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Ali Asif

Disclosed activity across 1 company

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51805
SEC CIK
0001921163

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Protagonist Therapeutics, IncPTGX · Entity 3552Chief Financial OfficerSeptember 30, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Protagonist Therapeutics, Inc

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect59,003 Ending reported balance After 2026-09-30 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2026-09-30 · Exercise / conversion · Acquired 9,229 · Balance 68,232

F1: The transactions set forth on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 30, 2026.

Row 2 · 2026-09-30 · Exercise / conversion · Acquired 28,438 · Balance 96,670

F1: The transactions set forth on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 30, 2026.

Row 3 · 2026-09-30 · Exercise / conversion · Acquired 15,650 · Balance 112,320

F1: The transactions set forth on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 30, 2026.

Row 4 · 2026-09-30 · Exercise / conversion · Acquired 5,312 · Balance 117,632

F1: The transactions set forth on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 30, 2026.

Row 5 · 2026-09-30 · Sale · Disposed 12,595 · Balance 105,037

F1: The transactions set forth on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 30, 2026.

F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $140.21 to $143.31. Upon request by the staff of the U.S. Securities and Exchange Commission (the "SEC"), the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Row 6 · 2026-09-30 · Sale · Disposed 46,034 · Balance 59,003

F1: The transactions set forth on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 30, 2026.

F3: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $140.16 to $143.45. Upon request by the SEC, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.98 · Expires 2035-01-01Direct29,291 Reported balance After 2026-09-30 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-09-30 · Exercise / conversion · Disposed 9,229 · Balance 29,291

F4: The stock option vests in 48 equal monthly installments following January 2, 2025, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.42 · Expires 2034-01-01Direct49,562 Reported balance After 2026-09-30 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-09-30 · Exercise / conversion · Disposed 28,438 · Balance 49,562

F5: The stock option vests in 48 equal monthly installments following January 2, 2024, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.19 · Expires 2032-04-17Direct51,150 Reported balance After 2026-09-30 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-09-30 · Exercise / conversion · Disposed 15,650 · Balance 51,150

F6: The stock option is fully vested.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.17 · Expires 2033-01-15Direct25,235 Reported balance After 2026-09-30 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-09-30 · Exercise / conversion · Disposed 5,312 · Balance 25,235

F7: The stock option vests in 48 equal monthly installments following January 16, 2023, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions set forth on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 30, 2026.

F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $140.21 to $143.31. Upon request by the staff of the U.S. Securities and Exchange Commission (the "SEC"), the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $140.16 to $143.45. Upon request by the SEC, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F4: The stock option vests in 48 equal monthly installments following January 2, 2025, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F5: The stock option vests in 48 equal monthly installments following January 2, 2024, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F6: The stock option is fully vested.

F7: The stock option vests in 48 equal monthly installments following January 16, 2023, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 3, 2026 00:10 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionStock Option (right to buy) · Derivative 5,312 $0.00 Strike: $12.17 $0.00
Disclosure

SEC source: 0001104659-26-113279 · tm2626857-1_4seq1.xml · derivative · entry 10

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,235

Underlying: Common Stock · 5,312 shares

Expires 2033-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The stock option vests in 48 equal monthly installments following January 16, 2023, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
September 30, 2026 Filed Oct 3, 2026 00:10 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionStock Option (right to buy) · Derivative 15,650 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0001104659-26-113279 · tm2626857-1_4seq1.xml · derivative · entry 9

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,150

Underlying: Common Stock · 15,650 shares

Expires 2032-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
September 30, 2026 Filed Oct 3, 2026 00:10 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionStock Option (right to buy) · Derivative 28,438 $0.00 Strike: $23.42 $0.00
Disclosure

SEC source: 0001104659-26-113279 · tm2626857-1_4seq1.xml · derivative · entry 8

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,562

Underlying: Common Stock · 28,438 shares

Expires 2034-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vests in 48 equal monthly installments following January 2, 2024, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
September 30, 2026 Filed Oct 3, 2026 00:10 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionStock Option (right to buy) · Derivative 9,229 $0.00 Strike: $38.98 $0.00
Disclosure

