Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Fox CorpFOX · Entity 3166 | Chief Legal and Policy Officer | August 15, 2023 | August 17, 2023 |
| LPL Financial Holdings Inc.LPLA · Entity 3160 | Director | August 23, 2018 | August 27, 2018 |
| Light & Wonder, Inc.SGMS · Entity 9758 | Director | June 19, 2018 | June 21, 2018 |
| Strategic Education, Inc.STRA · Entity 4561 | Director | April 22, 2026 | April 24, 2026 |
| TWENTY-FIRST CENTURY FOX, INC.FOX · Entity 158938 | Director | July 02, 2018 | July 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Fox Corp
Report date August 15, 2023 · Filed August 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 56,161 |
Ending reported balance
After 2023-08-17 transaction · row 11
11 source rows · reconciled sequenceRow 1 · 2023-08-15 · Exercise / conversion · Acquired 30,213 · Balance 79,597 F1: Each restricted stock unit and performance stock unit represents the equivalent of one share of Fox Corporation's Class A Common Stock. Row 2 · 2023-08-15 · Tax withholding · Disposed 14,980 · Balance 64,617 Row 3 · 2023-08-15 · Exercise / conversion · Acquired 22,829 · Balance 87,446 F1: Each restricted stock unit and performance stock unit represents the equivalent of one share of Fox Corporation's Class A Common Stock. Row 4 · 2023-08-15 · Tax withholding · Disposed 11,319 · Balance 76,127 Row 5 · 2023-08-15 · Exercise / conversion · Acquired 25,722 · Balance 101,849 F1: Each restricted stock unit and performance stock unit represents the equivalent of one share of Fox Corporation's Class A Common Stock. Row 6 · 2023-08-15 · Tax withholding · Disposed 12,753 · Balance 89,096 Row 7 · 2023-08-15 · Exercise / conversion · Acquired 32,624 · Balance 121,720 F1: Each restricted stock unit and performance stock unit represents the equivalent of one share of Fox Corporation's Class A Common Stock. Row 8 · 2023-08-15 · Tax withholding · Disposed 16,175 · Balance 105,545 Row 9 · 2023-08-17 · Sale · Disposed 49,384 · Balance 56,161 F2: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $33.20 to $33.68, inclusive. The reporting person undertakes to provide to Fox Corporation, any security holder of Fox Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Row 10 · 2023-08-17 · Exercise / conversion · Acquired 182,481 · Balance 238,642 Row 11 · 2023-08-17 · Sale · Disposed 182,481 · Balance 56,161 F3: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $33.25 to $33.70, inclusive. The reporting person undertakes to provide to Fox Corporation, any security holder of Fox Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2023-08-15 · Exercise / conversion · Disposed 30,213 · Balance 0 F1: Each restricted stock unit and performance stock unit represents the equivalent of one share of Fox Corporation's Class A Common Stock. F4: The restricted stock units vested one-third on August 15, 2021, one-third on August 15, 2022 and the remainder of the award vested on August 15, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 22,833 |
Reported balance
After 2023-08-15 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2023-08-15 · Exercise / conversion · Disposed 22,829 · Balance 22,833 F1: Each restricted stock unit and performance stock unit represents the equivalent of one share of Fox Corporation's Class A Common Stock. F5: The restricted stock units vested one-third on August 15, 2022, one-third on August 15, 2023 and the remainder of the award will vest on August 15, 2024. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 51,446 |
Reported balance
After 2023-08-15 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2023-08-15 · Exercise / conversion · Disposed 25,722 · Balance 51,446 F1: Each restricted stock unit and performance stock unit represents the equivalent of one share of Fox Corporation's Class A Common Stock. F6: The restricted stock units vested one-third on August 15, 2023, will vest one-third on August 15, 2024 and the remainder of the award will vest on August 15, 2025. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-08-15 | Direct | 0 |
Reported balance
After 2023-08-15 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2023-08-15 · Exercise / conversion · Disposed 32,624 · Balance 0 F1: Each restricted stock unit and performance stock unit represents the equivalent of one share of Fox Corporation's Class A Common Stock. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.12 · Expires 2030-08-03 | Direct | 0 |
Reported balance
After 2023-08-17 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2023-08-17 · Exercise / conversion · Disposed 182,481 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit and performance stock unit represents the equivalent of one share of Fox Corporation's Class A Common Stock.
