Cooper is an officer and co-owner of CZPM. Mr. Cooper disclaims beneficial ownership of securities beneficially owned by CZPM, except to the extent of any pecuniary interest therein. Read SEC document |
| December 22, 2017 Filed Dec 22, 2017 19:58 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | Disposition to issuerCommon Stock | 84,165 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908662-17-000239 · edgar.xml · nonDerivative · entry 3 COOPER BRADLEY E · CIK 0001008262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Pursuant to the Agreement and Plan of Merger among the Issuer, First Eagle Holdings, Inc., FE Holdco, LLC, and FE Merger Sub, Inc. (the "Merger Agreement"), each share is being cancelled in exchange for (1) $11.44 in cash payment and (ii) one contingent value right. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 19:58 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | OtherCommon Stock | 7,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908662-17-000239 · edgar.xml · nonDerivative · entry 2 COOPER BRADLEY E · CIK 0001008262 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 47,975 F1 · price: Mr. Cooper transferred to Capital Z Partners Management, LLC ("CZPM") the shares for no consideration on the Transaction Date. F2 · ownership.nature: Represents securities held directly by CZPM. Bradley E. Cooper is an officer and co-owner of CZPM. Mr. Cooper disclaims beneficial ownership of securities beneficially owned by CZPM, except to the extent of any pecuniary interest therein. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 19:58 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | OtherCommon Stock | 7,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908662-17-000239 · edgar.xml · nonDerivative · entry 1 COOPER BRADLEY E · CIK 0001008262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,165 F1 · price: Mr. Cooper transferred to Capital Z Partners Management, LLC ("CZPM") the shares for no consideration on the Transaction Date. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 16:19 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | OtherCommon Stock | 4,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-045802 · form4.xml · nonDerivative · entry 2 COOPER BRADLEY E · CIK 0001008262 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Represents a pro rata distribution, without consideration, from Capital Z Partners III, L.P. ("Capital Z III Fund") to its partners, including 51,528 received by Bradley E. Cooper. The sole general partner of Capital Z III Fund is Capital Z Partners III GP, L.P. ("Capital Z III GP LP") and Capital Z Partners Management, LLC ("CZPM") performs investment management services for Capital Z III Fund. Mr. Cooper is a limited partner of Capital Z III GP LP, which may be deemed to be the beneficial owner of any securities held by Capital Z III Fund. F1 · ownership.direct: Represents a pro rata distribution, without consideration, from Capital Z Partners III, L.P. ("Capital Z III Fund") to its partners, including 51,528 received by Bradley E. Cooper. The sole general partner of Capital Z III Fund is Capital Z Partners III GP, L.P. ("Capital Z III GP LP") and Capital Z Partners Management, LLC ("CZPM") performs investment management services for Capital Z III Fund. Mr. Cooper is a limited partner of Capital Z III GP LP, which may be deemed to be the beneficial owner of any securities held by Capital Z III Fund. F1 · ownership.nature: Represents a pro rata distribution, without consideration, from Capital Z Partners III, L.P. ("Capital Z III Fund") to its partners, including 51,528 received by Bradley E. Cooper. The sole general partner of Capital Z III Fund is Capital Z Partners III GP, L.P. ("Capital Z III GP LP") and Capital Z Partners Management, LLC ("CZPM") performs investment management services for Capital Z III Fund. Mr. Cooper is a limited partner of Capital Z III GP LP, which may be deemed to be the beneficial owner of any securities held by Capital Z III Fund. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 16:19 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | OtherCommon Stock | 51,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-045802 · form4.xml · nonDerivative · entry 1 COOPER BRADLEY E · CIK 0001008262 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,896 F1 · kind: Represents a pro rata distribution, without consideration, from Capital Z Partners III, L.P. ("Capital Z III Fund") to its partners, including 51,528 received by Bradley E. Cooper. The sole general partner of Capital Z III Fund is Capital Z Partners III GP, L.P. ("Capital Z III GP LP") and Capital Z Partners Management, LLC ("CZPM") performs investment management services for Capital Z III Fund. Mr. Cooper is a limited partner of Capital Z III GP LP, which may be deemed to be the beneficial owner of any securities held by Capital Z III Fund. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 22:22 UTC | CENTRUE FINANCIAL CORP CFCB · Entity 175253 | Disposition to issuerRestricted Stock Units · Derivative | 598.0861 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001104659-17-039005 · a4.xml · derivative · entry 2 COOPER BRADLEY E · CIK 0001008262 · Director · 10% owner Capital Z Partners III GP, L.P. · CIK 0001419136 · 10% owner Capital Z Partners III GP, Ltd. · CIK 0001419137 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 598.0861 shares Expires 2017-06-09 F4 · price: Each Restricted Stock Unit was vested in connection with the Agreement and Plan of Merger, dated January 26, 2017, by and among Midland States Bancorp, Inc., Sentinel Acquisition, LLC, and the Company, and will be converted to the right to receive the Per Share Value as set forth in the merger agreement. F4 · derivative.exercise_date: Each Restricted Stock Unit was vested in connection with the Agreement and Plan of Merger, dated January 26, 2017, by and among Midland States Bancorp, Inc., Sentinel Acquisition, LLC, and the Company, and will be converted to the right to receive the Per Share Value as set forth in the merger agreement. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 22:22 UTC | CENTRUE FINANCIAL CORP CFCB · Entity 175253 | Disposition to issuerCommon Stock | 1,533,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-039005 · a4.xml · nonDerivative · entry 1 COOPER BRADLEY E · CIK 0001008262 · Director · 10% owner Capital Z Partners III GP, L.P. · CIK 0001419136 · 10% owner Capital Z Partners III GP, Ltd. · CIK 0001419137 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F3 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated January 26, 2017, by and among Midland States Bancorp, Inc., Sentinel Acquisition, LLC, and the Company, and will be converted to the right to receive the per share value as set forth in the merger agreement. F1 · ownership.nature: Directly owned by Capital Z Partners Centrue AIV, L.P. ("Capital Z Centrue"). Capital Z Partners III GP, L.P. ("Capital Z III GP LP") is the general partner of Capital Z Centrue. Capital Z Partners III GP, Ltd. ("Capital Z III GP LTD") is the general partner of Capital Z III GP LP and the ultimate general partner of Capital Z Centrue. Each of Capital Z III GP LP, Capital Z III GP LTD and Capital Z Centrue disclaims beneficial ownership of securities held by any other entity except to the extent of any indirect pecuniary interest (within the meaning of Rule 16a-1 of the Exchange Act) in an indeterminate portion of the securities beneficially owned by such other entity. F2 · ownership.nature: Bradley E. Cooper, a director of the Issuer, is a limited partner of Capital Z III GP LP and is an officer and director of Capital Z III GP LTD. Mr. Cooper disclaims beneficial ownership of such securities except to any indirect pecuniary interest in an indeterminate portion of the securities beneficial owned by such other entities. Read SEC document |
| May 16, 2017 Filed May 18, 2017 20:13 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | GrantCommon Stock | 7,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000908662-17-000111 · edgar.xml · nonDerivative · entry 1 COOPER BRADLEY E · CIK 0001008262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,368 F1 · shares: The securities reported are shares of restricted stock which will vest in full on the one year anniversary of the grant date. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 20:29 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $8.28 | $0.00 |
