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person · Reporting owner

McCormick Robert L

Disclosed activity across 2 companies

Tapewire entity
51476
SEC CIK
0001489528

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DOUGLAS DYNAMICS, INCPLOW · Entity 5002President and CEOMarch 11, 2024March 13, 2024
Mayville Engineering Company, Inc.MEC · Entity 5472DirectorApril 21, 2026April 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DOUGLAS DYNAMICS, INC

Report date March 11, 2024 · Filed March 13, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect91,832 Ending reported balance After 2024-03-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-03-11 · Grant · Acquired 41,308 · Balance 106,249

F1: Includes 41,308 shares that will vest in three annual installments beginning on March 6, 2025.

Row 2 · 2024-03-11 · Sale · Disposed 14,417 · Balance 91,832

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2022.

F3: The price in Column 4 is a weighted average price. The prices actually received ranged from $24.6900 to $24.9900. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Common StockSEC Table I · non-derivativeIndirectBy Robert L. McCormick Revocable Trust131,034 Reported balance Holding disclosure · report date 2024-03-11 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 131,034

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan3,624.1664 Reported balance Holding disclosure · report date 2024-03-11 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 3,624.1664

Filing footnotes · ownership attribution and instrument terms

F1: Includes 41,308 shares that will vest in three annual installments beginning on March 6, 2025.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2022.

F3: The price in Column 4 is a weighted average price. The prices actually received ranged from $24.6900 to $24.9900. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Mayville Engineering Company, Inc.

Report date April 21, 2026 · Filed April 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect29,078 Reported balance After 2026-04-21 transaction · row 1
1 source row

Row 1 · 2026-04-21 · Exercise / conversion · Acquired 10,331 · Balance 29,078

Director Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-04-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-21 · Exercise / conversion · Disposed 10,331 · Balance 0

F1: The restricted stock units vested 100% one year from the grant date.

Director Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct5,959 Reported balance After 2026-04-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-21 · Grant · Acquired 5,959 · Balance 5,959

F2: The restricted stock units will vest 100% at the earlier of one year or the next annual shareholder meeting.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock units vested 100% one year from the grant date.

F2: The restricted stock units will vest 100% at the earlier of one year or the next annual shareholder meeting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 21, 2026 Filed Apr 23, 2026 21:02 UTC Mayville Engineering Company, Inc. MEC · Entity 5472 GrantDirector Restricted Stock Units · Derivative 5,959 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-26-000951 · form4.xml · derivative · entry 3

McCormick Robert L · CIK 0001489528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,959

Underlying: Common Stock · 5,959 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units will vest 100% at the earlier of one year or the next annual shareholder meeting.

F2 · derivative.expiration_date: The restricted stock units will vest 100% at the earlier of one year or the next annual shareholder meeting.

Read SEC document
April 21, 2026 Filed Apr 23, 2026 21:02 UTC Mayville Engineering Company, Inc. MEC · Entity 5472 Exercise / conversionDirector Restricted Stock Units · Derivative 10,331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-26-000951 · form4.xml · derivative · entry 2

McCormick Robert L · CIK 0001489528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units vested 100% one year from the grant date.

F1 · derivative.expiration_date: The restricted stock units vested 100% one year from the grant date.

Read SEC document
April 21, 2026 Filed Apr 23, 2026 21:02 UTC Mayville Engineering Company, Inc. MEC · Entity 5472 Exercise / conversionCommon Stock 10,331 $0.00 $0.00
Disclosure

SEC source: 0000897069-26-000951 · form4.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2025 Filed Apr 23, 2025 21:07 UTC Mayville Engineering Company, Inc. MEC · Entity 5472 GrantDirector Restricted Stock Units · Derivative 10,331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000841 · form4.xml · derivative · entry 2

McCormick Robert L · CIK 0001489528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,331

Underlying: Common Stock · 10,331 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units will vest 100% at the earlier of one year or the next annual shareholder meeting.

F1 · derivative.expiration_date: The restricted stock units will vest 100% at the earlier of one year or the next annual shareholder meeting.

Read SEC document
April 16, 2025 Filed Apr 18, 2025 20:40 UTC Mayville Engineering Company, Inc. MEC · Entity 5472 Exercise / conversionDirector Restricted Stock Units · Derivative 9,026 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000835 · form4.xml · derivative · entry 2

McCormick Robert L · CIK 0001489528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units vested 100% one year from the grant date.

