Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PIPER SANDLER COMPANIESPIPR · Entity 3863 | Global Co-Head IB and Cap Mkts | January 09, 2026 | April 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PIPER SANDLER COMPANIES
Report date January 09, 2026 · Filed April 24, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 242,328 |
Reported balance
Holding disclosure · report date 2026-01-09 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 242,328 F1: The reporting person's initial holdings have been corrected in this amended Form 3 to include an additional 98,232 shares which were not originally reported due to an administrative oversight. F2: The number of shares reported in this amended Form 3 have been adjusted from the originally filed Form 3 to reflect the four-for-one stock split of the issuer's common stock which became effective on March 23, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person's initial holdings have been corrected in this amended Form 3 to include an additional 98,232 shares which were not originally reported due to an administrative oversight.
F2: The number of shares reported in this amended Form 3 have been adjusted from the originally filed Form 3 to reflect the four-for-one stock split of the issuer's common stock which became effective on March 23, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2026 Filed Mar 2, 2026 21:06 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 3,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001226967-26-000010 · wk-form4_1772485559.xml · nonDerivative · entry 2 PELTIER JEAN-PAUL M · CIK 0001226967 · Global Co-Head IB and Cap Mkts 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,587 Read SEC document |
| February 26, 2026 Filed Mar 2, 2026 21:06 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 6,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001226967-26-000010 · wk-form4_1772485559.xml · nonDerivative · entry 1 PELTIER JEAN-PAUL M · CIK 0001226967 · Global Co-Head IB and Cap Mkts 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,653 F1 · price: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 163% overall, with 126% vesting of the portion of the award based on attaining certain levels of adjusted return on equity and 200% vesting of the portion of the award based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2023 through December 31, 2025. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 21:18 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 104 | $0.00 | $0.00 |
DisclosureSEC source: 0001226967-26-000008 · wk-form4_1771535917.xml · nonDerivative · entry 3 PELTIER JEAN-PAUL M · CIK 0001226967 · Global Co-Head IB and Cap Mkts 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,931 Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 21:18 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 732 | $0.00 | $0.00 |
DisclosureSEC source: 0001226967-26-000008 · wk-form4_1771535917.xml · nonDerivative · entry 2 PELTIER JEAN-PAUL M · CIK 0001226967 · Global Co-Head IB and Cap Mkts 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,035 Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 21:18 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 1,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001226967-26-000008 · wk-form4_1771535917.xml · nonDerivative · entry 1 PELTIER JEAN-PAUL M · CIK 0001226967 · Global Co-Head IB and Cap Mkts 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,767 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.