Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Neuberger High Yield Strategies Fund Inc.NHS · Entity 8981 | Portfolio Manager | April 15, 2026 | April 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Neuberger High Yield Strategies Fund Inc.
Report date April 15, 2026 · Filed April 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,000 |
Reported balance
After 2026-04-15 transaction · row 1
1 source rowRow 1 · 2026-04-15 · Other · Acquired 7,000 · Balance 28,000 |
| Transferable Subscription RightsSEC Table II · derivative / convertible security · Expires 2026-04-15 | Direct | 0 |
Reported balance
After 2026-04-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-15 · Other · Disposed 21,000 · Balance 0 F1: Neuberger High Yield Strategies Fund Inc. (the "Fund") issued transferable subscription rights ("Rights") to its common stockholders of record as of the close of business on March 23, 2026 (the "Record Date") entitling the holders of these Rights to purchase additional shares of common stock of the Fund (the "Common Stock"). The holders of Common Stock of record on the Record Date ("Record Date Stockholders") were entitled to subscribe for additional shares of Common Stock at a discount to the market price of the Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. The Rights entitle their holders to purchase one new share of Common Stock for every three Rights held (1 for 3). F2: The subscription period commenced on the Record Date and expired on April 15, 2026. The final subscription price of $6.50 per share of Common Stock was determined based upon the terms of the offer. The Common Stock subscribed for will be issued after receipt of all stockholder payments. Fractional shares of Common Stock will not be issued. |
Filing footnotes · ownership attribution and instrument terms
F1: Neuberger High Yield Strategies Fund Inc. (the "Fund") issued transferable subscription rights ("Rights") to its common stockholders of record as of the close of business on March 23, 2026 (the "Record Date") entitling the holders of these Rights to purchase additional shares of common stock of the Fund (the "Common Stock"). The holders of Common Stock of record on the Record Date ("Record Date Stockholders") were entitled to subscribe for additional shares of Common Stock at a discount to the market price of the Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. The Rights entitle their holders to purchase one new share of Common Stock for every three Rights held (1 for 3).
F2: The subscription period commenced on the Record Date and expired on April 15, 2026. The final subscription price of $6.50 per share of Common Stock was determined based upon the terms of the offer. The Common Stock subscribed for will be issued after receipt of all stockholder payments. Fractional shares of Common Stock will not be issued.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2026 Filed Apr 27, 2026 22:48 UTC | Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981 | OtherTransferable Subscription Rights · Derivative | 21,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000898432-26-000297 · form4.xml · derivative · entry 2 Kocinski Chris · CIK 0001776623 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2026-04-15 F1 · derivative.exercise_price: Neuberger High Yield Strategies Fund Inc. (the "Fund") issued transferable subscription rights ("Rights") to its common stockholders of record as of the close of business on March 23, 2026 (the "Record Date") entitling the holders of these Rights to purchase additional shares of common stock of the Fund (the "Common Stock"). The holders of Common Stock of record on the Record Date ("Record Date Stockholders") were entitled to subscribe for additional shares of Common Stock at a discount to the market price of the Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. The Rights entitle their holders to purchase one new share of Common Stock for every three Rights held (1 for 3). F2 · derivative.exercise_price: The subscription period commenced on the Record Date and expired on April 15, 2026. The final subscription price of $6.50 per share of Common Stock was determined based upon the terms of the offer. The Common Stock subscribed for will be issued after receipt of all stockholder payments. Fractional shares of Common Stock will not be issued. F1 · price: Neuberger High Yield Strategies Fund Inc. (the "Fund") issued transferable subscription rights ("Rights") to its common stockholders of record as of the close of business on March 23, 2026 (the "Record Date") entitling the holders of these Rights to purchase additional shares of common stock of the Fund (the "Common Stock"). The holders of Common Stock of record on the Record Date ("Record Date Stockholders") were entitled to subscribe for additional shares of Common Stock at a discount to the market price of the Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. The Rights entitle their holders to purchase one new share of Common Stock for every three Rights held (1 for 3). F2 · price: The subscription period commenced on the Record Date and expired on April 15, 2026. The final subscription price of $6.50 per share of Common Stock was determined based upon the terms of the offer. The Common Stock subscribed for will be issued after receipt of all stockholder payments. Fractional shares of Common Stock will not be issued. Read SEC document |
| April 15, 2026 Filed Apr 27, 2026 22:48 UTC | Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981 | OtherCommon Stock | 7,000 | $6.50 | $45,500.00 |
DisclosureSEC source: 0000898432-26-000297 · form4.xml · nonDerivative · entry 1 Kocinski Chris · CIK 0001776623 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,000 Read SEC document |
| July 17, 2025 Filed Jul 21, 2025 18:37 UTC | Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981 | PurchaseCommon Stock | 6,000 | $7.40 | $44,397.00 |
DisclosureSEC source: 0000898432-25-000495 · form4.xml · nonDerivative · entry 1 Kocinski Chris · CIK 0001776623 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,000 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $7.395 to $7.41. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 29, 2025 Filed May 30, 2025 23:15 UTC | Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981 | PurchaseCommon Stock | 15,000 | $7.44 | $111,604.50 |
DisclosureSEC source: 0000898432-25-000417 · form4.xml · nonDerivative · entry 1 Kocinski Chris · CIK 0001776623 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $7.425 to $7.445. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.