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GULLING DOUGLAS R

Disclosed activity across 1 company

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51380
SEC CIK
0001247350

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
WEST BANCORPORATION INCWTBA · Entity 5506DirectorApril 23, 2026April 24, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

WEST BANCORPORATION INC

Report date April 23, 2026 · Filed April 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect73,768 Reported balance After 2026-04-23 transaction · row 1
1 source row

Row 1 · 2026-04-23 · Grant · Acquired 1,430 · Balance 73,768

F1: Shares were acquired pursuant to a grant of restricted stock units which vest as of the earlier to occur of 1) the one-year anniversary of the grant date, or 2) the next regularly scheduled annual meeting of the Company's stockholders where directors stand for re-election.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were acquired pursuant to a grant of restricted stock units which vest as of the earlier to occur of 1) the one-year anniversary of the grant date, or 2) the next regularly scheduled annual meeting of the Company's stockholders where directors stand for re-election.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2026 Filed Apr 24, 2026 20:27 UTC WEST BANCORPORATION INC WTBA · Entity 5506 GrantCOMMON STOCK 1,430 $0.00 $0.00
Disclosure

SEC source: 0001247350-26-000002 · wk-form4_1777062468.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,768

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest as of the earlier to occur of 1) the one-year anniversary of the grant date, or 2) the next regularly scheduled annual meeting of the Company's stockholders where directors stand for re-election.

Read SEC document
November 11, 2025 Filed Nov 12, 2025 21:55 UTC WEST BANCORPORATION INC WTBA · Entity 5506 SaleCOMMON STOCK 7,900 $21.75 $171,825.00
Disclosure

SEC source: 0001247350-25-000006 · wk-form4_1762984502.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,338

Read SEC document
April 24, 2025 Filed Apr 25, 2025 20:38 UTC WEST BANCORPORATION INC WTBA · Entity 5506 GrantCOMMON STOCK 1,738 $0.00 $0.00
Disclosure

SEC source: 0001166928-25-000047 · wk-form4_1745613504.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,238

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest as of the earlier to occur of 1) the one-year anniversary of the grant date, or 2) the next regularly scheduled annual meeting of the Company's stockholders where directors stand for re-election.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:30 UTC WEST BANCORPORATION INC WTBA · Entity 5506 GiftCOMMON STOCK 2,209 $0.00 $0.00
Disclosure

SEC source: 0001166928-24-000113 · wk-form4_1731965427.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,500

F1 · shares: On November 15, 2024, Mr. Gulling donated 2,209 directly owned shares of common stock to a donor-advised fund, which will use the gifted shares for charitable purposes.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:29 UTC WEST BANCORPORATION INC WTBA · Entity 5506 SaleCOMMON STOCK 3,603 $23.60 $85,030.80
Disclosure

SEC source: 0001166928-24-000111 · wk-form4_1731446948.xml · nonDerivative · entry 3

GULLING DOUGLAS R · CIK 0001247350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,709

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:29 UTC WEST BANCORPORATION INC WTBA · Entity 5506 SaleCOMMON STOCK 397 $23.72 $9,416.84
Disclosure

SEC source: 0001166928-24-000111 · wk-form4_1731446948.xml · nonDerivative · entry 2

GULLING DOUGLAS R · CIK 0001247350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,312

Read SEC document
November 04, 2024 Filed Nov 12, 2024 21:29 UTC WEST BANCORPORATION INC WTBA · Entity 5506 OtherCOMMON STOCK 2 $21.39 $42.78
Disclosure

SEC source: 0001166928-24-000111 · wk-form4_1731446948.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,709

F1 · shares: Shares withheld for payment of transfer fees in connection with the transfer of shares previously owned indirectly by Mr. Gulling's 401(k) Plan to direct ownership.

F2 · balance_after: Includes 27,275 shares previously owned indirectly by Mr. Gulling's 401(k) Plan.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 20:35 UTC WEST BANCORPORATION INC WTBA · Entity 5506 Tax withholdingCOMMON STOCK 8,514 $17.10 $145,589.40
Disclosure

SEC source: 0001166928-24-000041 · wk-form4_1711485305.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,434

F1 · shares: Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 25, 2024.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 23:18 UTC WEST BANCORPORATION INC WTBA · Entity 5506 GrantCOMMON STOCK 2,000 $0.00 $0.00
Disclosure

SEC source: 0001166928-24-000021 · wk-form4_1708643913.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,948

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest in five equal annual installments beginning March 25, 2025.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 20:19 UTC WEST BANCORPORATION INC WTBA · Entity 5506 Tax withholdingCOMMON STOCK 5,714 $18.80 $107,423.20
Disclosure

SEC source: 0001166928-23-000052 · wf-form4_168003477223568.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,948

F1 · shares: Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 25, 2023.