SEC source: 0001104659-26-113279 · tm2626857-1_4seq1.xml · derivative · entry 7

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,291

Underlying: Common Stock · 9,229 shares

Expires 2035-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests in 48 equal monthly installments following January 2, 2025, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
September 30, 2026 Filed Oct 3, 2026 00:10 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 SaleCommon Stock 46,034 $141.78 $6,526,700.52
Disclosure

SEC source: 0001104659-26-113279 · tm2626857-1_4seq1.xml · nonDerivative · entry 6

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,003

F1 · kind: The transactions set forth on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 30, 2026.

F3 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $140.16 to $143.45. Upon request by the SEC, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
September 30, 2026 Filed Oct 3, 2026 00:10 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 SaleCommon Stock 12,595 $141.77 $1,785,593.15
Disclosure

SEC source: 0001104659-26-113279 · tm2626857-1_4seq1.xml · nonDerivative · entry 5

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,037

F1 · kind: The transactions set forth on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 30, 2026.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $140.21 to $143.31. Upon request by the staff of the U.S. Securities and Exchange Commission (the "SEC"), the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
September 30, 2026 Filed Oct 3, 2026 00:10 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionCommon Stock 5,312 $12.17 $64,647.04
Disclosure

SEC source: 0001104659-26-113279 · tm2626857-1_4seq1.xml · nonDerivative · entry 4

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 117,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions set forth on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 30, 2026.

Read SEC document
September 30, 2026 Filed Oct 3, 2026 00:10 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionCommon Stock 15,650 $19.19 $300,323.50
Disclosure

SEC source: 0001104659-26-113279 · tm2626857-1_4seq1.xml · nonDerivative · entry 3

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 112,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions set forth on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 30, 2026.

Read SEC document
September 30, 2026 Filed Oct 3, 2026 00:10 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionCommon Stock 28,438 $23.42 $666,017.96
Disclosure

SEC source: 0001104659-26-113279 · tm2626857-1_4seq1.xml · nonDerivative · entry 2

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions set forth on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 30, 2026.

Read SEC document
September 30, 2026 Filed Oct 3, 2026 00:10 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionCommon Stock 9,229 $38.98 $359,746.42
Disclosure

SEC source: 0001104659-26-113279 · tm2626857-1_4seq1.xml · nonDerivative · entry 1

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions set forth on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 30, 2026.

Read SEC document
April 20, 2026 Filed Apr 21, 2026 20:58 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 SaleCommon Stock 1,750 $105.47 $184,572.50
Disclosure

SEC source: 0001104659-26-046110 · tm2612380-2_4seq1.xml · nonDerivative · entry 1

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,003

F1 · shares: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units.

Read SEC document
March 26, 2026 Filed Mar 27, 2026 23:33 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionStock Option (right to buy) · Derivative 5,265 $0.00 Strike: $12.17 $0.00
Disclosure

SEC source: 0001104659-26-036317 · tm2610129-1_4seq1.xml · derivative · entry 5

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,282

Underlying: Common Stock · 5,265 shares

Expires 2033-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option was granted to the Reporting Person on January 16, 2023 and vests in 48 equal monthly installments following the date of grant, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 26, 2026 Filed Mar 27, 2026 23:33 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionStock Option (right to buy) · Derivative 19,500 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0001104659-26-036317 · tm2610129-1_4seq1.xml · derivative · entry 4

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,300

Underlying: Common Stock · 19,500 shares

Expires 2032-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option was granted to the Reporting Person on April 18, 2022, one quarter vested on April 18, 2023 and the remaining three quarters vest in equal monthly installments through April 18, 2026, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 26, 2026 Filed Mar 27, 2026 23:33 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 SaleCommon Stock 24,765 $104.24 $2,581,503.60
Disclosure

SEC source: 0001104659-26-036317 · tm2610129-1_4seq1.xml · nonDerivative · entry 3