F2: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $33.20 to $33.68, inclusive. The reporting person undertakes to provide to Fox Corporation, any security holder of Fox Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $33.25 to $33.70, inclusive. The reporting person undertakes to provide to Fox Corporation, any security holder of Fox Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F4: The restricted stock units vested one-third on August 15, 2021, one-third on August 15, 2022 and the remainder of the award vested on August 15, 2023.
F5: The restricted stock units vested one-third on August 15, 2022, one-third on August 15, 2023 and the remainder of the award will vest on August 15, 2024.
F6: The restricted stock units vested one-third on August 15, 2023, will vest one-third on August 15, 2024 and the remainder of the award will vest on August 15, 2025.
LPL Financial Holdings Inc.
Report date August 23, 2018 · Filed August 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,364 |
Ending reported balance
After 2018-08-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-08-23 · Grant · Acquired 9 · Balance 17,322 F1: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 7, 2019. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 7, 2019. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Row 2 · 2018-08-23 · Grant · Acquired 42 · Balance 17,364 F2: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. |
| Common StockSEC Table I · non-derivative | IndirectHeld through GRAT | 4,844 |
Reported balance
Holding disclosure · report date 2018-08-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,844 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 7, 2019. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 7, 2019. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.
F2: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.
Light & Wonder, Inc.
Report date June 19, 2018 · Filed June 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,554 |
Reported balance
After 2018-06-19 transaction · row 1
1 source rowRow 1 · 2018-06-19 · Exercise / conversion · Acquired 1,554 · Balance 1,554 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,665 |
Reported balance
After 2018-06-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-06-19 · Exercise / conversion · Disposed 1,554 · Balance 4,665 F1: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest in three equal installments of 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest in three equal installments of 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis.
Strategic Education, Inc.
Report date April 22, 2026 · Filed April 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,910 |
Ending reported balance
After 2026-04-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-04-22 · Grant · Acquired 1,436 · Balance 23,953 F1: Represents an award of restricted stock which will vest in three equal annual installments beginning April 22, 2027. Row 2 · 2026-04-22 · Grant · Acquired 957 · Balance 24,910 F2: Represents an award of restricted stock issued to the reporting person in lieu of board cash retainer fees of $80,000. The award vests in three equal annual installments beginning April 22, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock which will vest in three equal annual installments beginning April 22, 2027.
F2: Represents an award of restricted stock issued to the reporting person in lieu of board cash retainer fees of $80,000. The award vests in three equal annual installments beginning April 22, 2027.
TWENTY-FIRST CENTURY FOX, INC.
Report date July 02, 2018 · Filed July 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-07-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-07-02 · Exercise / conversion · Acquired 1,275 · Balance 1,275 F1: The deferred stock units were deemed to have settled for the cash value of an equivalent number of shares of Twenty-First Century Fox, Inc.'s Class A Common Stock. Row 2 · 2018-07-02 · Disposition to issuer · Disposed 1,275 · Balance 0 |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 27,669 |
Reported balance
After 2018-07-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-07-02 · Exercise / conversion · Disposed 1,275 · Balance 27,669 F2: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock. F1: The deferred stock units were deemed to have settled for the cash value of an equivalent number of shares of Twenty-First Century Fox, Inc.'s Class A Common Stock. F3: The deferred stock units became payable in cash on July 2, 2018, the first trading day of the quarter five years following the grant. F4: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 28,659 |
Reported balance
After 2018-07-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-07-02 · Grant · Acquired 990 · Balance 28,659 F2: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock. F5: The deferred stock units become payable in stock on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F4: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. |
Filing footnotes · ownership attribution and instrument terms
F1: The deferred stock units were deemed to have settled for the cash value of an equivalent number of shares of Twenty-First Century Fox, Inc.'s Class A Common Stock.
F2: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock.
F3: The deferred stock units became payable in cash on July 2, 2018, the first trading day of the quarter five years following the grant.
F4: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director.
