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York Charles N II

Disclosed activity across 2 companies

Tapewire entity
51459
SEC CIK
0001655962

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Spyre Therapeutics, Inc.AGLE · Entity 2649Chief Financial Officer and VPFebruary 14, 2020February 19, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Spyre Therapeutics, Inc.

Report date February 14, 2020 · Filed February 19, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.15 · Expires 2030-02-13Direct126,000 Reported balance After 2020-02-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-02-14 · Grant · Acquired 126,000 · Balance 126,000

F1: The stock option vests and becomes exercisable in 48 equal monthly installments beginning on March 14, 2020, until such time as the option is 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option vests and becomes exercisable in 48 equal monthly installments beginning on March 14, 2020, until such time as the option is 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Day One Biopharmaceuticals, Inc.

Report date April 23, 2026 · Filed April 23, 2026

Section 16 reporting ended · disclosed 2026-04-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-04-23 transaction · row 1
1 source row

Row 1 · 2026-04-23 · Disposition to issuer · Disposed 312,025 · Balance 0

F1: On March 6, 2026, Servier Pharmaceuticals LLC, a Delaware limited liability company ("Parent"), Servier Detroit Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Day One Biopharmaceuticals, Inc., a Delaware corporation (the "Company"), and Servier S.A.S., a French societe par actions simplifiee, solely as a guarantor, entered into an Agreement and Plan of Merger (the "Merger Agreement"). Pursuant to the Merger Agreement, the Merger Sub merged with and into the Company (such merger and the other transactions contemplated by the Merger Agreement, the "Merger") with the Company surviving the Merger as a wholly owned subsidiary of the Parent.

F2: Upon the closing of the Merger on April 23, 2026, each issued and outstanding share of the Company's Common Stock, par value $0.0001 per share, was either (x) purchased for $21.50 per share (the "Offer Price"), net to the seller in cash, without interest, and subject to applicable withholding taxes, on the terms and conditions set forth in the Merger Agreement, or (y) automatically converted into the right to receive the Offer Price (the "Merger Consideration"), net to the seller in cash, without interest, and subject to applicable withholding taxes, on the terms and conditions set forth in the Merger Agreement.

Stock Option (right to buy Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $8.99 · Expires 2031-05-25Direct0 Reported balance After 2026-04-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-23 · Disposition to issuer · Disposed 497,667 · Balance 0

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F3: The options are fully vested.

Stock Option (right to buy Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $8.99 · Expires 2032-01-17Direct0 Reported balance After 2026-04-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-23 · Disposition to issuer · Disposed 151,000 · Balance 0

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F5: The option vests as to 2.0833% of the total shares monthly, with 100% of the total shares vested on January 18, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Stock Option (right to buy Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $8.99 · Expires 2033-01-16Direct0 Reported balance After 2026-04-23 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-04-23 · Disposition to issuer · Disposed 116,000 · Balance 0

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F6: The option vests as to 1/48th of the total shares monthly, commencing February 17, 2023, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Stock Option (right to buy Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $8.99 · Expires 2034-01-04Direct0 Reported balance After 2026-04-23 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-04-23 · Disposition to issuer · Disposed 162,000 · Balance 0

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F7: The option vests as to 1/48th of the total shares monthly, commencing February 5, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Stock Option (right to buy Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $8.99 · Expires 2035-01-14Direct0 Reported balance After 2026-04-23 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-04-23 · Disposition to issuer · Disposed 162,000 · Balance 0

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F8: The option vests as to 1/48th of the total shares monthly, commencing February 15, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Stock Option (right to buy Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $11.16 · Expires 2036-01-29Direct0 Reported balance After 2026-04-23 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-04-23 · Disposition to issuer · Disposed 188,000 · Balance 0

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F9: The option vests as to 1/48th of the total shares monthly, commencing February 28, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-23 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-04-23 · Disposition to issuer · Disposed 6,750 · Balance 0

F10: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F11: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F12: RSUs do not expire; they either vest or are canceled prior to the RSU Vesting Date.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-23 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-04-23 · Disposition to issuer · Disposed 46,375 · Balance 0

F10: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F11: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F12: RSUs do not expire; they either vest or are canceled prior to the RSU Vesting Date.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-23 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-04-23 · Disposition to issuer · Disposed 72,875 · Balance 0

F10: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F11: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F12: RSUs do not expire; they either vest or are canceled prior to the RSU Vesting Date.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-23 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-04-23 · Disposition to issuer · Disposed 118,125 · Balance 0

F10: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F13: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F12: RSUs do not expire; they either vest or are canceled prior to the RSU Vesting Date.

