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York Charles N II

Disclosed activity across 2 companies

Tapewire entity
51459
SEC CIK
0001655962

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Spyre Therapeutics, Inc.AGLE · Entity 2649Chief Financial Officer and VPFebruary 14, 2020February 19, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Spyre Therapeutics, Inc.

Report date February 14, 2020 · Filed February 19, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.15 · Expires 2030-02-13Direct126,000 Reported balance After 2020-02-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-02-14 · Grant · Acquired 126,000 · Balance 126,000

F1: The stock option vests and becomes exercisable in 48 equal monthly installments beginning on March 14, 2020, until such time as the option is 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option vests and becomes exercisable in 48 equal monthly installments beginning on March 14, 2020, until such time as the option is 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Day One Biopharmaceuticals, Inc.

Report date April 23, 2026 · Filed April 23, 2026

Section 16 reporting ended · disclosed 2026-04-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-04-23 transaction · row 1
1 source row

Row 1 · 2026-04-23 · Disposition to issuer · Disposed 312,025 · Balance 0

F1: On March 6, 2026, Servier Pharmaceuticals LLC, a Delaware limited liability company ("Parent"), Servier Detroit Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Day One Biopharmaceuticals, Inc., a Delaware corporation (the "Company"), and Servier S.A.S., a French societe par actions simplifiee, solely as a guarantor, entered into an Agreement and Plan of Merger (the "Merger Agreement"). Pursuant to the Merger Agreement, the Merger Sub merged with and into the Company (such merger and the other transactions contemplated by the Merger Agreement, the "Merger") with the Company surviving the Merger as a wholly owned subsidiary of the Parent.

F2: Upon the closing of the Merger on April 23, 2026, each issued and outstanding share of the Company's Common Stock, par value $0.0001 per share, was either (x) purchased for $21.50 per share (the "Offer Price"), net to the seller in cash, without interest, and subject to applicable withholding taxes, on the terms and conditions set forth in the Merger Agreement, or (y) automatically converted into the right to receive the Offer Price (the "Merger Consideration"), net to the seller in cash, without interest, and subject to applicable withholding taxes, on the terms and conditions set forth in the Merger Agreement.

Stock Option (right to buy Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $8.99 · Expires 2031-05-25Direct0 Reported balance After 2026-04-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-23 · Disposition to issuer · Disposed 497,667 · Balance 0

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F3: The options are fully vested.

Stock Option (right to buy Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $8.99 · Expires 2032-01-17Direct0 Reported balance After 2026-04-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-23 · Disposition to issuer · Disposed 151,000 · Balance 0

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F5: The option vests as to 2.0833% of the total shares monthly, with 100% of the total shares vested on January 18, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Stock Option (right to buy Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $8.99 · Expires 2033-01-16Direct0 Reported balance After 2026-04-23 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-04-23 · Disposition to issuer · Disposed 116,000 · Balance 0

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F6: The option vests as to 1/48th of the total shares monthly, commencing February 17, 2023, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Stock Option (right to buy Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $8.99 · Expires 2034-01-04Direct0 Reported balance After 2026-04-23 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-04-23 · Disposition to issuer · Disposed 162,000 · Balance 0

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F7: The option vests as to 1/48th of the total shares monthly, commencing February 5, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Stock Option (right to buy Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $8.99 · Expires 2035-01-14Direct0 Reported balance After 2026-04-23 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-04-23 · Disposition to issuer · Disposed 162,000 · Balance 0

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F8: The option vests as to 1/48th of the total shares monthly, commencing February 15, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Stock Option (right to buy Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $11.16 · Expires 2036-01-29Direct0 Reported balance After 2026-04-23 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-04-23 · Disposition to issuer · Disposed 188,000 · Balance 0

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F9: The option vests as to 1/48th of the total shares monthly, commencing February 28, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-23 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-04-23 · Disposition to issuer · Disposed 6,750 · Balance 0

F10: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F11: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F12: RSUs do not expire; they either vest or are canceled prior to the RSU Vesting Date.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-23 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-04-23 · Disposition to issuer · Disposed 46,375 · Balance 0

F10: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F11: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F12: RSUs do not expire; they either vest or are canceled prior to the RSU Vesting Date.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-23 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-04-23 · Disposition to issuer · Disposed 72,875 · Balance 0

F10: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F11: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F12: RSUs do not expire; they either vest or are canceled prior to the RSU Vesting Date.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-23 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-04-23 · Disposition to issuer · Disposed 118,125 · Balance 0

F10: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F13: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F12: RSUs do not expire; they either vest or are canceled prior to the RSU Vesting Date.