F5: The deferred stock units become payable in stock on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2019 Filed Aug 7, 2019 22:17 UTC | Fox Corp FOX · Entity 3166 | GrantStock Option (Right to Buy) · Derivative | 170,765 | $0.00 Strike: $36.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045008 · doc4.xml · derivative · entry 2 DINH VIET D · CIK 0001306819 · Chief Legal and Policy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,765 Underlying: Class A Common Stock · 170,765 shares Expires 2026-08-05 F3 · derivative.exercise_date: The stock options will vest one-third on each of August 15, 2020, August 15, 2021 and August 15, 2022. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 22:17 UTC | Fox Corp FOX · Entity 3166 | GrantRestricted Stock Units · Derivative | 35,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045008 · doc4.xml · derivative · entry 1 DINH VIET D · CIK 0001306819 · Chief Legal and Policy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,491 Underlying: Class A Common Stock · 35,491 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: The restricted stock units will vest one-third on each of August 15, 2020, August 15, 2021 and August 15, 2022. F2 · derivative.expiration_date: The restricted stock units will vest one-third on each of August 15, 2020, August 15, 2021 and August 15, 2022. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:09 UTC | Fox Corp FOX · Entity 3166 | GrantRestricted Stock Units · Derivative | 813 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-034895 · doc4.xml · derivative · entry 2 DINH VIET D · CIK 0001306819 · Chief Legal and Policy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,900 Underlying: Class A Common Stock · 813 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of Fox Corporation's Class A Common Stock. F2 · shares: Represents dividend equivalents accrued with respect to restricted stock units. F5 · derivative.exercise_date: The restricted stock units will vest 50% on each of June 15, 2020 and June 15, 2021. F5 · derivative.expiration_date: The restricted stock units will vest 50% on each of June 15, 2020 and June 15, 2021. F4 · balance_after: Represents the aggregate number of restricted stock units held by the Reporting Person, including dividend equivalents accrued that vest on the same terms as the respective underlying restricted stock units. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:09 UTC | Fox Corp FOX · Entity 3166 | GrantRestricted Stock Units · Derivative | 1,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-034895 · doc4.xml · derivative · entry 1 DINH VIET D · CIK 0001306819 · Chief Legal and Policy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,388 Underlying: Class A Common Stock · 1,130 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of Fox Corporation's Class A Common Stock. F2 · shares: Represents dividend equivalents accrued with respect to restricted stock units. F3 · derivative.exercise_date: The restricted stock units will vest 20% on September 30, 2019, 40% on June 30, 2020 and 40% on June 30, 2021. F3 · derivative.expiration_date: The restricted stock units will vest 20% on September 30, 2019, 40% on June 30, 2020 and 40% on June 30, 2021. F4 · balance_after: Represents the aggregate number of restricted stock units held by the Reporting Person, including dividend equivalents accrued that vest on the same terms as the respective underlying restricted stock units. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:45 UTC | Fox Corp FOX · Entity 3166 | GrantStock Option (Right to Buy) · Derivative | 187,427 | $0.00 Strike: $40.26 | $0.00 |
DisclosureSEC source: 0000899243-19-008718 · doc4.xml · derivative · entry 5 DINH VIET D · CIK 0001306819 · Chief Legal and Policy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,427 Underlying: Class A Common Stock · 187,427 shares Expires not disclosed F6 · derivative.exercise_date: The stock option will vest 50% on June 15, 2020 and 50% on June 15, 2021. F6 · derivative.expiration_date: The stock option will vest 50% on June 15, 2020 and 50% on June 15, 2021. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:45 UTC | Fox Corp FOX · Entity 3166 | GrantRestricted Stock Units · Derivative | 121,087 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008718 · doc4.xml · derivative · entry 4 DINH VIET D · CIK 0001306819 · Chief Legal and Policy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,087 Underlying: Class A Common Stock · 121,087 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1. F5 · derivative.exercise_date: The restricted stock units will vest 50% on June 15, 2020 and 50% on June 15, 2021. F5 · derivative.expiration_date: The restricted stock units will vest 50% on June 15, 2020 and 50% on June 15, 2021. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:45 UTC | Fox Corp FOX · Entity 3166 | GrantRestricted Stock Units · Derivative | 168,258 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-008718 · doc4.xml · derivative · entry 3 DINH VIET D · CIK 0001306819 · Chief Legal and Policy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,258 Underlying: Class A Common Stock · 168,258 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1. F3 · price: The securities reported are the result of the conversion of restricted stock units originally granted by 21CF into restricted stock units of Fox in connection with the separation of Fox from 21CF. The number of restricted stock units received was based on a conversion formula equal to a fraction, the numerator of which is one and the denominator of which is (a) three multiplied by (b) one minus the inverse of 1.357190 (i.e., the Distribution Adjustment Multiple as defined in the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, by and among 21CF, The Walt Disney Company, TWDC Holdco 613 Corp., WDC Merger Enterprises I, Inc. and WDC Merger Enterprises II, Inc.). F4 · derivative.exercise_date: The restricted stock units will vest 20% on September 30, 2019, 40% on June 30, 2020 and 40% on June 30, 2021, subject to the reporting person's continued service to Fox. F4 · derivative.expiration_date: The restricted stock units will vest 20% on September 30, 2019, 40% on June 30, 2020 and 40% on June 30, 2021, subject to the reporting person's continued service to Fox. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 21:48 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-18-000168 · wf-form4_153540650472356.xml · nonDerivative · entry 2 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,364 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 21:48 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-18-000168 · wf-form4_153540650472356.xml · nonDerivative · entry 1 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,322 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 7, 2019. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 7, 2019. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:24 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | GrantDeferred Stock Units · Derivative | 990 | $49.20 | $48,708.00 |