Filing footnotes · ownership attribution and instrument terms

F1: On March 6, 2026, Servier Pharmaceuticals LLC, a Delaware limited liability company ("Parent"), Servier Detroit Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Day One Biopharmaceuticals, Inc., a Delaware corporation (the "Company"), and Servier S.A.S., a French societe par actions simplifiee, solely as a guarantor, entered into an Agreement and Plan of Merger (the "Merger Agreement"). Pursuant to the Merger Agreement, the Merger Sub merged with and into the Company (such merger and the other transactions contemplated by the Merger Agreement, the "Merger") with the Company surviving the Merger as a wholly owned subsidiary of the Parent.

F2: Upon the closing of the Merger on April 23, 2026, each issued and outstanding share of the Company's Common Stock, par value $0.0001 per share, was either (x) purchased for $21.50 per share (the "Offer Price"), net to the seller in cash, without interest, and subject to applicable withholding taxes, on the terms and conditions set forth in the Merger Agreement, or (y) automatically converted into the right to receive the Offer Price (the "Merger Consideration"), net to the seller in cash, without interest, and subject to applicable withholding taxes, on the terms and conditions set forth in the Merger Agreement.

F3: The options are fully vested.

F4: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F5: The option vests as to 2.0833% of the total shares monthly, with 100% of the total shares vested on January 18, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: The option vests as to 1/48th of the total shares monthly, commencing February 17, 2023, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: The option vests as to 1/48th of the total shares monthly, commencing February 5, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F8: The option vests as to 1/48th of the total shares monthly, commencing February 15, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F9: The option vests as to 1/48th of the total shares monthly, commencing February 28, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F10: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F11: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F12: RSUs do not expire; they either vest or are canceled prior to the RSU Vesting Date.

F13: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Transaction history

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The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2026 Filed Apr 23, 2026 20:39 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Disposition to issuerRestricted Stock Unit (RSU) · Derivative 118,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001655962-26-000005 · form4-04232026_080401.xml · derivative · entry 11

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 118,125 shares

Expires not disclosed

F10 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · price: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F13 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F12 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the RSU Vesting Date.

Read SEC document
April 23, 2026 Filed Apr 23, 2026 20:39 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Disposition to issuerRestricted Stock Unit (RSU) · Derivative 72,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001655962-26-000005 · form4-04232026_080401.xml · derivative · entry 10

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 72,875 shares

Expires not disclosed

F10 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · price: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F11 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F12 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the RSU Vesting Date.

Read SEC document
April 23, 2026 Filed Apr 23, 2026 20:39 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Disposition to issuerRestricted Stock Unit (RSU) · Derivative 46,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001655962-26-000005 · form4-04232026_080401.xml · derivative · entry 9

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,375 shares

Expires not disclosed

F10 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · price: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F11 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F12 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the RSU Vesting Date.

Read SEC document
April 23, 2026 Filed Apr 23, 2026 20:39 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Disposition to issuerRestricted Stock Unit (RSU) · Derivative 6,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001655962-26-000005 · form4-04232026_080401.xml · derivative · entry 8

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,750 shares

Expires not disclosed

F10 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · price: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F11 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F12 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the RSU Vesting Date.

Read SEC document
April 23, 2026 Filed Apr 23, 2026 20:39 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Disposition to issuerStock Option (right to buy Common Stock) · Derivative 188,000 Not disclosed Strike: $11.16 Not disclosed
Disclosure

SEC source: 0001655962-26-000005 · form4-04232026_080401.xml · derivative · entry 7

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 188,000 shares

Expires 2036-01-29

F4 · price: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F9 · derivative.exercise_date: The option vests as to 1/48th of the total shares monthly, commencing February 28, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
April 23, 2026 Filed Apr 23, 2026 20:39 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Disposition to issuerStock Option (right to buy Common Stock) · Derivative 162,000 Not disclosed Strike: $8.99 Not disclosed
Disclosure

SEC source: 0001655962-26-000005 · form4-04232026_080401.xml · derivative · entry 6