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,753

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $104.00 to $104.465. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 26, 2026 Filed Mar 27, 2026 23:33 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionCommon Stock 5,265 $12.17 $64,075.05
Disclosure

SEC source: 0001104659-26-036317 · tm2610129-1_4seq1.xml · nonDerivative · entry 2

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2026 Filed Mar 27, 2026 23:33 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionCommon Stock 19,500 $19.19 $374,205.00
Disclosure

SEC source: 0001104659-26-036317 · tm2610129-1_4seq1.xml · nonDerivative · entry 1

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes an aggregate of 433 shares acquired by the Reporting Person under the Issuer's 2016 Employee Stock Purchase Plan on March 9, 2026.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 02:20 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $12.17 $0.00
Disclosure

SEC source: 0001104659-26-007128 · tm264253-2_4seq1.xml · derivative · entry 6

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,547

Underlying: Common Stock · 12,000 shares

Expires 2033-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option was granted to the Reporting Person on January 16, 2023 and vests in 48 equal monthly installments following the date of grant, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 02:20 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionStock Option (right to buy) · Derivative 16,000 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0001104659-26-007128 · tm264253-2_4seq1.xml · derivative · entry 5

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,800

Underlying: Common Stock · 16,000 shares

Expires 2032-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option was granted to the Reporting Person on April 18, 2022, one quarter vested on April 18, 2023 and the remaining three quarters vest in equal monthly installments through April 18, 2026, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 02:20 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 SaleCommon Stock 18,203 $83.14 $1,513,397.42
Disclosure

SEC source: 0001104659-26-007128 · tm264253-2_4seq1.xml · nonDerivative · entry 4

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,320

F3 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $82.80 to $83.595. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 02:20 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 SaleCommon Stock 28,000 $83.13 $2,327,640.00
Disclosure

SEC source: 0001104659-26-007128 · tm264253-2_4seq1.xml · nonDerivative · entry 3

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,523

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $82.77 to $83.595. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 02:20 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionCommon Stock 12,000 $12.17 $146,040.00
Disclosure

SEC source: 0001104659-26-007128 · tm264253-2_4seq1.xml · nonDerivative · entry 2

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 02:20 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionCommon Stock 16,000 $19.19 $307,040.00
Disclosure

SEC source: 0001104659-26-007128 · tm264253-2_4seq1.xml · nonDerivative · entry 1

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes an aggregate of 446 shares acquired by the Reporting Person under the Issuer's 2016 Employee Stock Purchase Plan on September 9, 2025.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 22:15 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 SaleCommon Stock 8,588 $82.48 $708,338.24
Disclosure

SEC source: 0001104659-26-005440 · tm263774-1_4seq1.xml · nonDerivative · entry 1

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,077

F1 · shares: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units.

Read SEC document
January 02, 2026 Filed Jan 7, 2026 00:37 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 GrantStock Option (right to buy) · Derivative 32,000 $0.00 Strike: $87.18 $0.00
Disclosure

SEC source: 0001104659-26-001472 · tm262304-2_4seq1.xml · derivative · entry 2

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2036-01-02

F2 · derivative.exercise_date: The stock option vests in 48 equal monthly installments following January 2, 2026, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
January 02, 2026 Filed Jan 7, 2026 00:37 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 GrantCommon Stock 25,600 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-001472 · tm262304-2_4seq1.xml · nonDerivative · entry 1

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,665

F1 · shares: Represents grant of restricted stock units payable solely in common stock that will vest in four equal annual installments on January 15, 2027, 2028, 2029 and 2030, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
April 22, 2025 Filed Apr 23, 2025 20:30 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 SaleCommon Stock 1,756 $46.00 $80,776.00
Disclosure

SEC source: 0001104659-25-038036 · tm2513020-1_4seq1.xml · nonDerivative · entry 1

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,065

F1 · shares: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 22:20 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionStock Option (right to buy) · Derivative 9,700 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0001104659-25-024062 · tm259281-1_4seq1.xml · derivative · entry 5