Read SEC document
February 20, 2023 Filed Feb 21, 2023 21:49 UTC WEST BANCORPORATION INC WTBA · Entity 5506 GrantCOMMON STOCK 7,500 $0.00 $0.00
Disclosure

SEC source: 0001166928-23-000021 · wf-form4_167701613214547.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,662

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest in five equal annual installments beginning March 25, 2024.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 20:35 UTC WEST BANCORPORATION INC WTBA · Entity 5506 Tax withholdingCOMMON STOCK 7,328 $27.94 $204,744.32
Disclosure

SEC source: 0001166928-22-000048 · wf-form4_164858609733837.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,162

F1 · shares: Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 25, 2022.

Read SEC document
March 21, 2022 Filed Mar 22, 2022 20:32 UTC WEST BANCORPORATION INC WTBA · Entity 5506 GrantCOMMON STOCK 7,500 $0.00 $0.00
Disclosure

SEC source: 0001166928-22-000038 · wf-form4_164798113736037.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,490

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest in five equal annual installments beginning March 25, 2023.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:31 UTC WEST BANCORPORATION INC WTBA · Entity 5506 GrantCOMMON STOCK 1,804 $0.00 $0.00
Disclosure

SEC source: 0001166928-22-000007 · wf-form4_164323265942833.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,990

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units that vest on March 25, 2022.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 21:28 UTC WEST BANCORPORATION INC WTBA · Entity 5506 SaleCOMMON STOCK 3,364 $33.50 $112,694.00
Disclosure

SEC source: 0001166928-21-000113 · wf-form4_163640688555367.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,186

Read SEC document
November 03, 2021 Filed Nov 4, 2021 20:48 UTC WEST BANCORPORATION INC WTBA · Entity 5506 SaleCOMMON STOCK 5,000 $32.13 $160,650.00
Disclosure

SEC source: 0001166928-21-000111 · wf-form4_163605880927799.xml · nonDerivative · entry 2

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,550

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.10 to $32.33. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 03, 2021 Filed Nov 4, 2021 20:48 UTC WEST BANCORPORATION INC WTBA · Entity 5506 SaleCOMMON STOCK 1,636 $33.13 $54,200.68
Disclosure

SEC source: 0001166928-21-000111 · wf-form4_163605880927799.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,550

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.10 to $33.24. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 09, 2021 Filed Aug 9, 2021 20:46 UTC WEST BANCORPORATION INC WTBA · Entity 5506 SaleCOMMON STOCK 5,000 $30.98 $154,900.00
Disclosure

SEC source: 0001166928-21-000095 · wf-form4_162854193755391.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,186

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.91 to $31.05. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 04, 2021 Filed Aug 4, 2021 20:37 UTC WEST BANCORPORATION INC WTBA · Entity 5506 SaleCOMMON STOCK 5,000 $29.92 $149,600.00
Disclosure

SEC source: 0001166928-21-000093 · wf-form4_162810945670678.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,186

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.82 to $30.14. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 20:56 UTC WEST BANCORPORATION INC WTBA · Entity 5506 SaleCOMMON STOCK 5,000 $29.26 $146,300.00
Disclosure

SEC source: 0001166928-21-000077 · wf-form4_162309933416542.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,186

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.18 to $29.29. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 2, 2021 20:41 UTC WEST BANCORPORATION INC WTBA · Entity 5506 SaleCOMMON STOCK 5,000 $28.17 $140,850.00
Disclosure

SEC source: 0001166928-21-000071 · wf-form4_162266644951200.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,186

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.10 to $28.30. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 20:54 UTC WEST BANCORPORATION INC WTBA · Entity 5506 Tax withholdingCOMMON STOCK 6,802 $24.06 $163,656.12
Disclosure

SEC source: 0001166928-21-000027 · wf-form4_161679203106649.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,186

F1 · shares: Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 25, 2021.

Read SEC document
March 03, 2021 Filed Mar 3, 2021 22:37 UTC WEST BANCORPORATION INC WTBA · Entity 5506 SaleCOMMON STOCK 5,000 $24.25 $121,250.00
Disclosure

SEC source: 0001166928-21-000021 · wf-form4_161481103169671.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,988

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.25 to $24.28. The reporting person undertakes to provide to West Bancorporation, Inc., any security holder of West Bancorporation, Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:40 UTC WEST BANCORPORATION INC WTBA · Entity 5506 GrantCOMMON STOCK 15,000 $0.00 $0.00
Disclosure

SEC source: 0001166928-21-000007 · wf-form4_161178358960456.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,988

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units, 7,500 units of which, vest in five equal annual installments beginning March 25, 2022. The remaining 7,500 units cliff vest on March 25, 2023, subject to achievement of performance criteria established by the Compensation Committee as set out in the grant.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 20:34 UTC WEST BANCORPORATION INC WTBA · Entity 5506 Tax withholdingCOMMON STOCK 7,182 $15.51 $111,392.82
Disclosure

SEC source: 0001166928-20-000052 · wf-form4_158525484467162.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,988

F1 · shares: Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 25, 2020.

