Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APTARGROUP, INC.ATR · Entity 165 | EVP and Chief Legal Officer | June 10, 2025 | June 10, 2025 |
| Veralto CorpVLTO · Entity 3203 | SVP, Chief Legal Officer | March 01, 2026 | March 03, 2026 |
| WARRIOR MET COAL, INC.HCC · Entity 3831 | Director | April 23, 2026 | April 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APTARGROUP, INC.
Report date June 10, 2025 · Filed June 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,088 |
Reported balance
After 2025-06-10 transaction · row 1
1 source rowRow 1 · 2025-06-10 · Sale · Disposed 1,671 · Balance 11,088 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.7300 to $152.8600 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.7300 to $152.8600 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth.
Veralto Corp
Report date March 01, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,490 |
Ending reported balance
After 2026-03-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-03-01 · Grant · Acquired 20,528 · Balance 20,528 F1: On the date indicated, Veralto Corporation granted the reporting person restricted stock units (RSUs) in the amount indicated. Since the RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. One third of the RSUs vest of each of the first, second, and third anniversaries of the grant date, which is March 1, 2026. Row 2 · 2026-03-01 · Grant · Acquired 15,396 · Balance 35,924 F2: On the date indicated, Veralto Corporation granted the reporting person restricted stock units (RSUs) in the amount indicated. Since the RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. One half of the RSUs vest on each of the third and fourth anniversaries of the grant date, which is March 1, 2026. Row 3 · 2026-03-01 · Grant · Acquired 2,566 · Balance 38,490 F2: On the date indicated, Veralto Corporation granted the reporting person restricted stock units (RSUs) in the amount indicated. Since the RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. One half of the RSUs vest on each of the third and fourth anniversaries of the grant date, which is March 1, 2026. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $97.43 · Expires 2036-03-01 | Direct | 8,693 |
Reported balance
After 2026-03-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-03-01 · Grant · Acquired 8,693 · Balance 8,693 F3: One half of the options granted become exercisable on each of the third and fourth anniversaries of the grant date, which is March 1, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: On the date indicated, Veralto Corporation granted the reporting person restricted stock units (RSUs) in the amount indicated. Since the RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. One third of the RSUs vest of each of the first, second, and third anniversaries of the grant date, which is March 1, 2026.
F2: On the date indicated, Veralto Corporation granted the reporting person restricted stock units (RSUs) in the amount indicated. Since the RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. One half of the RSUs vest on each of the third and fourth anniversaries of the grant date, which is March 1, 2026.
F3: One half of the options granted become exercisable on each of the third and fourth anniversaries of the grant date, which is March 1, 2026.
WARRIOR MET COAL, INC.
Report date April 23, 2026 · Filed April 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,534 |
Reported balance
After 2026-04-23 transaction · row 1
1 source rowRow 1 · 2026-04-23 · Exercise / conversion · Acquired 2,534 · Balance 2,534 F1: Represents the vesting and settlement of restricted stock units, which convert into common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-23 · Exercise / conversion · Disposed 2,534 · Balance 0 F2: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,423 |
Reported balance
Holding disclosure · report date 2026-04-23 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,423 F3: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary of April 20, 2026, the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting and settlement of restricted stock units, which convert into common stock on a one-for-one basis.
F2: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant.
F3: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary of April 20, 2026, the date of grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NEOPHOTONICS CORP
Report date August 03, 2022 · Filed August 05, 2022
Section 16 reporting ended · disclosed 2022-08-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 1
1 source rowRow 1 · 2022-08-03 · Disposition to issuer · Disposed 4,621 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.17 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-08-03 · Disposition to issuer · Disposed 7,641 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Restricted Stock Unit (right to acquire)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-08-03 · Disposition to issuer · Disposed 5,787 · Balance 0 F3: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.