Filing footnotes · ownership attribution and instrument terms

F1: On March 6, 2026, Servier Pharmaceuticals LLC, a Delaware limited liability company ("Parent"), Servier Detroit Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Day One Biopharmaceuticals, Inc., a Delaware corporation (the "Company"), and Servier S.A.S., a French societe par actions simplifiee, solely as a guarantor, entered into an Agreement and Plan of Merger (the "Merger Agreement"). Pursuant to the Merger Agreement, the Merger Sub merged with and into the Company (such merger and the other transactions contemplated by the Merger Agreement, the "Merger") with the Company surviving the Merger as a wholly owned subsidiary of the Parent.

F2: Upon the closing of the Merger on April 23, 2026, each issued and outstanding share of the Company's Common Stock, par value $0.0001 per share, was either (x) purchased for $21.50 per share (the "Offer Price"), net to the seller in cash, without interest, and subject to applicable withholding taxes, on the terms and conditions set forth in the Merger Agreement, or (y) automatically converted into the right to receive the Offer Price (the "Merger Consideration"), net to the seller in cash, without interest, and subject to applicable withholding taxes, on the terms and conditions set forth in the Merger Agreement.

F3: The options are fully vested.

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F5: The option vests as to 2.0833% of the total shares monthly, with 100% of the total shares vested on January 18, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: The option vests as to 1/48th of the total shares monthly, commencing February 17, 2023, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: The option vests as to 1/48th of the total shares monthly, commencing February 5, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F8: The option vests as to 1/48th of the total shares monthly, commencing February 15, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F9: The option vests as to 1/48th of the total shares monthly, commencing February 28, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F10: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F11: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F12: RSUs do not expire; they either vest or are canceled prior to the RSU Vesting Date.

F13: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2024 Filed Feb 20, 2024 23:36 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 1,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-004469 · form4-02202024_110257.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
January 05, 2024 Filed Jan 10, 2024 00:29 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 GrantRestricted Stock Units · Derivative 106,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001296 · doc4.xml · derivative · entry 2

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,000

Underlying: Common Stock · 106,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 05, 2024 Filed Jan 10, 2024 00:29 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 GrantStock Option (right to buy Common Stock) · Derivative 162,000 $0.00 Strike: $14.44 $0.00
Disclosure

SEC source: 0001209191-24-001296 · doc4.xml · derivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,000

Underlying: Common Stock · 162,000 shares

Expires 2034-01-04

F1 · derivative.exercise_date: The option vests as to 1/48th of the total shares monthly, commencing February 5, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 23:33 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 956 $11.69 $11,175.64
Disclosure

SEC source: 0001209191-23-055896 · doc4.xml · nonDerivative · entry 3

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,170

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:33 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055896 · doc4.xml · derivative · entry 5

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:33 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Units · Derivative 1,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055896 · doc4.xml · derivative · entry 4

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 1,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:33 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-055896 · doc4.xml · nonDerivative · entry 2

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:33 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 1,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-055896 · doc4.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 17, 2023 Filed Aug 17, 2023 23:02 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 922 $13.86 $12,778.92
Disclosure

SEC source: 0001209191-23-046430 · doc4.xml · nonDerivative · entry 3

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,501

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 23:02 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046430 · doc4.xml · derivative · entry 5

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,250

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 23:02 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Units · Derivative 1,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046430 · doc4.xml · derivative · entry 4

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,375

Underlying: Common Stock · 1,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 23:02 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-046430 · doc4.xml · nonDerivative · entry 2