F1 · derivative.expiration_date: The restricted stock units vested 100% one year from the grant date.

Read SEC document
April 16, 2025 Filed Apr 18, 2025 20:40 UTC Mayville Engineering Company, Inc. MEC · Entity 5472 Exercise / conversionCommon Stock 9,026 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000835 · form4.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2024 Filed Apr 17, 2024 20:44 UTC Mayville Engineering Company, Inc. MEC · Entity 5472 Exercise / conversionDirector Restricted Stock Units · Derivative 9,721 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-24-000936 · form4.xml · derivative · entry 3

McCormick Robert L · CIK 0001489528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vested 100% on the date of the 2024 Annual Meeting of Shareholders.

F2 · derivative.expiration_date: The restricted stock units vested 100% on the date of the 2024 Annual Meeting of Shareholders.

Read SEC document
April 16, 2024 Filed Apr 17, 2024 20:44 UTC Mayville Engineering Company, Inc. MEC · Entity 5472 GrantDirector Restricted Stock Units · Derivative 9,026 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-24-000936 · form4.xml · derivative · entry 2

McCormick Robert L · CIK 0001489528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,026

Underlying: Common Stock · 9,026 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units will vest 100% on the date of the 2025 Annual Meeting of Shareholders.

F1 · derivative.expiration_date: The restricted stock units will vest 100% on the date of the 2025 Annual Meeting of Shareholders.

Read SEC document
April 16, 2024 Filed Apr 17, 2024 20:44 UTC Mayville Engineering Company, Inc. MEC · Entity 5472 Exercise / conversionCommon Stock 9,721 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-000936 · form4.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 20:48 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 14,417 $24.73 $356,545.39
Disclosure

SEC source: 0000897069-24-000677 · form4.xml · nonDerivative · entry 2

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,832

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2022.

F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $24.6900 to $24.9900. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 20:48 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 41,308 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-000677 · form4.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,249

F1 · shares: Includes 41,308 shares that will vest in three annual installments beginning on March 6, 2025.

Read SEC document
February 20, 2024 Filed Feb 20, 2024 21:35 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 9,835 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-000401 · form4.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,941

F1 · shares: Represents performance shares earned based on the achievement of performance targets for the period beginning January 1, 2021 and ending on December 31, 2023.

Read SEC document
September 06, 2023 Filed Sep 7, 2023 20:44 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 PurchaseCommon Stock 10,000 $30.71 $307,110.00
Disclosure

SEC source: 0000897069-23-001366 · form4.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Robert L. McCormick Revocable Trust

Disclosed balance after: 131,034

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $30.57 to $30.87. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 14:26 UTC Mayville Engineering Company, Inc. MEC · Entity 5472 GrantDirector Restricted Stock Units · Derivative 9,721 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-000303 · form4.xml · derivative · entry 1

McCormick Robert L · CIK 0001489528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,721

Underlying: Common Stock · 9,721 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units will vest 100% on the date of the 2024 Annual Meeting of Shareholders.

F1 · derivative.expiration_date: The restricted stock units will vest 100% on the date of the 2024 Annual Meeting of Shareholders.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 22:21 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 10,341 $36.61 $378,580.91
Disclosure

SEC source: 0001567619-23-004616 · doc1.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,106

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $36.35 to $37.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:16 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 5,890 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-003320 · doc1.xml · nonDerivative · entry 2

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,447

F2 · shares: Represents performance shares earned based on the achievement of performance targets for the period beginning January 1, 2020 and ending on December 31, 2022.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:16 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 21,388 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-003320 · doc1.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,557

F1 · shares: Includes 21,388 shares that will vest in three annual installments beginning on March 6, 2024.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 22:45 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 1,218 $37.49 $45,665.74
Disclosure

SEC source: 0001567619-22-006568 · doc1.xml · nonDerivative · entry 4

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,169

F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $37.40 to $37.74. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 22:45 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 1,645 $36.33 $59,763.01
Disclosure

SEC source: 0001567619-22-006568 · doc1.xml · nonDerivative · entry 3

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,387

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $36.28 to $37.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 22:45 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 7,397 $35.55 $262,990.72
Disclosure

SEC source: 0001567619-22-006568 · doc1.xml · nonDerivative · entry 2

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,032

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $35.19 to $36.18. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 22:45 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-006568 · doc1.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Robert L. McCormick Revocable Trust