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,800

Underlying: Common Stock · 9,700 shares

Expires 2032-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option was granted to the Reporting Person on April 18, 2022, one quarter vested on April 18, 2023 and the remaining three quarters vest in equal monthly installments through April 18, 2026, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 22:20 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionStock Option (right to buy) · Derivative 15,203 $0.00 Strike: $12.17 $0.00
Disclosure

SEC source: 0001104659-25-024062 · tm259281-1_4seq1.xml · derivative · entry 4

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,547

Underlying: Common Stock · 15,203 shares

Expires 2033-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option was granted to the Reporting Person on January 16, 2023 and vests in 48 equal monthly installments following the date of grant, subject to the Reporting Person's continued service to the Issuer.

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March 12, 2025 Filed Mar 14, 2025 22:20 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 SaleCommon Stock 24,903 $58.73 $1,462,553.19
Disclosure

SEC source: 0001104659-25-024062 · tm259281-1_4seq1.xml · nonDerivative · entry 3

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,821

F1 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $58.12 to $59.235. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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March 12, 2025 Filed Mar 14, 2025 22:20 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionCommon Stock 9,700 $19.19 $186,143.00
Disclosure

SEC source: 0001104659-25-024062 · tm259281-1_4seq1.xml · nonDerivative · entry 2

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 12, 2025 Filed Mar 14, 2025 22:20 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionCommon Stock 15,203 $12.17 $185,020.51
Disclosure

SEC source: 0001104659-25-024062 · tm259281-1_4seq1.xml · nonDerivative · entry 1

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2025 Filed Jan 17, 2025 22:45 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 SaleCommon Stock 2,601 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-004569 · tm253633-1_4seq1.xml · nonDerivative · entry 2

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,821

F1 · shares: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units.

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January 16, 2025 Filed Jan 17, 2025 22:45 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 SaleCommon Stock 1,317 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-004569 · tm253633-1_4seq1.xml · nonDerivative · entry 1

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,422

F1 · shares: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units.

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January 02, 2025 Filed Jan 6, 2025 23:05 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 GrantStock Option (right to buy) · Derivative 38,520 $0.00 Strike: $38.98 $0.00
Disclosure

SEC source: 0001104659-25-001426 · tm252003-1_4seq1.xml · derivative · entry 2

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,520

Underlying: Common Stock · 38,520 shares

Expires 2035-01-02

F2 · derivative.exercise_date: The stock option vests in 48 equal monthly installments following January 2, 2025, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

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January 02, 2025 Filed Jan 6, 2025 23:05 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 GrantCommon Stock 31,779 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-001426 · tm252003-1_4seq1.xml · nonDerivative · entry 1

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,739

F1 · shares: Represents grant of restricted stock units payable solely in common stock that will vest in four equal annual installments on January 15, 2026, 2027, 2028 and 2029, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

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September 11, 2024 Filed Sep 13, 2024 20:35 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $12.17 $0.00
Disclosure

SEC source: 0001104659-24-099838 · tm2423879-2_4seq1.xml · derivative · entry 6

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,750

Underlying: Common Stock · 6,000 shares

Expires 2033-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option was granted to the Reporting Person on January 16, 2023 and vests in 48 equal monthly installments following the date of grant, subject to the Reporting Person's continued service to the Issuer.

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September 11, 2024 Filed Sep 13, 2024 20:35 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0001104659-24-099838 · tm2423879-2_4seq1.xml · derivative · entry 5

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,500

Underlying: Common Stock · 6,000 shares

Expires 2032-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option was granted to the Reporting Person on April 18, 2022, one quarter vested on April 18, 2023 and the remaining three quarters vest in equal monthly installments through April 18, 2026, subject to the Reporting Person's continued service to the Issuer.