DisclosureSEC source: 0000908662-17-000095 · edgar.xml · derivative · entry 5 Capital Z Partners III GP, Ltd. · CIK 0001419137 · Director · 10% owner Capital Z Partners Management, LLC · CIK 0001455704 · 10% owner Capital Z Partners III, L.P. · CIK 0001419144 · 10% owner Capital Z Partners III GP, L.P. · CIK 0001419136 · 10% owner COOPER BRADLEY E · CIK 0001008262 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2017-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. F3 · ownership.nature: Represents securities held directly by CZPM. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 20:29 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | Tax withholdingCommon Stock | 3,820 | $10.84 | $41,408.80 |
DisclosureSEC source: 0000908662-17-000095 · edgar.xml · nonDerivative · entry 4 Capital Z Partners III GP, Ltd. · CIK 0001419137 · Director · 10% owner Capital Z Partners Management, LLC · CIK 0001455704 · 10% owner Capital Z Partners III, L.P. · CIK 0001419144 · 10% owner Capital Z Partners III GP, L.P. · CIK 0001419136 · 10% owner COOPER BRADLEY E · CIK 0001008262 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 40,244 F3 · ownership.direct: Represents securities held directly by CZPM. F3 · ownership.nature: Represents securities held directly by CZPM. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 20:29 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | Exercise / conversionCommon Stock | 5,000 | $8.28 | $41,400.00 |
DisclosureSEC source: 0000908662-17-000095 · edgar.xml · nonDerivative · entry 3 Capital Z Partners III GP, Ltd. · CIK 0001419137 · Director · 10% owner Capital Z Partners Management, LLC · CIK 0001455704 · 10% owner Capital Z Partners III, L.P. · CIK 0001419144 · 10% owner Capital Z Partners III GP, L.P. · CIK 0001419136 · 10% owner COOPER BRADLEY E · CIK 0001008262 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 44,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.direct: Represents securities held directly by CZPM. F3 · ownership.nature: Represents securities held directly by CZPM. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 20:10 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | OtherCommon Stock | 10,094 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908662-17-000091 · edgar.xml · nonDerivative · entry 3 Capital Z Partners III GP, Ltd. · CIK 0001419137 · 10% owner Capital Z Partners Management, LLC · CIK 0001455704 · 10% owner Capital Z Partners III, L.P. · CIK 0001419144 · 10% owner Capital Z Partners III GP, L.P. · CIK 0001419136 · 10% owner COOPER BRADLEY E · CIK 0001008262 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 39,064 F2 · kind: Mr. Cooper transferred the shares to CZPM for no consideration. F2 · price: Mr. Cooper transferred the shares to CZPM for no consideration. F4 · ownership.direct: Represents securities held directly by CZPM. F4 · ownership.nature: Represents securities held directly by CZPM. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 20:10 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | OtherCommon Stock | 10,094 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908662-17-000091 · edgar.xml · nonDerivative · entry 2 Capital Z Partners III GP, Ltd. · CIK 0001419137 · 10% owner Capital Z Partners Management, LLC · CIK 0001455704 · 10% owner Capital Z Partners III, L.P. · CIK 0001419144 · 10% owner Capital Z Partners III GP, L.P. · CIK 0001419136 · 10% owner COOPER BRADLEY E · CIK 0001008262 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 32,637 F2 · kind: Mr. Cooper transferred the shares to CZPM for no consideration. F2 · price: Mr. Cooper transferred the shares to CZPM for no consideration. F3 · ownership.direct: Directly owned by Bradley E. Cooper. Bradley E. Cooper is a limited partner of Capital Z III GP LP, and he is an officer and co-owner of CZPM. Mr. Cooper disclaims beneficial ownership of securities beneficially owned by them, except to the extent of any pecuniary interest therein. F3 · ownership.nature: Directly owned by Bradley E. Cooper. Bradley E. Cooper is a limited partner of Capital Z III GP LP, and he is an officer and co-owner of CZPM. Mr. Cooper disclaims beneficial ownership of securities beneficially owned by them, except to the extent of any pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 16:49 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | SaleCommon Stock | 6,030 | $9.17 | $55,295.10 |