DisclosureSEC source: 0001209191-18-040867 · doc4.xml · derivative · entry 4 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,659 Underlying: Class A Common Stock · 990 shares Expires not disclosed F2 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock. F5 · derivative.exercise_date: The deferred stock units become payable in stock on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F5 · derivative.expiration_date: The deferred stock units become payable in stock on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F4 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:24 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | Exercise / conversionDeferred Stock Units · Derivative | 1,275 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-040867 · doc4.xml · derivative · entry 3 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,669 Underlying: Class A Common Stock · 1,275 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock. F1 · price: The deferred stock units were deemed to have settled for the cash value of an equivalent number of shares of Twenty-First Century Fox, Inc.'s Class A Common Stock. F3 · derivative.exercise_date: The deferred stock units became payable in cash on July 2, 2018, the first trading day of the quarter five years following the grant. F3 · derivative.expiration_date: The deferred stock units became payable in cash on July 2, 2018, the first trading day of the quarter five years following the grant. F4 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:24 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | Disposition to issuerClass A Common Stock | 1,275 | $49.20 | $62,730.00 |
DisclosureSEC source: 0001209191-18-040867 · doc4.xml · nonDerivative · entry 2 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:24 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | Exercise / conversionClass A Common Stock | 1,275 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-040867 · doc4.xml · nonDerivative · entry 1 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The deferred stock units were deemed to have settled for the cash value of an equivalent number of shares of Twenty-First Century Fox, Inc.'s Class A Common Stock. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 20:45 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 1,554 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000159 · wf-form4_152961390059701.xml · derivative · entry 2 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,665 Underlying: Common Stock · 1,554 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest in three equal installments of 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest in three equal installments of 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The balance of the award is scheduled to vest in three equal installments of 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 20:45 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionCommon Stock | 1,554 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000159 · wf-form4_152961390059701.xml · nonDerivative · entry 1 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 20:42 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantRestricted Stock Units · Derivative | 2,787 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000130 · wf-form4_152909535430498.xml · derivative · entry 1 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,787 Underlying: Common Stock · 2,787 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest beginning on June 13, 2019 as to 696 shares and the balance in three equal installments as to 697 shares on each of 2020, 2021 and 2022. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest beginning on June 13, 2019 as to 696 shares and the balance in three equal installments as to 697 shares on each of 2020, 2021 and 2022. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest beginning on June 13, 2019 as to 696 shares and the balance in three equal installments as to 697 shares on each of 2020, 2021 and 2022. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:30 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-18-000134 · wf-form4_152823777054673.xml · nonDerivative · entry 2 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,313 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:30 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-18-000134 · wf-form4_152823777054673.xml · nonDerivative · entry 1 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,273 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 7, 2019. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 7, 2019. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| May 18, 2018 Filed May 22, 2018 21:58 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-18-000112 · wf-form4_152702630988476.xml · nonDerivative · entry 2 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,265 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. Read SEC document |
| May 18, 2018 Filed May 22, 2018 21:58 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 2,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-18-000112 · wf-form4_152702630988476.xml · nonDerivative · entry 1 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,994 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 7, 2019. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy"). Read SEC document |
| April 18, 2018 Filed Apr 20, 2018 20:32 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | GrantDeferred Stock Units · Derivative | 60 | $37.31 | $2,238.60 |