F3: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 23, 2026 Filed Apr 27, 2026 20:02 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | Exercise / conversionRestricted Stock Units · Derivative | 2,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001817362-26-000006 · ownership.xml · derivative · entry 2 Chainey Kimberly · CIK 0001817362 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant. F2 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant. F2 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant. Read SEC document |
| April 23, 2026 Filed Apr 27, 2026 20:02 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | Exercise / conversionCommon Stock | 2,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001817362-26-000006 · ownership.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting and settlement of restricted stock units, which convert into common stock on a one-for-one basis. Read SEC document |
| April 20, 2026 Filed Apr 22, 2026 22:37 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | GrantRestricted Stock Units · Derivative | 1,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001817362-26-000004 · ownership.xml · derivative · entry 2 Chainey Kimberly · CIK 0001817362 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,423 Underlying: Common Stock · 1,423 shares Expires not disclosed F2 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary of April 20, 2026, the date of grant. F2 · deemedExecutionDate: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary of April 20, 2026, the date of grant. F2 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary of April 20, 2026, the date of grant. F2 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2026 Equity Incentive Plan, and vest in full on the first anniversary of April 20, 2026, the date of grant. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 22:07 UTC | Veralto Corp VLTO · Entity 3203 | GrantEmployee Stock Option (Right to Buy) · Derivative | 8,693 | $0.00 Strike: $97.43 | $0.00 |
DisclosureSEC source: 0001817362-26-000002 · wk-form4_1772575670.xml · derivative · entry 4 Chainey Kimberly · CIK 0001817362 · SVP, Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,693 Underlying: Common Stock · 8,693 shares Expires 2036-03-01 F3 · derivative.exercise_date: One half of the options granted become exercisable on each of the third and fourth anniversaries of the grant date, which is March 1, 2026. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 22:07 UTC | Veralto Corp VLTO · Entity 3203 | GrantCommon Stock | 2,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001817362-26-000002 · wk-form4_1772575670.xml · nonDerivative · entry 3 Chainey Kimberly · CIK 0001817362 · SVP, Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,490 F2 · shares: On the date indicated, Veralto Corporation granted the reporting person restricted stock units (RSUs) in the amount indicated. Since the RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. One half of the RSUs vest on each of the third and fourth anniversaries of the grant date, which is March 1, 2026. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 22:07 UTC | Veralto Corp VLTO · Entity 3203 | GrantCommon Stock | 15,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001817362-26-000002 · wk-form4_1772575670.xml · nonDerivative · entry 2 Chainey Kimberly · CIK 0001817362 · SVP, Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,924 F2 · shares: On the date indicated, Veralto Corporation granted the reporting person restricted stock units (RSUs) in the amount indicated. Since the RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. One half of the RSUs vest on each of the third and fourth anniversaries of the grant date, which is March 1, 2026. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 22:07 UTC | Veralto Corp VLTO · Entity 3203 | GrantCommon Stock | 20,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001817362-26-000002 · wk-form4_1772575670.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · SVP, Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,528 F1 · shares: On the date indicated, Veralto Corporation granted the reporting person restricted stock units (RSUs) in the amount indicated. Since the RSUs are payable solely in common stock, they are being reported in Table I of this Form 4. One third of the RSUs vest of each of the first, second, and third anniversaries of the grant date, which is March 1, 2026. Read SEC document |
| June 10, 2025 Filed Jun 10, 2025 21:57 UTC | APTARGROUP, INC. ATR · Entity 165 | SaleCommon Stock | 1,671 | $152.79 | $255,317.60 |
DisclosureSEC source: 0001062993-25-011335 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,088 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.7300 to $152.8600 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth. Read SEC document |
| May 02, 2025 Filed May 5, 2025 22:40 UTC | APTARGROUP, INC. ATR · Entity 165 | Tax withholdingCommon Stock | 3,148 | $152.00 | $478,496.00 |
DisclosureSEC source: 0001062993-25-008520 · form4.xml · nonDerivative · entry 2 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,759 Read SEC document |
| May 02, 2025 Filed May 5, 2025 22:40 UTC | APTARGROUP, INC. ATR · Entity 165 | GrantCommon Stock | 6,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-008520 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,907 Read SEC document |
| April 23, 2025 Filed Apr 25, 2025 20:07 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | GrantRestricted Stock Units · Derivative | 2,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-011343 · form4-04252025_080423.xml · derivative · entry 1 Chainey Kimberly · CIK 0001817362 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,534 Underlying: Common Stock · 2,534 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant. F1 · derivative.exercise_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant. F1 · derivative.expiration_date: The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in full on the first anniversary of April 23, 2025, the date of grant. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 22:55 UTC | APTARGROUP, INC. ATR · Entity 165 | GrantStock Option · Derivative | 5,941 | $0.00 Strike: $147.84 | $0.00 |
