Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REDWOOD TRUST INCRWT · Entity 5400 | Director · Chief Executive Officer | September 15, 2026 | September 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REDWOOD TRUST INC
Report date September 15, 2026 · Filed September 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 679,283 |
Reported balance
After 2026-09-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-15 · Purchase · Acquired 100,000 · Balance 679,283 |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $5.63 | Direct | 115,896 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 115,896 F1: This transaction relates to the grant of Deferred Stock Units. F2: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3: 25% vests 1/31/2027, 6.25% every quarter thereafter (beginning with 4/1/2027). Fully vested 12/11/2029 F4: No expiration date is applicable to deferred stock units. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $6.64 | Direct | 98,268 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 98,268 F1: This transaction relates to the grant of Deferred Stock Units. F2: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F5: 25% vests 1/31/2026, 6.25% every quarter thereafter (beginning with 4/1/2026). Fully vested 12/18/2028 F4: No expiration date is applicable to deferred stock units. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $7.79 | Direct | 118,421 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 118,421 F1: This transaction relates to the grant of Deferred Stock Units. F2: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F6: 25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027 F4: No expiration date is applicable to deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction relates to the grant of Deferred Stock Units.
F2: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.
F3: 25% vests 1/31/2027, 6.25% every quarter thereafter (beginning with 4/1/2027). Fully vested 12/11/2029
F4: No expiration date is applicable to deferred stock units.
F5: 25% vests 1/31/2026, 6.25% every quarter thereafter (beginning with 4/1/2026). Fully vested 12/18/2028
F6: 25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HERITAGE COMMERCE CORP
Report date April 17, 2026 · Filed April 17, 2026
Section 16 reporting ended · disclosed 2026-04-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-04-17 transaction · row 1
1 source rowRow 1 · 2026-04-17 · Disposition to issuer · Disposed 6,980 · Balance 0 F1: On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California corporation and CVB Financial Corp. ("CVBF"), a California corporation, and subject to the terms and conditions set forth in the Merger Agreement, each share of the Company's common stock outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive 0.65 shares (the "Exchange Ratio") of CVBF's common stock, without interest thereon (the "Merger Consideration"). F2: At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California corporation and CVB Financial Corp. ("CVBF"), a California corporation, and subject to the terms and conditions set forth in the Merger Agreement, each share of the Company's common stock outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive 0.65 shares (the "Exchange Ratio") of CVBF's common stock, without interest thereon (the "Merger Consideration").
F2: At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 15, 2026 17:50 UTC | REDWOOD TRUST INC RWT · Entity 5400 | PurchaseCommon Stock | 100,000 | $3.84 | $383,900.00 |
DisclosureSEC source: 0001104659-26-107867 · tm2625473-1_4seq1.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 679,283 Read SEC document |
| April 17, 2026 Filed Apr 17, 2026 21:57 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | Disposition to issuerCommon Stock, No Par Value | 6,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-045002 · tm2611972-1_4seq1.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California corporation and CVB Financial Corp. ("CVBF"), a California corporation, and subject to the terms and conditions set forth in the Merger Agreement, each share of the Company's common stock outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive 0.65 shares (the "Exchange Ratio") of CVBF's common stock, without interest thereon (the "Merger Consideration"). F2 · shares: At the Effective Time, each outstanding restricted stock award granted under any Company stock plan accelerated in full, and such restricted stock awards were converted into, and became exchanged for, the Merger Consideration. Read SEC document |
| April 14, 2026 Filed Apr 15, 2026 21:19 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionPerformance Stock Units · Derivative | 51,396 | $0.00 Strike: $9.09 | $0.00 |
DisclosureSEC source: 0001453409-26-000005 · edgardoc.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,396 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026. F6 · derivative.expiration_date: No expiration date is applicable to performance stock units. F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned. Read SEC document |
| April 14, 2026 Filed Apr 15, 2026 21:19 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingPerformance Stock Units · Derivative | 60,212 | $0.00 Strike: $9.09 | $0.00 |
DisclosureSEC source: 0001453409-26-000005 · edgardoc.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,396 Underlying: Common Stock · 60,212 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026. F6 · derivative.expiration_date: No expiration date is applicable to performance stock units. Read SEC document |
| April 14, 2026 Filed Apr 15, 2026 21:19 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 51,396 | $5.97 | $306,834.12 |
DisclosureSEC source: 0001453409-26-000005 · edgardoc.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 579,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| March 05, 2026 Filed Mar 10, 2026 00:28 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | GrantCommon Stock, No Par Value | 4,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-26-000080 · primary_01.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,980 F1 · shares: Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the company. Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 22:28 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 52,523 | $0.00 Strike: $13.18 | $0.00 |
DisclosureSEC source: 0001453409-25-000007 · edgardoc.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,523 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 22:28 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 61,285 | $0.00 Strike: $13.18 | $0.00 |
DisclosureSEC source: 0001453409-25-000007 · edgardoc.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,523 Underlying: Common Stock · 61,285 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 22:28 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 52,523 | $5.49 | $288,351.27 |