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 162,000 shares

Expires 2035-01-14

F4 · price: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F8 · derivative.exercise_date: The option vests as to 1/48th of the total shares monthly, commencing February 15, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
April 23, 2026 Filed Apr 23, 2026 20:39 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Disposition to issuerStock Option (right to buy Common Stock) · Derivative 162,000 Not disclosed Strike: $8.99 Not disclosed
Disclosure

SEC source: 0001655962-26-000005 · form4-04232026_080401.xml · derivative · entry 5

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 162,000 shares

Expires 2034-01-04

F4 · price: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F7 · derivative.exercise_date: The option vests as to 1/48th of the total shares monthly, commencing February 5, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
April 23, 2026 Filed Apr 23, 2026 20:39 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Disposition to issuerStock Option (right to buy Common Stock) · Derivative 116,000 Not disclosed Strike: $8.99 Not disclosed
Disclosure

SEC source: 0001655962-26-000005 · form4-04232026_080401.xml · derivative · entry 4

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 116,000 shares

Expires 2033-01-16

F4 · price: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F6 · derivative.exercise_date: The option vests as to 1/48th of the total shares monthly, commencing February 17, 2023, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
April 23, 2026 Filed Apr 23, 2026 20:39 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Disposition to issuerStock Option (right to buy Common Stock) · Derivative 151,000 Not disclosed Strike: $8.99 Not disclosed
Disclosure

SEC source: 0001655962-26-000005 · form4-04232026_080401.xml · derivative · entry 3

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 151,000 shares

Expires 2032-01-17

F4 · price: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F5 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, with 100% of the total shares vested on January 18, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
April 23, 2026 Filed Apr 23, 2026 20:39 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Disposition to issuerStock Option (right to buy Common Stock) · Derivative 497,667 Not disclosed Strike: $8.99 Not disclosed
Disclosure

SEC source: 0001655962-26-000005 · form4-04232026_080401.xml · derivative · entry 2

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 497,667 shares

Expires 2031-05-25

F4 · price: Immediately prior to the effective time of the Merger, all outstanding unvested stock options and unvested restricted stock units became fully vested. At the effective time of the Merger, each stock option and restricted stock unit was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration (or, in the case of stock options, the difference between the Merger Consideration and the applicable per share exercise price), less any applicable withholding taxes.

F3 · derivative.exercise_date: The options are fully vested.

Read SEC document
April 23, 2026 Filed Apr 23, 2026 20:39 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Disposition to issuerCommon Stock 312,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001655962-26-000005 · form4-04232026_080401.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On March 6, 2026, Servier Pharmaceuticals LLC, a Delaware limited liability company ("Parent"), Servier Detroit Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Day One Biopharmaceuticals, Inc., a Delaware corporation (the "Company"), and Servier S.A.S., a French societe par actions simplifiee, solely as a guarantor, entered into an Agreement and Plan of Merger (the "Merger Agreement"). Pursuant to the Merger Agreement, the Merger Sub merged with and into the Company (such merger and the other transactions contemplated by the Merger Agreement, the "Merger") with the Company surviving the Merger as a wholly owned subsidiary of the Parent.

F2 · price: Upon the closing of the Merger on April 23, 2026, each issued and outstanding share of the Company's Common Stock, par value $0.0001 per share, was either (x) purchased for $21.50 per share (the "Offer Price"), net to the seller in cash, without interest, and subject to applicable withholding taxes, on the terms and conditions set forth in the Merger Agreement, or (y) automatically converted into the right to receive the Offer Price (the "Merger Consideration"), net to the seller in cash, without interest, and subject to applicable withholding taxes, on the terms and conditions set forth in the Merger Agreement.

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February 17, 2026 Filed Feb 18, 2026 22:16 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 6,065 $11.60 $70,359.46
Disclosure

SEC source: 0001655962-26-000004 · form4-02182026_100206.xml · nonDerivative · entry 5

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,025

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $11.195 to $11.8508, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

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February 15, 2026 Filed Feb 18, 2026 22:16 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,875 $0.00 $0.00
Disclosure

SEC source: 0001655962-26-000004 · form4-02182026_100206.xml · derivative · entry 9

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,125

Underlying: Common Stock · 7,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

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February 15, 2026 Filed Feb 18, 2026 22:16 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,625 $0.00 $0.00
Disclosure

SEC source: 0001655962-26-000004 · form4-02182026_100206.xml · derivative · entry 8

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,875

Underlying: Common Stock · 6,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:16 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,625 $0.00 $0.00
Disclosure

SEC source: 0001655962-26-000004 · form4-02182026_100206.xml · derivative · entry 7