DisclosureSEC source: 0001062993-25-005818 · form4.xml · derivative · entry 3 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,941 Underlying: Common Stock · 5,941 shares Expires 2035-03-17 F1 · derivative.exercise_date: The stock option vests in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 22:55 UTC | APTARGROUP, INC. ATR · Entity 165 | GrantCommon Stock | 1,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-005818 · form4.xml · nonDerivative · entry 2 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,191 Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 22:55 UTC | APTARGROUP, INC. ATR · Entity 165 | Tax withholdingCommon Stock | 439 | $147.84 | $64,901.76 |
DisclosureSEC source: 0001062993-25-005818 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,626 Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 22:16 UTC | APTARGROUP, INC. ATR · Entity 165 | Tax withholdingCommon Stock | 372 | $146.66 | $54,557.52 |
DisclosureSEC source: 0001062993-25-005619 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,065 Read SEC document |
| February 25, 2025 Filed Feb 26, 2025 19:36 UTC | APTARGROUP, INC. ATR · Entity 165 | GrantCommon Stock | 718 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003604 · form4.xml · nonDerivative · entry 2 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,437 Read SEC document |
| February 25, 2025 Filed Feb 26, 2025 19:36 UTC | APTARGROUP, INC. ATR · Entity 165 | Tax withholdingCommon Stock | 129 | $147.71 | $19,054.59 |
DisclosureSEC source: 0001062993-25-003604 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,719 Read SEC document |
| November 15, 2024 Filed Nov 15, 2024 23:23 UTC | APTARGROUP, INC. ATR · Entity 165 | SaleCommon Stock | 964 | $168.83 | $162,752.41 |
DisclosureSEC source: 0001062993-24-019229 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,848 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.7700 to $168.9600 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth. Read SEC document |
| June 06, 2024 Filed Jun 6, 2024 19:26 UTC | APTARGROUP, INC. ATR · Entity 165 | SaleCommon Stock | 825 | $146.77 | $121,085.83 |
DisclosureSEC source: 0001062993-24-012019 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,812 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.6272 to $147.1900 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth. Read SEC document |
| April 26, 2024 Filed Apr 29, 2024 22:04 UTC | APTARGROUP, INC. ATR · Entity 165 | Tax withholdingCommon Stock | 1,288 | $143.33 | $184,609.04 |
DisclosureSEC source: 0001062993-24-009001 · form4.xml · nonDerivative · entry 2 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,637 Read SEC document |
| April 26, 2024 Filed Apr 29, 2024 22:04 UTC | APTARGROUP, INC. ATR · Entity 165 | GrantCommon Stock | 3,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009001 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,925 Read SEC document |
| March 22, 2024 Filed Mar 25, 2024 17:17 UTC | APTARGROUP, INC. ATR · Entity 165 | Tax withholdingCommon Stock | 284 | $141.59 | $40,211.56 |
DisclosureSEC source: 0001062993-24-006995 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,906 Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 23:08 UTC | APTARGROUP, INC. ATR · Entity 165 | GrantStock Option · Derivative | 6,861 | $0.00 Strike: $141.00 | $0.00 |
DisclosureSEC source: 0001062993-24-006677 · form4.xml · derivative · entry 3 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,861 Underlying: Common Stock · 6,861 shares Expires 2034-03-15 F1 · derivative.exercise_date: The stock option vests in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 23:08 UTC | APTARGROUP, INC. ATR · Entity 165 | GrantCommon Stock | 1,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-006677 · form4.xml · nonDerivative · entry 2 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,190 Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 23:08 UTC | APTARGROUP, INC. ATR · Entity 165 | Tax withholdingCommon Stock | 230 | $141.00 | $32,430.00 |
DisclosureSEC source: 0001062993-24-006677 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,430 Read SEC document |
| March 14, 2024 Filed Mar 15, 2024 21:27 UTC | APTARGROUP, INC. ATR · Entity 165 | Tax withholdingCommon Stock | 371 | $140.93 | $52,285.03 |
DisclosureSEC source: 0001062993-24-006530 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,660 Read SEC document |
| February 26, 2024 Filed Feb 27, 2024 21:40 UTC | APTARGROUP, INC. ATR · Entity 165 | Tax withholdingCommon Stock | 168 | $141.92 | $23,842.56 |
DisclosureSEC source: 0001062993-24-004592 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,031 Read SEC document |
| August 10, 2023 Filed Aug 10, 2023 22:43 UTC | APTARGROUP, INC. ATR · Entity 165 | SaleCommon Stock | 1,420 | $122.84 | $174,438.05 |
DisclosureSEC source: 0001062993-23-016220 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,199 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.3300 to $123.2353 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 18:42 UTC | APTARGROUP, INC. ATR · Entity 165 | Tax withholdingCommon Stock | 155 | $119.14 | $18,466.70 |
DisclosureSEC source: 0001062993-23-015415 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,619 Read SEC document |
| March 22, 2023 Filed Mar 23, 2023 16:05 UTC | APTARGROUP, INC. ATR · Entity 165 | Tax withholdingCommon Stock | 232 | $112.25 | $26,042.00 |
DisclosureSEC source: 0001062993-23-007513 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,774 Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 20:16 UTC | APTARGROUP, INC. ATR · Entity 165 | GrantStock Option · Derivative | 9,737 | $0.00 Strike: $122.52 | $0.00 |
DisclosureSEC source: 0001062993-23-007035 · form4.xml · derivative · entry 3 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,737 Underlying: Common Stock · 9,737 shares Expires 2033-03-15 F1 · derivative.exercise_date: The stock option vests in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 20:16 UTC | APTARGROUP, INC. ATR · Entity 165 | GrantCommon Stock | 1,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007035 · form4.xml · nonDerivative · entry 2 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,006 Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:16 UTC | APTARGROUP, INC. ATR · Entity 165 | Tax withholdingCommon Stock | 359 | $115.08 | $41,313.72 |