DisclosureSEC source: 0001140361-16-090328 · form4.xml · nonDerivative · entry 4 COOPER BRADLEY E · CIK 0001008262 · Director Capital Z Partners III GP, Ltd. · CIK 0001419137 · 10% owner Capital Z Partners Management, LLC · CIK 0001455704 · 10% owner Capital Z Partners III, L.P. · CIK 0001419144 · 10% owner Capital Z Partners III GP, L.P. · CIK 0001419136 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,637 F3 · price: The prices reported in Column 4 of Table I are weighted average prices. These shares were sold in multiple transactions at prices ranging from $9.08 to $9.6075 on December 16, 2016 and from $9.00 to $9.29 on December 19, 2016. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the United States Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: Represents securities held directly by Bradley E. Cooper. Bradley E. Cooper is a limited partner of Capital Z III GP LP, and he is an officer and co-owner of CZPM. Mr. Cooper disclaims beneficial ownership of securities beneficially owned by them, except to the extent of any pecuniary interest therein. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 16:49 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | SaleCommon Stock | 7,216 | $9.21 | $66,459.36 |
DisclosureSEC source: 0001140361-16-090328 · form4.xml · nonDerivative · entry 3 COOPER BRADLEY E · CIK 0001008262 · Director Capital Z Partners III GP, Ltd. · CIK 0001419137 · 10% owner Capital Z Partners Management, LLC · CIK 0001455704 · 10% owner Capital Z Partners III, L.P. · CIK 0001419144 · 10% owner Capital Z Partners III GP, L.P. · CIK 0001419136 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,667 F3 · price: The prices reported in Column 4 of Table I are weighted average prices. These shares were sold in multiple transactions at prices ranging from $9.08 to $9.6075 on December 16, 2016 and from $9.00 to $9.29 on December 19, 2016. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the United States Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: Represents securities held directly by Bradley E. Cooper. Bradley E. Cooper is a limited partner of Capital Z III GP LP, and he is an officer and co-owner of CZPM. Mr. Cooper disclaims beneficial ownership of securities beneficially owned by them, except to the extent of any pecuniary interest therein. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 21:57 UTC Amendment | NewStar Financial, Inc. NEWS · Entity 170916 | OtherCommon Stock | 15,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-16-003194 · form4.xml · nonDerivative · entry 5 Capital Z Partners III GP, Ltd. · CIK 0001419137 · 10% owner Capital Z Partners Management, LLC · CIK 0001455704 · 10% owner Capital Z Partners III, L.P. · CIK 0001419144 · 10% owner Capital Z Partners III GP, L.P. · CIK 0001419136 · 10% owner CAPITAL Z FINANCIAL SERVICES PRIVATE FUND II, L.P. · CIK 0001308745 · 10% owner CAPITAL Z FINANCIAL SERVICES FUND II LP · CIK 0001075567 · 10% owner CAPITAL Z PARTNERS LP · CIK 0001075560 · 10% owner CAPITAL Z PARTNERS LTD · CIK 0001075558 · 10% owner COOPER BRADLEY E · CIK 0001008262 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 45,883 F1 · kind: Pro rata distributions, without consideration, from Capital Z Financial Services Fund II, L.P. ("Capital Z Fund") and Capital Z Financial Services Private Fund II, L.P. ("Capital Z Private Fund"). F1 · price: Pro rata distributions, without consideration, from Capital Z Financial Services Fund II, L.P. ("Capital Z Fund") and Capital Z Financial Services Private Fund II, L.P. ("Capital Z Private Fund"). F7 · ownership.nature: Directly owned by Bradley E. Cooper. Bradley E. Cooper is a limited partner of both Capital Z III GP LP and Capital Z GP LP, and he is an officer and co-owner of CZPM. Mr. Cooper disclaims beneficial ownership of securities beneficially owned by them, except to the extent of any pecuniary interest therein. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 21:57 UTC Amendment | NewStar Financial, Inc. NEWS · Entity 170916 | OtherCommon Stock | 18,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-16-003194 · form4.xml · nonDerivative · entry 2 Capital Z Partners III GP, Ltd. · CIK 0001419137 · 10% owner Capital Z Partners Management, LLC · CIK 0001455704 · 10% owner Capital Z Partners III, L.P. · CIK 0001419144 · 10% owner Capital Z Partners III GP, L.P. · CIK 0001419136 · 10% owner CAPITAL Z FINANCIAL SERVICES PRIVATE FUND II, L.P. · CIK 0001308745 · 10% owner CAPITAL Z FINANCIAL SERVICES FUND II LP · CIK 0001075567 · 10% owner CAPITAL Z PARTNERS LP · CIK 0001075560 · 10% owner CAPITAL Z PARTNERS LTD · CIK 0001075558 · 10% owner COOPER BRADLEY E · CIK 0001008262 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Pro