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,375

Underlying: Common Stock · 6,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:16 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001655962-26-000004 · form4-02182026_100206.xml · derivative · entry 6

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,750

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:16 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 7,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001655962-26-000004 · form4-02182026_100206.xml · nonDerivative · entry 4

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:16 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 6,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001655962-26-000004 · form4-02182026_100206.xml · nonDerivative · entry 3

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:16 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 6,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001655962-26-000004 · form4-02182026_100206.xml · nonDerivative · entry 2

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:16 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001655962-26-000004 · form4-02182026_100206.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 22:19 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 GrantRestricted Stock Units · Derivative 126,000 $0.00 $0.00
Disclosure

SEC source: 0001655962-26-000002 · form4-01302026_100151.xml · derivative · entry 2

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,000

Underlying: Common Stock · 126,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 22:19 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 GrantStock Option (right to buy Common Stock) · Derivative 188,000 $0.00 Strike: $11.16 $0.00
Disclosure

SEC source: 0001655962-26-000002 · form4-01302026_100151.xml · derivative · entry 1

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,000

Underlying: Common Stock · 188,000 shares

Expires 2036-01-29

F1 · derivative.exercise_date: The option vests as to 1/48th of the total shares monthly, commencing February 28, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 00:02 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 4,062 $8.91 $36,211.51
Disclosure

SEC source: 0001655962-25-000006 · form4-11192025_121121.xml · nonDerivative · entry 5

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,715

F3 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $8.545 to $9.305, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
November 15, 2025 Filed Nov 19, 2025 00:02 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,625 $0.00 $0.00
Disclosure

SEC source: 0001655962-25-000006 · form4-11192025_121121.xml · derivative · entry 9

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,500

Underlying: Common Stock · 6,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 15, 2025 Filed Nov 19, 2025 00:02 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,625 $0.00 $0.00
Disclosure

SEC source: 0001655962-25-000006 · form4-11192025_121121.xml · derivative · entry 8

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,000

Underlying: Common Stock · 6,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 15, 2025 Filed Nov 19, 2025 00:02 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001655962-25-000006 · form4-11192025_121121.xml · derivative · entry 7

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 15, 2025 Filed Nov 19, 2025 00:02 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,375 $0.00 $0.00
Disclosure

SEC source: 0001655962-25-000006 · form4-11192025_121121.xml · derivative · entry 6

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 15, 2025 Filed Nov 19, 2025 00:02 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 6,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001655962-25-000006 · form4-11192025_121121.xml · nonDerivative · entry 4

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
November 15, 2025 Filed Nov 19, 2025 00:02 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 6,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001655962-25-000006 · form4-11192025_121121.xml · nonDerivative · entry 3

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
November 15, 2025 Filed Nov 19, 2025 00:02 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001655962-25-000006 · form4-11192025_121121.xml · nonDerivative · entry 2

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
November 15, 2025 Filed Nov 19, 2025 00:02 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 1,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001655962-25-000006 · form4-11192025_121121.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · balance_after: Includes 3,902 shares of Common Stock acquired by the Reporting Person between May 12, 2023 and November 14, 2025 pursuant to the Issuer's employee stock purchase plan.

Read SEC document
November 06, 2025 Filed Nov 7, 2025 23:03 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 GrantStock Option (right to buy Common Stock) · Derivative 162,000 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001655962-25-000004 · form4-11072025_111106.xml · derivative · entry 10

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,000

Underlying: Common Stock · 162,000 shares

Expires 2035-01-14

F1 · kind: On October 7, 2025, the Issuer's Board of Directors approved an option repricing (the "Repricing") whereby the Reporting Person's options were repriced on November 6, 2025 (the "Effective Date") with a new exercise price of $8.99 (if lower than the original exercise price), the closing price on Nasdaq as of the Effective Date. In order to exercise the repriced options at the new exercise price, the Reporting Person is required to remain in service with the Issuer through the Retention Period; provided that the additional premium payment will not be required if the Reporting Person's service to the Issuer is terminated by reason of death or Disability (as defined in the Company's 2021 Equity Incentive Plan ("the Plan")).