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September 11, 2024 Filed Sep 13, 2024 20:35 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 SaleCommon Stock 12,000 $44.47 $533,640.00
Disclosure

SEC source: 0001104659-24-099838 · tm2423879-2_4seq1.xml · nonDerivative · entry 4

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,960

F1 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $44.43 to $44.64. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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September 11, 2024 Filed Sep 13, 2024 20:35 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionCommon Stock 6,000 $12.17 $73,020.00
Disclosure

SEC source: 0001104659-24-099838 · tm2423879-2_4seq1.xml · nonDerivative · entry 3

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:35 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionCommon Stock 6,000 $19.19 $115,140.00
Disclosure

SEC source: 0001104659-24-099838 · tm2423879-2_4seq1.xml · nonDerivative · entry 2

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:35 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 SaleCommon Stock 2,203 $44.59 $98,231.77
Disclosure

SEC source: 0001104659-24-099838 · tm2423879-2_4seq1.xml · nonDerivative · entry 1

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,960

Read SEC document
April 18, 2024 Filed Apr 20, 2024 00:05 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 SaleCommon Stock 1,234 $25.11 $30,985.74
Disclosure

SEC source: 0001104659-24-049567 · tm2412317-1_4seq1.xml · nonDerivative · entry 1

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,163

F1 · shares: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units.

Read SEC document
March 01, 2024 Filed Mar 2, 2024 01:45 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $12.17 $0.00
Disclosure

SEC source: 0001104659-24-030156 · tm247765-1_4seq1.xml · derivative · entry 6

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,750

Underlying: Common Stock · 12,000 shares

Expires 2033-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option was granted to the Reporting Person on January 16, 2023 and vests in 48 equal monthly installments following the date of grant.

Read SEC document
March 01, 2024 Filed Mar 2, 2024 01:45 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 SaleCommon Stock 2,248 $32.33 $72,677.84
Disclosure

SEC source: 0001104659-24-030156 · tm247765-1_4seq1.xml · nonDerivative · entry 5

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,397

F3 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $32.28 to $32.39. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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March 01, 2024 Filed Mar 2, 2024 01:45 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 SaleCommon Stock 12,000 $32.22 $386,640.00
Disclosure

SEC source: 0001104659-24-030156 · tm247765-1_4seq1.xml · nonDerivative · entry 4

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,645

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $32.17 to $32.31. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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March 01, 2024 Filed Mar 2, 2024 01:45 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Exercise / conversionCommon Stock 12,000 $12.17 $146,040.00
Disclosure

SEC source: 0001104659-24-030156 · tm247765-1_4seq1.xml · nonDerivative · entry 3

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2024 Filed Mar 2, 2024 01:45 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 SaleCommon Stock 2,089 $31.00 $64,759.00
Disclosure

SEC source: 0001104659-24-030156 · tm247765-1_4seq1.xml · nonDerivative · entry 2

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,645

Read SEC document
February 29, 2024 Filed Mar 2, 2024 01:45 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 SaleCommon Stock 7,850 $30.61 $240,288.50
Disclosure

SEC source: 0001104659-24-030156 · tm247765-1_4seq1.xml · nonDerivative · entry 1

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,734

F1 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $30.57 to $30.76. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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January 16, 2024 Filed Jan 19, 2024 01:00 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 Tax withholdingCommon Stock 1,452 $24.63 $35,762.76
Disclosure

SEC source: 0001104659-24-004899 · tm243616-1_4seq1.xml · nonDerivative · entry 1

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,584

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 3,541 restricted stock units on January 15, 2024.

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January 02, 2024 Filed Jan 5, 2024 01:07 UTC Protagonist Therapeutics, Inc PTGX · Entity 3552 GrantStock Option (right to buy) · Derivative 78,000 $0.00 Strike: $23.42 $0.00
Disclosure

SEC source: 0001104659-24-001489 · tm241954-1_4seq1.xml · derivative · entry 2

Ali Asif · CIK 0001921163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,000

Underlying: Common Stock · 78,000 shares

Expires 2034-01-02

F2 · derivative.exercise_date: The stock option vests in 48 equal monthly installments following January 2, 2024, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.