DisclosureSEC source: 0001209191-18-025708 · doc4.xml · derivative · entry 1 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,944 Underlying: Class A Common Stock · 60 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock. F2 · shares: Represents dividend equivalents accrued with respect to deferred stock units granted on or after July 1, 2016. F3 · derivative.exercise_date: The deferred stock units representing dividend equivalents become payable in stock upon vesting of the underlying deferred stock units. F3 · derivative.expiration_date: The deferred stock units representing dividend equivalents become payable in stock upon vesting of the underlying deferred stock units. F4 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 22:48 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | GrantDeferred Stock Units · Derivative | 1,349 | $36.13 | $48,739.37 |
DisclosureSEC source: 0001209191-18-023318 · doc4.xml · derivative · entry 4 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,884 Underlying: Class A Common Stock · 1,349 shares Expires not disclosed F3 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock. F6 · derivative.exercise_date: The deferred stock units become payable in stock on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F6 · derivative.expiration_date: The deferred stock units become payable in stock on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F5 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 22:48 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | Exercise / conversionDeferred Stock Units · Derivative | 1,281 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-023318 · doc4.xml · derivative · entry 3 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,535 Underlying: Class A Common Stock · 1,281 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock. F2 · price: The deferred stock units were deemed to have settled for the cash value of an equivalent number of shares of Twenty-First Century Fox, Inc.'s Class A Common Stock. F4 · derivative.exercise_date: The deferred stock units became payable in cash on April 2, 2018, the first trading day of the quarter five years following the grant. F4 · derivative.expiration_date: The deferred stock units became payable in cash on April 2, 2018, the first trading day of the quarter five years following the grant. F5 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 22:48 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | Disposition to issuerClass A Common Stock | 1,281 | $36.13 | $46,282.53 |
DisclosureSEC source: 0001209191-18-023318 · doc4.xml · nonDerivative · entry 2 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 22:48 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | Exercise / conversionClass A Common Stock | 1,281 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-023318 · doc4.xml · nonDerivative · entry 1 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of deferred stock units was adjusted in connection with the separation (the "Separation") of News Corporation from Twenty-First Century Fox, Inc. on June 28, 2013. The adjustment was based on the ratio of the pre-Separation closing price on June 28, 2013 of Twenty-First Century Fox, Inc.'s Class A Common Stock and the volume weighted average price of Twenty-First Century Fox, Inc. Class A Common Stock on July 1, 2013. F2 · price: The deferred stock units were deemed to have settled for the cash value of an equivalent number of shares of Twenty-First Century Fox, Inc.'s Class A Common Stock. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 23:19 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-18-000073 · wf-form4_152219272600508.xml · nonDerivative · entry 2 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,531 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 23:19 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-18-000073 · wf-form4_152219272600508.xml · nonDerivative · entry 1 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,501 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 18, 2018. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 18, 2018. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 23:27 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | GrantDeferred Stock Units · Derivative | 1,359 | $35.86 | $48,733.74 |
DisclosureSEC source: 0001209191-18-001308 · doc4.xml · derivative · entry 4 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,816 Underlying: Class A Common Stock · 1,359 shares Expires not disclosed F3 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock. F6 · derivative.exercise_date: The deferred stock units become payable in stock on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F6 · derivative.expiration_date: The deferred stock units become payable in stock on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F5 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 23:27 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | Exercise / conversionDeferred Stock Units · Derivative | 1,461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-001308 · doc4.xml · derivative · entry 3 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,457 Underlying: Class A Common Stock · 1,461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock. F2 · price: The deferred stock units were deemed to have settled for the cash value of an equivalent number of shares of Twenty-First Century Fox, Inc.'s Class A Common Stock. F4 · derivative.exercise_date: The deferred stock units became payable in cash on January 2, 2018, the first trading day of the quarter five years following the grant. F4 · derivative.expiration_date: The deferred stock units became payable in cash on January 2, 2018, the first trading day of the quarter five years following the grant. F5 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 23:27 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | Disposition to issuerClass A Common Stock | 1,461 | $35.86 | $52,391.46 |