DisclosureSEC source: 0001453409-25-000007 · edgardoc.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 527,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 11, 2025 Filed Dec 12, 2025 21:41 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 115,896 | $0.00 Strike: $5.63 | $0.00 |
DisclosureSEC source: 0001453409-25-000005 · edgardoc.xml · derivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,896 Underlying: Common Stock · 115,896 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2027, 6.25% every quarter thereafter (beginning with 4/1/2027). Fully vested 12/11/2029 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| August 18, 2025 Filed Aug 20, 2025 18:24 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | GrantCommon Stock, No Par Value | 2,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-25-000958 · primary_01.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,958 F1 · shares: Restricted stock award vests on March 10, 2026, subject to continuous service with the company. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 20:22 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingPerformance Stock Units · Derivative | 36,397 | $0.00 Strike: $15.68 | $0.00 |
DisclosureSEC source: 0001453409-25-000002 · edgardoc.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,397 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2025. F5 · derivative.expiration_date: No expiration date is applicable to performance stock units. F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 20:22 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionPerformance Stock Units · Derivative | 31,194 | $0.00 Strike: $15.68 | $0.00 |
DisclosureSEC source: 0001453409-25-000002 · edgardoc.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,397 Underlying: Common Stock · 31,194 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2025. F5 · derivative.expiration_date: No expiration date is applicable to performance stock units. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 20:22 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 31,194 | $5.23 | $163,144.62 |
DisclosureSEC source: 0001453409-25-000002 · edgardoc.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 475,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 21:31 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 49,441 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001453409-24-000006 · edgardoc.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,441 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 21:31 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 57,457 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001453409-24-000006 · edgardoc.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,441 Underlying: Common Stock · 57,457 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 21:31 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 49,441 | $6.77 | $334,715.57 |
DisclosureSEC source: 0001453409-24-000006 · edgardoc.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 444,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 19, 2024 Filed Dec 20, 2024 23:41 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 98,268 | $0.00 Strike: $6.64 | $0.00 |
DisclosureSEC source: 0001453409-24-000004 · edgardoc.xml · derivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,268 Underlying: Common Stock · 98,268 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2026, 6.25% every quarter thereafter (beginning with 4/1/2026). Fully vested 12/18/2028 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| April 16, 2024 Filed Apr 18, 2024 20:57 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingPerformance Stock Units · Derivative | 115,320 | $0.00 Strike: $10.42 | $0.00 |
DisclosureSEC source: 0001453409-24-000002 · edgardoc.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 115,320 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2024. F5 · derivative.expiration_date: No expiration date is applicable to performance stock units. F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned. Read SEC document |
| April 16, 2024 Filed Apr 18, 2024 20:57 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionPerformance Stock Units · Derivative | 99,229 | $0.00 Strike: $10.42 | $0.00 |
DisclosureSEC source: 0001453409-24-000002 · edgardoc.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,320 Underlying: Common Stock · 99,229 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2024. F5 · derivative.expiration_date: No expiration date is applicable to performance stock units. Read SEC document |
| April 16, 2024 Filed Apr 18, 2024 20:57 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 99,229 | $5.59 | $554,690.11 |
DisclosureSEC source: 0001453409-24-000002 · edgardoc.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 394,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 20, 2023 Filed Dec 21, 2023 21:19 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 53,807 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001453409-23-000004 · edgardoc.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,807 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2023 Filed Dec 21, 2023 21:19 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 59,829 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001453409-23-000004 · edgardoc.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,807 Underlying: Common Stock · 59,829 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2023 Filed Dec 21, 2023 21:19 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 53,807 | $7.47 | $401,938.29 |
DisclosureSEC source: 0001453409-23-000004 · edgardoc.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 21:41 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 118,421 | $0.00 Strike: $7.79 | $0.00 |
DisclosureSEC source: 0001453409-23-000002 · edgardoc.xml · derivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,421 Underlying: Common Stock · 118,421 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2022 Filed Dec 20, 2022 23:58 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 40,674 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001453409-22-000002 · edgardoc.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,674 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2022 Filed Dec 20, 2022 23:58 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 36,581 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001453409-22-000002 · edgardoc.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,674 Underlying: Common Stock · 36,581 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2022 Filed Dec 20, 2022 23:58 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 36,581 | $6.90 | $252,408.90 |