Read SEC document
March 23, 2020 Filed Mar 24, 2020 20:56 UTC WEST BANCORPORATION INC WTBA · Entity 5506 GrantCOMMON STOCK 15,000 $0.00 $0.00
Disclosure

SEC source: 0001166928-20-000042 · wf-form4_158508338155198.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,170

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest in five equal annual installments beginning March 25, 2021.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 21:07 UTC WEST BANCORPORATION INC WTBA · Entity 5506 Tax withholdingCOMMON STOCK 6,943 $19.80 $137,471.40
Disclosure

SEC source: 0001166928-19-000031 · wf-form4_155372085770404.xml · nonDerivative · entry 2

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,170

F2 · shares: Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 21:07 UTC WEST BANCORPORATION INC WTBA · Entity 5506 GrantCOMMON STOCK 15,000 $0.00 $0.00
Disclosure

SEC source: 0001166928-19-000031 · wf-form4_155372085770404.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,113

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest in five equal annual installments beginning March 25, 2020.

Read SEC document
May 07, 2018 Filed Feb 1, 2019 22:09 UTC WEST BANCORPORATION INC WTBA · Entity 5506 GiftCOMMON STOCK 100 $0.00 $0.00
Disclosure

SEC source: 0001166928-19-000011 · wf-form5_154905893417945.xml · nonDerivative · entry 2

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,113

Read SEC document
May 07, 2018 Filed Feb 1, 2019 22:09 UTC WEST BANCORPORATION INC WTBA · Entity 5506 GiftCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0001166928-19-000011 · wf-form5_154905893417945.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,213

Read SEC document
March 26, 2018 Filed Mar 27, 2018 21:36 UTC WEST BANCORPORATION INC WTBA · Entity 5506 Tax withholdingCOMMON STOCK 6,525 $25.85 $168,671.25
Disclosure

SEC source: 0001166928-18-000025 · wf-form4_152218654887986.xml · nonDerivative · entry 2

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,713

F2 · shares: Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 26, 2018.

Read SEC document
March 26, 2018 Filed Mar 27, 2018 21:36 UTC WEST BANCORPORATION INC WTBA · Entity 5506 GrantCOMMON STOCK 15,000 $0.00 $0.00
Disclosure

SEC source: 0001166928-18-000025 · wf-form4_152218654887986.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,238

F1 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest in five equal annual installments beginning March 25, 2019.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 20:55 UTC WEST BANCORPORATION INC WTBA · Entity 5506 Tax withholdingCOMMON STOCK 592 $23.25 $13,764.00
Disclosure

SEC source: 0001166928-17-000084 · wf-form4_150170732569793.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,238

F1 · shares: Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on August 1, 2017.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:29 UTC WEST BANCORPORATION INC WTBA · Entity 5506 Tax withholdingCOMMON STOCK 3,502 $21.80 $76,343.60
Disclosure

SEC source: 0001166928-17-000023 · wf-form4_149073652796779.xml · nonDerivative · entry 4

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,830

F4 · shares: Restricted stock units withheld to pay payroll taxes due upon vesting and issuance of restricted stock units shares on March 27, 2017.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:29 UTC WEST BANCORPORATION INC WTBA · Entity 5506 GrantCOMMON STOCK 15,000 $0.00 $0.00
Disclosure

SEC source: 0001166928-17-000023 · wf-form4_149073652796779.xml · nonDerivative · entry 3

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,332

F3 · shares: Shares were acquired pursuant to a grant of restricted stock units which vest in five equal annual installments beginning March 25, 2018.

Read SEC document
February 01, 2017 Filed Mar 28, 2017 21:29 UTC WEST BANCORPORATION INC WTBA · Entity 5506 GiftCOMMON STOCK 285 $0.00 $0.00
Disclosure

SEC source: 0001166928-17-000023 · wf-form4_149073652796779.xml · nonDerivative · entry 2

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,332

F2 · price: Gift of 285 shares to Greater Des Moines Botanical Garden.

Read SEC document
February 01, 2017 Filed Mar 28, 2017 21:29 UTC WEST BANCORPORATION INC WTBA · Entity 5506 GiftCOMMON STOCK 450 $0.00 $0.00
Disclosure

SEC source: 0001166928-17-000023 · wf-form4_149073652796779.xml · nonDerivative · entry 1

GULLING DOUGLAS R · CIK 0001247350 · EVP, TREASURER & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,617

F1 · price: Gift of 450 shares to Prince of Peace Lutheran Church.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.