DisclosureSEC source: 0001209191-18-001308 · doc4.xml · nonDerivative · entry 2 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 23:27 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | Exercise / conversionClass A Common Stock | 1,461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-001308 · doc4.xml · nonDerivative · entry 1 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of deferred stock units was adjusted in connection with the separation (the "Separation") of News Corporation from Twenty-First Century Fox, Inc. on June 28, 2013. The adjustment was based on the ratio of the pre-Separation closing price on June 28, 2013 of Twenty-First Century Fox, Inc.'s Class A Common Stock and the volume weighted average price of Twenty-First Century Fox, Inc. Class A Common Stock on July 1, 2013. F2 · price: The deferred stock units were deemed to have settled for the cash value of an equivalent number of shares of Twenty-First Century Fox, Inc.'s Class A Common Stock. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 22:11 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-17-000192 · wf-form4_151199350256088.xml · nonDerivative · entry 2 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,488 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 22:11 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-17-000192 · wf-form4_151199350256088.xml · nonDerivative · entry 1 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,454 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 18, 2018. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 22:36 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | GrantDeferred Stock Units · Derivative | 66 | $27.18 | $1,793.88 |
DisclosureSEC source: 0001209191-17-057521 · doc4.xml · derivative · entry 1 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,918 Underlying: Class A Common Stock · 66 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock. F2 · shares: Represents dividend equivalents accrued with respect to deferred stock units granted on or after July 1, 2016. F3 · derivative.exercise_date: The deferred stock units representing dividend equivalents become payable in stock upon vesting of the underlying deferred stock units. F3 · derivative.expiration_date: The deferred stock units representing dividend equivalents become payable in stock upon vesting of the underlying deferred stock units. F4 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 22:14 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | GrantDeferred Stock Units · Derivative | 1,832 | $26.60 | $48,731.20 |
DisclosureSEC source: 0001209191-17-055376 · doc4.xml · derivative · entry 4 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,852 Underlying: Class A Common Stock · 1,832 shares Expires not disclosed F3 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock. F6 · derivative.exercise_date: The deferred stock units become payable in stock on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F6 · derivative.expiration_date: The deferred stock units become payable in stock on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F5 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 22:14 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | Exercise / conversionDeferred Stock Units · Derivative | 1,583 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-055376 · doc4.xml · derivative · entry 3 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,020 Underlying: Class A Common Stock · 1,583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock. F2 · price: The deferred stock units were deemed to have settled for the cash value of an equivalent number of shares of Twenty-First Century Fox, Inc.'s Class A Common Stock. F4 · derivative.exercise_date: The deferred stock units became payable in cash on October 2, 2017, the first trading day of the quarter five years following the grant. F4 · derivative.expiration_date: The deferred stock units became payable in cash on October 2, 2017, the first trading day of the quarter five years following the grant. F5 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 22:14 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | Disposition to issuerClass A Common Stock | 1,583 | $26.60 | $42,107.80 |
DisclosureSEC source: 0001209191-17-055376 · doc4.xml · nonDerivative · entry 2 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 22:14 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | Exercise / conversionClass A Common Stock | 1,583 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-055376 · doc4.xml · nonDerivative · entry 1 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of deferred stock units was adjusted in connection with the separation (the "Separation") of News Corporation from Twenty-First Century Fox, Inc. on June 28, 2013. The adjustment was based on the ratio of the pre-Separation closing price on June 28, 2013 of Twenty-First Century Fox, Inc.'s Class A Common Stock and the volume weighted average price of Twenty-First Century Fox, Inc. Class A Common Stock on July 1, 2013. F2 · price: The deferred stock units were deemed to have settled for the cash value of an equivalent number of shares of Twenty-First Century Fox, Inc.'s Class A Common Stock. Read SEC document |
| August 24, 2017 Filed Aug 29, 2017 01:23 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-17-000166 · wf-form4_150396979004803.xml · nonDerivative · entry 2 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,438 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| August 24, 2017 Filed Aug 29, 2017 01:23 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 17 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-17-000166 · wf-form4_150396979004803.xml · nonDerivative · entry 1 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,400 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 18, 2018. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy"). The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 21:57 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | GrantDeferred Stock Units · Derivative | 1,709 | $28.52 | $48,740.68 |