F2 · kind: (Continued from Footnote 1) The "Retention Period" commenced on the Effective Date and ends upon the earliest of (i) the 12-month anniversary of the Effective Date and (ii) a Corporate Transaction (as defined in the Plan). All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F7 · derivative.exercise_date: The option vests as to 1/48th of the total shares monthly, commencing February 15, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
November 06, 2025 Filed Nov 7, 2025 23:03 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Disposition to issuerStock Option (right to buy Common Stock) · Derivative 162,000 $0.00 Strike: $11.87 $0.00
Disclosure

SEC source: 0001655962-25-000004 · form4-11072025_111106.xml · derivative · entry 9

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 162,000 shares

Expires 2035-01-14

F1 · kind: On October 7, 2025, the Issuer's Board of Directors approved an option repricing (the "Repricing") whereby the Reporting Person's options were repriced on November 6, 2025 (the "Effective Date") with a new exercise price of $8.99 (if lower than the original exercise price), the closing price on Nasdaq as of the Effective Date. In order to exercise the repriced options at the new exercise price, the Reporting Person is required to remain in service with the Issuer through the Retention Period; provided that the additional premium payment will not be required if the Reporting Person's service to the Issuer is terminated by reason of death or Disability (as defined in the Company's 2021 Equity Incentive Plan ("the Plan")).

F2 · kind: (Continued from Footnote 1) The "Retention Period" commenced on the Effective Date and ends upon the earliest of (i) the 12-month anniversary of the Effective Date and (ii) a Corporate Transaction (as defined in the Plan). All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F7 · derivative.exercise_date: The option vests as to 1/48th of the total shares monthly, commencing February 15, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
November 06, 2025 Filed Nov 7, 2025 23:03 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 GrantStock Option (right to buy Common Stock) · Derivative 162,000 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001655962-25-000004 · form4-11072025_111106.xml · derivative · entry 8

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,000

Underlying: Common Stock · 162,000 shares

Expires 2034-01-04

F1 · kind: On October 7, 2025, the Issuer's Board of Directors approved an option repricing (the "Repricing") whereby the Reporting Person's options were repriced on November 6, 2025 (the "Effective Date") with a new exercise price of $8.99 (if lower than the original exercise price), the closing price on Nasdaq as of the Effective Date. In order to exercise the repriced options at the new exercise price, the Reporting Person is required to remain in service with the Issuer through the Retention Period; provided that the additional premium payment will not be required if the Reporting Person's service to the Issuer is terminated by reason of death or Disability (as defined in the Company's 2021 Equity Incentive Plan ("the Plan")).

F2 · kind: (Continued from Footnote 1) The "Retention Period" commenced on the Effective Date and ends upon the earliest of (i) the 12-month anniversary of the Effective Date and (ii) a Corporate Transaction (as defined in the Plan). All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F6 · derivative.exercise_date: The option vests as to 1/48th of the total shares monthly, commencing February 5, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
November 06, 2025 Filed Nov 7, 2025 23:03 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Disposition to issuerStock Option (right to buy Common Stock) · Derivative 162,000 $0.00 Strike: $14.44 $0.00
Disclosure

SEC source: 0001655962-25-000004 · form4-11072025_111106.xml · derivative · entry 7

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 162,000 shares

Expires 2034-01-04

F1 · kind: On October 7, 2025, the Issuer's Board of Directors approved an option repricing (the "Repricing") whereby the Reporting Person's options were repriced on November 6, 2025 (the "Effective Date") with a new exercise price of $8.99 (if lower than the original exercise price), the closing price on Nasdaq as of the Effective Date. In order to exercise the repriced options at the new exercise price, the Reporting Person is required to remain in service with the Issuer through the Retention Period; provided that the additional premium payment will not be required if the Reporting Person's service to the Issuer is terminated by reason of death or Disability (as defined in the Company's 2021 Equity Incentive Plan ("the Plan")).

F2 · kind: (Continued from Footnote 1) The "Retention Period" commenced on the Effective Date and ends upon the earliest of (i) the 12-month anniversary of the Effective Date and (ii) a Corporate Transaction (as defined in the Plan). All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F6 · derivative.exercise_date: The option vests as to 1/48th of the total shares monthly, commencing February 5, 2024, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
November 06, 2025 Filed Nov 7, 2025 23:03 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 GrantStock Option (right to buy Common Stock) · Derivative 116,000 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001655962-25-000004 · form4-11072025_111106.xml · derivative · entry 6

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,000

Underlying: Common Stock · 116,000 shares

Expires 2033-01-16

F1 · kind: On October 7, 2025, the Issuer's Board of Directors approved an option repricing (the "Repricing") whereby the Reporting Person's options were repriced on November 6, 2025 (the "Effective Date") with a new exercise price of $8.99 (if lower than the original exercise price), the closing price on Nasdaq as of the Effective Date. In order to exercise the repriced options at the new exercise price, the Reporting Person is required to remain in service with the Issuer through the Retention Period; provided that the additional premium payment will not be required if the Reporting Person's service to the Issuer is terminated by reason of death or Disability (as defined in the Company's 2021 Equity Incentive Plan ("the Plan")).