DisclosureSEC source: 0001062993-23-007035 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,055 Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 02:28 UTC | APTARGROUP, INC. ATR · Entity 165 | Tax withholdingCommon Stock | 129 | $116.69 | $15,053.01 |
DisclosureSEC source: 0001062993-23-005226 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,414 Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 22:51 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerRestricted Stock Unit (right to acquire) · Derivative | 5,787 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-22-044650 · doc4.xml · derivative · entry 3 Chainey Kimberly · CIK 0001817362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,787 shares Expires not disclosed F3 · price: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration. F3 · derivative.exercise_date: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration. F3 · derivative.expiration_date: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 22:51 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 7,641 | Not disclosed Strike: $10.17 | Not disclosed |
DisclosureSEC source: 0001209191-22-044650 · doc4.xml · derivative · entry 2 Chainey Kimberly · CIK 0001817362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,641 shares Expires not disclosed F2 · price: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. F2 · derivative.exercise_date: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. F2 · derivative.expiration_date: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 22:51 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerCommon Stock | 4,621 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-044650 · doc4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). Read SEC document |
| July 27, 2022 Filed Jul 28, 2022 21:02 UTC | APTARGROUP, INC. ATR · Entity 165 | Tax withholdingCommon Stock | 126 | $106.03 | $13,359.78 |
DisclosureSEC source: 0001062993-22-016844 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,543 Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 22:10 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantRestricted Stock Units (right to acquire) · Derivative | 5,787 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-22-000072 · edgardoc.xml · derivative · entry 3 Chainey Kimberly · CIK 0001817362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,787 Underlying: Common Stock · 5,787 shares Expires 2023-06-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F2 · derivative.exercise_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:10 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 4,621 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-22-000072 · edgardoc.xml · derivative · entry 2 Chainey Kimberly · CIK 0001817362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,621 shares Expires 2022-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F2 · derivative.exercise_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:10 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 4,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-22-000072 · edgardoc.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 16:25 UTC | APTARGROUP, INC. ATR · Entity 165 | Tax withholdingCommon Stock | 235 | $117.67 | $27,652.45 |
DisclosureSEC source: 0001062993-22-008471 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,669 Read SEC document |
| March 14, 2022 Filed Mar 15, 2022 21:00 UTC | APTARGROUP, INC. ATR · Entity 165 | GrantCommon Stock | 3,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-007763 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,904 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 01:05 UTC | APTARGROUP, INC. ATR · Entity 165 | GrantCommon Stock | 1,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-005964 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,783 Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 15:19 UTC | APTARGROUP, INC. ATR · Entity 165 | Tax withholdingCommon Stock | 126 | $136.76 | $17,231.76 |
DisclosureSEC source: 0001817362-21-000002 · edgar.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,678 Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:20 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantRestricted Stock Units (right to acquire) · Derivative | 4,621 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-21-000120 · edgardoc.xml · derivative · entry 2 Chainey Kimberly · CIK 0001817362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,621 Underlying: Common Stock · 4,621 shares Expires 2022-06-01 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F3 · derivative.exercise_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:20 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 7,641 | $0.00 Strike: $10.17 | $0.00 |
DisclosureSEC source: 0001227025-21-000120 · edgardoc.xml · derivative · entry 1 Chainey Kimberly · CIK 0001817362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,641 Underlying: Common Stock · 7,641 shares Expires 2031-05-31 F1 · derivative.exercise_date: This option shall vest ratably at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 19:36 UTC | APTARGROUP, INC. ATR · Entity 165 | GrantCommon Stock | 2,402 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-21-000313 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,804 Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:30 UTC | APTARGROUP, INC. ATR · Entity 165 | GrantCommon Stock | 119 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-21-000266 · form4.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,402 Read SEC document |
| July 27, 2020 Filed Jul 28, 2020 14:41 UTC | APTARGROUP, INC. ATR · Entity 165 | GrantCommon Stock | 1,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001817362-20-000004 · edgar.xml · nonDerivative · entry 1 Chainey Kimberly · CIK 0001817362 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,283 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.