DisclosureSEC source: 0001209191-17-043495 · doc4.xml · derivative · entry 4 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,603 Underlying: Class A Common Stock · 1,709 shares Expires not disclosed F3 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock. F6 · derivative.exercise_date: The deferred stock units become payable in stock on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F6 · derivative.expiration_date: The deferred stock units become payable in stock on the earlier of (i) the first trading day of the quarter five years following the grant and (ii) the Reporting Person's end of service as a Director. F5 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 21:57 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | Exercise / conversionDeferred Stock Units · Derivative | 1,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-043495 · doc4.xml · derivative · entry 3 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,894 Underlying: Class A Common Stock · 1,701 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock. F2 · price: The deferred stock units were deemed to have settled for the cash value of an equivalent number of shares of Twenty-First Century Fox, Inc.'s Class A Common Stock. F4 · derivative.exercise_date: The deferred stock units became payable in cash on July 3, 2017, the first trading day of the quarter five years following the grant. F4 · derivative.expiration_date: The deferred stock units became payable in cash on July 3, 2017, the first trading day of the quarter five years following the grant. F5 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 21:57 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | Disposition to issuerClass A Common Stock | 1,701 | $28.52 | $48,512.52 |
DisclosureSEC source: 0001209191-17-043495 · doc4.xml · nonDerivative · entry 2 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 21:57 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | Exercise / conversionClass A Common Stock | 1,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-043495 · doc4.xml · nonDerivative · entry 1 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of deferred stock units was adjusted in connection with the separation (the "Separation") of News Corporation from Twenty-First Century Fox, Inc. on June 28, 2013. The adjustment was based on the ratio of the pre-Separation closing price on June 28, 2013 of Twenty-First Century Fox, Inc.'s Class A Common Stock and the volume weighted average price of Twenty-First Century Fox, Inc. Class A Common Stock on July 1, 2013. F2 · price: The deferred stock units were deemed to have settled for the cash value of an equivalent number of shares of Twenty-First Century Fox, Inc.'s Class A Common Stock. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 20:43 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $26.05 | $0.00 |
DisclosureSEC source: 0000750004-17-000173 · wf-form4_149807780305509.xml · derivative · entry 2 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-06-18 F2 · derivative.exercise_date: The option becomes exercisable in four equal annual installments beginning on June 19, 2018. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 20:43 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantRestricted Stock Units · Derivative | 6,219 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000173 · wf-form4_149807780305509.xml · derivative · entry 1 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,219 Underlying: Common Stock · 6,219 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest beginning on June 19, 2018 as to 1,554 shares. The balance of the award is scheduled to vest in three equal installments as to 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest beginning on June 19, 2018 as to 1,554 shares. The balance of the award is scheduled to vest in three equal installments as to 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest beginning on June 19, 2018 as to 1,554 shares. The balance of the award is scheduled to vest in three equal installments as to 1,555 shares on each of June 19, 2019, 2020 and 2021. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:43 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-17-000137 · wf-form4_149618062491426.xml · nonDerivative · entry 1 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,383 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), pursuant to which the reporting person elected to defer receipt of the cash and equity portions of the annual retainer under the Issuer's Non-Employee Director Compensation Policy. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| May 18, 2017 Filed May 23, 2017 00:13 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-17-000114 · wf-form4_149549840173130.xml · nonDerivative · entry 2 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,350 F2 · shares: Represents stock units granted under the Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the Deferred Plan pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. Read SEC document |
| May 18, 2017 Filed May 23, 2017 00:13 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 3,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-17-000114 · wf-form4_149549840173130.xml · nonDerivative · entry 1 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,382 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan ("Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 18, 2018. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan ("Deferred Plan") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy ("Policy"). Read SEC document |
| April 19, 2017 Filed Apr 20, 2017 22:24 UTC | TWENTY-FIRST CENTURY FOX, INC. FOX · Entity 158938 | GrantDeferred Stock Units · Derivative | 38 | $30.39 | $1,154.82 |
DisclosureSEC source: 0001209191-17-027770 · doc4.xml · derivative · entry 1 DINH VIET D · CIK 0001306819 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,595 Underlying: Class A Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the equivalent of one share of Twenty-First Century Fox, Inc.'s Class A Common Stock. F2 · shares: Represents dividend equivalents accrued with respect to deferred stock units granted on or after July 1, 2016. F3 · derivative.exercise_date: The deferred stock units representing dividend equivalents become payable in stock upon vesting of the underlying deferred stock units. F3 · derivative.expiration_date: The deferred stock units representing dividend equivalents become payable in stock upon vesting of the underlying deferred stock units. F4 · balance_after: Represents the aggregate number of deferred stock units held by the Reporting Person, including deferred stock units accrued as a result of dividend equivalents that vest on the same terms as the respective underlying deferred stock units. The reported deferred stock units become payable on the earlier of (i) the first trading day of the quarter five years following the respective grant and (ii) the Reporting Person's end of service as a Director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.