DisclosureSEC source: 0001453409-22-000002 · edgardoc.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 20:16 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 7,123 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001104659-22-076844 · tm2220242-1_4seq1.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 20:16 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 7,919 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001104659-22-076844 · tm2220242-1_4seq1.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,123 Underlying: Common Stock · 7,919 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 20:16 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 7,123 | $7.71 | $54,918.33 |
DisclosureSEC source: 0001104659-22-076844 · tm2220242-1_4seq1.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan,based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 20, 2021 Filed Dec 20, 2021 22:48 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 23,379 | $0.00 Strike: $15.19 | $0.00 |
DisclosureSEC source: 0001453409-21-000006 · edgardoc.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,379 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2021 Filed Dec 20, 2021 22:48 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 25,995 | $0.00 Strike: $15.19 | $0.00 |
DisclosureSEC source: 0001453409-21-000006 · edgardoc.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,379 Underlying: Common Stock · 25,995 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2021 Filed Dec 20, 2021 22:48 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 23,379 | $12.83 | $299,952.57 |
DisclosureSEC source: 0001453409-21-000006 · edgardoc.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 22:24 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 113,808 | $0.00 Strike: $13.18 | $0.00 |
DisclosureSEC source: 0001453409-21-000004 · edgardoc.xml · derivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,808 Underlying: Common Stock · 113,808 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2023, 6.25% every quarter thereafter (beginning with 4/1/2023). Fully vested 12/13/2025. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:39 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 67 | $0.00 Strike: $14.66 | $0.00 |
DisclosureSEC source: 0001453409-21-000002 · edgardoc.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:39 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 74 | $0.00 Strike: $14.66 | $0.00 |
DisclosureSEC source: 0001453409-21-000002 · edgardoc.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67 Underlying: Common Stock · 74 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:39 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 67 | $11.11 | $744.37 |
DisclosureSEC source: 0001453409-21-000002 · edgardoc.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:38 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 20,918 | $0.00 Strike: $15.28 | $0.00 |
DisclosureSEC source: 0001453409-20-000006 · edgardoc.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,918 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units are subject to a mandatory holding period and will be delivered to the Participant at the time provided in a related Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:38 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 23,258 | $0.00 Strike: $15.28 | $0.00 |
DisclosureSEC source: 0001453409-20-000006 · edgardoc.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,918 Underlying: Common Stock · 23,258 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units are subject to a mandatory holding period and will be delivered to the Participant at the time provided in a related Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:38 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 20,918 | $8.77 | $183,450.86 |
DisclosureSEC source: 0001453409-20-000006 · edgardoc.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:37 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 106,898 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001453409-20-000004 · edgardoc.xml · derivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,898 Underlying: Common Stock · 106,898 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2022, 6.25% every quarter thereafter (beginning with 4/1/2022). Fully vested 12/15/2024. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| July 01, 2020 Filed Jul 1, 2020 20:26 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 9,790 | $0.00 Strike: $14.51 | $0.00 |
DisclosureSEC source: 0001453409-20-000002 · edgardoc.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| July 01, 2020 Filed Jul 1, 2020 20:26 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 10,885 | $0.00 Strike: $14.51 | $0.00 |
DisclosureSEC source: 0001453409-20-000002 · edgardoc.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,790 Underlying: Common Stock · 10,885 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| July 01, 2020 Filed Jul 1, 2020 20:26 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 9,790 | $7.00 | $68,530.00 |
DisclosureSEC source: 0001453409-20-000002 · edgardoc.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 23:08 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 22,240 | $0.00 Strike: $13.02 | $0.00 |
DisclosureSEC source: 0001104659-19-075161 · tm1926376-1_form4.xml · derivative · entry 5 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,240 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units and/or Deferred Stock Units under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. F7 · balance_after: Following these reported transactions, no other Performance Stock Units and/or Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 23:08 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 20,002 | $0.00 Strike: $13.02 | $0.00 |
DisclosureSEC source: 0001104659-19-075161 · tm1926376-1_form4.xml · derivative · entry 4 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,240 Underlying: Common Stock · 20,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 23:08 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingPerformance Stock Units · Derivative | 30,745 | $0.00 Strike: $13.24 | $0.00 |
DisclosureSEC source: 0001104659-19-075161 · tm1926376-1_form4.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,745 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units and/or Deferred Stock Units under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. F7 · balance_after: Following these reported transactions, no other Performance Stock Units and/or Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 23:08 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionPerformance Stock Units · Derivative | 27,650 | $0.00 Strike: $13.24 | $0.00 |
DisclosureSEC source: 0001104659-19-075161 · tm1926376-1_form4.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,745 Underlying: Common Stock · 27,650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 23:08 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 47,652 | $16.64 | $792,929.28 |
DisclosureSEC source: 0001104659-19-075161 · tm1926376-1_form4.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.