Disclosed balance after: 121,034

Read SEC document
February 16, 2022 Filed Feb 17, 2022 22:04 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 8,566 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-004915 · doc1.xml · nonDerivative · entry 2

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,429

F2 · shares: Represents performance shares earned based on the achievement of performance targets for the period beginning January 1, 2019 and ending on December 31, 2021.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 22:04 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 17,792 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-004915 · doc1.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,863

F1 · shares: Includes 17,792 shares that will vest in three annual installments beginning on March 6, 2023.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 20:08 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 17,622 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006187 · doc1.xml · nonDerivative · entry 3

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,071

F2 · shares: Includes 17,622 shares that will vest in three annual installments beginning on March 6, 2022.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:08 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 27 $49.84 $1,345.68
Disclosure

SEC source: 0001567619-21-006187 · doc1.xml · nonDerivative · entry 2

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Robert L. McCormick Revocable Trust

Disclosed balance after: 124,034

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:08 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 8,387 $49.29 $413,353.30
Disclosure

SEC source: 0001567619-21-006187 · doc1.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Robert L. McCormick Revocable Trust

Disclosed balance after: 124,061

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $48.83 to $49.805. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 15:01 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 8,754 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004360 · doc1.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Robert L. McCormick Revocable Trust

Disclosed balance after: 115,147

F1 · kind: Represents performance shares earned based on the achievement of performance targets for the period beginning January 1, 2018 and ending on December 31, 2020.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 22:12 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GiftCommon Stock 1,162 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020986 · doc1.xml · nonDerivative · entry 2

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Robert L. McCormick Revocable Trust

Disclosed balance after: 106,393

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:14 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 4,597 $39.85 $183,195.51
Disclosure

SEC source: 0001567619-20-005909 · doc1.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,750

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $39.25 to $40.54. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:31 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 10,359 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004450 · doc1.xml · nonDerivative · entry 3

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,347

F1 · shares: Includes 10,359 shares that will vest in three annual installments beginning on March 6, 2021.

Read SEC document
January 31, 2020 Filed Feb 20, 2020 21:31 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004450 · doc1.xml · nonDerivative · entry 2

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,988

Read SEC document
March 19, 2019 Filed Feb 20, 2020 21:31 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004450 · doc1.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,488

Read SEC document
March 06, 2019 Filed Mar 7, 2019 19:38 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 6,687 $40.63 $271,689.47
Disclosure

SEC source: 0001567619-19-006368 · doc1.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,988

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $40.21 to $41.505. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:55 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 8,065 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005115 · doc1.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,057

F1 · shares: Includes 8,065 shares that will vest in three annual installments beginning on March 6, 2020.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 21:11 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 8,494 $43.49 $369,365.84
Disclosure

SEC source: 0001140361-18-012462 · doc1.xml · nonDerivative · entry 2

McCormick Robert L · CIK 0001489528 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,165

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $43.35 to $43.65. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 21:11 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 8,178 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012462 · doc1.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,659

F1 · shares: Includes 5,452 shares that will vest in two equal annual installments beginning on March 6, 2019.

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February 20, 2018 Filed Feb 23, 2018 00:18 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 7,218 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009690 · doc1.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,481

F1 · shares: Includes 7,218 shares that will vest in three annual installments beginning on March 6, 2019.

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January 05, 2018 Filed Jan 8, 2018 21:06 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 15,000 $40.08 $601,125.00
Disclosure

SEC source: 0001140361-18-001220 · doc1.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,263

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $40.00 to $40.275. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

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March 06, 2017 Filed Mar 6, 2017 22:36 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 SaleCommon Stock 10,951 $32.47 $355,606.35
Disclosure

SEC source: 0001140361-17-010758 · doc1.xml · nonDerivative · entry 2

McCormick Robert L · CIK 0001489528 · EVP, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,263

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $32.40 to $32.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

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March 02, 2017 Filed Mar 6, 2017 22:36 UTC DOUGLAS DYNAMICS, INC PLOW · Entity 5002 GrantCommon Stock 19,696 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010758 · doc1.xml · nonDerivative · entry 1

McCormick Robert L · CIK 0001489528 · EVP, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,214

F1 · shares: Includes 4,155 shares that will vest in three equal annual installments and 10,360 shares that will vest in two equal annual installments, in each case beginning on March 6, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.