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 23:02 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 1,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-046430 · doc4.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
May 16, 2023 Filed May 17, 2023 22:36 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 955 $13.12 $12,531.80
Disclosure

SEC source: 0001209191-23-030395 · doc4.xml · nonDerivative · entry 3

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,798

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:36 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030395 · doc4.xml · derivative · entry 5

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,500

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:36 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Units · Derivative 1,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030395 · doc4.xml · derivative · entry 4

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 1,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:36 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-030395 · doc4.xml · nonDerivative · entry 2

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:36 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 1,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-030395 · doc4.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 22:01 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 9,377 $20.03 $187,790.37
Disclosure

SEC source: 0001209191-23-011263 · doc4.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,128

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 22:35 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 930 $19.57 $18,202.89
Disclosure

SEC source: 0001209191-23-010823 · doc4.xml · nonDerivative · entry 3

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,505

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:35 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010823 · doc4.xml · derivative · entry 5

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,750

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:35 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Units · Derivative 1,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010823 · doc4.xml · derivative · entry 4

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,125

Underlying: Common Stock · 1,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:35 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010823 · doc4.xml · nonDerivative · entry 2

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:35 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 1,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010823 · doc4.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
January 20, 2023 Filed Jan 23, 2023 23:00 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 10,000 $22.75 $227,523.00
Disclosure

SEC source: 0001209191-23-004485 · doc4.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,810

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.48 to $23.08 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 2,313 shares of Common Stock acquired under the Issuer's employee stock purchase plan on November 15, 2021, and May 13, 2022.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:02 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 GrantRestricted Stock Units · Derivative 36,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004045 · doc4.xml · derivative · entry 2

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:02 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 GrantStock Option (right to buy Common Stock) · Derivative 116,000 $0.00 Strike: $20.87 $0.00
Disclosure

SEC source: 0001209191-23-004045 · doc4.xml · derivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,000

Underlying: Common Stock · 116,000 shares

Expires 2033-01-16

F1 · derivative.exercise_date: The option vests as to 1/48th of the total shares monthly, commencing February 17, 2023, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 22:43 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 10,000 $20.07 $200,650.00
Disclosure

SEC source: 0001209191-22-062486 · doc4.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,497

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 23:46 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 300 $21.39 $6,417.00
Disclosure

SEC source: 0001209191-22-058493 · doc4.xml · nonDerivative · entry 2

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,497

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.35 to $21.43 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 23:46 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 9,700 $20.74 $201,152.78
Disclosure

SEC source: 0001209191-22-058493 · doc4.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,797

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.33 to $21.27 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 22:49 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 430 $21.46 $9,227.71
Disclosure

SEC source: 0001209191-22-057645 · doc4.xml · nonDerivative · entry 2

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,497

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

F3 · balance_after: Includes 1,151 shares of Common Stock acquired under the Issuer's employee stock purchase plan on November 16, 2022.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:49 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Units · Derivative 1,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057645 · doc4.xml · derivative · entry 3

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 1,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs will vest as to 1/12 of the total award in quarterly installments on February 15th, May 15th, August 15th, and November 15th, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs will vest as to 1/12 of the total award in quarterly installments on February 15th, May 15th, August 15th, and November 15th, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:49 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 1,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-057645 · doc4.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 21:49 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 10,000 $20.03 $200,313.00
Disclosure

SEC source: 0001209191-22-055609 · doc4.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,401

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.55 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:36 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 10,000 $20.05 $200,473.00
Disclosure

SEC source: 0001209191-22-052763 · doc4.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,401

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 23:54 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 1,394 $23.80 $33,175.39
Disclosure

SEC source: 0001209191-22-048900 · doc4.xml · nonDerivative · entry 2

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,401

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on September 15, 2021.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.7100 to $23.8500 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 23:54 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 8,606 $23.16 $199,308.94
Disclosure

SEC source: 0001209191-22-048900 · doc4.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,795

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on September 15, 2021.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.7100 to $23.6800 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 23:23 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 1,089 $24.31 $26,473.59
Disclosure

SEC source: 0001209191-22-046482 · doc4.xml · nonDerivative · entry 2

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,401

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the settlement of restricted stock units ("RSUs").