rata distributions, without consideration, from Capital Z Financial Services Fund II, L.P. ("Capital Z Fund") and Capital Z Financial Services Private Fund II, L.P. ("Capital Z Private Fund"). F1 · price: Pro rata distributions, without consideration, from Capital Z Financial Services Fund II, L.P. ("Capital Z Fund") and Capital Z Financial Services Private Fund II, L.P. ("Capital Z Private Fund"). F3 · ownership.nature: The sole general partner of Capital Z Fund and Capital Z Private Fund is Capital Z Partners, L.P. ("Capital Z GP LP"), whose sole general partner is Capital Z Partners, Ltd. ("Capital Z GP LTD"). Capital Z Partners Management, LLC ("CZPM") performs investment management services for Capital Z Fund and Capital Z Private Fund. By reason of the provisions of Rule 16a-1 of the Exchange Act, Capital Z GP LP, Capital Z GP LTD and CZPM may be deemed to be the beneficial owners of the securities held by Capital Z Fund and Capital Z Private Fund, but each individual entity described above disclaims beneficial ownership of securities held by any other entity except to the extent of any indirect pecuniary interest therein. F4 · ownership.nature: Represents securities held directly by Capital Z Private Fund. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 21:57 UTC Amendment | NewStar Financial, Inc. NEWS · Entity 170916 | OtherCommon Stock | 3,528,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-16-003194 · form4.xml · nonDerivative · entry 1 Capital Z Partners III GP, Ltd. · CIK 0001419137 · 10% owner Capital Z Partners Management, LLC · CIK 0001455704 · 10% owner Capital Z Partners III, L.P. · CIK 0001419144 · 10% owner Capital Z Partners III GP, L.P. · CIK 0001419136 · 10% owner CAPITAL Z FINANCIAL SERVICES PRIVATE FUND II, L.P. · CIK 0001308745 · 10% owner CAPITAL Z FINANCIAL SERVICES FUND II LP · CIK 0001075567 · 10% owner CAPITAL Z PARTNERS LP · CIK 0001075560 · 10% owner CAPITAL Z PARTNERS LTD · CIK 0001075558 · 10% owner COOPER BRADLEY E · CIK 0001008262 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Pro rata distributions, without consideration, from Capital Z Financial Services Fund II, L.P. ("Capital Z Fund") and Capital Z Financial Services Private Fund II, L.P. ("Capital Z Private Fund"). F1 · price: Pro rata distributions, without consideration, from Capital Z Financial Services Fund II, L.P. ("Capital Z Fund") and Capital Z Financial Services Private Fund II, L.P. ("Capital Z Private Fund"). F2 · ownership.nature: Represents securities held directly by Capital Z Fund. F3 · ownership.nature: The sole general partner of Capital Z Fund and Capital Z Private Fund is Capital Z Partners, L.P. ("Capital Z GP LP"), whose sole general partner is Capital Z Partners, Ltd. ("Capital Z GP LTD"). Capital Z Partners Management, LLC ("CZPM") performs investment management services for Capital Z Fund and Capital Z Private Fund. By reason of the provisions of Rule 16a-1 of the Exchange Act, Capital Z GP LP, Capital Z GP LTD and CZPM may be deemed to be the beneficial owners of the securities held by Capital Z Fund and Capital Z Private Fund, but each individual entity described above disclaims beneficial ownership of securities held by any other entity except to the extent of any indirect pecuniary interest therein. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 21:02 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | OtherCommon Stock | 15,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-16-003192 · form4.xml · nonDerivative · entry 5 Capital Z Partners III GP, Ltd. · CIK 0001419137 · 10% owner Capital Z Partners Management, LLC · CIK 0001455704 · 10% owner Capital Z Partners III, L.P. · CIK 0001419144 · 10% owner Capital Z Partners III GP, L.P. · CIK 0001419136 · 10% owner CAPITAL Z FINANCIAL SERVICES PRIVATE FUND II, L.P. · CIK 0001308745 · 10% owner CAPITAL Z FINANCIAL SERVICES FUND II LP · CIK 0001075567 · 10% owner CAPITAL Z PARTNERS LP · CIK 0001075560 · 10% owner CAPITAL Z PARTNERS LTD · CIK 0001075558 · 10% owner COOPER BRADLEY E · CIK 0001008262 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 45,883 F1 · kind: Pro rata distributions, without consideration, from Capital Z Financial Services Fund II, L.P. ("Capital Z Fund") and Capital Z Financial Services Private Fund II, L.P. ("Capital Z Private Fund"). F1 · price: Pro rata distributions, without consideration, from Capital Z Financial Services Fund II, L.P. ("Capital Z Fund") and Capital Z Financial Services Private Fund II, L.P. ("Capital Z Private Fund"). F8 · ownership.nature: Directly owned by Bradley E. Cooper. Bradley E. Cooper is a limited partner of both Capital Z III GP LP and Capital Z GP LP, and he is an officer and co-owner of CZPM. Mr. Cooper disclaims beneficial ownership of securities beneficially owned by them, except to the extent of any pecuniary interest therein. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 21:02 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | OtherCommon Stock | 18,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-16-003192 · form4.xml · nonDerivative · entry 2 Capital Z Partners III GP, Ltd. · CIK 0001419137 · 10% owner Capital Z Partners Management, LLC · CIK 0001455704 · 10% owner Capital Z Partners III, L.P. · CIK 0001419144 · 10% owner Capital Z Partners III GP, L.P. · CIK 0001419136 · 10% owner CAPITAL Z FINANCIAL SERVICES PRIVATE FUND II, L.P. · CIK 0001308745 · 10% owner CAPITAL Z FINANCIAL SERVICES FUND II LP · CIK 0001075567 · 10% owner CAPITAL Z PARTNERS LP · CIK 0001075560 · 10% owner CAPITAL Z PARTNERS LTD · CIK 0001075558 · 10% owner COOPER BRADLEY E · CIK 0001008262 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Pro rata distributions, without consideration, from Capital Z Financial Services Fund II, L.P. ("Capital Z Fund") and Capital Z Financial Services Private Fund II, L.P. ("Capital Z Private Fund"). F1 · price: Pro rata distributions, without consideration, from Capital Z Financial Services Fund II, L.P. ("Capital Z Fund") and Capital Z Financial Services Private Fund II, L.P. ("Capital Z Private Fund"). F2 · ownership.nature: Disposition transactions made pursuant to a privately-negotiated repurchase agreement, which transactions are scheduled to close on or before October 28, 2016. F4 · ownership.nature: The sole general partner of Capital Z Fund and Capital Z Private Fund is Capital Z Partners, L.P. ("Capital Z GP LP"), whose sole general partner is Capital Z Partners, Ltd. ("Capital Z GP LTD"). Capital Z Partners Management, LLC ("CZPM") performs investment management services for Capital Z Fund and Capital Z Private Fund. By reason of the provisions of Rule 16a-1 of the Exchange Act, Capital Z GP LP, Capital Z GP LTD and CZPM may be deemed to be the beneficial owners of the securities held by Capital Z Fund and Capital Z Private Fund, but each individual entity described above disclaims beneficial ownership of securities held by any other entity except to the extent of any indirect pecuniary interest therein. F5 · ownership.nature: Represents securities held directly by Capital Z Private Fund. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 21:02 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | OtherCommon Stock | 3,528,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-16-003192 · form4.xml · nonDerivative · entry 1 Capital Z Partners III GP, Ltd. · CIK 0001419137 · 10% owner Capital Z Partners Management, LLC · CIK 0001455704 · 10% owner Capital Z Partners III, L.P. · CIK 0001419144 · 10% owner Capital Z Partners III GP, L.P. · CIK 0001419136 · 10% owner CAPITAL Z FINANCIAL SERVICES PRIVATE FUND II, L.P. · CIK 0001308745 · 10% owner CAPITAL Z FINANCIAL SERVICES FUND II LP · CIK 0001075567 · 10% owner CAPITAL Z PARTNERS LP · CIK 0001075560 · 10% owner CAPITAL Z PARTNERS LTD · CIK 0001075558 · 10% owner COOPER BRADLEY E · CIK 0001008262 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Pro rata distributions, without consideration, from Capital Z Financial Services Fund II, L.P. ("Capital Z Fund") and Capital Z Financial Services Private Fund II, L.P. ("Capital Z Private Fund"). F1 · price: Pro rata distributions, without consideration, from Capital Z Financial Services Fund II, L.P. ("Capital Z Fund") and Capital Z Financial Services Private Fund II, L.P. ("Capital Z Private Fund"). F2 · ownership.nature: Disposition transactions made pursuant to a privately-negotiated repurchase agreement, which transactions are scheduled to close on or before October 28, 2016. F3 · ownership.nature: Represents securities held directly by Capital Z Fund. F4 · ownership.nature: The sole general partner of Capital Z Fund and Capital Z Private Fund is Capital Z Partners, L.P. ("Capital Z GP LP"), whose sole general partner is Capital Z Partners, Ltd. ("Capital Z GP LTD"). Capital Z Partners Management, LLC ("CZPM") performs investment management services for Capital Z Fund and Capital Z Private Fund. By reason of the provisions of Rule 16a-1 of the Exchange Act, Capital Z GP LP, Capital Z GP LTD and CZPM may be deemed to be the beneficial owners of the securities held by Capital Z Fund and Capital Z Private Fund, but each individual entity described above disclaims beneficial ownership of securities held by any other entity except to the extent of any indirect pecuniary interest therein. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 20:36 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | SaleCommon Stock | 10,598 | $8.93 | $94,640.14 |
DisclosureSEC source: 0001140361-16-083531 · form4.xml · nonDerivative · entry 2 Capital Z Partners III GP, Ltd. · CIK 0001419137 · 10% owner Capital Z Partners Management, LLC · CIK 0001455704 · 10% owner Capital Z Partners III, L.P. · CIK 0001419144 · 10% owner CAPITAL Z FINANCIAL SERVICES PRIVATE FUND II, L.P. · CIK 0001308745 · 10% owner CAPITAL Z FINANCIAL SERVICES FUND II LP · CIK 0001075567 · 10% owner CAPITAL Z PARTNERS LP · CIK 0001075560 · 10% owner CAPITAL Z PARTNERS LTD · CIK 0001075558 · 10% owner COOPER BRADLEY E · CIK 0001008262 · Director · 10% owner Capital Z Partners III GP, L.P. · CIK 0001419136 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,805 F1 · ownership.nature: Disposition transactions made pursuant to a privately-negotiated repurchase agreement, which transactions are scheduled to close on or before October 28, 2016. F3 · ownership.nature: The sole general partner of Capital Z Fund and Capital Z Financial Services Private Fund II, L.P. ("Capital Z Private Fund") is Capital Z Partners, L.P. ("Capital Z GP LP"), whose sole general partner is Capital Z Partners, Ltd. ("Capital Z GP LTD"). Capital Z Partners Management, LLC ("CZPM") performs investment management services for Capital Z Fund and Capital Z Private Fund. By reason of the provisions of Rule 16a-1 of the Exchange Act, Capital Z GP LP, Capital Z GP LTD and CZPM may be deemed to be the beneficial owners of the securities held by Capital Z Fund and Capital Z Private Fund, but each individual entity described above disclaims beneficial ownership of securities held by any other entity except to the extent of any indirect pecuniary interest therein. F4 · ownership.nature: Represents securities held directly by Capital Z Private Fund. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 20:36 UTC | NewStar Financial, Inc. NEWS · Entity 170916 | SaleCommon Stock | 1,989,402 | $8.93 | $17,765,359.86 |
DisclosureSEC source: 0001140361-16-083531 · form4.xml · nonDerivative · entry 1 Capital Z Partners III GP, Ltd. · CIK 0001419137 · 10% owner Capital Z Partners Management, LLC · CIK 0001455704 · 10% owner Capital Z Partners III, L.P. · CIK 0001419144 · 10% owner CAPITAL Z FINANCIAL SERVICES PRIVATE FUND II, L.P. · CIK 0001308745 · 10% owner CAPITAL Z FINANCIAL SERVICES FUND II LP · CIK 0001075567 · 10% owner CAPITAL Z PARTNERS LP · CIK 0001075560 · 10% owner CAPITAL Z PARTNERS LTD · CIK 0001075558 · 10% owner COOPER BRADLEY E · CIK 0001008262 · Director · 10% owner Capital Z Partners III GP, L.P. · CIK 0001419136 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,528,286 F1 · ownership.nature: Disposition transactions made pursuant to a privately-negotiated repurchase agreement, which transactions are scheduled to close on or before October 28, 2016. F2 · ownership.nature: Represents securities held directly by Capital Z Financial Services Fund II, L.P. ("Capital Z Fund"). F3 · ownership.nature: The sole general partner of Capital Z Fund and Capital Z Financial Services Private Fund II, L.P. ("Capital Z Private Fund") is Capital Z Partners, L.P. ("Capital Z GP LP"), whose sole general partner is Capital Z Partners, Ltd. ("Capital Z GP LTD"). Capital Z Partners Management, LLC ("CZPM") performs investment management services for Capital Z Fund and Capital Z Private Fund. By reason of the provisions of Rule 16a-1 of the Exchange Act, Capital Z GP LP, Capital Z GP LTD and CZPM may be deemed to be the beneficial owners of the securities held by Capital Z Fund and Capital Z Private Fund, but each individual entity described above disclaims beneficial ownership of securities held by any other entity except to the extent of any indirect pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.