F2 · kind: (Continued from Footnote 1) The "Retention Period" commenced on the Effective Date and ends upon the earliest of (i) the 12-month anniversary of the Effective Date and (ii) a Corporate Transaction (as defined in the Plan). All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F5 · derivative.exercise_date: The option vests as to 1/48th of the total shares monthly, commencing February 17, 2023, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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November 06, 2025 Filed Nov 7, 2025 23:03 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Disposition to issuerStock Option (right to buy Common Stock) · Derivative 116,000 $0.00 Strike: $23.41 $0.00
Disclosure

SEC source: 0001655962-25-000004 · form4-11072025_111106.xml · derivative · entry 5

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 116,000 shares

Expires 2033-01-16

F1 · kind: On October 7, 2025, the Issuer's Board of Directors approved an option repricing (the "Repricing") whereby the Reporting Person's options were repriced on November 6, 2025 (the "Effective Date") with a new exercise price of $8.99 (if lower than the original exercise price), the closing price on Nasdaq as of the Effective Date. In order to exercise the repriced options at the new exercise price, the Reporting Person is required to remain in service with the Issuer through the Retention Period; provided that the additional premium payment will not be required if the Reporting Person's service to the Issuer is terminated by reason of death or Disability (as defined in the Company's 2021 Equity Incentive Plan ("the Plan")).

F2 · kind: (Continued from Footnote 1) The "Retention Period" commenced on the Effective Date and ends upon the earliest of (i) the 12-month anniversary of the Effective Date and (ii) a Corporate Transaction (as defined in the Plan). All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F5 · derivative.exercise_date: The option vests as to 1/48th of the total shares monthly, commencing February 17, 2023, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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November 06, 2025 Filed Nov 7, 2025 23:03 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 GrantStock Option (right to buy Common Stock) · Derivative 151,000 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001655962-25-000004 · form4-11072025_111106.xml · derivative · entry 4

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,000

Underlying: Common Stock · 151,000 shares

Expires 2032-01-17

F1 · kind: On October 7, 2025, the Issuer's Board of Directors approved an option repricing (the "Repricing") whereby the Reporting Person's options were repriced on November 6, 2025 (the "Effective Date") with a new exercise price of $8.99 (if lower than the original exercise price), the closing price on Nasdaq as of the Effective Date. In order to exercise the repriced options at the new exercise price, the Reporting Person is required to remain in service with the Issuer through the Retention Period; provided that the additional premium payment will not be required if the Reporting Person's service to the Issuer is terminated by reason of death or Disability (as defined in the Company's 2021 Equity Incentive Plan ("the Plan")).

F2 · kind: (Continued from Footnote 1) The "Retention Period" commenced on the Effective Date and ends upon the earliest of (i) the 12-month anniversary of the Effective Date and (ii) a Corporate Transaction (as defined in the Plan). All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F4 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, with 100% of the total shares vested on January 18, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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November 06, 2025 Filed Nov 7, 2025 23:03 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Disposition to issuerStock Option (right to buy Common Stock) · Derivative 151,000 $0.00 Strike: $14.26 $0.00
Disclosure

SEC source: 0001655962-25-000004 · form4-11072025_111106.xml · derivative · entry 3

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 151,000 shares

Expires 2032-01-17

F1 · kind: On October 7, 2025, the Issuer's Board of Directors approved an option repricing (the "Repricing") whereby the Reporting Person's options were repriced on November 6, 2025 (the "Effective Date") with a new exercise price of $8.99 (if lower than the original exercise price), the closing price on Nasdaq as of the Effective Date. In order to exercise the repriced options at the new exercise price, the Reporting Person is required to remain in service with the Issuer through the Retention Period; provided that the additional premium payment will not be required if the Reporting Person's service to the Issuer is terminated by reason of death or Disability (as defined in the Company's 2021 Equity Incentive Plan ("the Plan")).