Read SEC document
August 15, 2022 Filed Aug 17, 2022 23:23 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Units · Derivative 4,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046482 · doc4.xml · derivative · entry 3

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,875

Underlying: Common Stock · 4,125 shares

Expires 2032-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs will vest as to 1/12 of the total award in quarterly installments on February 15th, May 15th, August 15th, and November 15th, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 23:23 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 4,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046482 · doc4.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2022 Filed Aug 5, 2022 21:20 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 10,000 $20.05 $200,541.00
Disclosure

SEC source: 0001209191-22-044601 · doc4.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,365

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on September 15, 2021.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 22:18 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 2,500 $20.00 $50,000.00
Disclosure

SEC source: 0001209191-22-042766 · doc4.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,365

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on September 15, 2021.

Read SEC document
July 08, 2022 Filed Jul 12, 2022 23:31 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 1,416 $20.00 $28,320.00
Disclosure

SEC source: 0001209191-22-041977 · doc4.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,865

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on September 15, 2021.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 01:00 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 800 $20.00 $16,000.00
Disclosure

SEC source: 0001209191-22-041410 · doc4.xml · nonDerivative · entry 2

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,281

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
July 01, 2022 Filed Jul 7, 2022 01:00 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 1,479 $20.00 $29,580.00
Disclosure

SEC source: 0001209191-22-041410 · doc4.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,081

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
January 18, 2022 Filed Jan 21, 2022 00:30 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 GrantRestricted Stock Units · Derivative 22,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004205 · doc4.xml · derivative · entry 2

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2032-01-17

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs will vest as to 1/12 of the total award in quarterly installments on February 15th, May 15th, August 15th, and November 15th, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
January 18, 2022 Filed Jan 21, 2022 00:30 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 GrantStock Option (right to buy Common Stock) · Derivative 151,000 $0.00 Strike: $14.26 $0.00
Disclosure

SEC source: 0001209191-22-004205 · doc4.xml · derivative · entry 1

York Charles N II · CIK 0001655962 · COO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,000

Underlying: Common Stock · 151,000 shares

Expires 2032-01-17

F1 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, with 100% of the total shares vested on January 18, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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February 14, 2020 Filed Feb 19, 2020 22:15 UTC Spyre Therapeutics, Inc. AGLE · Entity 2649 GrantEmployee Stock Option (right to buy) · Derivative 126,000 $0.00 Strike: $8.15 $0.00
Disclosure

SEC source: 0001567619-20-004319 · doc1.xml · derivative · entry 1

York Charles N II · CIK 0001655962 · Chief Financial Officer and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,000

Underlying: Common Stock · 126,000 shares

Expires 2030-02-13

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 48 equal monthly installments beginning on March 14, 2020, until such time as the option is 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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February 28, 2019 Filed Mar 1, 2019 22:10 UTC Spyre Therapeutics, Inc. AGLE · Entity 2649 GrantEmployee Stock Option (right to buy) · Derivative 87,600 $0.00 Strike: $8.36 $0.00
Disclosure

SEC source: 0001567619-19-005839 · doc1.xml · derivative · entry 1

York Charles N II · CIK 0001655962 · Chief Financial Officer and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,600

Underlying: Common Stock · 87,600 shares

Expires 2029-02-27

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 48 equal monthly installments beginning on March 28, 2019, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

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February 20, 2018 Filed Feb 22, 2018 23:24 UTC Spyre Therapeutics, Inc. AGLE · Entity 2649 GrantEmployee Stock Option (right to buy) · Derivative 92,100 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0001140361-18-009666 · doc1.xml · derivative · entry 1

York Charles N II · CIK 0001655962 · Chief Financial Officer and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,100

Underlying: Common Stock · 92,100 shares

Expires 2028-02-19

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 48 equal monthly installments beginning on March 20, 2018, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.