F2 · kind: (Continued from Footnote 1) The "Retention Period" commenced on the Effective Date and ends upon the earliest of (i) the 12-month anniversary of the Effective Date and (ii) a Corporate Transaction (as defined in the Plan). All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F4 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, with 100% of the total shares vested on January 18, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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November 06, 2025 Filed Nov 7, 2025 23:03 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 GrantStock Option (right to buy Common Stock) · Derivative 497,667 $0.00 Strike: $8.99 $0.00
Disclosure

SEC source: 0001655962-25-000004 · form4-11072025_111106.xml · derivative · entry 2

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 497,667

Underlying: Common Stock · 497,667 shares

Expires 2031-05-25

F1 · kind: On October 7, 2025, the Issuer's Board of Directors approved an option repricing (the "Repricing") whereby the Reporting Person's options were repriced on November 6, 2025 (the "Effective Date") with a new exercise price of $8.99 (if lower than the original exercise price), the closing price on Nasdaq as of the Effective Date. In order to exercise the repriced options at the new exercise price, the Reporting Person is required to remain in service with the Issuer through the Retention Period; provided that the additional premium payment will not be required if the Reporting Person's service to the Issuer is terminated by reason of death or Disability (as defined in the Company's 2021 Equity Incentive Plan ("the Plan")).

F2 · kind: (Continued from Footnote 1) The "Retention Period" commenced on the Effective Date and ends upon the earliest of (i) the 12-month anniversary of the Effective Date and (ii) a Corporate Transaction (as defined in the Plan). All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F3 · derivative.exercise_date: The options are fully vested.

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November 06, 2025 Filed Nov 7, 2025 23:03 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Disposition to issuerStock Option (right to buy Common Stock) · Derivative 497,667 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001655962-25-000004 · form4-11072025_111106.xml · derivative · entry 1

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 497,667 shares

Expires 2031-05-25

F1 · kind: On October 7, 2025, the Issuer's Board of Directors approved an option repricing (the "Repricing") whereby the Reporting Person's options were repriced on November 6, 2025 (the "Effective Date") with a new exercise price of $8.99 (if lower than the original exercise price), the closing price on Nasdaq as of the Effective Date. In order to exercise the repriced options at the new exercise price, the Reporting Person is required to remain in service with the Issuer through the Retention Period; provided that the additional premium payment will not be required if the Reporting Person's service to the Issuer is terminated by reason of death or Disability (as defined in the Company's 2021 Equity Incentive Plan ("the Plan")).

F2 · kind: (Continued from Footnote 1) The "Retention Period" commenced on the Effective Date and ends upon the earliest of (i) the 12-month anniversary of the Effective Date and (ii) a Corporate Transaction (as defined in the Plan). All of the other terms of the options remain unchanged. Such transactions were exempt pursuant to Rule 16b-6(d) and Rule 16b-3 of the Exchange Act, as applicable.

F3 · derivative.exercise_date: The options are fully vested.

Read SEC document
August 18, 2025 Filed Aug 19, 2025 23:40 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 SaleCommon Stock 4,106 $6.77 $27,785.71
Disclosure

SEC source: 0001415889-25-022386 · form4-08192025_110809.xml · nonDerivative · entry 5

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,000

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $6.65 to $6.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

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August 15, 2025 Filed Aug 19, 2025 23:40 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,625 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022386 · form4-08192025_110809.xml · derivative · entry 9

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,125

Underlying: Common Stock · 6,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

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August 15, 2025 Filed Aug 19, 2025 23:40 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,625 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022386 · form4-08192025_110809.xml · derivative · entry 8

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,625

Underlying: Common Stock · 6,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 23:40 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022386 · form4-08192025_110809.xml · derivative · entry 7

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 23:40 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,375 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022386 · form4-08192025_110809.xml · derivative · entry 6

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,375

Underlying: Common Stock · 1,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 23:40 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 6,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-022386 · form4-08192025_110809.xml · nonDerivative · entry 4

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 23:40 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 6,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-022386 · form4-08192025_110809.xml · nonDerivative · entry 3

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 23:40 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-022386 · form4-08192025_110809.xml · nonDerivative · entry 2

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 23:40 UTC Day One Biopharmaceuticals, Inc. DAWN · Entity 51180 Exercise / conversionCommon Stock 1,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-022386 · form4-08192025_110809.xml · nonDerivative · entry 1

York Charles N II · CIK 0001655962 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.